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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Analisi del rischio: il caso 
dell’incendio di strutture civili 
Konstantinos Gkoumas, Ph.D., P.E. 
Franco Bontempi, Ph.D., P.E. 
Facoltà di Ingegneria 
Sapienza Università di Roma 
www.francobontempi.org October 28 2014 1
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Index 
• System approach to fire safety design 
• Risk/fire risk/risk analysis 
• Risk assessment process 
• Risk analysis 
• Hazard analysis 
• Risk acceptance 
• Risk reduction 
• References 
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ANALISI DEL RISCHIO: 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
• System approach to fire safety design 
• Risk 
- fire risk 
- risk types 
- risk analysis 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
System approach to fire safety design 
0 OBJECTIVE prevention 
suppression 
STOP FIRE FIRE SPREAD 
MINOR 
SPREAD 
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Y 
MAJOR 
SPREAD 
STRUCTURAL 
INTEGRITY 
AVOID 
CASUALITIES 
LOCALISED 
DAMAGE 
STRUCTURAL 
FAILURES 
N 
mitigation 
Y 
N 
fire safe design 
Y 
N 
FIRE 
robust design 
Y 
N 
MAJOR 
COLLAPSE 
AVOID 
DIRECT 
DAMAGE 
AVOID 
COLLAPSE 
1 
2 
3 
4 
fire safety design - 
structural 
fire safety design - 
non structural 
GLOBAL 
SAFETY 
LOSS OF 
GLOBAL 
SAFETY 
AVOID 
INDIRECT 
DAMAGE 
Y N 
The fire safety is framed in different 
“safety levels”, corresponding to 
different safety objectives. 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
(Fire) Risk Estimation* 
*(following SFPE Handbook of Fire Protection Engineering) 
Provide answer to the following questions 
1. What could happen? 
2. How bad would it be if it did happen? 
3. How likely is it to happen 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
What is risk? 
Risk can be defined as the probability that the harm or damage from a particular 
hazard is realized. 
Risk is measured in terms of consequences and likelihood (a qualitative description 
of probability or frequency). In mathematical terms risk can be defined as: 
risk = f (frequency or probability, consequence) (1) 
In the case of an activity with only one event with potential consequences, a risk (R) 
is the probability (P) that this event will occur multiplied with the consequences (C) 
given the event occurs: 
R = PC (2) 
The risk of a system is the sum of the risks of all harmful events of that system: 
(3) 
푛 
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푅푆 = 푅푖 
푖=1 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk types 
• Life safety risks are normally presented in two ways: 
- Individual risk and 
- Societal risk 
• Individual risk: 
The purpose of the individual risk is to ensure that individuals in the society 
are not exposed to unacceptably high risks. It can be defined as the risk to any 
occupant on the scene for the event/hazard scenario i.e. it is the risk to an 
individual and not to a group of people. 
• Societal risk: 
Societal risk is not looking at one individual but is concerned with the risk of 
multiple fatalities. People are treated as a group, there are no considerations 
taken to the individuals within the group i.e. the definition of the risk is from a 
societal point of view. 
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Source: Jönsson, 2007 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
What is risk analysis? 
• A big family of different approaches, methods 
and complex models combining various 
methododical components for specific tasks 
• Systematic analysis of sequences and interaction 
effects in potential accidents, thereby identifying 
weak points in the system and recognizing 
possible improvement measures 
• Risk analysis makes the quantification of risks 
feasible 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
The risk assessment process 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
The risk assessment process 
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Start 
Definition of the system 
Hazard identification 
Probability analysis Consequence analysis 
Additional safety 
measures 
Risk estimation 
Risk evaluation Risk criteria 
Acceptable 
risk? 
Stop 
Risk analysis 
Risk evaluation 
YES 
NO 
Risk reduction 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Definition of the system (context establishment) 
Define the operational environment and the context of the risk assessment 
process 
– Definition of the scope or the risk assessment process 
• This includes determining the timeframe (e.g. from planning to dismantling), 
the required resources and the depth of analysis required. 
– Definition of the strategic and organizational context 
• The nature of the organization in charge of the risk management and the 
environment in which it operates is established 
– Identification of the stakeholders and objectives 
• The relationships that are interdependent with the organization are defined, the 
impacts that might occur are accounted for, as well as and what each is wanting 
out of the relationship 
– Determination of the evaluation criteria 
• Decide what level of risk the organization is prepared to accept 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Hazard identification 
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Hazard identification 
a. What can happen 
b. How can it happen 
Means for hazard identification: 
• Decomposition of the system into a number of 
components and/or subsystems 
• Identification of possible states of failure for the 
considered system and sub-systems 
• Identification of how the hazards might be realized 
for the considered system and subsystems 
Source: Faber, 2008 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Hazard identification – system decomposition 
(a) Main cables 
(b) Anchor systems 
(e) Railway girder 
(f) Highway girders 
(g) Expansion joints 
2. Secondary comp. 
(a) Hanger ropes 
(b) Buffers 
(c) TMD 
(d) H.R. attachments 
(e) Bitumen 
(e) Plastic 
(b) Mechanical 
(a) Private 
(a) Private 
3. Exceptional traffic 
(a) Highway 
3. Under the bridge 
2. Communications 
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2. Social 
(a) Bridge authorities 
(b) Goverment 
(c) Region 
2. Aspects 
(a) Financial 
(c) Maintenance 
3. Policies 
(a) Technical 
1. Monitoring 
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A. Structure 
1. Main components 
(c) Towers 
(d) Foundations 
(h) Cable saddle 
(e) Non str.elements 
3. Materials 
(a) Steel 
(b) Concrete 
(c) Prestressed c. 
(d) Alluminium/iron 
(f) Coating 
4. Systems 
(a) Electrical 
(c) Hydraulics 
B. Users 
1. Highway traffic 
(b) Commercial 
2. Railway traffic 
(b) Commercial 
(a) Heavy 
(b) Hazard mat. 
(c) Military 
C. Facilities 
1. Over the bridge 
(b) Railway 
2. By the bridge 
(a) Highway 
(b) Railway 
(c) Toll booths 
(d) Control center 
(e) Parking 
(a) Maritime traffic 
D. Dependencies 
1. Power 
3. Financial 
4. Supplies 
5. Emerg. Responce 
(a) First aid 
(b) Police 
(c) Fire brigade 
(d) Hospitals 
6. Ext. Contractors 
E. Linkage 
1. Economy 
3. Military 
F. Operation 
1. Authorities 
(b) Management 
5. Personnel 
(b) Other 
G. Technology 
(a) GPS 
(b) Accelerometers 
(c) Strain gauges 
(d) Seismographs 
(e) Thermometers 
(f) WIM 
(g) CCTV 
(h) Field equipment 
2. Control 
(a) Cable control 
(b) TMD 
(c) Highway traffic 
(d) Railway traffic 
3. Data transmission 
(a) Cable 
(b) Wireless 
4. Computer center 
(a) Hardware 
(b) Software 
(c) Data bases 
(d) Internet/LAN 
4. Regulations 
4. Location 
(c) External 
Hierarchical Holographic Models (HHM) 
(Defined in Haimes, 1981) 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk analysis: hazard identification 
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• Qualitative methods 
Studies based on the generic experience of personnel and do not 
involve mathematical estimations. 
