1. Mohammad Kaleem
A position in the financial services industry with a focus on operational management, team leadership and process
A result oriented professional with 6.5 years of quality experience in Financial Reporting, Statutory
Reporting (NAIC Reporting, Yellow Book, and Blue book), Regulatory Reporting, research and analysis
in Mutual Fund & Hedge Fund.
Good experience of IFRS and USGAAP.
Having experience in transition of the financial reporting process from USA.
Applications: SAP Business Objects (BO),TCP (Schedules), PAM (Portfolio Asset Management),
Access Data Base, Essbase, Hyperion etc.
HCL Technology Pvt.Ltd
Domain: Financial and Regulatory Reporting (UBS Bank)
Designated as Assistant Manager – Since January,2016
Preparing regulatory disclosures (Swiss National Bank and FINMA) at a UBS group level and at various
Prepare the financial statements i.e. balance sheet, cash flow, income statement and managing the
disclosures as per the IFRS and Local GAAP.
Providing operational, financial accounting and reporting activities across multiple-locations.
Preparation and submission of daily, monthly and yearly Assets and liability statement, operational cash
flow projection as per the FINMA and Swiss Bank Regulations.
Producing the liquidity coverage ratio (LCR) and Net –stable Funding Ratio NFSR) as per BASEL-III
requirements and guidelines in SAP and submitting them to the regulators.
Conducting the data validation and sanity checks of the reports prepared by the team with commentary.
Performing reconciliations between regulatory disclosures and other internal or external disclosures.
Executing procedural controls and governance procedures.
Improving processes by providing recommendations regarding financial reporting procedures and internal
management information provision.
2. WNS Global Services Private Limited
Domain: Insurance and Healthcare (Financial and Investment Reporting)
Duration – Aug, 2014 – Jan, 2016
Designated as Assistant Manager
One of the key participants of the pilot batch responsible for transition of Financial Reporting and
Investment Reporting work of our Insurance client.
Responsible for GAAP & STAT (NAIC Reporting) month-end close quarter-end statutory reporting and
Working on IFRS standard 7, 9 and 13 (Financial Instrument and Fair value measurement)
Complete the quarterly financial statements required for statutory reporting (Yellow Books).
Preparation of various reports related to investment reporting like Assets Valuation Reserve (AVR),
Schedule of Investments, Wash Sales report, Portfolio Investment report and Security Lending report,
exhibit capital gain loss.
Prepare investment schedules for statutory reporting such as, Net Investment Income, capital gain/losses,
Schedule D’s (Bonds & Stocks), DA’s (Short term Investments), E’s (Cash and cash equivalent), etc
Taking care of fair value calculation, Accrual accounting, Investment in equity and Debt securities and
reconciliation activities as per the IFRS and USGAAP standards.
Specification and understanding of client’s reporting requirement for ensuring smooth and timely
Identification of process improvement opportunities and developing the Business process re-engineering
Preparation of process related documents as per the new updates (SOP).
Techbooks International Pvt. Ltd.
Duration – May, 2011 – June, 2014
Designation – Sr. Financial Analyst (Financial Reporting)
Preparation of financial report, regulatory reporting, statutory reporting and SEC filings includes the 10-
Qs and 10K.
Prepare the financial statements i.e. balance sheet, cash flow, income statement with the help of trial
balance and pass various adjustment journal entries.
Review and analyse financial statements for banking and service industries, commercial industries and
insurance industries under US-GAAP and IFRS.
Making detail foot note (Disclosure management), analysis the mapping each concept within the notes
with appropriates US-GAAP taxonomy element.
Keep a track of SEC updates, filing guidelines and FASB releases.
New River Software Financial Services Pvt. Ltd (Broadridge)
Duration: July, 2009 till May 2011
Designation: Financial Analyst (Investment Reporting)
Preparation of financial statements of mutual funds clients.
Prepare sheets of shareholder’s fees and expenses for reporting requirement.
Prepare the documents as per the SEC requirement.
3. Ensuring the quality of the information offered to the clients & providing daily updates & latest
information regarding the product.
Handling queries of the clients on a regular basis.
Organized and took part in seminars and cultural functions in college.
Participated in many presentations, group discussions and organized by college.
Participated in the college games and was captain of college cricket team.
MBA in Finance from Bangalore School of Business Delhi campus.
B.Com from MJPR University, Bareilly
12th from CBSE
10th AMU Aligarh
Worked effectively with diverse groups of people.
Quick learner and adapt well to changes and pressures in work place.
Nationality : Indian
Father’s name : Fariduddin
Date of Birth : 5th
Marital Status : Single
Sex : Male
Passport : YES
US VISA : YES/ B1B2
Language : English, French (Basics)
Address : E-138 Pandav Nagar east Delhi, Near Akshardham Metro Station. 110092