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SELECTING THE TECHNICAL SOLUTIONS FOR
THERMAL AND ENERGY REHABILITATION AND
MODERNIZATION OF BUILDINGS
* Corresponding author. Tel.: +40-0723 371 760.
E-mail address: giurca_ioan@yahoo.com
9TH INTERNATIONAL CONFERENCE
INTERDISCIPLINARITY IN ENGINEERING, INTER-ENG
2015, 8-9 OCTOBER 2015,
TIRGU-MURES, ROMANIA
ID: 327
Ioan Giurcaa*, Ioan Aşchileanb, George Sebastian
Naghiua, Gheorghe Badeaa
a Technical University of Cluj-Napoca, Faculty of Building Services Engineering, Boulevard
December 21, no. 128-130, Cluj-Napoca, 400604, Romania
b SC ACI Cluj SA, Avenue Dorobanţilor, no. 70, Cluj-Napoca, 400609, Romania
1. Introduction
Considering the important amounts of money
budgeted by the state for the rehabilitation of
the residential buildings as well as of the
administrative buildings, one must use a
scientific method in order to select the energy
audit solutions for buildings.
This article aims at filling in the emptiness on
the building energy audit, when it comes to
selecting the building energy modernization
and rehabilitation solutions, as well as in
relation with the performance of the sensitivity
analysis of energy audit projects, using
TOPSIS.
The TOPSIS method is carried out as follows:
Step 1: Create the alternatives matrix. Basically,
the alternative matrix comprises a list of the
technical solutions proposed by the designer.
Step 2: Create the criteria matrix. Basically, the
criteria matrix comprises the list of the chosen
criteria in order to select the optimal technical
solution.
2. Calculation methodology
Step 3: Create the consequences matrix. The
consequence matrix shall practically contain the
results of the technical alternatives for each
decision criterion.
Step 4: Determine the weight of the performance
assessment criteria. In order to determine the
criteria weight, one shall use the matrix method.
Step 5: Create the normalized matrix. The calculations specific to the
TOPSIS method, namely steps five to nine, hall be performed based
on the calculation relations presented in the scholarly literature [8-
10,16,21,23-26].
At step five, one shall determine the normalized table by converting the
Cij consequences in the CNij normalized values, according to the
formula:
(1)
Where i = 1, m (m representing the total number of assessment criteria); j
= 1, n (n representing the total number of alternatives to analyze).
Step 6: Create the weighted normalized matrix.
At step six, one shall make the weighted
normalized table by
multiplying the normalized values with the
importance weights (pj) awarded by the decision-
maker to each
characteristic:
(2)
Step 7: Determine the ideal alternative and the
negative ideal alternative. At step seven one
shall determine, for each characteristic used for
taking the decision (j from 1 to n), the most
advantageous characteristic (the ideal positive
one) Cj+, namely the most disadvantageous
characteristic (the ideal negative one) Cj-. In
order to do this, one shall take into account the
type of that respective characteristic (a
maximizing one or a minimizing one):
- for maximizing characteristics:
(3)
- for minimizing characteristics:
(4)
Step 8: Determine the square deviation of the
characteristics as opposed to the most
advantageous characteristic and to the most
disadvantageous characteristic respectively.
At step eight, for each decision alternative one must
determine the square deviation of the characteristics
towards the most advantageous characteristic (equation
no. 5) and towards the most disadvantageous one
respectively (equation no. 6): (5)
(6)
Step 9: Calculate the relative exactness in
relation with the ideal solution. At step nine,
one shall rank each decision alternative in
relation with the ideal solution. The best
alternative is the one obtaining the best Ci*
score.
(7)
Step 10: Perform the sensitivity analysis, by modifying
the consequences of the weights
The sensitive analysis is based on the fact that at a certain
point, only one coefficient of the objective function
varies, while the other ones remain at the initial values
[29].
The sensitivity analysis is made by modifying the values of
the consequences corresponding to the alternatives as
well as the weight of the decision criteria, in order to
determine how well is the optimum technical solution
resisting to the successive changes of consequences or
of importance coefficients.
Step 11: Determine the solutions ranking. The
rank of the technical solutions shall be made
according to the decreasing order of the
values Ci* [9,22].
3. Case Study
Further on, we shall present a multicriterial
analysis application on the energy audit of a
block of flats, located in Cluj-Napoca City. The
construction consists of underfloor, first floor
and 4 floors, it is composed of 2 buildings, it
has 30 apartments, and the useful heated area
is of 1778.92 square meters.
Step 1: Create the alternatives matrix. In order to
determine the effects of the construction’s energy
rehabilitation and modernization measures, the
solutions were taken into account both individually
and as sets of measures.