• Quantitative methods 
Mathematical estimations that rely upon historical evidence or 
estimates of failures to predict the occurrence of an event. 
• Semi-quantitative methods 
Combination of the above (mostly, qualitative methods with 
applied numerical values). 
Source: Nolan, D. P. Handbook of Fire and Explosion Protection 
Engineering Principles for Oil, Gas, Chemical, and Related Facilities, 1986 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk analysis: hazard identification 
Source: Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. 
www.francobontempi.org 
John Wiley & Sons, 2008 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Hazard identification. Qualitative Methods 
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Checklist or Worksheet 
A standardized listing which identifies common protection features required for typical 
facilities is compared against the facility design and operation. Risks are expressed by 
the omission of safety systems or system features. 
Preliminary Hazard Analysis (PHA) 
Each hazard is identified with potential causes and effects. Recommendations or known 
protective measures are listed. 
What-If analysis 
A safety study which by which “What-If’ investigative questions (brainstorming 
approach) are asked by an experienced team of a hydrocarbon system or components 
under examination. Risks are normally expressed in a qualitative numerical series (e.g., 1 
to 5). 
HAZOP - HAZard and OPerability analysis (analisi di pericolo e operabilità) 
A formal systematic critical safety study where deviations of design intent of each 
component are formulated and analyzed from a standardized list. Risks are typically 
expressed in a qualitative numerical series (e.g., 1 to 5) relative to one another. 
Source: Nolan, D.P. 1986. Handbook of Fire and Explosion Protection Engineering Principles for …. Noyes, New Jersey 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Hazard identification. Qualitative Methods 
Event Trees (ET) –albero degli eventi 
A mathematical logic model that mathematically and graphically 
portrays the combination of events and circumstances in an 
accident sequence, expressed in an annual estimation. 
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Fault Trees (FT) – alberi dei guasti 
A mathematical logic model that mathematically and graphically 
portrays the combination of failures that can lead to a specific main 
failure or accident of interest, expressed in an annual estimation. 
Failure Modes and Effects Analysis (FMEA) 
A systematic, tabular method of evaluating the causes and effects 
of known types of component failures, expressed in an annual 
estimation. 
Source: Nolan, D.P. 1986. Handbook of Fire and Explosion Protection Engineering Principles for …. Noyes, New Jersey 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
• Risk analysis 
• Qualitative risk analysis 
• Quantitative risk analysis 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk analysis 
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• Risk analysis 
– Probability- as the likelihood of the risk occurrence 
– Impact - consequences if the risk occurs 
• risk proximity, meant as the point in time during which 
a risk will impact 
• Risk analysis - methods 
– Qualitative Risk Analysis, in which numbers and 
probabilities are used not extensively or at all 
– Quantified Risk Analysis (QRA) 
– Probabilistic Risk Analysis (PRA), in which the system risk 
is represented as a probability distribution 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk analysis and system complexity 
Analysis 
Methods 
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High-Probability/ 
Low-Consequences 
(HPLC) 
Low-Probability/ 
High-Consequences 
(LPHC) 
Stochastic 
Complexity 
Deterministic 
Qualitative 
Risk 
Analysis 
Quantitative/Probabilistic 
Risk 
Analysis 
Pragmatic 
Risk 
Scenarios 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Qualitative Risk analysis 
• Qualitative Risk Analysis is the simplest method of risk analysis, and 
generally is used during the preliminary analysis phases. 
• It consists in using subjective assessments of risks, and consequently, in 
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ranking them in a subjective manner. 
• Sources for information to be used in the analysis can be drown from 
previous experiences, history of events and consultation of experts. 
• The ranking of risks is qualitative, e.g. risk (1) > risk (2) > risk (3), 
while a description can be added. Eventually, a likelihood-consequence 
matrix can be constructed. 
• The biggest drawback of QRA is that there is neither a clear indication 
of the risk’s magnitude nor an absolute scale of how serious the risk 
might be, so, for a comprehensive risk analysis of more complex 
systems, quantitative methods should be preferred. 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Qualitative risk analysis methods: risk matrix 
• A risk matrix typically provides a discrete partitioning of relative consequences 
along one dimension and relative likelihood along the other. 
• The entry in each matrix cell may include a description of hazards known or 
believed to have that combination of consequence severity and likelihood. 
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Source: NFPA, SFPE Handbook of 
Fire Protection Engineering, 
3rd edition, 2002 
Source: Furness, A., Muckett, M. 
Introduction to Fire Safety 
Management. Elsevier, 2007. 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Qualitative risk analysis methods: SWOT analysis 
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Strengths: characteristics of the 
business or project that give it an 
advantage over others. 
Weaknesses: characteristics that 
place the business or project at a 
disadvantage relative to others 
Opportunities: elements that the 
project could exploit to its 
advantage 
Threats: elements in the 
environment that could cause 
trouble for the business or project
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Quantitative Risk analysis 
• Quantified (or quantitative) Risk Analysis (QRA) combines 
the consequences and frequencies of accident scenarios to 
estimate the level of risk. 
• In respect to the Qualitative method, QRA implicates the 
acquaintance of probabilities that describe the likelihood of 
the outcomes and their consequences. 
• QRA started with the chemical industries from the 70s and 
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the offshore industry from the 80s. 
• QRA is traditionally expressed through the decomposition 
of the system. This frequently is done by the use of event 
trees and fault trees. 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
FTA and ETA 
• ETA (event tree analysis) provides a structure for 
postulating an initiating event and analyzing the 
potential outcomes 
• FTA (fault tree analysis) begins with a failure 
and provides a structure to look for potential 
causes 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Event tree analysis 
• Event trees pictorially represent the logical order in which 
events in a system can occur. Event trees begin with an 
initiating event, and then the consequences of the event are 
followed through a series of possible paths. 
• Each path is assigned a probability of occurrence. Therefore, 
the probability of the various possible outcomes can be 
calculated. 
• Event tree analysis is based on binary logic, in which an 
event has either happened or not, or a component has failed 
or has not. 
• It is valuable to analyze the consequences arising from a 
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failure or undesired event. 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Event tree analysis: illustration (1) 
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Event trees are helpful in 
considering all the possible 
outcomes (on the right-hand side) 
from an initiating event (on the 
left-hand side), which is usually 
ignition for fire risks. 
The frequency of the initiating 
event can be estimated from fire 
report data, and the conditional 
probabilities of the sub-events can 
be quantified from fire report data 
or fault trees.
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Event tree analysis: illustration (2) 
Source: Fire Risk in Metro Tunnels and Stations Hyder Consulting 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Fault tree analysis 
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Fault trees are helpful in 
quantifying the 
probability of a top 
event of concern (such 
as the failure of a fire 
protection system) from 
all the potential root 
causes (at the bottom), 
again quantified from fire 
report data.
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Fault tree analysis 
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general conclusion (event) 
• Fault trees look like a complement 
to event trees. 
• The idea is to begin with a general 
conclusion (event) and, using a 
top-down approach, to generate a 
logic model that provides for both 
qualitative and quantitative 
evaluation of the system 
reliability. 
