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My argument
                                                                      •• Plantations of fast-growing exotics grown in
                                                                         monocultures will continue to play a role
   Regreening the barren hills:
 alternative methods of tropical                                      •• However, should not be seen as only way in
                                                                         which reforestation can be done
       forest restoration
                                                                      •• Farmers are different to large companies -
                 David Lamb                                              they deserve a wider range of silvicultural
                                                                         alternatives to suit their circumstances
           University of Queensland
                   Australia                                          •• Likewise, those (Governments, NGOs,
                                                                         communities) interested in supplying
                                                                         ecological services need alternatives
                                                                  1                                                        2




                     In the last 100 years ……

                     Human populations have
                     grown

                     Need for agricultural land
                     has increased

                     Forest cover has declined

                     Many remaining forests have
                     been heavily logged      3                                                                            4




                Consequences                                                          In response
•• Much wealth generated - but continued                              •• Reforestation to create new forest resources
   rural poverty                                                         and replace those lost

                                                                      •• Worlds plantations now 6.6% of total forest
•• Increased agricultural land but much                                  cover*
   under-used/degraded lands
  –– Area of Imperata across SEA region = 20+                         •• Annual global plantings = 5 mill ha/y*
     million ha (Cambodia = 17.6 m ha, Phillipines = 29.8 m ha)
                                                                      •• How is this being done? Mostly:
•• Future forest resources?                                             –– a few fast-growing exotic species
                                                                  5     –– simple monocultures                             6
                                                                                                               *FAO 2010




                                                                                                                               1
Recent large reforestation initiatives
 But changes may be underway
 •• In past - reforestation to produce ‘‘goods’’           Country               Scale       Date and Purpose
    such as timber                                                               (m ha)
                                                           Korea                    2        1950s; originally production,
 •• Now - increasing demand for reforestation to
                                                                                             but later ecological services
    supply ecological services as well as goods
                                                           Vietnam                  5        1998; 3 m ha production, 2 m
   ––   Clean water                                                                          ha for protection
   ––   Stable hillsides
                                                           China                   32*       2001; protection forests
   ––   Habitats for biodiversity                                                            (* this just in Sloping Land Conversion Program)
   ––   Carbon stores, etc.                                Brazil                  15        2009; Ecological services
 •• Temperate counties and tropical countries                                                (Atlantic Forest Restoration Pact)

                                                           India                    5        2010; Ecological services
                                                   7                                                                                       8




   Who has done reforestation in                                     Who does reforestation?
              past?
                                                               Area of productive plantations in 2005 (x1000ha)

 •• Initially by governments (develop                                          Public        Corporate       Smallholder           Other
                                                                                                                                  (NGOs?)
    methods, reduce risks)
                                                            Global             77,352          27,176           49,980             492

 •• Then by private companies                               SE Asia            6,758             636            2,302*              65



 •• But also by smallholders                             * May be under-estimate
                                                         • Indonesia and Myanmar classify all plantations as publicly owned
                                                         • Thailand so same except rubber

                                                   9     (Source: FAO 2006 Planted Forests and Trees Working Paper FP38)                  10




Questions Arising From this Background
                                                                                In this talk …….
 1. Will the types of plantation used in                  1. Consider some alternative types of
    the past still be suitable?                              reforestation
   ••    Can they supply the required ecological
         services?
                                                          2. Look at capacity of these to supply
                                                             Ecological Services
 2. Are the silvicultural methods
    developed for industrial-scale
                                                          3. Look at capacity of these to benefit
    reforestation able to benefit
                                                             farmers (and so encourage these
    smallholders?
                                                             farmers to use them)
                                                   11                                                                                     12




                                                                                                                                                2
Types of reforestation                                                           Types of reforestation
                 SIMPLE MONOCULTURE        MIXED-SPECIES          ECOLOGICAL

                                                                                         •• Monocultures –– fast growing exotics (e.g.
                                           PLANTATIONS            RESTORATION


                                C2               D                  A                       Acacia mangium)
                            O   C1

     STRUCTURE
                                                                                         •• Monocultures –– slower growing species (e.g.
                                                                    E                       teak, native species)
     BIOMASS
                                                                 REGULATED

