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CHEMICAL VAPOR DEPOSITION
(CVD)
KHUSH BAKHAT AHMED
IRUM SHEHZADI
CONTENTS
Introduction CVD Reactor Types
Deposition Mechanism
•1) Epitaxy
•2) Gas Phase Precipitation
•3) Thermal Expansion
Example Advantages Disadvantages
References:
Introduction:
Chemical vapor deposition may be defined as the deposition of a solid
on a heated surface from a chemical reaction in the vapor phase. It
belongs to the class of vapor-transfer processes which is atomistic in
nature that is the deposition species are atoms or molecules or a
combination of these. Besides CVD, they include various physical-vapor
deposition processes (PVD) such as evaporation, sputtering, molecular
beam epitaxy and ion plating. In its simple incarnation, CVD involves
flowing a precursor gas or gases into a chamber containing one or more
heated objects to be coated. Chemical reaction occur on and near the
hot surfaces, resulting in the deposition of a thin film on the surface.
This is accompanied by the production of chemical by-products that are
exhausted out of the chamber along with unreacted precursor gases. As
would be expected with the large variety of materials deposited and the
wide range of applications, there are many variants of CVD. It is done in
hot wall reactor and cold wall reactors, at sub-torr total pressores to
above atmospheric pressures, with and without carrier gases, and at
temperature typically ranging from 200-1600 o c. There are also a
variety of CVD processes, which involve the use of plasmas, ions,
photons, lasers, hot filaments, or combustion reactions to increase
depositon rates and/or lower deposition temperatures.
CVD Reactor Types
Hot wall reactor is a high temperature
chamber in which the substrate is
placed for coating. In this reactor
including the substrate, all other parts
(inlet and outlet tubes) inside the
chamber get coated.
IN FIG 7, THE CHAMBER CONTAINING THE PARTS IS
SURROUNDED BY A FURNACE THAT HEATS THE
DESIRED TEMPERATURE, THEN THE
REACTIVE GASES ARE INTRODUCED. THE REACTOR
MAY BE
EQUIPPED WITH SHELVES FOR COATING MANY PARTS
AT ONCE, OR BE
SIZED FOR SPECIFIC LARGE PARTS. THESE SYSTEMS
ARE OFTEN RUN AT
VERY HIGH TEMPERATURES, LIMITED ONLY BY THE
MATERIALS USED
IN CONSTRUCTING THE FURNACE AND AT REDUCED
PRESSURES ON THE
ORDER OF TORR TO TENS OF TORR.
Figure 8 shows a schematic for a hot-wall
reactor that has been tailored to low-
pressure CVD(LPCVD) batch processing in
the microelectronics industry. In this
case, a specialized support holds a large
number(over a hundred) of closely-
spaced silicon wafers for simultaneous
processing. In general, hot wall reactors
have the advantages of being able to
process large batches of substrate, and
having relatively uniform substrate
temperatures and thus coating thickness.
The primary disadvantages are that the
walls get heavily coated, requiring
frequent cleaning and causing particle
problems, and that it involves higher
thermal loads and energy usage.
On the other hand, in a Cold-wall reactor only
the substrate is heated, either resistively or
inductively. In such systems, the substrates are
heated but the walls are cooled. Cold wall
reactor often run at relatively high pressures,
several hundred torr to atmospheric total
pressure, and usually have reactive precursors
diluted in a carrier gas.Figure 9 shows an
example of a Cold wall rotating disk CVD reactor.
This system has water-cooled quartz walls, with
a rotating holder for(silicon or compound
semiconductor) wafers that is resistively heated.
Most compound semiconductor CVD processes use
reactors of this type. Cold wall reactors have the
advantages of reduced deposition of material on
the walls, which means less cleaning, lower
thermal loads on the substrates because of faster
heat-up and the avoidance of vacuum
equipment. The primary disadvantages are larger
temperature non-uniformities on the substrate,
which may lead to film thickness non-
uniformities, the smaller batch sizes.
