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Underground Taming of Floods for Irrigation (UTFI):
An Innovative Approach to Tackling the Dual Challenge
of Floods and Droughts at the River Basin Scale
Paul Pavelic1, Bharat R. Sharma1, Alok K. Sikka1 and Vladimir Smakhtin2
1 International Water Management Institute (IWMI), India / Lao PDR
2 United Nations University Institute for Water, Environment and Health (UNU-INWEH), Canada
Photos: IWMI
FLOODS
Flooding kills around 5,000 people,
affects 52 million and costs US$ 16 billion
each year (1980-2013, on average).
DROUGHTS
Droughts cost US$ 4 billion. Groundwater
depletion has affected about half the
countries of the world.
THE CONTEXT
Extremes in water resources variability manifest as floods and droughts
cause enormous socioeconomic damage and affect the poor most.
GLOBAL FLOODING AND GROUNDWATER OVERUSE
Source:
Wada et al. 2010
Source
:
GROUNDWATER DEPLETION
SEVERE FLOODING
Black Circles indicate some of the major regions where UTFI is best suited that
are affected by both regular flooding and severe groundwater over-exploitation
www.iwmi.org
Water for a food-secure world
Source: Amiaz et al, (2011)
FLOODS CAN REPLENISH AQUIFERS, BUT,
CAN AQUIFERS “TAME” FLOODS ?
www.iwmi.org
Water for a food-secure world
Current Climate – Dry Season
INTEGRATED WATER MANAGEMENT AT BASIN SCALE
www.iwmi.org
Water for a food-secure world
Current Climate – Wet Season
INTEGRATED WATER MANAGEMENT AT BASIN SCALE
www.iwmi.org
Water for a food-secure world
Underground Taming of Floods for Irrigation (UTFI)
Wet season
INTEGRATED WATER MANAGEMENT AT BASIN SCALE
www.iwmi.org
Water for a food-secure world
Underground Taming of Floods for Irrigation (UTFI)
Dry season
INTEGRATED WATER MANAGEMENT AT BASIN SCALE
www.iwmi.org
Water for a food-secure world
Rural
Urban
Surface Water
Opportunities
Impacts
Upstream Downstream
Groundwater
MULTIPLE LINKAGES AT THE BASIN SCALE
www.iwmi.org
Water for a food-secure world
Water Security: Better and more secure access to groundwater
with measurable raising of levels and reversal of depletion
Food Security: Increased irrigation intensity and agricultural
production for food security/livelihood improvement
Flooding: Lives saved and assets protected through reduced flood risk
Socioeconomic Development: Strengthened agrarian economy, reduced
agricultural subsidies and outmigration
UTFI: OBJECTIVE AND BENEFITS
To demonstrate that community assets (village ponds,
wells etc.) can be converted into recharge structures
that are effective in achieving both flood mitigation and
groundwater improvement for enhanced climate
resilience at local and broader scales
www.iwmi.org
Water for a food-secure world
INDICATORS FOR SUCCESSFUL IMPLEMENTATION
↓ FLOODWATER PEAK
Pre
Post
0
400
800
Flowrate(m3/s)
Year 2 Year 3Year 1
Pre
Post
↑ GROUNDWATER STORAGE
Pre-UTFI Post-UTFI
↑ BENEFITS
Benefits
Pre Post
Performance testing of basins
designed to infiltrate floodwater
are positive
Falling groundwater level trends
are reversed and year-round
rice/sugar production maintained
The Chao Phraya basin of Thailand is routinely
affected by major floods downstream, yet farmers,
cities & industry frequently run short of water.
KEY ISSUES
• Falling GW level trends due to year-round
rice/sugar production
• Farmers facing rising pumping costs and
livelihood loss
UTFI CONCEIVED & TESTED IN THAILAND
www.iwmi.org
Water for a food-secure world
THE CHAO PHRAYA RIVER BASIN
Pre-development Current
1-2m
7-8m
Future
1-2m
UPSTREAM
DOWNSTREAM
MonthlyRunoff
(×106m3)
Harvest Floods
Do Not Harvest
0
2000
4000
6000
8000
10000
196419681972197619801984198819921996200020042008
www.iwmi.org
Water for a food-secure world
KEY FINDINGS (DESKTOP STUDY)
• Significant volumes of floodwater reaching the sea can
be harvested without major impacts on existing users
• Harvesting would take place in 25% of years on
average
• Around 200 km2 of land should be dedicated to
harvesting (multiple uses?)