Source: google pictures search “Fault tree” 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Fault tree analysis - symbols 
Basic event - failure or error in a system component or element 
(example: switch stuck in open position) 
Initiating event - an external event (example: bird strike to aircraft) 
Undeveloped event - an event about which insufficient information is 
available, or which is of no consequence 
Conditioning event - conditions that restrict or affect logic gates 
(example: mode of operation in effect) 
Intermediate event: can be used immediately above a primary event to 
provide more room to type the event description. 
Source: Fault Tree Handbook. Nuclear Regulatory Commission. NUREG–0492 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Fault tree analysis – gate symbols 
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OR gate - the output occurs if any input occurs 
AND gate - the output occurs only if all inputs occur (inputs are 
independent) 
Exclusive OR gate - the output occurs if exactly one input occurs 
Priority AND gate - the output occurs if the inputs occur in a specific 
sequence specified by a conditioning event 
Inhibit gate - the output occurs if the input occurs under an enabling 
condition specified by a conditioning event 
Source: Fault Tree Handbook. Nuclear Regulatory Commission. NUREG–0492 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Advantages and disadvantages of FTA 
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• Disadvantages 
1. There is a possibility of oversight and omission of significant failure 
modes. 
2. It is difficult to apply Boolean logic to describe failures of system 
components that can be partially successful in operation and thereby 
affect the operation of the system, e.g. leakage through a valve. 
3. For the quantitative analysis there is usually a lack of pertinent failure 
data. Even when there are data they may have been obtained from a 
different environment. 
• Advantages 
1. It provides a systematic procedure for identifying faults that can exist 
within a system. 
2. It forces the analyst to understand the system thoroughly. 
Source: Hasofer et al. 2007, Risk Analysis in Building Fire Safety Engineering 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Cause – consequence diagrams 
• The combination of fault trees and event trees leads to the creation of 
Iniziative event 
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Consequences 
S1 
S2 
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cause-consequence diagrams. 
Time 
Revealed from the 
Monitoring system 
S3 
Infraction of traffic law 
Improper speed 
Road condition 
Vehicle flow 
blocked 
YES 
YES 
NO 
NO 
Other 
Road 
Accident 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Quantified Risk Analysis: cause – effect diagrams 
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SCENARIO PROBABILITY 
A1 PA*P1 
A2 PA*(1-P1) *P2 *P3 
A3 PA*(1-P1) *P2*(1-P3 ) 
A4 PA*(1-P1) *(1-P2)*P3 
A5 PA*(1-P1) *(1-P2)*(1-P3) 
B1 PB*P1 
B2 PB*(1-P1) *P2 *P3 
B3 PB*(1-P1) *P2*(1-P3 ) 
B4 PB*(1-P1) *(1-P2)*P3 
B5 PB*(1-P1) *(1-P2)*(1-P3) 
C1 PC*P1 
C2 PC*(1-P1) *P2 *P3 
C3 PC*(1-P1) *P2*(1-P3 ) 
C4 PC*(1-P1) *(1-P2)*P3 
C5 PC*(1-P1) *(1-P2)*(1-P3) 
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Triggering 
event 
Fire 
ignition 
1. Fire 
extinguished 
by personnel 
2. Intrusion of 
fire fighters 
Arson 
Short 
circuit 
Explosion 
Cigarette 
fire 
YES (P1) 
NO (1-P1) YES (P2) 
NO (1-P2) 
Scenario 
Other 
A1 
A2 
A3 
A4 
A5 
3. Fire 
suppression 
YES (P3) 
NO (1-P3) 
YES (P3) 
NO (1-P3) 
Fire 
location 
AREA A 
(PA) 
YES (P1) 
NO (1-P1) YES (P2) 
NO (1-P2) 
B1 
B2 
B3 
B4 
B5 
YES (P3) 
NO (1-P3) 
YES (P3) 
NO (1-P3) 
AREA B 
(PB) 
YES (P1) 
NO (1-P1) YES (P2) 
NO (1-P2) 
C1 
C2 
C3 
C4 
C5 
YES (P3) 
NO (1-P3) 
YES (P3) 
NO (1-P3) 
AREA C 
(PC) 
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F (frequency) – N (number of fatalities) curve 
• An F–N curve is an alternative way of describing the 
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risk associated with loss of lives. 
• An F–N curve shows the frequency (i.e. the expected 
number) of accident events with at least N fatalities, 
where the axes normally are Logarithmic. 
• The F–N curve describes risk related to large-scale 
accidents, and is thus especially suited for 
characterizing societal risk. 
Source: Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. John Wiley & Sons, 2008 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
F (frequency) – N (number of fatalities) curve 
Source: Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. John Wiley & Sons, 2008 
www.francobontempi.org 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
F (frequency) – N (number of fatalities) curve 
Source: NFPA, SFPE Handbook of Fire Protection Engineering, 3rd edition, 2002 
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CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Index 
• Risk acceptance 
- ALARP 
- Human life (!) 
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ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
40
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk acceptance 
Source: Persson, M. Quantitative Risk Analysis Procedure for the Fire Evacuation of a Road Tunnel -An Illustrative Example. Lund, 2002 
www.francobontempi.org 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
41
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk acceptance – ALARP (1) 
www.francobontempi.org 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
RISK MAGNITUDE 
INTOLERABLE 
REGION 
As 
Low 
As 
Reasonably 
Practicable 
BROADLY ACCEPTABLE 
REGION 
Risk cannot be justified 
in any circumstances 
Tolerable only if risk 
reduction is impracticable 
or if its cost is greatly 
disproportionate to the 
improvement gained 
Tolerable if cost of 
reduction would exceed 
the improvements gained 
Necessary to maintain 
assurance that the risk 
remains at this level 
As 
Low 
As 
Reasonably 
Achievable 
42
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk acceptance – ALARP (2) 
www.francobontempi.org 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
Source: google pictures search “ALARP” 
43
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Monetary values – cost of human life (!) 
• What is the maximum amount the society (or the decision-maker) is willing 
to pay to reduce the expected number of fatalities by 1? 
