Ccc工厂检查简介

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CCC工厂检查简介
Brief Introduction of CCC Factory Inspection
CCC工厂检查简介
Brief Introduction of CCC Factory
Inspection
2014年11月
November 2014

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Contents:
1. Basic information
2. Requirements to be emphasized
3. Procedure and fee of factory inspection
4. Common problem and suggestion
CCC工厂检查简介
Brief Introduction of CCC Factory Inspection
内容：
1. 基本情况
2. 重点介绍
3. 工厂检查流程与费用
4. 常出现的问题和建议

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基本情况
Basic information
1. CCC 认证
CCC means:
China Compulsory Certification

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基本情况
Basic information
2. 列入CCC目录的产品需要认证。截止到2014年10月1日，共
有20大类158中产品。根据CNCA的2012年30号公告
（WWW.CNCA.GOV.CN)，这些产品包括：
2. Product in CCC catalogue should be certified and applied
CCC mark.
By the end of October 1, 2014, CCC catalogue contains 20
categories product including 158 sub-categories. Base on
the No.30th Announcement of 2012 issued by Certification
and Accreditation Administration of the People’s Republic
of China (CNCA in brief), the product of CCC catalogue
includes:

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基本情况
Basic information
1） 电子：IT, AV, 电信终端，
Electronic product: Information technology equipment (IT),
Audio and video apparatus (AV), Telecommunication Terminal
Equipment
2） 家电
Household and similar electrical appliances
3） 电工产品： 电线电缆，电器附件，灯具，低压电器，机，电焊
机，电动工具，安全技术防范产品（如入侵探测器）等。
Electrical products: Electrical wires and cables, Electrical
accessories, Lighting apparatus, Low-voltage electrical
apparatus, Small power motors, Welding machines, Electric
tools, Security and protection products (like detectors for intruder
alarm systems) etc.

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基本情况
Basic information
4） 机动车辆及安全附件（安全带、制动软管、座椅等）、机动
车辆轮胎、安全玻璃
Motor vehicles and safety parts (safety belt, brake hose,
automobile seat and head restraint etc), Motor Vehicle Tyres,
Safety Glass
5） 玩具
Toy product
6） 建材：涂料、瓷砖
Decoration and fitment product: like solvent based coatings for
woodenware, Ceramic tiles and so on

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基本情况
Basic information
CQC具有18大类的CCC认证资质（除消防、农机外）
CQC has the qualification of 18 CCC categories product
certification, except firefighting equipment, agricultural machinery
etc.

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3. 法律法规和规则
Laws, Regulations and Implementation rules
1) 《认证认可条例》2003年9月3日
Regulations of the People’s Republic of China on certification and
accreditation, issued on September 3, 2003.
2) 质检总局第117号令《强制性产品认证管理规定》
Regulations for Compulsory Product Certification, No. 117th decree of
2009, issued by General Administration of Quality Supervision,
Inspection and Quarantine of the People’s Republic of China (AQSIQ in
brief)
基本情况
Basic information

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3） 通用实施规则 CCC Implementation rules in general
——《强制性产品认证实施规则 工厂质量保证能力要求》
Implementation rules for Compulsory product Certification- Requirements
for Factory’s Quality Assurance Capability
——《强制性产品认证实施规则 工厂检查通用要求》
Implementation rules for Compulsory product Certification- General
Requirements for Factory Inspection
——《强制性产品认证实施规则 生产企业分类管理、认证模式选择与确
定》
Implementation rules for Compulsory product Certification- Factory
Classification, Certification Mode Selection and Determination
基本情况
Basic information

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基本情况
Basic information
——《强制性产品认证实施规则 生产企业检测资源及其他认证
结果的利用》
Implementation rules for Compulsory product Certification-
Utilization of factory’s Test Resources and Other Certification
Result
——《强制性产品认证证书注销、暂停、撤销实施规则》
The Implementation Rule for Cancellation, suspension and
withdrawal of CCC Certificate
——《强制性产品认证实施规则中涉及ODM模式的补充规定》
Additional Regulation of Implementation Rules for
Compulsory product Certification Involving ODM

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基本情况
Basic information
4) 各类产品实施规则
Implementation Rules for Compulsory Certification of each
product (CCC Implementation Rules in brief(
5) 在各类产品实施规则的基础上，相关认证机构编制实施细则
Product certification implementation detailed rules issued by
designated certification body base on the requirement of
CCC Implementation Rules

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1. 认证要素（2个）：试验和工厂检查
The certification element: test and factory inspection
2. 试验：分为型式试验和证后的监督抽样检验（需要时，依据实施细则）
Test including type test and sampling tests for certified product ( if
properly,according to detail rules of CCC)
重点介绍
Requirements to be emphasized