We proposed three sets of measures, namely:
- a minimal one;
- an average one;
- a maximal one.
The list containing the proposed measures is synthetically presented in the
table 1.
Table 1. Alternatives’ matrix.
Step 2: Create the criteria matrix.
In Table 2 it is presented the decision-making
criteria proposed for choosing the technical
solutions concerning the thermal and energetic
rehabilitation and modernization of the building
and its installations, object of this study.
Table 2. Criteria matrix.
4. Results and discussions
Step 3: Create the consequences matrix.
After performing the calculations, we obtain the
following values (Table 3) for the consequences
of the analyzed alternatives.
Table 3. Consequence matrix.
Step 4: Determine the weight of the
performance assessment criteria
In order to determine the importance weight of the
decision criteria, we used the matrix method, we
used value 0 and 1 and on the matrix diagonal
we used the value 1. The data was synthesized
in table no. 4.
Table 4. Weight of performance assessment criteria.
From the above table it results that criterion C1, namely
total investment expenses, has the greatest importance
weight.
C1 C2 C3 C4 C5
C1 1 1 1 1 0
C2 0 1 1 1 0
C3 0 0 1 1 1
C4 0 0 0 1 1
C5 1 1 0 0 1
Share 0.267 0.200 0.200 0.133 0.200
Step 5: Create the normalized matrix
Based on the data from table 3, and applying relation no.
1, the normalized consequences result, and the data are
centralized in the following table.
Table 5. Normalized consequences matrix
Variants Criteria
C1 C2 C3 C4 C5
V1 0.3163 0.3053 0.3369 0.3374 0.3163
V2 0.3249 0.3153 0.3363 0.3367 0.3249
V3 0.3588 0.3795 0.3268 0.3259 0.3588
Sum 1.0000 1.0000 1.0000 1.0000 1.0000
Step 6: Create the weighted normalized matrix
By applying relation no. 2, the weighted normalized values
result, and the data are synthetically presented in the
following matrix.
Table 6. Normalized weighted matrix.
Variants Criteria
C1 C2 C3 C4 C5
V1 0.0844 0.0611 0.0674 0.0450 0.0633
V2 0.0866 0.0631 0.0673 0.0449 0.0650
V3 0.0957 0.0759 0.0654 0.0435 0.0718
Step 7: Determine the ideal alternative and the
negative ideal alternative
The ideal solution and the ideal negative solution are
determined based on relations 3 and 4, and the result is
presented in the following table.
Table 7. Idela solution and ideal negative solution.
Criteria
C1 C2 C3 C4 C5
The most advantageous (ideal
positive) characteristic Cj+ 0.0844 0.0759 0.0654 0.0435 0.0633
The most disadvantageous (ideal
negative) characteristic Cj- 0.0957 0.0611 0.0674 0.0450 0.0718
Step 8: Determine the square deviation of the
characteristics as opposed to the most
advantageous characteristic and to the most
disadvantageous characteristic respectively
Then we go through steps 4 to 7, and then at step 8
we calculate the squared deviation of
characteristics compared with the most
advantageous characteristic using the formula no.
5, and then the results are presented in Table no.
8.
Table 8. Square deviation of the characteristics
towards the most advantageous characteristic.
At step 8 we also calculate the squared deviation
of characteristics compared with the most
disadvantageous characteristic using the
formula no. 6, and then the results are
presented in Table no. 9.
Table 9. Square deviation of the characteristics towards
the
most disadvantageous characteristic.
Step 9: Calculate the relative exactness in relation
with the ideal solution
The relative exactness in relation with the ideal solution
is determined with formula no. 6, and afterwards one
ranks each decision alternative in relation with the
ideal solution, and the result is the one presented in
Table 10.
Table 10. Relative exactness in relation with the idea
solution.
Step 10: Perform the sensitivity analysis, by
modifying the consequences of the weights
Further on, we performed the sensitivity analysis in
order to see how resistant is the solution proposed
as the optimal one if one makes small modifications
of the consequences or of the weight of the decision
criteria.
For the field of study analyzed in this study, when
performing the sensitivity analysis, one usually
makes ± 20 % modifications of certain parameters
that may influence the efficiency of solutions.
In order to perform the sensitivity analysis, we
analyzed the following scenarios for the
consequences:
- scenario number 1 (the basic one), marked S1,
is basically the one presented above;
- scenario number 2, marked S2, was obtained
from scenario number 1, where the investment
value was increased by 20 %;
- scenario number 3, marked S3, was obtained
from scenario number 1, where the annual
energy saving was decreased by 20 %.