Deposition Mechanism:
These steps include:
1. Transport of reactant gases into the reaction
chamber,
2. Intermediate reactants form from reactant
gases,
3. Diffusion of reactant gases through the gaseous
boundary layer to the substrate,
4. Absorption of gases onto the substrate surface,
5. Single or multi-step reactions at the substrate
surface,
6. Desorption of product gases from the substrate
surface, and
7. Forced exit of product gases from the system.
 The manner in which a film is formed on a surface by CVD is still a
matter of controversy and several theories have been advanced to
describe the phenomena. Figure 10 shows the seven mechanistic steps
that have been hypothesized to occur during a vapor deposition
process.
In this model, the steps can be classified into two categories,
mass transport1,3 and 7 and surface reaction steps.2,4,5 and 6 The
lowest of these steps determines if the process is mass transport
or surface reaction limited. As the temperature increases, the
surface reaction rate rises exponentially, resulting in a mass
transport limited because transport becomes the slowest step in
the series deposition steps.
A thermodynamics theory proposes that a solid nucleus is formed
from supersaturated vapor as a result of the difference between
the surface free energy and the bulk free energy of the nucleus.
Another and new theory is based on atomistic nucleation and
combines chemical bonding of solid surfaces and statistical
mechanics.
There are however, three important factors that control the
nature and properties of the deposit to some degree which must
be reviewed at this time: epitaxy, gas-phase precipitation, and
thermal Expansion.
1. Epitaxy:
A specific case is that of epitaxy where the structure of the
substrate essentially controls the structure of the deposit.2 Epitaxy can be
defined as the growth of a crystalline film on a crystalline substrate, with
the substrate acting as a seed crystal. When both substrate and deposit are
of the same material(for instance silicon on silicon) or when their crystalline
structure(lattice parameters) are identical or close, the phenomena is
known as homoepitaxy. When the lattice parameters are different, it is
heteropitaxy. Epitaxial growth can’t occur if these structural differences are
too great.
2. Gas Phase Precipitation:
As mentioned previously, a CVD reaction may occur in the gas
phase instead of at the substrate surface if the super saturation of the
reactive gases and the temperature are sufficiently high. This is generally
detrimental because gas-phase precipitated particles, in the form of soot,
become incorporated in the deposit, causing non-uniformity in the
structure, surface roughness and poor adhesion. In some cases, gas-phase
precipitation is used purposely, such as in the production of extremely fine
powders.
Thermal Expansion:
Large stress can be generated in a CVD coating during the cooling period
from deposition temperature to room temperature, if there is a
substantial difference between the coefficient of thermal expansion
(CTE) of the deposit and that of the substrate. These stresses may cause
cracking and spalling of the coating. If differences are large, it may be
necessary to use a buffer coating with in intermediate CTE or with high
ductility. Deposition processes which do not require high temperatures,
such as MOCVD or plasma CVD, should also be considered.
Example; As an example, one can consider the deposition of tungsten on
the interior wall of a graphite tube by the hydrogen reduction of the
fluoride as follows,
As shown schematically in Fig-2.4a, the reactant gases are
introduced in the upstream side, then flow down the reactor
tube, and exhaust downstream through the vacuum pump.
A sequence of physic-chemical process steps take place in a CVD
process. First the reagents have to the surface being coated. The zone
between the bulk of the flowing gas and the substrate surface is the
location of the 1st kinetics barrier, which has to be crossed by diffusion
of gaseous species. Next the species are adsorbed on the substrate
surface, and migrate, react and the product to be deposited is formed
to form nuclei.
In the case of laminar flow which is typically assumed in all models and
calculations, the gas velocity is zero at the substrate surface and increase
to a constant value (the bulk gas flow velocity) at some distance from the
substrate. Boundary layer theory (BLT) provides the key to understanding
the dynamics of these surface reactions. It can help couple the chemical
and mass transport processes occurring near or on the heated substrate
surface as gas flows over it. For fluid dynamics reasons a more or less
stagnant boundary layer occurs in the vapor adjacent to the
substrate/coating interface. During the coating process, the gaseus
reactants and products are transported across reaction zone-1(fig 2) as
well as in the main gas stream, where homogeneous nucleation in the
vapor can occur.