• Typical numbers for the value of a statistical life used in cost-benefit analysis 
are 1–10 million euros. The Ministry of Finance in Norway has arrived at a 
value at approximately 2 million euros. 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
www.francobontempi.org 
Guideline values for the cost to 
avert a statistical life (euros), used 
by an oil company 
Source: Aven, T. Risk Analysis: Assessing 
Uncertainties beyond Expected Values and 
Probabilities. John Wiley & Sons, 2008 
44
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
F-N diagrams: case study on a 180m road tunnel 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
1 20MW Fire [fat+inj/year] 0.00E+00 
2 100MW Fire [fat+inj/year] 0.00E+00 
3 Bleve of 50kg propane cylinder [fat+inj/year] 0.00E+00 
4 Motor spirit pool fire [fat+inj/year] 0.00E+00 
5 VCE of motor spirit [fat+inj/year] 0.00E+00 
6 Chlorine release [fat+inj/year] 0.00E+00 
7 BLEVE of 18t propane tank [fat+inj/year] 0.00E+00 
8 VCE of propane [fat+inj/year] 0.00E+00 
9 Propane torch fire [fat+inj/year] 0.00E+00 
10 Ammonia Release [fat+inj/year] 0.00E+00 
11 Acrolein in bulk release [fat+inj/year] 0.00E+00 
12 Acrolein in cylinder release [fat+inj/year] 0.00E+00 
13 BLEVE of a 20t CO2 tank [fat+inj/year] 0.00E+00 
All scenarios [fat+inj/year] 0.00E+00 
1+2 20MW - 100MW FIRES [fat+inj/year] 0.00E+00 
3+13 BLEVE (except propane in bulk) [fat+inj/year] 0.00E+00 
4+5 Flammable liquids [fat+inj/year] 0.00E+00 
6+10+11+12 Toxic products [fat+inj/year] 0.00E+00 
7+8+9 Propane in bulk [fat+inj/year] 0.00E+00 
www.francobontempi.org 45
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
F-N diagrams: case study on a 180m road tunnel 
퐸푉 = 
푛 
푖=1 
푓푖 ∙ 푁푖 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
퐹푁 = 
푛 
푖=1 
푓푖 
www.francobontempi.org 46 
EVENT 
Event 
Frequency 
Event 
Consequence 
Cumulative Frequency 
(per year) 
E1 f1 N1 
F1 = f1 
E2 f2 N1 F2 = f1 + f2 
E3 f3 N2 F3 = f1 + f2 + f3 
E4 f4 N4 F3 = f1 + f2 + f3 + f4 
..... ..... ..... ..... 
En fn Nn Fn = f1 + f2 + f3 + f4+.....+ fn
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Case study: 180m road tunnel 
Individual Risk 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
Trial 1 BASIS calculation 
Trial 2 Total traffic [veh/h] 7200 72000 
HGV ratio [-] 0.01 0.99 
TrDen (traffic density) [-] 0.78 3.79 
Bus/Coaches ratio [-] 0.01 0.99 
TrDen (traffic density) [-] 0.78 3.79 
HGV ratio [-] 0.01 0.99 
Bus/Coaches ratio [-] 0.01 0.99 
TrDen (traffic density) [-] 0.78 3.79 
Trial 3 
Trial 5 
Trial 6 Light vehicles average speed [km/h] 80 179 
Trial 7 HGV/Bus average speed [km/h] 60 119 
Trial 8 Delay for stopping approaching traffic [s] 9000 1 
Trial 9 Area (Urban/Rural) [-] urban rural 
Trial 10 Average density of population [hab/km2] 0.01 999000 
Trial 11 DG-HGV traffic [veh/h] 5 10000 
Trial 12 Average number of people in a light vehicle [-] 2 10 
Trial 13 W (effective width) [m] 10 5 
Trial 14 H (effective height) [m] 6 3 
Trial 15 VnN (volume flow rate along tunnel at nodes) [m3/s] 120 0 
Trial 16 VnE (volume flow rate along tunnel at nodes) [m3/s] 210 0 
Trial 17 tE (Time taken to activate emergency ventilation) [mins] 0.2 60 
Trial 18 Xe (average spacing between emergency exits) [m] 90 1000 
Trial 19 Cam (camber) [%] 0 100 
Trial 20 Ad (open area of discrete drains) [m2] 0.075 0 
Trial 21 Ecom (emergency coms) → 1, 2 o 3 [-] 3 1 
Type of construction → 1 o 2 [-] 2 1 
trad (internal radius) [m] - 6 
dlin (lining thickness) [m] - 0.3 
trad (wall thickness) [m] 0.2 - 
dlin (roof slab thickness) [m] 0.2 - 
Ns (Number of segments) [-] 6 15 
Xs (Segment lengths) [m] 30 12 
Nsub (number of sub-segments per segment) [-] 3 2 
total number of sub-segments [-] 18 30 
Xsub (actual sub-segment lengths) [m] 10 6 
Trial 24 Number of lanes [-] 2 5 
www.francobontempi.org 47 
Trial 4 
Trial 22 
Trial 23 
1 20MW Fire [fat+inj/year] 
2 100MW Fire [fat+inj/year] 
3 Bleve of 50kg propane cylinder [fat+inj/year] 
4 Motor spirit pool fire [fat+inj/year] 
5 VCE of motor spirit [fat+inj/year] 
6 Chlorine release [fat+inj/year] 
7 BLEVE of 18t propane tank [fat+inj/year] 
8 VCE of propane [fat+inj/year] 
9 Propane torch fire [fat+inj/year] 
10 Ammonia Release [fat+inj/year] 
11 Acrolein in bulk release [fat+inj/year] 
12 Acrolein in cylinder release [fat+inj/year] 
13 BLEVE of a 20t CO2 tank [fat+inj/year] 
All scenarios [fat+inj/year] 
1+2 20MW - 100MW FIRES [fat+inj/year] 
3+13 BLEVE (except propane in bulk) [fat+inj/year] 
4+5 Flammable liquids [fat+inj/year] 
6+10+11+12 Toxic products [fat+inj/year] 
7+8+9 Propane in bulk [fat+inj/year] 
Societal Risk 
EV (Expected Value of the dead) 
Societal Risk 
30m (distance from the route) [fat+inj/year] 
80m [fat+inj/year] 
200m [fat+inj/year] 
500m [fat+inj/year] 
30m [fat+inj/year] 
80m [fat+inj/year] 
200m [fat+inj/year] 
500m [fat+inj/year] 
Individual Risk 
Direction A 
Direction B 
4 analysis for every trial 
Grouping
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk reduction 
www.francobontempi.org 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
48
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk reduction 
Source: Brussaard et al. 2004. The Dutch Model for the Quantitative Risk Analysis of Road Tunnels. 
www.francobontempi.org 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
49
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
Risk reduction (2) - monitoring and system response 
www.francobontempi.org 
Accident evolution Monitoring 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
Time 
1 
2 
3 
Accident Accident evolution 
Pre-accident 
situation 
Pre-accident 
Monitoring 
Pre-accident 
System Response 
Accident 
Localization 
Evolution of System Response 
System 
Response 
50
CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO 
References 
• NFPA, SFPE Handbook of Fire Protection Engineering, 3rd edition, 2002 
• Jönsson, J. Combined Qualitative and Quantitative Fire Risk Analysis – Complex Urban Road Tunnel. Arup partners, 2007. 
• Faber, M.H. (2008) Risk and Safety in Civil, Environmental and Geomatic Engineering. ETH Zürich, lecture notes, available 
www.francobontempi.org 
ANALISI DEL RISCHIO: 
IL CASO DELL’INCENDIO 
DI STRUTTURE CIVILI 
online on 01/2011 at: http://www.ibk.ethz.ch/fa 
• Haimes, Y. Y. (1981). Hierarchical holographic modeling. IEEE Transactions on Systems, Man, and Cybernetics, 11(9), pp. 
606– 617. 
• Nolan, D.P. 1986. Handbook of Fire and Explosion Protection Engineering Principles for Oil, Gas, Chemical, and Related 
Facilities. Noyes, New Jersey 
• Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. John Wiley & Sons, 2008 
• Furness, A. , Muckett, M. Introduction to Fire Safety Management. Elsevier, 2007. 