Also, when determining the importance
coefficients for the decision criteria, we took two
scenarios:
- a first scenario where we used value 0 and 1 in
order to determine the importance coefficients;
- a second scenario where we used value 0.5 and
1 in order to determine the importance
coefficients.
The result of the sensitivity analysis is presented
in table no. 11.
Table 11. Result of the sensitivity analysis.
Scenario Alternative
Figures used in order to determine the weight of the decision
criteria
for 0-1. 0-0.5-1. 0-1. 0-0.5-1.
consequences Score Place
S1 V 1 0.4842 0.4154 2 2
V 2 0.4616 0.3990 3 3
V 3 0.5158 0.5846 1 1
S2 V 1 0.4372 0.3696 2 2
V 2 0.4133 0.3518 3 3
V 3 0.5628 0.6304 1 1
S3 V 1 0.4197 0.3528 2 2
V 2 0.3955 0.3349 3 3
V 3 0.5803 0.6472 1 1
Step 11: Determine the solutions ranking
According to the data presented in the table above,
alternative no. 3 is on the 1st place, alternative no. 1
is on the 2nd place and alternative no. 2 is on the 3rd
place.
Now, one can decide which alternative is the most
suitable, based on the order of the priority rank of
Ci*.
5. Conclusions
a) Conclusions derived from the article.
The solution ranking is as follows: V3, V1, V2.
Therefore, alternative 3 is on the first place,
alternative 1 is on the second place and alternative 2
is on the third place.
b) Contribution of the present work synthesis.
Practically, the article comes to fill in the emptiness
existent in the legislation on the building energy audit,
in matters related to the selection of building energy
rehabilitation and modernization, as well as in matters
related to the performance of the sensitivity analysis
of energy audit projects, using for this purpose the
TOPSIS method.
c) The possibility of practical use of the study results.
The conclusions of this study are useful both for the
specialists who want to obtain the energy auditor
license for buildings as well as for elaborating energy
audit projects for buildings.
From the above facts, it results that the TOPSIS method
may be used for building energy audit projects.
d) Outlook.
In order to automate the calculations, we recommend the
use of Excel spreadsheets or of a specialized software
dedicated to TOPSIS method. Based on the article’s
conclusions, we are making proposals in order to
improve the actual legislation in the field of building
energy audit.
5. Conclusions
Questions/Discussions
For further information
Please contact
giurca_ioan@yahoo.com
Thank You for Your
Attention !

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Protcy inter eng-giurca_ppt_v4

  • 1. SELECTING THE TECHNICAL SOLUTIONS FOR THERMAL AND ENERGY REHABILITATION AND MODERNIZATION OF BUILDINGS * Corresponding author. Tel.: +40-0723 371 760. E-mail address: giurca_ioan@yahoo.com 9TH INTERNATIONAL CONFERENCE INTERDISCIPLINARITY IN ENGINEERING, INTER-ENG 2015, 8-9 OCTOBER 2015, TIRGU-MURES, ROMANIA ID: 327 Ioan Giurcaa*, Ioan Aşchileanb, George Sebastian Naghiua, Gheorghe Badeaa a Technical University of Cluj-Napoca, Faculty of Building Services Engineering, Boulevard December 21, no. 128-130, Cluj-Napoca, 400604, Romania b SC ACI Cluj SA, Avenue Dorobanţilor, no. 70, Cluj-Napoca, 400609, Romania
  • 2. 1. Introduction Considering the important amounts of money budgeted by the state for the rehabilitation of the residential buildings as well as of the administrative buildings, one must use a scientific method in order to select the energy audit solutions for buildings.
  • 3. This article aims at filling in the emptiness on the building energy audit, when it comes to selecting the building energy modernization and rehabilitation solutions, as well as in relation with the performance of the sensitivity analysis of energy audit projects, using TOPSIS.
  • 4. The TOPSIS method is carried out as follows: Step 1: Create the alternatives matrix. Basically, the alternative matrix comprises a list of the technical solutions proposed by the designer. Step 2: Create the criteria matrix. Basically, the criteria matrix comprises the list of the chosen criteria in order to select the optimal technical solution. 2. Calculation methodology
  • 5. Step 3: Create the consequences matrix. The consequence matrix shall practically contain the results of the technical alternatives for each decision criterion. Step 4: Determine the weight of the performance assessment criteria. In order to determine the criteria weight, one shall use the matrix method.
  • 6. Step 5: Create the normalized matrix. The calculations specific to the TOPSIS method, namely steps five to nine, hall be performed based on the calculation relations presented in the scholarly literature [8- 10,16,21,23-26]. At step five, one shall determine the normalized table by converting the Cij consequences in the CNij normalized values, according to the formula: (1) Where i = 1, m (m representing the total number of assessment criteria); j = 1, n (n representing the total number of alternatives to analyze).
