Kenneth A. Goodwin Jr., MBA

Greater New York City Area United States

Dodd Frank Act SME | Risk and Compliance Management| Banking and Capital Markets | Author at Global Advisory Firm

Finance / Banking / Insurance

Kenneth A. Goodwin Jr. is an experienced Risk and Compliance Management professional with over 17 years of both US domestic and Asia capital markets experience. Ken’s expertise includes preparing global and national financial institutions for regulatory compliance and risk management frameworks (i.e. TALF, Dodd-Frank and Volcker Rule), banking and capital markets regulatory examinations, and implementations of both broker and swap dealers, large bank holding companies and asset management firms’ compliance testing and monitoring programs. Specifically, he has worked extensively with central banks (New York Federal Reserve Bank, Bank of Japan) a major stock exchange (Tokyo Stock Exchange