                                                                                         •• Mixed-species plantations
                                                                 LOGGING
     PRODUCTION
                                                           F

                                       B
                                                     POORLY
                                                     REGULATED
                                                                                         •• Ecological Restoration
                                                     LOGGING


                                                                                         •• Natural regeneration
                                           BIODIVERSITY                             13                                                                    14




                                                                                            2. Monocultures- slower growing
1. Monocultures- fast growing exotics
                                                                                             higher value (native?) species
    •• Widely used by Government, Corporations and some                                  •• Advantages
       smallholders
                                                                                           –– Higher priced timbers
    •• Advantages                                                                                •• still profitable when distant from roads or markets
         –– Seeds and silvicultural technology available                                   –– Other products (resins, medicines, fruits)
         –– Productive (including on poor soils)
         –– Commercially attractive
                                                                                           –– Better future markets as natural forests decline?

    •• Disadvantages                                                                     •• Disadvantages
         ––   Narrow range of products –– less suited to small farmers?
         ––   Unable to supply some ecological services                                    ––   Slow growth = delayed financial return
         ––   Logs cannot be transported long distances                                    ––   Less tolerant of highly degraded sites
         ––   Risky
               •• Ecologically (diseases and pests)                                        ––   Seed less available
               •• Economically (one product for single market)                      15     ––   Silviculture less understood                              16




                                                                        Australia         3. Mixed-species plantations
                                                                        Vietnam          •• Advantages
                                                                                           ––   Wider range of products –– reduce economic risks?
                                                                                           ––   Wider range of ecological services
                                                                                           ––   Some production/nutritional advantages
                                                                                           ––   Some financial advantages
                                                                                           ––   Reduced ecological risks?
With long rotations
1. Simple plantations may become                                                         •• Disadvantages
more complex over time
                                                                                           –– More difficult management
2. Colonist join canopy layer                                                              –– Must have complementary species –– not random
3. A failure or success?
                                                                                              mixes
                                                                                    17                                                                    18




                                                                                                                                                               3
Some silvicultural options
There are many types of mixtures                                                                                 Mono-
                                                                                                                cultures
                                                                                                                                                    Mixtures


                                                                                                                Uniform        Trees un-even aged              Trees even-aged
                                                                                                                 age

     Mono-                                Mixtures                                                          1              2             3             4               5

    cultures                                                                                                Trees only     Trees +
                                                                                                                           understorey
                                                                                                                                         Trees only    Different
                                                                                                                                                       rotation
                                                                                                                                                                       Single long
                                                                                                                                                                       rotation
                                                                                                                                                       lengths
    Uniform          Trees un-even aged              Trees even-aged
                                                                                                            Simple         NTFPs         Plant       Sp 1 short        Permanent
      age                                                                                                   plantation     under
                                                                                                                           established
                                                                                                                                         target spp. Sp 2 long
                                                                                                                                         under
                                                                                                                                                                       mixture

                                                                                                                           trees         nurse trees

1                2              3              4                  5                  To match species
                                                                                     with sites
Trees only       Trees +     Trees only Different                 Single long
                 understorey            rotation                  rotation
                                        lengths
                                                                                       To improve cash flows                                                               To improve variety of goods,
                                                                                                                                                                           improve resilience and
Landscape        NTFPs          Plant          Sp 1 short         Permanent                                                                                                 generate a conservation
mosaics of       under          target         Sp 2 long          mixture of                                                                                                benefit
simple           established    spp. under                        few or many
plantations      trees          nurse                             spp.                     To facilitate establishment                           To improve cash flow
                                trees                                           19         of preferred species                                                                                   20




       Model 1: monocultures form
       mixtures at a landscape scale
    •• Embed monocultures
       with a species-rich
       matrix (regrowth?)
                                                                                                 Model 2
    •• Have a mosaic of
       monocultures
       –– fit species to preferred
          sites?
       –– protect regional
          biodiversity?
                                                         A            D
                                                                              H
    •• Diversity occurs at
       level of landscape                                 C   E       F
                                                                              A
                                                    B
       rather than site                                                         21     Model 3                                                                     Model 5                        22
                                                                      G




