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FROM UTRECHT TO SAN JUAN
 2008 – 2012 IAU IN ACTION

 Secretary General’s Report
      28 November, 2012
Utrecht: starting IAU’s next 60 years




                                        2
IAU – UNIQUE CONVENING POWER;
A UNIQUE GLOBAL FORUM

                                3
Meetings and Conferences - Highlights
2009 Notre Dame University                2009 GMA III, University
Louaize, Lebanon                          of Guadalajara, Mexico
Intercultural Learning and                Emerging global higher
Dialogue                                  education landscape

                           2011 Kenyatta
                           University, Kenya     2010, Mykolas
 2011 GMA IV, Indian                             Romeris
                           Equity in Access
 Association of                                  University,Lithuania
                           and Success
 Universities, India                             Ethics and Values in
                           in Higher
 Internationalization of                         Higher Education in
                           Education
 Higher Education: New                           the Era of
 Players, New                                    Globalization
 Approaches
                                                                     4
IAU – Unique Global Forum




                            5
THEMATIC RESEARCH, ADVOCACY,
SERVICES AND INFORMATION

                               6
Internationalization of Higher
               Education- Highlights
            • Data collection and analysis for 3rd Global Survey on
              Internationalization
  Global
  Survey    • Report published in 2010, 400+ copies sold around the world


            • Internationalization Strategies Advisory Service developed
            • 4 IAU Members invite IAU to advise on their strategy – one each in
New Service   Europe, Asia, Africa and Latin America


            • International ad hoc Expert Group agrees to collaborate with IAU
            • Affirming Academic Values in Internationalization of Higher
Re-Thinking
 Initiative   Education- A Call for Action




                                                                                   7
Internationalization of Higher Education




                                           8
HE and Sustainable Development – Highlights


Global              The Promotion of
                                                          UN-DESD
Survey on           Sustainable Development by                             IAU HESD work
                    Higher Education Institutions         - IAU part of    into the future:
Sustainable                                               the UNDESD
Lifestyles          in Sub-Saharan Africa                                  Portal on
                                                          reference
(GSSL)              - Partners: GUNi and AAU                               Higher
                                                          Group
                                                                           Education and
- Partnered         - Questionnaire sent to HEIs in all   - IAU Board      Sustainable
with UNEP           sub-Saharan African countries         Members and      Development
- IAU Members       - Final report phase I available      Secretariat
                                                                           launched at
invited to          online and distributed to HE          active in Bonn
                                                                           14th General
participate         leaders at COREVIP conference         World
                                                                           Conference
                    (2011)                                Conference on
- IAU edited                                              ESD and in
five resulting      - Phase II will result in creation    Bonn
country             Handbook of HESD Best practices       Declaration
reports                                                   drafting
                                                          committee
                 IAU Task Force - Chaired by Prof. Asashima, Board Member, Japan
                                                                                       9
Higher Education and Sustainable Development




                                           10
Equitable Access and Success in Higher
             Education - Highlights
            Implementing IAU Policy Statement on Access and Success
  Fundraising for pilot research
                                               Selection of pilot universities
             project


   Designing self-assessment tool to monitor institutional policy and
                practice to improve Access and Success
   Launch comparative study of 10
                                              Workshop at University of Arizona
 universities in Asia and the Americas



              Information Dissemination and Recognition
    2011 International                                      2012 ISIC Award for
                              Equitable Chances booklet
Conference , Nairobi, Kenya                                    achievement

         IAU Task Force - Chaired by Prof. Fernos, Board Member, Puerto Rico
                                                                                  11
Equitable Access and Success in Higher Education




                                              12
Values and Ethics in Higher Education
             - Highlights
  IAU / MCO Guidelines for a Code of Ethics in Higher
                     Education
      - Developed by joint Working Group chaired by the late
                      Prof. Pier Ugo Calzolari
             - Disseminated for feedback in July 2012


  Affirming Academic Values in Internationalization of
           Higher Education: A Call for Action
 - Developed by IAU in collaboration with the International Ad-hoc
         Expert Group on Re-thinking Internationalization
        - Released in May 2012. Already widely supported

                                                                     13
Values and Ethics in Higher Education




                                        14
Intercultural Dialogue - Highlights
     Intercultural Dialogue was the theme of the IAU 2009
   International Conference, held in partnership with Notre
              Dame University – Louaize, Lebanon
     The Role of Higher Education in Fostering Intercultural
                  Dialogue and Understanding