These reactions are usually undesirable, and can lead to flaky andor non-
adherent coatings. Heterogeneous reactions, which in many system
determine growth rate, occur at the interface between zones 1 and
2(vapor/coating). The typically high temperatures used in CVD can and do
lead to various solid state reactions (i.e. phase transformations, grain
growth) during the deposition process in zones 2 and 3(coating and the
substrate). At the interface between these zones (2 and 3) diffusion can
result in the formation of various intermediate phases, which are of
importance to the adherence characteristics of the coating.
Advantages:
CVD has a number of advantages as a method for depositing thin
films. One of the primary advantages is that the film thickness on
the sidewalls of features is comparable to the thickness on the
top. This means that films can be applied to elaborately shaped
pieces, including the insides and undersides of features. Another
advantage of CVD is that, in addition to the wide variety of
materials that can be deposited, they can be deposited with very
high purity. Other advantage include relatively high deposition
rates, and the fact that CVD often doesn’t require as high a
vacuum as PVD processes.
Disadvantages:
CVD also has number of disadvantages. One of the primary
disadvantage lies in the properties of the precursors. CVD
precursors can also be highly toxic, explosive, or corrosive. The
byproducts of CVD reactions can also be hazardous. The major
disadvantage is the fact that the films are usually deposited at
elevated temperatures. This put some restrictions on the kind of
substrates that can be coated.
References:
1. [2]- Kern,W., and Ban, W.S., “Chemical Vapor
Deposition of Inorganic Thin Films,” Thin film
processes, (J.L. Vossen and W.Kern,eds.),
pp.257-231, Academic press, New
York(1987).
2. Hugh O.Pierson., “Handbook of Chemical
Vapor Deposition principles Technology and
Application”PP.26, 46, 56-59, New York
(1999).
3. Jong-Hee Park and T.S.Sudarshan.,
“Chemical Vapor Deposition” PP.7, 10, 24,
32-34, United States of America (1951- )
Illustrated By;
Khalid Raza Naiyar (PST)
MSc Pakistan Studies (AIOU)
MA Islamiat (AWKUM)
BSc (Bio-Chemistry) (UOP)
MEd, B.Ed. CT, PTC (AIOU)
DIT (KPBTE)
Cell# 0345-4036396

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Chemical vapor deposition (cvd)

  • 1. CHEMICAL VAPOR DEPOSITION (CVD) KHUSH BAKHAT AHMED IRUM SHEHZADI
  • 2. CONTENTS Introduction CVD Reactor Types Deposition Mechanism •1) Epitaxy •2) Gas Phase Precipitation •3) Thermal Expansion Example Advantages Disadvantages References:
  • 3. Introduction: Chemical vapor deposition may be defined as the deposition of a solid on a heated surface from a chemical reaction in the vapor phase. It belongs to the class of vapor-transfer processes which is atomistic in nature that is the deposition species are atoms or molecules or a combination of these. Besides CVD, they include various physical-vapor deposition processes (PVD) such as evaporation, sputtering, molecular beam epitaxy and ion plating. In its simple incarnation, CVD involves flowing a precursor gas or gases into a chamber containing one or more heated objects to be coated. Chemical reaction occur on and near the hot surfaces, resulting in the deposition of a thin film on the surface. This is accompanied by the production of chemical by-products that are exhausted out of the chamber along with unreacted precursor gases. As would be expected with the large variety of materials deposited and the wide range of applications, there are many variants of CVD. It is done in hot wall reactor and cold wall reactors, at sub-torr total pressores to above atmospheric pressures, with and without carrier gases, and at temperature typically ranging from 200-1600 o c. There are also a variety of CVD processes, which involve the use of plasmas, ions, photons, lasers, hot filaments, or combustion reactions to increase depositon rates and/or lower deposition temperatures.
  • 4. CVD Reactor Types Hot wall reactor is a high temperature chamber in which the substrate is placed for coating. In this reactor including the substrate, all other parts (inlet and outlet tubes) inside the chamber get coated.