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3. 工厂检查: 初始工厂检查（如果在获证后进行：首次检查），监督检查,
特殊检查、恢复证书的检查等。监督频次根据企业分类管理的结果可以改变。
通常为1次/每年。
Factory inspection: including initial factory inspection (if the inspection is
carried after the certificate has been issued, it is called the first time
inspection) ，follow-up inspection，special inspection and inspection for
certificate resumption. Usually, the frequency of follow-up inspection is once
per year, it can also be adjusted by certification body base on the result of
factory classification.
重点介绍
Requirements to be emphasized

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重点介绍
Requirements to be emphasized
4. 型式试验：有些产品为送样，有些产品为抽样
Type test : the way of obtaining type test product includes
delivering and sampling.
如：电线：有抽样，送样的两种模式。
涂料，瓷砖： 初始工厂检查时，进行抽样。
For example: for electrical wires and cables, the type test
product can be delivered by factory or be sampled by
certification body. For solvent based coatings for
woodenware and ceramic tiles, the type test product shall be
sampled during initial factory inspection.

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重点介绍
Requirements to be emphasized
5. 监督抽样检测：可以在工厂，也可以在市场。
Sampling tests for certified product : the product can be
obtained either in the factory or in the market.
6. 检查的方式：可以事先通知检查，也可以事先不通知的检查
。对中国大陆外的工厂，通常采取事先通知的检查。
The way of inspection: include announced and un-
announced inspection. For overseas factory, usually the
inspection will be announced in advance.

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重点介绍
Requirements to be emphasized
7. 企业分类管理
Factory Classification
1（ 分为A, B, C, D类
Factories are classified into four categories as class A,
class B, class c and class D

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重点介绍
Requirements to be emphasized
2（ A为优质企业
需评估的质量信息有：工厂检查结果，监督抽样检测结果，
国抽、省抽检验的结果（政府部门对产品的抽样检测）；企
业的设计能力、企业是否有实验室资源等。
The related quality information needed to be evaluated
including: result of factory inspection, result of sampling
tests for certified product, result of random inspection of
national/ provincial surveillance (sampling test organized by
china government), factory’s design and/ or testing capacity
etc.

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重点介绍
Requirements to be emphasized
3（ B类为正常企业，每年通常监督一次。且通常采用事先
通知的工厂检查。
Class B refers to the factory without quality problem.
Usually, the frequency of follow-up inspection is once per
year, and generally the inspection will be announced in
advance.
4（ C类有一定的质量问题，但不是特别严重。第二年采用事
先不通知的检查。
Class C refers to the factory without serious quality problem.
After the factory is classified as C, the follow-up inspection
will be unannounced.

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重点介绍
Requirements to be emphasized
5（ D类有过严重的质量问题。如：工厂检查的结果且为产
品本身的问题（非管理要素）、监督抽样检测的结果（严重
的问题，通常铭牌和标志不列入）、国抽和省抽的结果。采
用特殊检查的方式，增加工厂检查的频次。且为事先不通知
的检查。
Class D refers to the factory with serious quality problem.
For example: the problem concerning product quality
founded in factory inspection (not the problem of quality
management), nonconforming result of sampling tests for
certified product (serious quality problem, usually not include
the nonconforming of nameplate and product identification),
nonconforming result of random inspection of national/
provincial surveillance.

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重点介绍
Requirements to be emphasized
After the factory is classified as D, the special inspection will
be implemented and the frequency of follow-up inspection
will be added, the inspection above shall be unannounced.
6（ 考虑到境外的特殊情况（需要邀请函办理签证），不采
取事先不通知的检查。
For overseas factory, usually the inspection will be announced
in advance concerning the need of factory’s invitation letter
for visa.

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重点介绍
Requirements to be emphasized
7. ODM生产模式
ODM certification mode
产品相同、工厂质量保证能力要求相同（或者为保证产品安
全质量的核心内容相同）。因此在颁发证书时，免除了型式
试验和初始工厂检查。
For ODM certification mode, the relevant product shall be
same, the factory’s quality assurance capability shall be
same (or the core content of factory’s ensuring product
quality shall be same). Base on the two conditions above,
the type test and initial factory inspection can be exempted
before issuing the other ODM certificate .

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重点介绍
Requirements to be emphasized
但在出现问题时，会一同处理。具体为：
But in case of some problem was founded, the ODM
certificate shall be treated (suspension or withdrawal)
together. For example:
——主证书（首张证书提出注销，其他一同注销（
If the initial ODM certificate (the first ODM certificate) is
suspended, the other ODM certificate shall be all suspend.
——任何一张证书由于质量问题被暂停、撤销，其他相关证书
也将被暂停或撤销。
Any ODM certificate is suspended or withdrawn because of
quality problem, the other relevant ODM certificate shall be
all suspend or withdraw.