                                                                                                 Silviculture of mixtures
                                                                                         •• Much to discuss about
                                                                                             –– Which species?
                                                                                             –– What proportions
                                                                                             –– How to manage stands as they age


                                                                                         •• Many farmers have used similar techniques in
                                                                                            their agroforestry practices

                                                                                         •• Foresters could learn much from them
     Model 4: Short rotation and Long Rotation
     Complementary pairs – differing market values and canopy architectures     23                                                                                                                24




                                                                                                                                                                                                          4
4. Ecological
   Restoration
•• Advantages
   –– Best method for conserving
      biodiversity
   –– Good watershed protection
   –– Buffered against disturbances


•• Disadvantages
   –– Costly
   –– Needs knowledge of species
      biology
   –– Methods?
         •• Framework
         •• Maximum diversity                                            Thailand - 800 ha restoration planting, 15 years
                                                                 25                                                                              26




                                                                                                                         Enrichment
   5. Natural forest regrowth                                                                                             planting
•• Advantages                                                                                                              Sabah
   ––   Many trees already present (no planting needed)
   ––   These are adapted to site
   ––   It provides many ecological services                                                                               30,000 ha
   ––   It can provide some goods
   ––   It can be improved by enrichment


•• Disadvantages                                                      Line planting
   –– We know surprisingly little about
         ••   Extent
         ••   The age classes present
         ••   The species present
         ••   The changes underway (productivity, composition)        After 10 y
   –– Often seen as worthless and available for replacement
                                                                 27                                                                              28




                                                                        These types of reforestation differ in
Reminder - the original questions                                        their capacity to provide ecological
                                                                                      services!
1. Will the types of plantation used in                               Type                  Carbon              Water               Biodiversity
   the past still be suitable?                                                                                                      Habitats

          Can they supply the required ecological                     Monocultures           (L or H)*             (L)**                  L
          services?
                                                                      Mixtures                  M*                   H                    M
                                                                      Mixtures
2. Are the silvicultural methods
   developed for industrial-scale                                     Ecological              M***                   H                  H***
                                                                      Restoration
   reforestation able to benefit
   smallholders?                                                      Natural                 M***                   H                  H***
                                                                      regrowth
                                                                 29          Depends on -     * market rules;      **understorey;       ***age   30




                                                                                                                                                      5
Time to provide ecological services
                                                                                IN ADDITION……
                                                   •• Delivery may depend on Scale
                                                     –– May need minimum area (natural +
                                                        restored) forest service provided
                                                     –– Hence many landholders? (and higher
                                                        transaction costs?)


                                                   •• Effectiveness can depend on Location
                                                     –– Biodiversity (need connectivity)
                                                     –– Watershed protection (best on steep
                                                        slopes, riverine areas)
                                              31                                                                                                         32




          Raises new questions!!!                  Reminder –– the original questions

•• How much reforestation?                         1. Will the types of plantation used in
•• Where should this be
                                                      the past still be suitable?
   located?                                             Can they supply the required ecological
                                                        services?
•• What type of
   reforestation at these
   locations?                                      2. Are the silvicultural methods
•• Who decides?                                       developed for industrial-scale
•• How to achieve                                     reforestation able to benefit
   agreement amongst                                  smallholders?
   stakeholders?
                                              33                                                                                                         34




                                                              NOT ALL FARMERS ARE THE SAME
                                                          A classification of farmers in northern Vietnam

Farmers and silvicultural options                                                                C
                                                                                                8%
                                                                                                                    D
                                                                                                                   6%
                                                                                                                                   “well off”
                                                                                                                                   Can tolerate
                                                                                                                                   some risks
                                                             Household income




                                                                                                                                   Enough food
                                                                                                B                   E              and some

•• Farmers not the same. Differ in ––
                                                                                               44%                 18%
                                                                                                                                   spare income

                                                                                                                                   OK but no

  ––   Household income (off-farm income?)
                                                                                                A                   F
                                                                                               19%                 6%              spare income
                                                                                                                                   Cannot tolerate
                                                                                                                                   risks