IAU collaborated on a number of projects with the Council of Europe (CoE)
- Participated in the CoE conference on: Universities as Actors of
Intercultural Dialogue in the Wider Society.
- IAU and CoE jointly edited the publication Speaking Across Borders: The
Role of Higher Education in Furthering Intercultural Dialogue – Volume 16 of
the CoE Higher Education Series

                                                                            15
Intercultural Dialogue




                         16
SPECIAL OPPORTUNITIES AND
INITIATIVES – THANKS TO RENEWED
SIDA SUPPORT
                                  17
LEADHER Programme – Highlights

 - Between 2008 –2012 : 30 LEADHER Projects, involving 52 different
 IAU Member Institutions, in 35 Countries
 - Each project involving at least one institution from a low income
 country.
 - Grant raised from €7,000 Euros to €10,000
 - € 186 545.00 allocated to IAU Members
 - Special project responding to needs of Haitian HE community – in
 2010 and 2011. 4 projects undertaken for a total of €40,000


 - 2012 competition – Strengthening Research Capacity and
 Research Management
                                                                   18
LEADHER Programme




                    19
Higher Education/Research for Education For All and
related MDGs




                                                20
Higher Education/Research for Education For All and related MDGs
       – Highlights

                                   Project II (2011 – 2015)
                                   Includes actions on following themes:
Project I (2008 – 2011)            - Community Building: Renewal of Reference Group and
- Information Kit published: Why   improvement of HEEFA Portal
and How Can Higher Education       - Capacity Building: based on pilot sessions, a new
Contribute to All Levels and
                                   workshop model developed
Types of Education?
- IAU Higher Education and EFA     - Commitment building:
Portal (HEEFA Portal)                 > Follow up of workshop outcomes
developed. Also HEEFA
Newsletter initiated with
                                     > Charter of HE commitment to EFA: to serve as a
readership of 800+                 model to guide HE actions
- Capacity building project            > Advocacy: For official recognition of HE and
developed: Envisioning a Global    Research in declarations and processes (e.g. Jomtien
Initiative Locally. Piloted in     Declaration 2011). IAU participation at the 10th Meeting
meetings in Mexico and Burkina     of High-Level Group on EFA.
Faso.


                   IAU Reference Group: Chaired by Prof. Olive Mugenda, IAU Vice
                                                                                         21
                   President
Changing Nature of Doctoral Programmes in SSA- Highlights

                                  PROJECT ACTIVITIES
 - Institutional surveys on doctoral education in 6 HEIs in Francophone and
 Anglophone countries in initial phase; 4 additional surveys subsequently
 - Institutional site visits
 - Comparative analysis of challenges and opportunities

 - 4 workshops: 2 in Nigeria (2010), 1 in Cameroon (2011); 1 in Ethiopia (2012)
 - Reports: Phase 1 Project Report (2011); Outcomes Report Addis Ababa Seminar,
 (2012) – published online and presented at IAU 14th General Conference


 - IAU-ACUP Portal on Doctoral Education: www.IDEA-PhD.net , launched at 14th
 General Conference
 - 2 LEADHER grants per year available for projects linked to Doctoral programmes
 - Wide dissemination – project outcomes presented at meetings of COREVIP,
           SARUA, EAIE, EUA among others
            IAU Task Force: Chaired by Prof. Oloyede, IAU Deputy Board Member     22
Changing Nature of Doctoral Programmes in sub-
Saharan Africa




                                                 23
SHARING KNOWLEDGE AND NEWS -
PUBLICATIONS AND COMMUNICATIONS

                                  24
Publications and Communications – Highlights
                                International
International Handbook          Bibliographic       Higher
of Universities (IHU)           Database on         Education Policy
- 17,000 HEIs ; 183 HEd         Higher                                     IAU
                                                    - Quarterly Journal
systems; published annually.    Education                                  Website
                                                    - selected by
World Higher Education          (HEDBIB)            Thomson Reuters
                                                                           - New
Database (WHED) CD-                                                        design
                                - Redeveloped in    for inclusion in the
                                                                           launched
ROM - all data provided in      2010                Social Sciences
                                                                           in June
IHU; fully searchable                               Citation Index
                                - Includes over                            2011
format; free to IAU                                 (SSCI) in 2012.
                                37,000 records                             - Many
Members; updated annually.                          - Palgrave
                                - Regular                                  new
Guide to Higher                 newsletter New
                                                    Macmillan has a
                                                                           features
Education in Africa                                 dedicated HEP
                                in HEDBIB                                  including
                                                    internet page.
- 1,000 HEIs and 52 HEd         launched in 2010                           Members
systems in Africa; published                        - Advance Online       area
                                - Additional
every 3 years, in partnership                       Publication: early
                                HEDBIB
with AAU; free to all IAU                           citable versions of
                                features/services
Members in Africa.                                  papers available
                                available to IAU
                                                    online ahead of
                                Members
                                                    print
                                                                                   25
Publications & Communications