• Fire Risk in Metro Tunnels and Stations, Hyder Consulting, available on 05.2011 at 
http://hkarms.myftp.org/web_resources/Conference_Presentation/Fire_Risk_Metro_Tunnels_Stations.pdf 
• Fault Tree Handbook. Nuclear Regulatory Commission. NUREG–0492 
• Hasofer et al. 2007, Risk Analysis in Building Fire Safety Engineering 
• Persson, M. Quantitative Risk Analysis Procedure for the Fire Evacuation of a Road Tunnel -An Illustrative Example. Lund, 
2002 
• Brussaard et al. 2004. The Dutch Model for the Quantitative Risk Analysis of Road Tunnels. Available on 05.2011 at 
http://www.rws.nl/rws/bwd/home/Tunnelveiligheid/dutch%20model.pdf 
• Gkoumas, K. 2008. Basic aspects of risk-analysis for civil engineering structures. Handling Exceptions in Structural 
Engineering: Robustezza Strutturale, Scenari Accidentali, Complessità di Progetto, Roma, 13-14 novembre. 
http://www.francobontempi.org/handling_papers.php 
51

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Risk analysis for fire: the case of civil structures

  • 1. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Analisi del rischio: il caso dell’incendio di strutture civili Konstantinos Gkoumas, Ph.D., P.E. Franco Bontempi, Ph.D., P.E. Facoltà di Ingegneria Sapienza Università di Roma www.francobontempi.org October 28 2014 1
  • 2. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Index • System approach to fire safety design • Risk/fire risk/risk analysis • Risk assessment process • Risk analysis • Hazard analysis • Risk acceptance • Risk reduction • References www.francobontempi.org 2 ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI
  • 3. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO www.francobontempi.org 3 ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI
  • 4. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO • System approach to fire safety design • Risk - fire risk - risk types - risk analysis www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 4
  • 5. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO System approach to fire safety design 0 OBJECTIVE prevention suppression STOP FIRE FIRE SPREAD MINOR SPREAD www.francobontempi.org Y MAJOR SPREAD STRUCTURAL INTEGRITY AVOID CASUALITIES LOCALISED DAMAGE STRUCTURAL FAILURES N mitigation Y N fire safe design Y N FIRE robust design Y N MAJOR COLLAPSE AVOID DIRECT DAMAGE AVOID COLLAPSE 1 2 3 4 fire safety design - structural fire safety design - non structural GLOBAL SAFETY LOSS OF GLOBAL SAFETY AVOID INDIRECT DAMAGE Y N The fire safety is framed in different “safety levels”, corresponding to different safety objectives. ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 5
  • 6. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO (Fire) Risk Estimation* *(following SFPE Handbook of Fire Protection Engineering) Provide answer to the following questions 1. What could happen? 2. How bad would it be if it did happen? 3. How likely is it to happen www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 6
  • 7. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO What is risk? Risk can be defined as the probability that the harm or damage from a particular hazard is realized. Risk is measured in terms of consequences and likelihood (a qualitative description of probability or frequency). In mathematical terms risk can be defined as: risk = f (frequency or probability, consequence) (1) In the case of an activity with only one event with potential consequences, a risk (R) is the probability (P) that this event will occur multiplied with the consequences (C) given the event occurs: R = PC (2) The risk of a system is the sum of the risks of all harmful events of that system: (3) 푛 www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 푅푆 = 푅푖 푖=1 7
  • 8. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk types • Life safety risks are normally presented in two ways: - Individual risk and - Societal risk • Individual risk: The purpose of the individual risk is to ensure that individuals in the society are not exposed to unacceptably high risks. It can be defined as the risk to any occupant on the scene for the event/hazard scenario i.e. it is the risk to an individual and not to a group of people. • Societal risk: Societal risk is not looking at one individual but is concerned with the risk of multiple fatalities. People are treated as a group, there are no considerations taken to the individuals within the group i.e. the definition of the risk is from a societal point of view. www.francobontempi.org Source: Jönsson, 2007 ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 8
  • 9. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO What is risk analysis? • A big family of different approaches, methods and complex models combining various methododical components for specific tasks • Systematic analysis of sequences and interaction effects in potential accidents, thereby identifying weak points in the system and recognizing possible improvement measures • Risk analysis makes the quantification of risks feasible www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 9
  • 10. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO The risk assessment process www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 10
  • 11. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO The risk assessment process www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Start Definition of the system Hazard identification Probability analysis Consequence analysis Additional safety measures Risk estimation Risk evaluation Risk criteria Acceptable risk? Stop Risk analysis Risk evaluation YES NO Risk reduction 11
  • 12. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Definition of the system (context establishment) Define the operational environment and the context of the risk assessment process – Definition of the scope or the risk assessment process • This includes determining the timeframe (e.g. from planning to dismantling), the required resources and the depth of analysis required. – Definition of the strategic and organizational context • The nature of the organization in charge of the risk management and the environment in which it operates is established – Identification of the stakeholders and objectives • The relationships that are interdependent with the organization are defined, the impacts that might occur are accounted for, as well as and what each is wanting out of the relationship – Determination of the evaluation criteria • Decide what level of risk the organization is prepared to accept www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 12
  • 13. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Hazard identification www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Hazard identification a. What can happen b. How can it happen Means for hazard identification: • Decomposition of the system into a number of components and/or subsystems • Identification of possible states of failure for the considered system and sub-systems • Identification of how the hazards might be realized for the considered system and subsystems Source: Faber, 2008 13
  • 14. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Hazard identification – system decomposition (a) Main cables (b) Anchor systems (e) Railway girder (f) Highway girders (g) Expansion joints 2. Secondary comp. (a) Hanger ropes (b) Buffers (c) TMD (d) H.R. attachments (e) Bitumen (e) Plastic (b) Mechanical (a) Private (a) Private 3. Exceptional traffic (a) Highway 3. Under the bridge 2. Communications www.francobontempi.org 2. Social (a) Bridge authorities (b) Goverment (c) Region 2. Aspects (a) Financial (c) Maintenance 3. Policies (a) Technical 1. Monitoring ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI A. Structure 1. Main components (c) Towers (d) Foundations (h) Cable saddle (e) Non str.elements 3. Materials (a) Steel (b) Concrete (c) Prestressed c. (d) Alluminium/iron (f) Coating 4. Systems (a) Electrical (c) Hydraulics B. Users 1. Highway traffic (b) Commercial 2. Railway traffic (b) Commercial (a) Heavy (b) Hazard mat. (c) Military C. Facilities 1. Over the bridge (b) Railway 2. By the bridge (a) Highway (b) Railway (c) Toll booths (d) Control center (e) Parking (a) Maritime traffic D. Dependencies 1. Power 3. Financial 4. Supplies 5. Emerg. Responce (a) First aid (b) Police (c) Fire brigade (d) Hospitals 6. Ext. Contractors E. Linkage 1. Economy 3. Military F. Operation 1. Authorities (b) Management 5. Personnel (b) Other G. Technology (a) GPS (b) Accelerometers (c) Strain gauges (d) Seismographs (e) Thermometers (f) WIM (g) CCTV (h) Field equipment 2. Control (a) Cable control (b) TMD (c) Highway traffic (d) Railway traffic 3. Data transmission (a) Cable (b) Wireless 4. Computer center (a) Hardware (b) Software (c) Data bases (d) Internet/LAN 4. Regulations 4. Location (c) External Hierarchical Holographic Models (HHM) (Defined in Haimes, 1981) 14