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重点介绍
Requirements to be emphasized
——只有首张证书变更，其他才能变更
Only after the change of initial ODM certificate has been
approved by the certification body, the other ODM certificate
may apply for change.
——只有初始ODM证书的恢复被批准后，其它ODM证书持证
人方可提交恢复申请。。
In case of certification suspension, only after the initial ODM
certificate become valid, the other ODM certificate may
apply for certificate resumption.

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重点介绍
Requirements to be emphasized
9. 认证模式
Certification mode
1) 型式试验+首次工厂检查+获证后监督 （包括抽样检测）
Type test + initial factory inspection + follow-up inspection
(including sampling tests for certified product(
2) 型式试验+获证后监督（玩具（
Type test + follow-up inspection (Toy product(

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重点介绍
Requirements to be emphasized
3) 型式试验+首次工厂检查（3个月内）+获证后监督
Type test + first time factory inspection (within 3 month after
the certificate has been issued) + follow-up inspection
注：IT，AV, 电信终端产品全部采用第3）种模式。家电等其他
产品只有A类企业才采用这种模式。
Note: Product that using the third certification mode include :
IT，AV products and Telecommunication Terminal
Equipment.
For household and similar electrical appliances and other
electrical products, only the factory which has been
classified as category A is applied to this certification mode.

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重点介绍
Requirements to be emphasized
10. 证书的处置
The treatment of certificate
分为：暂停、撤销、注销。
Include: Cancellation, suspension and withdrawal

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重点介绍
Requirements to be emphasized
11 .工厂质量保证能力要求（CNCA发布的2014年1号公告（
Requirements for Factory’s Quality Assurance Capability
(the first Announcement of 2014 issued by CNCA(
1) 该要求包括以下11个条款，其中技术负责人在公告中术语
中进行了解释 。
This regulation includes 11 clauses as below .The
Certification Technical Representative was defined in Terms
and Definitions of this regulation.

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重点介绍
Requirements to be emphasized
条款1：职责和资源
Clause 1: Responsibility and Resource
条款2：文件和记录
Clause 2: Documents and Records条款3： 采购与关键件控制
条款3： 采购与关键件控制
Clause 3: Purchasing and Critical parts Control
条款4： 生产过程控制
Clause 4: Production Process Control

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重点介绍
Requirements to be emphasized
条款5： 例行检验和/或确认检验
Clause 5: Routine Tests and/or Product Verification Tests
条款6： 检验试验仪器设备
Clause 6: Control of Monitoring and Measuring Device
条款7： 不合格品的控制
Clause 7: Control of Nonconforming Product
条款8： 内部质量审核
Clause 8: Internal Quality Audit

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重点介绍
Requirements to be emphasized
条款9： 认证产品的变更及一致性控制
Clause 9: Change of Certified Products and Their Consistency
Control
条款10： 产品防护与交付
Clause 10: Product Preservation and Delivery
条款11： CCC证书和标志
Clause 11: CCC Certificate and Mark

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重点介绍
Requirements to be emphasized
2) 全条款（IT, AV, 电信终端(
Factory inspection requirements for IT, AV and
telecommunication terminal equipment: 11 clauses
3) 部分条款，但条款名称和内容没有重大变化。如：家电，删
除了8,10；但在第一节增加了“认证联络人 ”。
Factory inspection requirements for other electrical and
electronic products: part clauses. For the factory inspection
requirements of household and similar electrical appliances,
the clause 8 and 10 has been deleted; the Certification
Contact Person has been added in clause 1.

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重点介绍
Requirements to be emphasized
4) 部分条款，且条款名称和内容发生重大变化。如：涂料等。
Factory inspection requirements for non-electrical and
electronic products: part clauses. The clause title and
content is rather different with the 11 clauses, for example
the solvent based coatings for woodenware.

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工厂检查流程与费用
Procedure and fee for factory inspection
1. 初始工厂检查
Initial factory inspection
1) 通常由CQC组团完成。从中国大陆出发。
Usually, the audit team will be organized by CQC and the
auditor comes from China Mainland.
2) 一个团组中通常包括多个工厂，这样可以减少费用。必要
时，可以单个工厂为一个团组，费用会大大提高，但时间应
有一定的保证。
Usually, the audit team will inspect several factories for cost
savings. The audit team may inspect one factory if
necessary, in that case, the fee will be increased
substantially but the factory inspection period will be shorter
comparing the several factory’s audit team.