  ––   Amount of household labour                                                                        < 2 ha >
                                                                                       Land available to household for reforestation

  ––   Land area and quality (and tenure!)
                                                                          Proportion in each class wanting more
  ––   Technical knowledge of tree-growing                                         technical information

  ––   Knowledge of markets                                                                       C
                                                                                                 80%
                                                                                                                     D
                                                                                                                    67%
                                                                                                                                       “well off”
                                                                                                                                       Can tolerate
                                                                                                                                       some risks
                                                                    Household income




  ––   Tolerance of risk                                                                                                               Enough food
                                                                                                  B                  E                 and some
                                                                                                 96%                94%
                                                                                                                                       spare income


•• All these affect silvicultural choices
                                                                                                                                       OK but no
                                                                                                  A                  F
                                                                                                 93%               100%                spare income
                                                                                                                                       Cannot tolerate
                                                                                                                                       risks
                                                                                                          < 2 ha >
                                              35                                        Land available to household for reforestation                    36




                                                                                                                                                              6
Back to the beginning - my
 Choice of silvicultural method                                               original argument was ……
••        Industrial silvicultural methods OK if                       •• Plantations of fast-growing exotics grown in
                                                                          monocultures will continue to play a role
     1. Market for chips or small logs nearby
     2. They can afford fertilizer (2R)
     3. Farmers have large land areas                                  •• However, should not be seen as only way in which
                                                                          reforestation can be done
••        Alternative methods may be better if
     1.     More isolated - not near market
                                                                       •• Farmers are different to large companies - they
     2.     Plantations not primary income source                         deserve a wider range of silvicultural alternatives to
     3.     Farmers need to diversify to minimize risks                   suit their circumstances
     4.     There are funds to establish protection forests
     5.     There is a market for ecological services (eg.
            watershed protection, C)                                   •• Likewise, those (Governments, NGOs, communities)
                                                                          interested in supplying ecological services need
                                                                          alternatives
                                                                  37                                                               38




                         Conclusions
1.        There are a variety of other reforestation options
          available

2.        Some have the potential to provide more ecological
          services than monocultures of exotic species

3.        Likewise some more suitable for many smallholders
          than fast-growing exotics

4.        BUT if this is to occur
     ••     More work needed to develop silvicultural systems
     ••     More landscape planning for strategic interventions
     ••     Greater linkages between foresters and
            economists/sociologists