• USD 200-900 Mill. to setup and generate USD 250
Mill. /yr of additional revenue for rainfed farmers
• Payback time on upfront investments could be a few
years
• UTFI much cheaper than conventional engineering
alternatives
www.iwmi.org
Water for a food-secure world
TYPES OF RISKS & ISSUES
TECHNICAL SOCIAL/INSTITUTIONAL
1. poor site selection and
system design/construction
2. low recharge performance
3. new upstream
developments
1. insufficient incentive for land
conversion
2. inappropriate implementation
models
3. poor participation of local
communities / institutions
ECONOMIC ENVIRONMENTAL
1. high investments or
opportunity costs
2. high maintenance/
operational costs
1. polluted floodwater enters aquifers
2. waterlogging due to aquifer over-
filling
3. negative impacts downstream due to
interventions
Testing •Identifying prospective areas
•Setting up and running UTFI pilot-scale trials
Transitioning
•Building credible evidence
•Developing strategies that support uptake
•Communicating and disseminating tailored
information
→ Mainstreaming UTFI by embedding it in
relevant development strategies
OUR APPROACH
Photo:DavidBrazier/IWMIPhoto:TomvanCakenberghe/IWMIPhoto:DavidBrazier/IWMIPhoto:DavidBrazier/IWMI
UTFI Pilot Scale
Implementation
Food
Security
Reduced
Risk
Gender
Dimension Test & collect
evidence
Scaling up of UTFIFeed into National and
State Policy dialogues
A
C
T
O
R
S
Ecosystem
Services &
Resilience
Policy Analysis &
Investment options
State and
National
governments
Farmers
UTFI TOPICS AND LINKAGES
Livelihood
Enhancement
www.iwmi.org
Water for a food-secure world
FOCAL AREAS OF UTFI RESEARCH
Catastrophic Floods in Asia: 1900 – 2011
KEY MESSAGES
• Approaches that are pragmatic, cheap, socially
acceptable, and environmentally friendly are
needed to mitigate/adapt to the impacts of
current and future climate variability
• UTFI presents a new community-driven
technology applicable at the river basin scale in
appropriate settings in many regions
• Testing of UTI is underway in the Ganges and
finding to date look promising
• UTFI can be considered by policy makers and
developers seeking solutions to problems
related to CCA, DRR and SDGs
ILLUSTRATIVE VIDEO:
https://www.youtube.com/watch?v=9au0ApUlxu8
WEBSITE:
http://utfi.iwmi.org/
FURTHER INFORMATION
www.iwmi.org
Water for a food-secure world
“ Let not a single drop of water received from rains go waste into the
sea without benefiting the man and the beast ”
King Parakramabahu (1153-1186 AD)
Thank you
KRISHI VIGYAN
KENDRA

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Underground Taming of Floods for Irrigation (UTFI): An Innovative Approach to Tackling the Dual Challenge of Floods and Droughts at the River Basin Scale

  • 1. Underground Taming of Floods for Irrigation (UTFI): An Innovative Approach to Tackling the Dual Challenge of Floods and Droughts at the River Basin Scale Paul Pavelic1, Bharat R. Sharma1, Alok K. Sikka1 and Vladimir Smakhtin2 1 International Water Management Institute (IWMI), India / Lao PDR 2 United Nations University Institute for Water, Environment and Health (UNU-INWEH), Canada Photos: IWMI
  • 2. FLOODS Flooding kills around 5,000 people, affects 52 million and costs US$ 16 billion each year (1980-2013, on average). DROUGHTS Droughts cost US$ 4 billion. Groundwater depletion has affected about half the countries of the world. THE CONTEXT Extremes in water resources variability manifest as floods and droughts cause enormous socioeconomic damage and affect the poor most.
  • 3. GLOBAL FLOODING AND GROUNDWATER OVERUSE Source: Wada et al. 2010 Source : GROUNDWATER DEPLETION SEVERE FLOODING Black Circles indicate some of the major regions where UTFI is best suited that are affected by both regular flooding and severe groundwater over-exploitation
  • 4. www.iwmi.org Water for a food-secure world Source: Amiaz et al, (2011) FLOODS CAN REPLENISH AQUIFERS, BUT, CAN AQUIFERS “TAME” FLOODS ?