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工厂检查流程与费用
Procedure and fee for factory inspection
3) 组团进行检查通常需要2~3个月。为节省时间，建议在进行
型式试验阶段，即开始申请组团。同时，请配合出具邀请函
。
Usually, the period of factory inspection will be 2 to 3 month
(the major cost of time will be the work of forming a
delegation of audit team to go abroad). It is suggested that
the applicant apply for forming the audit team during the
stage of type test, and cooperate CQC’s work of forming
the delegation, for example providing the invitation letter in
case of need.
4) 费用：约为5.5万人民币（约9000美元（
Fee: 55000 RMB (9000 US dollar) approximately

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工厂检查流程与费用
Procedure and fee for factory inspection
2. 监督检查
Follow-up inspection
根据地域不同，委托不同的CCIC集团的海外公司或与CQC有
合作关系的国外认证机构（如：UL, VDE等）。费用约为
6000美元。
Entrust the overseas company of China Certification &
Inspection (Group) Co., Ltd (CCIC in brief) or the overseas
certification body which has the cooperation agreement with
CQC (like UL, VDE etc). Fee: 6000 US dollar approximately.

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常出现的问题和建议
Common questiones and Suggestion
1. 证书有效性的保持和确认
The keeping and confirmation of certificate effectiveness
1） 为保证已进入中国大陆的产品进行销售，应尽可能接受工
厂检查，保持证书处于有效状态。
In order to sale product in China market, factory shall accept
follow-up inspection, and ensure the validity of certificate .

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常出现的问题和建议
Common questiones and Suggestion
2） 发货前，查看证书的有效性。以免产品在中国海关无法通
关，在经济上造成损失。可能产生证书被暂停或撤销的原因
：
In order to ensure the smooth customs clearance, it is
suggested that factory check the validity of certificate before
the delivery of product. The probable reasons of certificate
suspension or withdrawal are:

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常出现的问题和建议
Common questiones and Suggestion
——在中国大陆销售的产品，被中国质量监督管理部门进行抽查
，发现产品不合格。
The product sold in China market has been sampled by local
quality supervision government, and nonconforming product
was found.
——有些客户或销售商将非销往中国的产品，向中国出口，造成
产品不符合中国的标准。如IT产品，中国的插头形状和尺寸
与欧洲的不同。
Some client or seller import the product which sales region
is not china market, and result in not compliance with CCC
standards. Like IT, the shape and dimension of plug is
different between China and Europe.

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常出现的问题和建议
Common questiones and Suggestion
2. 标准换版
The change of standard version
中国的标准换版时间比较短，应在日常过程中，密切关注换
版信息。www.cqc.com.cn （ Bulletin: Notice for standard
version changing(
Because the period of changing for standard version in
China is short relatively, it is suggested that the factory pay
close attention to this information in daily work.
website:
www.cqc.com.cn （ Bulletin: Notice for standard version
changing(

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常出现的问题和建议
Common questiones and Suggestion
1) 按照中国的标准化法，不符合中国的强制标准的产品，不得
进口不符合强制性标准的产品，禁止生产、销售和进口。
Base on the standardization law of the people’s republic of
China, The products which do not measures up to
compulsory standards may not be allowed to be produced,
marketed or imported.
2) CCC认证中，采用的标准，几乎都为强制标准。
The CCC standards are almost compulsory standards

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常出现的问题和建议
Common questiones and Suggestion
3) 在中国，给标准换版的时间通常不超过12个月。对于标准
有差异，需要进行试验才能换发新证书的情况，尤其应加快
申请换版的进程。
Usually, the period of changing for standard version will no
longer than 12 month. For the product need to be tested
before issuing the new standard version certificate because
of the standard difference, it is suggested that the factory to
accelerate the application process.

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常出现的问题和建议
Common questiones and Suggestion
3. ODM（一个制造商的产品出现问题，其他的制造商的证书也
会被暂停（
ODM (if the quality problem has been found within one
manufacturer’s product, the other manufacturer’s certificate
will be suspended or withdrawn(
ODM的质量状况有时与制造商的采购价格密切相关，证书的
有效性完全不受控（特别是ODM制造商非常多的情况），因
此，建议尽可能不采取ODM生产模式。
In sometime, the quality of ODM product is closely related to
procurement price, and the certificate effectiveness is out of
control (especially there are so many ODM manufacturer), it
is suggested that the applicant does not choice the ODM
mode to obtain the certificate.

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常出现的问题和建议
Common questiones and Suggestion
认证的前段看起来节省了费用和时间。但证书的状态不可控
，会影响未来的产品销售和公司形象。
Although the fee and time can be saved before the
certificate approval, but the out of control of certificate
effectiveness will result in harmful influence on the sale of
product and the image of the company.

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今后如果出现有关工厂检查的问题，请通过以下联络方式进行咨询：
For the questions of factory inspection, please contact:
Manager: Ms. Zhu Manchen ( Maggie )
Tel: +86-10-83886228
Fax: +86-10-83886232
E-mail: zhumanchen@cqc.com.cn
International section of factory inspection department.
(Not international affair department. )
China Quality Certification Centre ( CQC )
问题解答和联络方式
Contact information for questions of factory inspection

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CCC工厂检查要求
Requirement on CCC Factory Inspection
谢谢!
Thank you for your attention