                                                                  39




                                                                                                                                        7

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Regreening the hills

  • 1. My argument •• Plantations of fast-growing exotics grown in monocultures will continue to play a role Regreening the barren hills: alternative methods of tropical •• However, should not be seen as only way in which reforestation can be done forest restoration •• Farmers are different to large companies - David Lamb they deserve a wider range of silvicultural alternatives to suit their circumstances University of Queensland Australia •• Likewise, those (Governments, NGOs, communities) interested in supplying ecological services need alternatives 1 2 In the last 100 years …… Human populations have grown Need for agricultural land has increased Forest cover has declined Many remaining forests have been heavily logged 3 4 Consequences In response •• Much wealth generated - but continued •• Reforestation to create new forest resources rural poverty and replace those lost •• Worlds plantations now 6.6% of total forest •• Increased agricultural land but much cover* under-used/degraded lands –– Area of Imperata across SEA region = 20+ •• Annual global plantings = 5 mill ha/y* million ha (Cambodia = 17.6 m ha, Phillipines = 29.8 m ha) •• How is this being done? Mostly: •• Future forest resources? –– a few fast-growing exotic species 5 –– simple monocultures 6 *FAO 2010 1
  • 2. Recent large reforestation initiatives But changes may be underway •• In past - reforestation to produce ‘‘goods’’ Country Scale Date and Purpose such as timber (m ha) Korea 2 1950s; originally production, •• Now - increasing demand for reforestation to but later ecological services supply ecological services as well as goods Vietnam 5 1998; 3 m ha production, 2 m –– Clean water ha for protection –– Stable hillsides China 32* 2001; protection forests –– Habitats for biodiversity (* this just in Sloping Land Conversion Program) –– Carbon stores, etc. Brazil 15 2009; Ecological services •• Temperate counties and tropical countries (Atlantic Forest Restoration Pact) India 5 2010; Ecological services 7 8 Who has done reforestation in Who does reforestation? past? Area of productive plantations in 2005 (x1000ha) •• Initially by governments (develop Public Corporate Smallholder Other (NGOs?) methods, reduce risks) Global 77,352 27,176 49,980 492 •• Then by private companies SE Asia 6,758 636 2,302* 65 •• But also by smallholders * May be under-estimate • Indonesia and Myanmar classify all plantations as publicly owned • Thailand so same except rubber 9 (Source: FAO 2006 Planted Forests and Trees Working Paper FP38) 10 Questions Arising From this Background In this talk ……. 1. Will the types of plantation used in 1. Consider some alternative types of the past still be suitable? reforestation •• Can they supply the required ecological services? 2. Look at capacity of these to supply Ecological Services 2. Are the silvicultural methods developed for industrial-scale 3. Look at capacity of these to benefit reforestation able to benefit farmers (and so encourage these smallholders? farmers to use them) 11 12 2
  • 3. Types of reforestation Types of reforestation SIMPLE MONOCULTURE MIXED-SPECIES ECOLOGICAL •• Monocultures –– fast growing exotics (e.g. PLANTATIONS RESTORATION C2 D A Acacia mangium) O C1 STRUCTURE •• Monocultures –– slower growing species (e.g. E teak, native species) BIOMASS REGULATED •• Mixed-species plantations LOGGING PRODUCTION F B POORLY REGULATED •• Ecological Restoration LOGGING •• Natural regeneration BIODIVERSITY 13 14 2. Monocultures- slower growing 1. Monocultures- fast growing exotics higher value (native?) species •• Widely used by Government, Corporations and some •• Advantages smallholders –– Higher priced timbers •• Advantages •• still profitable when distant from roads or markets –– Seeds and silvicultural technology available –– Other products (resins, medicines, fruits) –– Productive (including on poor soils) –– Commercially attractive –– Better future markets as natural forests decline? •• Disadvantages •• Disadvantages –– Narrow range of products –– less suited to small farmers? –– Unable to supply some ecological services –– Slow growth = delayed financial return –– Logs cannot be transported long distances –– Less tolerant of highly degraded sites –– Risky •• Ecologically (diseases and pests) –– Seed less available •• Economically (one product for single market) 15 –– Silviculture less understood 16 Australia 3. Mixed-species plantations Vietnam •• Advantages –– Wider range of products –– reduce economic risks? –– Wider range of ecological services –– Some production/nutritional advantages –– Some financial advantages –– Reduced ecological risks? With long rotations 1. Simple plantations may become •• Disadvantages more complex over time –– More difficult management 2. Colonist join canopy layer –– Must have complementary species –– not random 3. A failure or success? mixes 17 18 3