  • 7. Step 6: Create the weighted normalized matrix. At step six, one shall make the weighted normalized table by multiplying the normalized values with the importance weights (pj) awarded by the decision- maker to each characteristic: (2)
  • 8. Step 7: Determine the ideal alternative and the negative ideal alternative. At step seven one shall determine, for each characteristic used for taking the decision (j from 1 to n), the most advantageous characteristic (the ideal positive one) Cj+, namely the most disadvantageous characteristic (the ideal negative one) Cj-. In order to do this, one shall take into account the type of that respective characteristic (a maximizing one or a minimizing one):
  • 9. - for maximizing characteristics: (3) - for minimizing characteristics: (4)
  • 10. Step 8: Determine the square deviation of the characteristics as opposed to the most advantageous characteristic and to the most disadvantageous characteristic respectively. At step eight, for each decision alternative one must determine the square deviation of the characteristics towards the most advantageous characteristic (equation no. 5) and towards the most disadvantageous one respectively (equation no. 6): (5) (6)
  • 11. Step 9: Calculate the relative exactness in relation with the ideal solution. At step nine, one shall rank each decision alternative in relation with the ideal solution. The best alternative is the one obtaining the best Ci* score. (7)
  • 12. Step 10: Perform the sensitivity analysis, by modifying the consequences of the weights The sensitive analysis is based on the fact that at a certain point, only one coefficient of the objective function varies, while the other ones remain at the initial values [29]. The sensitivity analysis is made by modifying the values of the consequences corresponding to the alternatives as well as the weight of the decision criteria, in order to determine how well is the optimum technical solution resisting to the successive changes of consequences or of importance coefficients.
  • 13. Step 11: Determine the solutions ranking. The rank of the technical solutions shall be made according to the decreasing order of the values Ci* [9,22].
  • 14. 3. Case Study Further on, we shall present a multicriterial analysis application on the energy audit of a block of flats, located in Cluj-Napoca City. The construction consists of underfloor, first floor and 4 floors, it is composed of 2 buildings, it has 30 apartments, and the useful heated area is of 1778.92 square meters.
  • 15. Step 1: Create the alternatives matrix. In order to determine the effects of the construction’s energy rehabilitation and modernization measures, the solutions were taken into account both individually and as sets of measures. We proposed three sets of measures, namely: - a minimal one; - an average one; - a maximal one.
  • 16. The list containing the proposed measures is synthetically presented in the table 1. Table 1. Alternatives’ matrix.
  • 17.
  • 18.
  • 19. Step 2: Create the criteria matrix. In Table 2 it is presented the decision-making criteria proposed for choosing the technical solutions concerning the thermal and energetic rehabilitation and modernization of the building and its installations, object of this study. Table 2. Criteria matrix.
  • 20. 4. Results and discussions Step 3: Create the consequences matrix. After performing the calculations, we obtain the following values (Table 3) for the consequences of the analyzed alternatives. Table 3. Consequence matrix.
  • 21. Step 4: Determine the weight of the performance assessment criteria In order to determine the importance weight of the decision criteria, we used the matrix method, we used value 0 and 1 and on the matrix diagonal we used the value 1. The data was synthesized in table no. 4.
  • 22. Table 4. Weight of performance assessment criteria. From the above table it results that criterion C1, namely total investment expenses, has the greatest importance weight. C1 C2 C3 C4 C5 C1 1 1 1 1 0 C2 0 1 1 1 0 C3 0 0 1 1 1 C4 0 0 0 1 1 C5 1 1 0 0 1 Share 0.267 0.200 0.200 0.133 0.200
  • 23. Step 5: Create the normalized matrix Based on the data from table 3, and applying relation no. 1, the normalized consequences result, and the data are centralized in the following table. Table 5. Normalized consequences matrix Variants Criteria C1 C2 C3 C4 C5 V1 0.3163 0.3053 0.3369 0.3374 0.3163 V2 0.3249 0.3153 0.3363 0.3367 0.3249 V3 0.3588 0.3795 0.3268 0.3259 0.3588 Sum 1.0000 1.0000 1.0000 1.0000 1.0000
  • 24. Step 6: Create the weighted normalized matrix By applying relation no. 2, the weighted normalized values result, and the data are synthetically presented in the following matrix. Table 6. Normalized weighted matrix. Variants Criteria C1 C2 C3 C4 C5 V1 0.0844 0.0611 0.0674 0.0450 0.0633 V2 0.0866 0.0631 0.0673 0.0449 0.0650 V3 0.0957 0.0759 0.0654 0.0435 0.0718
  • 25. Step 7: Determine the ideal alternative and the negative ideal alternative The ideal solution and the ideal negative solution are determined based on relations 3 and 4, and the result is presented in the following table. Table 7. Idela solution and ideal negative solution. Criteria C1 C2 C3 C4 C5 The most advantageous (ideal positive) characteristic Cj+ 0.0844 0.0759 0.0654 0.0435 0.0633 The most disadvantageous (ideal negative) characteristic Cj- 0.0957 0.0611 0.0674 0.0450 0.0718
  • 26. Step 8: Determine the square deviation of the characteristics as opposed to the most advantageous characteristic and to the most disadvantageous characteristic respectively Then we go through steps 4 to 7, and then at step 8 we calculate the squared deviation of characteristics compared with the most advantageous characteristic using the formula no. 5, and then the results are presented in Table no. 8.