  • 5. IN FIG 7, THE CHAMBER CONTAINING THE PARTS IS SURROUNDED BY A FURNACE THAT HEATS THE DESIRED TEMPERATURE, THEN THE REACTIVE GASES ARE INTRODUCED. THE REACTOR MAY BE EQUIPPED WITH SHELVES FOR COATING MANY PARTS AT ONCE, OR BE SIZED FOR SPECIFIC LARGE PARTS. THESE SYSTEMS ARE OFTEN RUN AT VERY HIGH TEMPERATURES, LIMITED ONLY BY THE MATERIALS USED IN CONSTRUCTING THE FURNACE AND AT REDUCED PRESSURES ON THE ORDER OF TORR TO TENS OF TORR.
  • 6. Figure 8 shows a schematic for a hot-wall reactor that has been tailored to low- pressure CVD(LPCVD) batch processing in the microelectronics industry. In this case, a specialized support holds a large number(over a hundred) of closely- spaced silicon wafers for simultaneous processing. In general, hot wall reactors have the advantages of being able to process large batches of substrate, and having relatively uniform substrate temperatures and thus coating thickness. The primary disadvantages are that the walls get heavily coated, requiring frequent cleaning and causing particle problems, and that it involves higher thermal loads and energy usage.
  • 7. On the other hand, in a Cold-wall reactor only the substrate is heated, either resistively or inductively. In such systems, the substrates are heated but the walls are cooled. Cold wall reactor often run at relatively high pressures, several hundred torr to atmospheric total pressure, and usually have reactive precursors diluted in a carrier gas.Figure 9 shows an example of a Cold wall rotating disk CVD reactor. This system has water-cooled quartz walls, with a rotating holder for(silicon or compound semiconductor) wafers that is resistively heated. Most compound semiconductor CVD processes use reactors of this type. Cold wall reactors have the advantages of reduced deposition of material on the walls, which means less cleaning, lower thermal loads on the substrates because of faster heat-up and the avoidance of vacuum equipment. The primary disadvantages are larger temperature non-uniformities on the substrate, which may lead to film thickness non- uniformities, the smaller batch sizes.
  • 8.
  • 9. Deposition Mechanism: These steps include: 1. Transport of reactant gases into the reaction chamber, 2. Intermediate reactants form from reactant gases, 3. Diffusion of reactant gases through the gaseous boundary layer to the substrate, 4. Absorption of gases onto the substrate surface, 5. Single or multi-step reactions at the substrate surface, 6. Desorption of product gases from the substrate surface, and 7. Forced exit of product gases from the system.  The manner in which a film is formed on a surface by CVD is still a matter of controversy and several theories have been advanced to describe the phenomena. Figure 10 shows the seven mechanistic steps that have been hypothesized to occur during a vapor deposition process.
  • 10. In this model, the steps can be classified into two categories, mass transport1,3 and 7 and surface reaction steps.2,4,5 and 6 The lowest of these steps determines if the process is mass transport or surface reaction limited. As the temperature increases, the surface reaction rate rises exponentially, resulting in a mass transport limited because transport becomes the slowest step in the series deposition steps. A thermodynamics theory proposes that a solid nucleus is formed from supersaturated vapor as a result of the difference between the surface free energy and the bulk free energy of the nucleus. Another and new theory is based on atomistic nucleation and combines chemical bonding of solid surfaces and statistical mechanics. There are however, three important factors that control the nature and properties of the deposit to some degree which must be reviewed at this time: epitaxy, gas-phase precipitation, and thermal Expansion.
  • 11. 1. Epitaxy: A specific case is that of epitaxy where the structure of the substrate essentially controls the structure of the deposit.2 Epitaxy can be defined as the growth of a crystalline film on a crystalline substrate, with the substrate acting as a seed crystal. When both substrate and deposit are of the same material(for instance silicon on silicon) or when their crystalline structure(lattice parameters) are identical or close, the phenomena is known as homoepitaxy. When the lattice parameters are different, it is heteropitaxy. Epitaxial growth can’t occur if these structural differences are too great. 2. Gas Phase Precipitation: As mentioned previously, a CVD reaction may occur in the gas phase instead of at the substrate surface if the super saturation of the reactive gases and the temperature are sufficiently high. This is generally detrimental because gas-phase precipitated particles, in the form of soot, become incorporated in the deposit, causing non-uniformity in the structure, surface roughness and poor adhesion. In some cases, gas-phase precipitation is used purposely, such as in the production of extremely fine powders.