                                26
IAU Horizons and IAU e-Bulletin -Highlights

                          ‘In Focus’ themes                          IAU e-Bulletin
IAU Horizons              - Mergers;                                 - Electronic resource
                          - Student Learning Outcomes;               providing information on
- Magazine given new                                                 IAUactivities;
                          - Higher Education and the Global
look and focus in         Economic Crisis;
2009                                                                 -Online news on higher
                          -10 years of Bologna in Europe and in      education reforms and
- Three issues per        the World;                                 policies worldwide;
year, each with           -Partnerships and Collaboration;
special ‘In-Focus’                                                   -In French and English
                          -Higher Education and Education for All;
topic, guest co-editors                                              -Published 10 times a
                          -Equity in Access and Success in Higher    year.
- In English and          Education;
French, in print and                                                 -Sent free of charge to
                          -Re-thinking Internationalization;
online                                                               over 3,000 subscribers
                          -Contribution of Higher Education to
- Open to                 Sustainable Development
advertisers!

                                                                                              27
IAU Horizons and IAU e-Bulletin




                                  28
MEMBERSHIP AND MEMBER
RECOGNITION

                        29
IAU Membership – Highlights

Members                                  New
                                         Categories                      New
• 600 Institutional                                                      Recognition
                                         - IAU Observers: new
  members from 119                       HEIs that have yet to
                                                                         Ceremony
  countries (30 Sept. 2012)              graduate three cohorts          - Power point
                                         of students                     presentation of
• 27 Member Organisations                                                all new
                                         - IAU Associates:
• 11 Affiliates                          individuals and experts         Members at
                                                                         each IAU annual
• 11 Associates                          who share IAU’s values
                                                                         International
                                         and wish to work more
• Membership steady since                closely with the                Conference
  2008                                   Association



          Membership Development Committee , Chair: Prof. Baydar until 2010, Prof. Bladh,
          IAU Board Members                                                            30
IAU Membership
                         39; 7%
                                                       Africa
                                  67; 11%
         76; 13%
                                                       Asia &
32; 5%
                                            147; 24%   Pacific
                                                       Europe

                                                       Latin
              240; 40%                                 America
                                                       Middle
                                                       East
                                                       North
                                                       America
                                                                31
IAU CONNECTED
- PARTNERSHIPS AND REPRESENTATION
                                    32
IAU Representation at Conferences and Meetings




                                             33
Financial Report 2008 -2012

                  in 1000 Euros




                                  34
IN REMEMBRANCE

WATARU MORI                        PIER UGO CALZOLARI                 RAFAEL CORDERA CAMPOS
IAU President (1995 – 2000)        IAU Vice President (2008 – 2012)   IAU Deputy Board Member (2008 – 2010)
IAU Vice-President (1990 – 1995)




                                                                                                     35
14th General Conference
  Getting ready for 2013-2016

Approval of 2008 - 2012 narrative and
financial reports

Acceptance of Guidelines for Institutional
Code of Ethics; Approval of Summary
Action Plan for 2013 - 2016 and related
preliminary budget

Election of new IAU President and
Administrative Board Members


                                        36

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IAU Report of Activities 2008-2012