  • 15. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk analysis: hazard identification www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI • Qualitative methods Studies based on the generic experience of personnel and do not involve mathematical estimations. • Quantitative methods Mathematical estimations that rely upon historical evidence or estimates of failures to predict the occurrence of an event. • Semi-quantitative methods Combination of the above (mostly, qualitative methods with applied numerical values). Source: Nolan, D. P. Handbook of Fire and Explosion Protection Engineering Principles for Oil, Gas, Chemical, and Related Facilities, 1986 15
  • 16. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk analysis: hazard identification Source: Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. www.francobontempi.org John Wiley & Sons, 2008 ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 16
  • 17. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Hazard identification. Qualitative Methods www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Checklist or Worksheet A standardized listing which identifies common protection features required for typical facilities is compared against the facility design and operation. Risks are expressed by the omission of safety systems or system features. Preliminary Hazard Analysis (PHA) Each hazard is identified with potential causes and effects. Recommendations or known protective measures are listed. What-If analysis A safety study which by which “What-If’ investigative questions (brainstorming approach) are asked by an experienced team of a hydrocarbon system or components under examination. Risks are normally expressed in a qualitative numerical series (e.g., 1 to 5). HAZOP - HAZard and OPerability analysis (analisi di pericolo e operabilità) A formal systematic critical safety study where deviations of design intent of each component are formulated and analyzed from a standardized list. Risks are typically expressed in a qualitative numerical series (e.g., 1 to 5) relative to one another. Source: Nolan, D.P. 1986. Handbook of Fire and Explosion Protection Engineering Principles for …. Noyes, New Jersey 17
  • 18. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Hazard identification. Qualitative Methods Event Trees (ET) –albero degli eventi A mathematical logic model that mathematically and graphically portrays the combination of events and circumstances in an accident sequence, expressed in an annual estimation. www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Fault Trees (FT) – alberi dei guasti A mathematical logic model that mathematically and graphically portrays the combination of failures that can lead to a specific main failure or accident of interest, expressed in an annual estimation. Failure Modes and Effects Analysis (FMEA) A systematic, tabular method of evaluating the causes and effects of known types of component failures, expressed in an annual estimation. Source: Nolan, D.P. 1986. Handbook of Fire and Explosion Protection Engineering Principles for …. Noyes, New Jersey 18
  • 19. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO • Risk analysis • Qualitative risk analysis • Quantitative risk analysis www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 19
  • 20. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk analysis www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI • Risk analysis – Probability- as the likelihood of the risk occurrence – Impact - consequences if the risk occurs • risk proximity, meant as the point in time during which a risk will impact • Risk analysis - methods – Qualitative Risk Analysis, in which numbers and probabilities are used not extensively or at all – Quantified Risk Analysis (QRA) – Probabilistic Risk Analysis (PRA), in which the system risk is represented as a probability distribution 20
  • 21. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk analysis and system complexity Analysis Methods www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI High-Probability/ Low-Consequences (HPLC) Low-Probability/ High-Consequences (LPHC) Stochastic Complexity Deterministic Qualitative Risk Analysis Quantitative/Probabilistic Risk Analysis Pragmatic Risk Scenarios 21
  • 22. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Qualitative Risk analysis • Qualitative Risk Analysis is the simplest method of risk analysis, and generally is used during the preliminary analysis phases. • It consists in using subjective assessments of risks, and consequently, in www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI ranking them in a subjective manner. • Sources for information to be used in the analysis can be drown from previous experiences, history of events and consultation of experts. • The ranking of risks is qualitative, e.g. risk (1) > risk (2) > risk (3), while a description can be added. Eventually, a likelihood-consequence matrix can be constructed. • The biggest drawback of QRA is that there is neither a clear indication of the risk’s magnitude nor an absolute scale of how serious the risk might be, so, for a comprehensive risk analysis of more complex systems, quantitative methods should be preferred. 22
  • 23. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Qualitative risk analysis methods: risk matrix • A risk matrix typically provides a discrete partitioning of relative consequences along one dimension and relative likelihood along the other. • The entry in each matrix cell may include a description of hazards known or believed to have that combination of consequence severity and likelihood. www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Source: NFPA, SFPE Handbook of Fire Protection Engineering, 3rd edition, 2002 Source: Furness, A., Muckett, M. Introduction to Fire Safety Management. Elsevier, 2007. 23
  • 24. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Qualitative risk analysis methods: SWOT analysis www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 24 Strengths: characteristics of the business or project that give it an advantage over others. Weaknesses: characteristics that place the business or project at a disadvantage relative to others Opportunities: elements that the project could exploit to its advantage Threats: elements in the environment that could cause trouble for the business or project
  • 25. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Quantitative Risk analysis • Quantified (or quantitative) Risk Analysis (QRA) combines the consequences and frequencies of accident scenarios to estimate the level of risk. • In respect to the Qualitative method, QRA implicates the acquaintance of probabilities that describe the likelihood of the outcomes and their consequences. • QRA started with the chemical industries from the 70s and www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI the offshore industry from the 80s. • QRA is traditionally expressed through the decomposition of the system. This frequently is done by the use of event trees and fault trees. 25
  • 26. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO FTA and ETA • ETA (event tree analysis) provides a structure for postulating an initiating event and analyzing the potential outcomes • FTA (fault tree analysis) begins with a failure and provides a structure to look for potential causes www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 26
  • 27. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Event tree analysis • Event trees pictorially represent the logical order in which events in a system can occur. Event trees begin with an initiating event, and then the consequences of the event are followed through a series of possible paths. • Each path is assigned a probability of occurrence. Therefore, the probability of the various possible outcomes can be calculated. • Event tree analysis is based on binary logic, in which an event has either happened or not, or a component has failed or has not. • It is valuable to analyze the consequences arising from a www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI failure or undesired event. 27
  • 28. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Event tree analysis: illustration (1) www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 28 Event trees are helpful in considering all the possible outcomes (on the right-hand side) from an initiating event (on the left-hand side), which is usually ignition for fire risks. The frequency of the initiating event can be estimated from fire report data, and the conditional probabilities of the sub-events can be quantified from fire report data or fault trees.
  • 29. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Event tree analysis: illustration (2) Source: Fire Risk in Metro Tunnels and Stations Hyder Consulting www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 29
  • 30. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Fault tree analysis www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 30 Fault trees are helpful in quantifying the probability of a top event of concern (such as the failure of a fire protection system) from all the potential root causes (at the bottom), again quantified from fire report data.