  • 27. Table 8. Square deviation of the characteristics towards the most advantageous characteristic.
  • 28. At step 8 we also calculate the squared deviation of characteristics compared with the most disadvantageous characteristic using the formula no. 6, and then the results are presented in Table no. 9. Table 9. Square deviation of the characteristics towards the most disadvantageous characteristic.
  • 29. Step 9: Calculate the relative exactness in relation with the ideal solution The relative exactness in relation with the ideal solution is determined with formula no. 6, and afterwards one ranks each decision alternative in relation with the ideal solution, and the result is the one presented in Table 10. Table 10. Relative exactness in relation with the idea solution.
  • 30. Step 10: Perform the sensitivity analysis, by modifying the consequences of the weights Further on, we performed the sensitivity analysis in order to see how resistant is the solution proposed as the optimal one if one makes small modifications of the consequences or of the weight of the decision criteria. For the field of study analyzed in this study, when performing the sensitivity analysis, one usually makes ± 20 % modifications of certain parameters that may influence the efficiency of solutions.
  • 31. In order to perform the sensitivity analysis, we analyzed the following scenarios for the consequences: - scenario number 1 (the basic one), marked S1, is basically the one presented above; - scenario number 2, marked S2, was obtained from scenario number 1, where the investment value was increased by 20 %; - scenario number 3, marked S3, was obtained from scenario number 1, where the annual energy saving was decreased by 20 %.
  • 32. Also, when determining the importance coefficients for the decision criteria, we took two scenarios: - a first scenario where we used value 0 and 1 in order to determine the importance coefficients; - a second scenario where we used value 0.5 and 1 in order to determine the importance coefficients. The result of the sensitivity analysis is presented in table no. 11.
  • 33. Table 11. Result of the sensitivity analysis. Scenario Alternative Figures used in order to determine the weight of the decision criteria for 0-1. 0-0.5-1. 0-1. 0-0.5-1. consequences Score Place S1 V 1 0.4842 0.4154 2 2 V 2 0.4616 0.3990 3 3 V 3 0.5158 0.5846 1 1 S2 V 1 0.4372 0.3696 2 2 V 2 0.4133 0.3518 3 3 V 3 0.5628 0.6304 1 1 S3 V 1 0.4197 0.3528 2 2 V 2 0.3955 0.3349 3 3 V 3 0.5803 0.6472 1 1
  • 34. Step 11: Determine the solutions ranking According to the data presented in the table above, alternative no. 3 is on the 1st place, alternative no. 1 is on the 2nd place and alternative no. 2 is on the 3rd place. Now, one can decide which alternative is the most suitable, based on the order of the priority rank of Ci*.
  • 35. 5. Conclusions a) Conclusions derived from the article. The solution ranking is as follows: V3, V1, V2. Therefore, alternative 3 is on the first place, alternative 1 is on the second place and alternative 2 is on the third place. b) Contribution of the present work synthesis. Practically, the article comes to fill in the emptiness existent in the legislation on the building energy audit, in matters related to the selection of building energy rehabilitation and modernization, as well as in matters related to the performance of the sensitivity analysis of energy audit projects, using for this purpose the TOPSIS method.
  • 36. c) The possibility of practical use of the study results. The conclusions of this study are useful both for the specialists who want to obtain the energy auditor license for buildings as well as for elaborating energy audit projects for buildings. From the above facts, it results that the TOPSIS method may be used for building energy audit projects. d) Outlook. In order to automate the calculations, we recommend the use of Excel spreadsheets or of a specialized software dedicated to TOPSIS method. Based on the article’s conclusions, we are making proposals in order to improve the actual legislation in the field of building energy audit. 5. Conclusions
  • 38. Thank You for Your Attention !

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