  • 1. FROM UTRECHT TO SAN JUAN 2008 – 2012 IAU IN ACTION Secretary General’s Report 28 November, 2012
  • 2. Utrecht: starting IAU’s next 60 years 2
  • 3. IAU – UNIQUE CONVENING POWER; A UNIQUE GLOBAL FORUM 3
  • 4. Meetings and Conferences - Highlights 2009 Notre Dame University 2009 GMA III, University Louaize, Lebanon of Guadalajara, Mexico Intercultural Learning and Emerging global higher Dialogue education landscape 2011 Kenyatta University, Kenya 2010, Mykolas 2011 GMA IV, Indian Romeris Equity in Access Association of University,Lithuania and Success Universities, India Ethics and Values in in Higher Internationalization of Higher Education in Education Higher Education: New the Era of Players, New Globalization Approaches 4
  • 5. IAU – Unique Global Forum 5
  • 7. Internationalization of Higher Education- Highlights • Data collection and analysis for 3rd Global Survey on Internationalization Global Survey • Report published in 2010, 400+ copies sold around the world • Internationalization Strategies Advisory Service developed • 4 IAU Members invite IAU to advise on their strategy – one each in New Service Europe, Asia, Africa and Latin America • International ad hoc Expert Group agrees to collaborate with IAU • Affirming Academic Values in Internationalization of Higher Re-Thinking Initiative Education- A Call for Action 7
  • 9. HE and Sustainable Development – Highlights Global The Promotion of UN-DESD Survey on Sustainable Development by IAU HESD work Higher Education Institutions - IAU part of into the future: Sustainable the UNDESD Lifestyles in Sub-Saharan Africa Portal on reference (GSSL) - Partners: GUNi and AAU Higher Group Education and - Partnered - Questionnaire sent to HEIs in all - IAU Board Sustainable with UNEP sub-Saharan African countries Members and Development - IAU Members - Final report phase I available Secretariat launched at invited to online and distributed to HE active in Bonn 14th General participate leaders at COREVIP conference World Conference (2011) Conference on - IAU edited ESD and in five resulting - Phase II will result in creation Bonn country Handbook of HESD Best practices Declaration reports drafting committee IAU Task Force - Chaired by Prof. Asashima, Board Member, Japan 9
  • 10. Higher Education and Sustainable Development 10
  • 11. Equitable Access and Success in Higher Education - Highlights Implementing IAU Policy Statement on Access and Success Fundraising for pilot research Selection of pilot universities project Designing self-assessment tool to monitor institutional policy and practice to improve Access and Success Launch comparative study of 10 Workshop at University of Arizona universities in Asia and the Americas Information Dissemination and Recognition 2011 International 2012 ISIC Award for Equitable Chances booklet Conference , Nairobi, Kenya achievement IAU Task Force - Chaired by Prof. Fernos, Board Member, Puerto Rico 11
  • 12. Equitable Access and Success in Higher Education 12
  • 13. Values and Ethics in Higher Education - Highlights IAU / MCO Guidelines for a Code of Ethics in Higher Education - Developed by joint Working Group chaired by the late Prof. Pier Ugo Calzolari - Disseminated for feedback in July 2012 Affirming Academic Values in Internationalization of Higher Education: A Call for Action - Developed by IAU in collaboration with the International Ad-hoc Expert Group on Re-thinking Internationalization - Released in May 2012. Already widely supported 13
  • 14. Values and Ethics in Higher Education 14
  • 15. Intercultural Dialogue - Highlights Intercultural Dialogue was the theme of the IAU 2009 International Conference, held in partnership with Notre Dame University – Louaize, Lebanon The Role of Higher Education in Fostering Intercultural Dialogue and Understanding IAU collaborated on a number of projects with the Council of Europe (CoE) - Participated in the CoE conference on: Universities as Actors of Intercultural Dialogue in the Wider Society. - IAU and CoE jointly edited the publication Speaking Across Borders: The Role of Higher Education in Furthering Intercultural Dialogue – Volume 16 of the CoE Higher Education Series 15
  • 17. SPECIAL OPPORTUNITIES AND INITIATIVES – THANKS TO RENEWED SIDA SUPPORT 17
  • 18. LEADHER Programme – Highlights - Between 2008 –2012 : 30 LEADHER Projects, involving 52 different IAU Member Institutions, in 35 Countries - Each project involving at least one institution from a low income country. - Grant raised from €7,000 Euros to €10,000 - € 186 545.00 allocated to IAU Members - Special project responding to needs of Haitian HE community – in 2010 and 2011. 4 projects undertaken for a total of €40,000 - 2012 competition – Strengthening Research Capacity and Research Management 18
  • 20. Higher Education/Research for Education For All and related MDGs 20