  • 31. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Fault tree analysis www.francobontempi.org general conclusion (event) • Fault trees look like a complement to event trees. • The idea is to begin with a general conclusion (event) and, using a top-down approach, to generate a logic model that provides for both qualitative and quantitative evaluation of the system reliability. Source: google pictures search “Fault tree” ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 31
  • 32. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Fault tree analysis - symbols Basic event - failure or error in a system component or element (example: switch stuck in open position) Initiating event - an external event (example: bird strike to aircraft) Undeveloped event - an event about which insufficient information is available, or which is of no consequence Conditioning event - conditions that restrict or affect logic gates (example: mode of operation in effect) Intermediate event: can be used immediately above a primary event to provide more room to type the event description. Source: Fault Tree Handbook. Nuclear Regulatory Commission. NUREG–0492 www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 32
  • 33. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Fault tree analysis – gate symbols www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI OR gate - the output occurs if any input occurs AND gate - the output occurs only if all inputs occur (inputs are independent) Exclusive OR gate - the output occurs if exactly one input occurs Priority AND gate - the output occurs if the inputs occur in a specific sequence specified by a conditioning event Inhibit gate - the output occurs if the input occurs under an enabling condition specified by a conditioning event Source: Fault Tree Handbook. Nuclear Regulatory Commission. NUREG–0492 33
  • 34. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Advantages and disadvantages of FTA www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI • Disadvantages 1. There is a possibility of oversight and omission of significant failure modes. 2. It is difficult to apply Boolean logic to describe failures of system components that can be partially successful in operation and thereby affect the operation of the system, e.g. leakage through a valve. 3. For the quantitative analysis there is usually a lack of pertinent failure data. Even when there are data they may have been obtained from a different environment. • Advantages 1. It provides a systematic procedure for identifying faults that can exist within a system. 2. It forces the analyst to understand the system thoroughly. Source: Hasofer et al. 2007, Risk Analysis in Building Fire Safety Engineering 34
  • 35. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Cause – consequence diagrams • The combination of fault trees and event trees leads to the creation of Iniziative event www.francobontempi.org Consequences S1 S2 ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI cause-consequence diagrams. Time Revealed from the Monitoring system S3 Infraction of traffic law Improper speed Road condition Vehicle flow blocked YES YES NO NO Other Road Accident 35
  • 36. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Quantified Risk Analysis: cause – effect diagrams www.francobontempi.org SCENARIO PROBABILITY A1 PA*P1 A2 PA*(1-P1) *P2 *P3 A3 PA*(1-P1) *P2*(1-P3 ) A4 PA*(1-P1) *(1-P2)*P3 A5 PA*(1-P1) *(1-P2)*(1-P3) B1 PB*P1 B2 PB*(1-P1) *P2 *P3 B3 PB*(1-P1) *P2*(1-P3 ) B4 PB*(1-P1) *(1-P2)*P3 B5 PB*(1-P1) *(1-P2)*(1-P3) C1 PC*P1 C2 PC*(1-P1) *P2 *P3 C3 PC*(1-P1) *P2*(1-P3 ) C4 PC*(1-P1) *(1-P2)*P3 C5 PC*(1-P1) *(1-P2)*(1-P3) ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Triggering event Fire ignition 1. Fire extinguished by personnel 2. Intrusion of fire fighters Arson Short circuit Explosion Cigarette fire YES (P1) NO (1-P1) YES (P2) NO (1-P2) Scenario Other A1 A2 A3 A4 A5 3. Fire suppression YES (P3) NO (1-P3) YES (P3) NO (1-P3) Fire location AREA A (PA) YES (P1) NO (1-P1) YES (P2) NO (1-P2) B1 B2 B3 B4 B5 YES (P3) NO (1-P3) YES (P3) NO (1-P3) AREA B (PB) YES (P1) NO (1-P1) YES (P2) NO (1-P2) C1 C2 C3 C4 C5 YES (P3) NO (1-P3) YES (P3) NO (1-P3) AREA C (PC) 36
  • 37. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO F (frequency) – N (number of fatalities) curve • An F–N curve is an alternative way of describing the www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI risk associated with loss of lives. • An F–N curve shows the frequency (i.e. the expected number) of accident events with at least N fatalities, where the axes normally are Logarithmic. • The F–N curve describes risk related to large-scale accidents, and is thus especially suited for characterizing societal risk. Source: Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. John Wiley & Sons, 2008 37
  • 38. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO F (frequency) – N (number of fatalities) curve Source: Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. John Wiley & Sons, 2008 www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 38
  • 39. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO F (frequency) – N (number of fatalities) curve Source: NFPA, SFPE Handbook of Fire Protection Engineering, 3rd edition, 2002 www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 39
  • 40. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Index • Risk acceptance - ALARP - Human life (!) www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 40
  • 41. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk acceptance Source: Persson, M. Quantitative Risk Analysis Procedure for the Fire Evacuation of a Road Tunnel -An Illustrative Example. Lund, 2002 www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 41
  • 42. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk acceptance – ALARP (1) www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI RISK MAGNITUDE INTOLERABLE REGION As Low As Reasonably Practicable BROADLY ACCEPTABLE REGION Risk cannot be justified in any circumstances Tolerable only if risk reduction is impracticable or if its cost is greatly disproportionate to the improvement gained Tolerable if cost of reduction would exceed the improvements gained Necessary to maintain assurance that the risk remains at this level As Low As Reasonably Achievable 42
  • 43. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk acceptance – ALARP (2) www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Source: google pictures search “ALARP” 43
  • 44. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Monetary values – cost of human life (!) • What is the maximum amount the society (or the decision-maker) is willing to pay to reduce the expected number of fatalities by 1? • Typical numbers for the value of a statistical life used in cost-benefit analysis are 1–10 million euros. The Ministry of Finance in Norway has arrived at a value at approximately 2 million euros. ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI www.francobontempi.org Guideline values for the cost to avert a statistical life (euros), used by an oil company Source: Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. John Wiley & Sons, 2008 44