  • 5. www.iwmi.org Water for a food-secure world Current Climate – Dry Season INTEGRATED WATER MANAGEMENT AT BASIN SCALE
  • 6. www.iwmi.org Water for a food-secure world Current Climate – Wet Season INTEGRATED WATER MANAGEMENT AT BASIN SCALE
  • 7. www.iwmi.org Water for a food-secure world Underground Taming of Floods for Irrigation (UTFI) Wet season INTEGRATED WATER MANAGEMENT AT BASIN SCALE
  • 8. www.iwmi.org Water for a food-secure world Underground Taming of Floods for Irrigation (UTFI) Dry season INTEGRATED WATER MANAGEMENT AT BASIN SCALE
  • 9. www.iwmi.org Water for a food-secure world Rural Urban Surface Water Opportunities Impacts Upstream Downstream Groundwater MULTIPLE LINKAGES AT THE BASIN SCALE
  • 10. www.iwmi.org Water for a food-secure world Water Security: Better and more secure access to groundwater with measurable raising of levels and reversal of depletion Food Security: Increased irrigation intensity and agricultural production for food security/livelihood improvement Flooding: Lives saved and assets protected through reduced flood risk Socioeconomic Development: Strengthened agrarian economy, reduced agricultural subsidies and outmigration UTFI: OBJECTIVE AND BENEFITS To demonstrate that community assets (village ponds, wells etc.) can be converted into recharge structures that are effective in achieving both flood mitigation and groundwater improvement for enhanced climate resilience at local and broader scales
  • 11. www.iwmi.org Water for a food-secure world INDICATORS FOR SUCCESSFUL IMPLEMENTATION ↓ FLOODWATER PEAK Pre Post 0 400 800 Flowrate(m3/s) Year 2 Year 3Year 1 Pre Post ↑ GROUNDWATER STORAGE Pre-UTFI Post-UTFI ↑ BENEFITS Benefits Pre Post
  • 12. Performance testing of basins designed to infiltrate floodwater are positive Falling groundwater level trends are reversed and year-round rice/sugar production maintained The Chao Phraya basin of Thailand is routinely affected by major floods downstream, yet farmers, cities & industry frequently run short of water. KEY ISSUES • Falling GW level trends due to year-round rice/sugar production • Farmers facing rising pumping costs and livelihood loss UTFI CONCEIVED & TESTED IN THAILAND
  • 13. www.iwmi.org Water for a food-secure world THE CHAO PHRAYA RIVER BASIN Pre-development Current 1-2m 7-8m Future 1-2m UPSTREAM DOWNSTREAM MonthlyRunoff (×106m3) Harvest Floods Do Not Harvest 0 2000 4000 6000 8000 10000 196419681972197619801984198819921996200020042008
  • 14. www.iwmi.org Water for a food-secure world KEY FINDINGS (DESKTOP STUDY) • Significant volumes of floodwater reaching the sea can be harvested without major impacts on existing users • Harvesting would take place in 25% of years on average • Around 200 km2 of land should be dedicated to harvesting (multiple uses?) • USD 200-900 Mill. to setup and generate USD 250 Mill. /yr of additional revenue for rainfed farmers • Payback time on upfront investments could be a few years • UTFI much cheaper than conventional engineering alternatives
  • 15. www.iwmi.org Water for a food-secure world TYPES OF RISKS & ISSUES TECHNICAL SOCIAL/INSTITUTIONAL 1. poor site selection and system design/construction 2. low recharge performance 3. new upstream developments 1. insufficient incentive for land conversion 2. inappropriate implementation models 3. poor participation of local communities / institutions ECONOMIC ENVIRONMENTAL 1. high investments or opportunity costs 2. high maintenance/ operational costs 1. polluted floodwater enters aquifers 2. waterlogging due to aquifer over- filling 3. negative impacts downstream due to interventions
  • 16. Testing •Identifying prospective areas •Setting up and running UTFI pilot-scale trials Transitioning •Building credible evidence •Developing strategies that support uptake •Communicating and disseminating tailored information → Mainstreaming UTFI by embedding it in relevant development strategies OUR APPROACH
  • 17. Photo:DavidBrazier/IWMIPhoto:TomvanCakenberghe/IWMIPhoto:DavidBrazier/IWMIPhoto:DavidBrazier/IWMI UTFI Pilot Scale Implementation Food Security Reduced Risk Gender Dimension Test & collect evidence Scaling up of UTFIFeed into National and State Policy dialogues A C T O R S Ecosystem Services & Resilience Policy Analysis & Investment options State and National governments Farmers UTFI TOPICS AND LINKAGES Livelihood Enhancement
  • 18. www.iwmi.org Water for a food-secure world FOCAL AREAS OF UTFI RESEARCH Catastrophic Floods in Asia: 1900 – 2011
  • 19. KEY MESSAGES • Approaches that are pragmatic, cheap, socially acceptable, and environmentally friendly are needed to mitigate/adapt to the impacts of current and future climate variability • UTFI presents a new community-driven technology applicable at the river basin scale in appropriate settings in many regions • Testing of UTI is underway in the Ganges and finding to date look promising • UTFI can be considered by policy makers and developers seeking solutions to problems related to CCA, DRR and SDGs
  • 21. www.iwmi.org Water for a food-secure world “ Let not a single drop of water received from rains go waste into the sea without benefiting the man and the beast ” King Parakramabahu (1153-1186 AD) Thank you KRISHI VIGYAN KENDRA