1. Structured Finance Middle Office CDO Origination and Warehousing (8/04 – 10/09)
 Responsible for establishing and maintaining controls around the closing and settlement of structured
transactions including CDO, Bank Notes and Credit Derivatives.
 Interacted with Structuring Team, Traders, Trade Capture, Sales, Compliance, Financial, Legal, Accounting,
Confirmation and Settlements to ensure all operational components with respect to structured transactions
are adequately booked in the firms risk management systems.
 Managed preparation and substantiation of Monthly P&L Credit Hybrids.
 Performed deal analysis on Structured Credit products including CDO, Repack, Alternative Investments and
Credit Hybrids.
 Daily reconciliation of 9 CDO warehouses to Trustee reports, Wall Street Office and in house systems.
 Collected and reviewed all documents required for the settlement of loans (Funding Memos, Assignment
Memos, Credit Agreement, Purchase/Sale Agreements, Trade Confirmations).
 Worked with Secondary Loan Trading and Asset Managers to insure timely settlements of trade loans.
 Reconciled daily pricing feed from pricing services for large variances.
 Produced daily PnL reports for the 9 CDO warehouse that was the disseminated to Front Office and Asset
Managers.
Assistant Vice President, Client Service Officer National Markets, Investor Services (11/02 - 8/04)
 Delivered client service to some of JPMorgan's top tier revenue public and corporate pension clients. Clients
represent $57 billion in global assets and $5 million in annual bank revenue.
 Managed all aspects of service delivery including global trade settlement, accounting report
deadline/accuracy, Electronic data delivery systems, performance/compliance, security lending issues .
 Developed and managed service plans with numerous internal service partners.
 Participated in sales and RFP responses. Manage new business conversions and transitions.
Assistant Vice President, Investor Services, Treasury & Securities Services (3/00 – 11/ 02)
 Managed a Global Custody team of 11 Client Service Officers /Settlement Specialists who service
Investment Management clients with net assets of $65 Billion. This team was structured to handle
settlement in a wide array of global and domestic financial instruments especially Fixed Income,
Euroclear, Local markets, and emerging markets.
 Prepared daily MIS reports on all Risk indicators to limit exposure to clients and firm.
 Strengthen relationships with Investment managers by establishing lines of communication with upper
management about their needs and how the bank can provide better service.
 Acted as a focal point for clients on all inquires about market changes, taxation practices, and general
settlement inquires.
 Leadership and development of staff, including coaching, objective setting, delivering performance
appraisal, recruitment and developing training plans.
Worked closely with Relationship Managers and various other groups to develop new business
opportunities