  • 45. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO F-N diagrams: case study on a 180m road tunnel ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 1 20MW Fire [fat+inj/year] 0.00E+00 2 100MW Fire [fat+inj/year] 0.00E+00 3 Bleve of 50kg propane cylinder [fat+inj/year] 0.00E+00 4 Motor spirit pool fire [fat+inj/year] 0.00E+00 5 VCE of motor spirit [fat+inj/year] 0.00E+00 6 Chlorine release [fat+inj/year] 0.00E+00 7 BLEVE of 18t propane tank [fat+inj/year] 0.00E+00 8 VCE of propane [fat+inj/year] 0.00E+00 9 Propane torch fire [fat+inj/year] 0.00E+00 10 Ammonia Release [fat+inj/year] 0.00E+00 11 Acrolein in bulk release [fat+inj/year] 0.00E+00 12 Acrolein in cylinder release [fat+inj/year] 0.00E+00 13 BLEVE of a 20t CO2 tank [fat+inj/year] 0.00E+00 All scenarios [fat+inj/year] 0.00E+00 1+2 20MW - 100MW FIRES [fat+inj/year] 0.00E+00 3+13 BLEVE (except propane in bulk) [fat+inj/year] 0.00E+00 4+5 Flammable liquids [fat+inj/year] 0.00E+00 6+10+11+12 Toxic products [fat+inj/year] 0.00E+00 7+8+9 Propane in bulk [fat+inj/year] 0.00E+00 www.francobontempi.org 45
  • 46. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO F-N diagrams: case study on a 180m road tunnel 퐸푉 = 푛 푖=1 푓푖 ∙ 푁푖 ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 퐹푁 = 푛 푖=1 푓푖 www.francobontempi.org 46 EVENT Event Frequency Event Consequence Cumulative Frequency (per year) E1 f1 N1 F1 = f1 E2 f2 N1 F2 = f1 + f2 E3 f3 N2 F3 = f1 + f2 + f3 E4 f4 N4 F3 = f1 + f2 + f3 + f4 ..... ..... ..... ..... En fn Nn Fn = f1 + f2 + f3 + f4+.....+ fn
  • 47. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Case study: 180m road tunnel Individual Risk ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Trial 1 BASIS calculation Trial 2 Total traffic [veh/h] 7200 72000 HGV ratio [-] 0.01 0.99 TrDen (traffic density) [-] 0.78 3.79 Bus/Coaches ratio [-] 0.01 0.99 TrDen (traffic density) [-] 0.78 3.79 HGV ratio [-] 0.01 0.99 Bus/Coaches ratio [-] 0.01 0.99 TrDen (traffic density) [-] 0.78 3.79 Trial 3 Trial 5 Trial 6 Light vehicles average speed [km/h] 80 179 Trial 7 HGV/Bus average speed [km/h] 60 119 Trial 8 Delay for stopping approaching traffic [s] 9000 1 Trial 9 Area (Urban/Rural) [-] urban rural Trial 10 Average density of population [hab/km2] 0.01 999000 Trial 11 DG-HGV traffic [veh/h] 5 10000 Trial 12 Average number of people in a light vehicle [-] 2 10 Trial 13 W (effective width) [m] 10 5 Trial 14 H (effective height) [m] 6 3 Trial 15 VnN (volume flow rate along tunnel at nodes) [m3/s] 120 0 Trial 16 VnE (volume flow rate along tunnel at nodes) [m3/s] 210 0 Trial 17 tE (Time taken to activate emergency ventilation) [mins] 0.2 60 Trial 18 Xe (average spacing between emergency exits) [m] 90 1000 Trial 19 Cam (camber) [%] 0 100 Trial 20 Ad (open area of discrete drains) [m2] 0.075 0 Trial 21 Ecom (emergency coms) → 1, 2 o 3 [-] 3 1 Type of construction → 1 o 2 [-] 2 1 trad (internal radius) [m] - 6 dlin (lining thickness) [m] - 0.3 trad (wall thickness) [m] 0.2 - dlin (roof slab thickness) [m] 0.2 - Ns (Number of segments) [-] 6 15 Xs (Segment lengths) [m] 30 12 Nsub (number of sub-segments per segment) [-] 3 2 total number of sub-segments [-] 18 30 Xsub (actual sub-segment lengths) [m] 10 6 Trial 24 Number of lanes [-] 2 5 www.francobontempi.org 47 Trial 4 Trial 22 Trial 23 1 20MW Fire [fat+inj/year] 2 100MW Fire [fat+inj/year] 3 Bleve of 50kg propane cylinder [fat+inj/year] 4 Motor spirit pool fire [fat+inj/year] 5 VCE of motor spirit [fat+inj/year] 6 Chlorine release [fat+inj/year] 7 BLEVE of 18t propane tank [fat+inj/year] 8 VCE of propane [fat+inj/year] 9 Propane torch fire [fat+inj/year] 10 Ammonia Release [fat+inj/year] 11 Acrolein in bulk release [fat+inj/year] 12 Acrolein in cylinder release [fat+inj/year] 13 BLEVE of a 20t CO2 tank [fat+inj/year] All scenarios [fat+inj/year] 1+2 20MW - 100MW FIRES [fat+inj/year] 3+13 BLEVE (except propane in bulk) [fat+inj/year] 4+5 Flammable liquids [fat+inj/year] 6+10+11+12 Toxic products [fat+inj/year] 7+8+9 Propane in bulk [fat+inj/year] Societal Risk EV (Expected Value of the dead) Societal Risk 30m (distance from the route) [fat+inj/year] 80m [fat+inj/year] 200m [fat+inj/year] 500m [fat+inj/year] 30m [fat+inj/year] 80m [fat+inj/year] 200m [fat+inj/year] 500m [fat+inj/year] Individual Risk Direction A Direction B 4 analysis for every trial Grouping
  • 48. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk reduction www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 48
  • 49. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk reduction Source: Brussaard et al. 2004. The Dutch Model for the Quantitative Risk Analysis of Road Tunnels. www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI 49
  • 50. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO Risk reduction (2) - monitoring and system response www.francobontempi.org Accident evolution Monitoring ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI Time 1 2 3 Accident Accident evolution Pre-accident situation Pre-accident Monitoring Pre-accident System Response Accident Localization Evolution of System Response System Response 50
  • 51. CORSO DI PROGETTAZIONE STRUTTURALE ANTINCENDIO References • NFPA, SFPE Handbook of Fire Protection Engineering, 3rd edition, 2002 • Jönsson, J. Combined Qualitative and Quantitative Fire Risk Analysis – Complex Urban Road Tunnel. Arup partners, 2007. • Faber, M.H. (2008) Risk and Safety in Civil, Environmental and Geomatic Engineering. ETH Zürich, lecture notes, available www.francobontempi.org ANALISI DEL RISCHIO: IL CASO DELL’INCENDIO DI STRUTTURE CIVILI online on 01/2011 at: http://www.ibk.ethz.ch/fa • Haimes, Y. Y. (1981). Hierarchical holographic modeling. IEEE Transactions on Systems, Man, and Cybernetics, 11(9), pp. 606– 617. • Nolan, D.P. 1986. Handbook of Fire and Explosion Protection Engineering Principles for Oil, Gas, Chemical, and Related Facilities. Noyes, New Jersey • Aven, T. Risk Analysis: Assessing Uncertainties beyond Expected Values and Probabilities. John Wiley & Sons, 2008 • Furness, A. , Muckett, M. Introduction to Fire Safety Management. Elsevier, 2007. • Fire Risk in Metro Tunnels and Stations, Hyder Consulting, available on 05.2011 at http://hkarms.myftp.org/web_resources/Conference_Presentation/Fire_Risk_Metro_Tunnels_Stations.pdf • Fault Tree Handbook. Nuclear Regulatory Commission. NUREG–0492 • Hasofer et al. 2007, Risk Analysis in Building Fire Safety Engineering • Persson, M. Quantitative Risk Analysis Procedure for the Fire Evacuation of a Road Tunnel -An Illustrative Example. Lund, 2002 • Brussaard et al. 2004. The Dutch Model for the Quantitative Risk Analysis of Road Tunnels. Available on 05.2011 at http://www.rws.nl/rws/bwd/home/Tunnelveiligheid/dutch%20model.pdf • Gkoumas, K. 2008. Basic aspects of risk-analysis for civil engineering structures. Handling Exceptions in Structural Engineering: Robustezza Strutturale, Scenari Accidentali, Complessità di Progetto, Roma, 13-14 novembre. http://www.francobontempi.org/handling_papers.php 51

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