  • 21. Higher Education/Research for Education For All and related MDGs – Highlights Project II (2011 – 2015) Includes actions on following themes: Project I (2008 – 2011) - Community Building: Renewal of Reference Group and - Information Kit published: Why improvement of HEEFA Portal and How Can Higher Education - Capacity Building: based on pilot sessions, a new Contribute to All Levels and workshop model developed Types of Education? - IAU Higher Education and EFA - Commitment building: Portal (HEEFA Portal) > Follow up of workshop outcomes developed. Also HEEFA Newsletter initiated with > Charter of HE commitment to EFA: to serve as a readership of 800+ model to guide HE actions - Capacity building project > Advocacy: For official recognition of HE and developed: Envisioning a Global Research in declarations and processes (e.g. Jomtien Initiative Locally. Piloted in Declaration 2011). IAU participation at the 10th Meeting meetings in Mexico and Burkina of High-Level Group on EFA. Faso. IAU Reference Group: Chaired by Prof. Olive Mugenda, IAU Vice 21 President
  • 22. Changing Nature of Doctoral Programmes in SSA- Highlights PROJECT ACTIVITIES - Institutional surveys on doctoral education in 6 HEIs in Francophone and Anglophone countries in initial phase; 4 additional surveys subsequently - Institutional site visits - Comparative analysis of challenges and opportunities - 4 workshops: 2 in Nigeria (2010), 1 in Cameroon (2011); 1 in Ethiopia (2012) - Reports: Phase 1 Project Report (2011); Outcomes Report Addis Ababa Seminar, (2012) – published online and presented at IAU 14th General Conference - IAU-ACUP Portal on Doctoral Education: www.IDEA-PhD.net , launched at 14th General Conference - 2 LEADHER grants per year available for projects linked to Doctoral programmes - Wide dissemination – project outcomes presented at meetings of COREVIP, SARUA, EAIE, EUA among others IAU Task Force: Chaired by Prof. Oloyede, IAU Deputy Board Member 22
  • 23. Changing Nature of Doctoral Programmes in sub- Saharan Africa 23
  • 24. SHARING KNOWLEDGE AND NEWS - PUBLICATIONS AND COMMUNICATIONS 24
  • 25. Publications and Communications – Highlights International International Handbook Bibliographic Higher of Universities (IHU) Database on Education Policy - 17,000 HEIs ; 183 HEd Higher IAU - Quarterly Journal systems; published annually. Education Website - selected by World Higher Education (HEDBIB) Thomson Reuters - New Database (WHED) CD- design - Redeveloped in for inclusion in the launched ROM - all data provided in 2010 Social Sciences in June IHU; fully searchable Citation Index - Includes over 2011 format; free to IAU (SSCI) in 2012. 37,000 records - Many Members; updated annually. - Palgrave - Regular new Guide to Higher newsletter New Macmillan has a features Education in Africa dedicated HEP in HEDBIB including internet page. - 1,000 HEIs and 52 HEd launched in 2010 Members systems in Africa; published - Advance Online area - Additional every 3 years, in partnership Publication: early HEDBIB with AAU; free to all IAU citable versions of features/services Members in Africa. papers available available to IAU online ahead of Members print 25
  • 27. IAU Horizons and IAU e-Bulletin -Highlights ‘In Focus’ themes IAU e-Bulletin IAU Horizons - Mergers; - Electronic resource - Student Learning Outcomes; providing information on - Magazine given new IAUactivities; - Higher Education and the Global look and focus in Economic Crisis; 2009 -Online news on higher -10 years of Bologna in Europe and in education reforms and - Three issues per the World; policies worldwide; year, each with -Partnerships and Collaboration; special ‘In-Focus’ -In French and English -Higher Education and Education for All; topic, guest co-editors -Published 10 times a -Equity in Access and Success in Higher year. - In English and Education; French, in print and -Sent free of charge to -Re-thinking Internationalization; online over 3,000 subscribers -Contribution of Higher Education to - Open to Sustainable Development advertisers! 27
  • 28. IAU Horizons and IAU e-Bulletin 28
  • 30. IAU Membership – Highlights Members New Categories New • 600 Institutional Recognition - IAU Observers: new members from 119 HEIs that have yet to Ceremony countries (30 Sept. 2012) graduate three cohorts - Power point of students presentation of • 27 Member Organisations all new - IAU Associates: • 11 Affiliates individuals and experts Members at each IAU annual • 11 Associates who share IAU’s values International and wish to work more • Membership steady since closely with the Conference 2008 Association Membership Development Committee , Chair: Prof. Baydar until 2010, Prof. Bladh, IAU Board Members 30
  • 31. IAU Membership 39; 7% Africa 67; 11% 76; 13% Asia & 32; 5% 147; 24% Pacific Europe Latin 240; 40% America Middle East North America 31
  • 32. IAU CONNECTED - PARTNERSHIPS AND REPRESENTATION 32
  • 33. IAU Representation at Conferences and Meetings 33
  • 34. Financial Report 2008 -2012 in 1000 Euros 34
  • 35. IN REMEMBRANCE WATARU MORI PIER UGO CALZOLARI RAFAEL CORDERA CAMPOS IAU President (1995 – 2000) IAU Vice President (2008 – 2012) IAU Deputy Board Member (2008 – 2010) IAU Vice-President (1990 – 1995) 35
  • 36. 14th General Conference Getting ready for 2013-2016 Approval of 2008 - 2012 narrative and financial reports Acceptance of Guidelines for Institutional Code of Ethics; Approval of Summary Action Plan for 2013 - 2016 and related preliminary budget Election of new IAU President and Administrative Board Members 36