  • 12. Thermal Expansion: Large stress can be generated in a CVD coating during the cooling period from deposition temperature to room temperature, if there is a substantial difference between the coefficient of thermal expansion (CTE) of the deposit and that of the substrate. These stresses may cause cracking and spalling of the coating. If differences are large, it may be necessary to use a buffer coating with in intermediate CTE or with high ductility. Deposition processes which do not require high temperatures, such as MOCVD or plasma CVD, should also be considered. Example; As an example, one can consider the deposition of tungsten on the interior wall of a graphite tube by the hydrogen reduction of the fluoride as follows,
  • 13. As shown schematically in Fig-2.4a, the reactant gases are introduced in the upstream side, then flow down the reactor tube, and exhaust downstream through the vacuum pump.
  • 14. A sequence of physic-chemical process steps take place in a CVD process. First the reagents have to the surface being coated. The zone between the bulk of the flowing gas and the substrate surface is the location of the 1st kinetics barrier, which has to be crossed by diffusion of gaseous species. Next the species are adsorbed on the substrate surface, and migrate, react and the product to be deposited is formed to form nuclei.
  • 15. In the case of laminar flow which is typically assumed in all models and calculations, the gas velocity is zero at the substrate surface and increase to a constant value (the bulk gas flow velocity) at some distance from the substrate. Boundary layer theory (BLT) provides the key to understanding the dynamics of these surface reactions. It can help couple the chemical and mass transport processes occurring near or on the heated substrate surface as gas flows over it. For fluid dynamics reasons a more or less stagnant boundary layer occurs in the vapor adjacent to the substrate/coating interface. During the coating process, the gaseus reactants and products are transported across reaction zone-1(fig 2) as well as in the main gas stream, where homogeneous nucleation in the vapor can occur. These reactions are usually undesirable, and can lead to flaky andor non- adherent coatings. Heterogeneous reactions, which in many system determine growth rate, occur at the interface between zones 1 and 2(vapor/coating). The typically high temperatures used in CVD can and do lead to various solid state reactions (i.e. phase transformations, grain growth) during the deposition process in zones 2 and 3(coating and the substrate). At the interface between these zones (2 and 3) diffusion can result in the formation of various intermediate phases, which are of importance to the adherence characteristics of the coating.
  • 16. Advantages: CVD has a number of advantages as a method for depositing thin films. One of the primary advantages is that the film thickness on the sidewalls of features is comparable to the thickness on the top. This means that films can be applied to elaborately shaped pieces, including the insides and undersides of features. Another advantage of CVD is that, in addition to the wide variety of materials that can be deposited, they can be deposited with very high purity. Other advantage include relatively high deposition rates, and the fact that CVD often doesn’t require as high a vacuum as PVD processes. Disadvantages: CVD also has number of disadvantages. One of the primary disadvantage lies in the properties of the precursors. CVD precursors can also be highly toxic, explosive, or corrosive. The byproducts of CVD reactions can also be hazardous. The major disadvantage is the fact that the films are usually deposited at elevated temperatures. This put some restrictions on the kind of substrates that can be coated.
  • 17. References: 1. [2]- Kern,W., and Ban, W.S., “Chemical Vapor Deposition of Inorganic Thin Films,” Thin film processes, (J.L. Vossen and W.Kern,eds.), pp.257-231, Academic press, New York(1987). 2. Hugh O.Pierson., “Handbook of Chemical Vapor Deposition principles Technology and Application”PP.26, 46, 56-59, New York (1999). 3. Jong-Hee Park and T.S.Sudarshan., “Chemical Vapor Deposition” PP.7, 10, 24, 32-34, United States of America (1951- ) Illustrated By; Khalid Raza Naiyar (PST) MSc Pakistan Studies (AIOU) MA Islamiat (AWKUM) BSc (Bio-Chemistry) (UOP) MEd, B.Ed. CT, PTC (AIOU) DIT (KPBTE) Cell# 0345-4036396