  • 4. Some silvicultural options There are many types of mixtures Mono- cultures Mixtures Uniform Trees un-even aged Trees even-aged age Mono- Mixtures 1 2 3 4 5 cultures Trees only Trees + understorey Trees only Different rotation Single long rotation lengths Uniform Trees un-even aged Trees even-aged Simple NTFPs Plant Sp 1 short Permanent age plantation under established target spp. Sp 2 long under mixture trees nurse trees 1 2 3 4 5 To match species with sites Trees only Trees + Trees only Different Single long understorey rotation rotation lengths To improve cash flows To improve variety of goods, improve resilience and Landscape NTFPs Plant Sp 1 short Permanent generate a conservation mosaics of under target Sp 2 long mixture of benefit simple established spp. under few or many plantations trees nurse spp. To facilitate establishment To improve cash flow trees 19 of preferred species 20 Model 1: monocultures form mixtures at a landscape scale •• Embed monocultures with a species-rich matrix (regrowth?) Model 2 •• Have a mosaic of monocultures –– fit species to preferred sites? –– protect regional biodiversity? A D H •• Diversity occurs at level of landscape C E F A B rather than site 21 Model 3 Model 5 22 G Silviculture of mixtures •• Much to discuss about –– Which species? –– What proportions –– How to manage stands as they age •• Many farmers have used similar techniques in their agroforestry practices •• Foresters could learn much from them Model 4: Short rotation and Long Rotation Complementary pairs – differing market values and canopy architectures 23 24 4
  • 5. 4. Ecological Restoration •• Advantages –– Best method for conserving biodiversity –– Good watershed protection –– Buffered against disturbances •• Disadvantages –– Costly –– Needs knowledge of species biology –– Methods? •• Framework •• Maximum diversity Thailand - 800 ha restoration planting, 15 years 25 26 Enrichment 5. Natural forest regrowth planting •• Advantages Sabah –– Many trees already present (no planting needed) –– These are adapted to site –– It provides many ecological services 30,000 ha –– It can provide some goods –– It can be improved by enrichment •• Disadvantages Line planting –– We know surprisingly little about •• Extent •• The age classes present •• The species present •• The changes underway (productivity, composition) After 10 y –– Often seen as worthless and available for replacement 27 28 These types of reforestation differ in Reminder - the original questions their capacity to provide ecological services! 1. Will the types of plantation used in Type Carbon Water Biodiversity the past still be suitable? Habitats Can they supply the required ecological Monocultures (L or H)* (L)** L services? Mixtures M* H M Mixtures 2. Are the silvicultural methods developed for industrial-scale Ecological M*** H H*** Restoration reforestation able to benefit smallholders? Natural M*** H H*** regrowth 29 Depends on - * market rules; **understorey; ***age 30 5
  • 6. Time to provide ecological services IN ADDITION…… •• Delivery may depend on Scale –– May need minimum area (natural + restored) forest service provided –– Hence many landholders? (and higher transaction costs?) •• Effectiveness can depend on Location –– Biodiversity (need connectivity) –– Watershed protection (best on steep slopes, riverine areas) 31 32 Raises new questions!!! Reminder –– the original questions •• How much reforestation? 1. Will the types of plantation used in •• Where should this be the past still be suitable? located? Can they supply the required ecological services? •• What type of reforestation at these locations? 2. Are the silvicultural methods •• Who decides? developed for industrial-scale •• How to achieve reforestation able to benefit agreement amongst smallholders? stakeholders? 33 34 NOT ALL FARMERS ARE THE SAME A classification of farmers in northern Vietnam Farmers and silvicultural options C 8% D 6% “well off” Can tolerate some risks Household income Enough food B E and some •• Farmers not the same. Differ in –– 44% 18% spare income OK but no –– Household income (off-farm income?) A F 19% 6% spare income Cannot tolerate risks –– Amount of household labour < 2 ha > Land available to household for reforestation –– Land area and quality (and tenure!) Proportion in each class wanting more –– Technical knowledge of tree-growing technical information –– Knowledge of markets C 80% D 67% “well off” Can tolerate some risks Household income –– Tolerance of risk Enough food B E and some 96% 94% spare income •• All these affect silvicultural choices OK but no A F 93% 100% spare income Cannot tolerate risks < 2 ha > 35 Land available to household for reforestation 36 6
  • 7. Back to the beginning - my Choice of silvicultural method original argument was …… •• Industrial silvicultural methods OK if •• Plantations of fast-growing exotics grown in monocultures will continue to play a role 1. Market for chips or small logs nearby 2. They can afford fertilizer (2R) 3. Farmers have large land areas •• However, should not be seen as only way in which reforestation can be done •• Alternative methods may be better if 1. More isolated - not near market •• Farmers are different to large companies - they 2. Plantations not primary income source deserve a wider range of silvicultural alternatives to 3. Farmers need to diversify to minimize risks suit their circumstances 4. There are funds to establish protection forests 5. There is a market for ecological services (eg. watershed protection, C) •• Likewise, those (Governments, NGOs, communities) interested in supplying ecological services need alternatives 37 38 Conclusions 1. There are a variety of other reforestation options available 2. Some have the potential to provide more ecological services than monocultures of exotic species 3. Likewise some more suitable for many smallholders than fast-growing exotics 4. BUT if this is to occur •• More work needed to develop silvicultural systems •• More landscape planning for strategic interventions •• Greater linkages between foresters and economists/sociologists 39 7