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SHAPING THE LEARNING AGENDA
The way forward
Dinesh Nair and Jake Robbins
Program Implementation provides many
Opportunities for Learning
Q u a l i t a t i v e
L e a r n i n g
Two Broad Pathways to Learn
with opportunities to intertwine them
• Implementation Research and Delivery Science
• different forms: operations research, mixed method
• helps understanding the context
• Impact Evaluation
• Establish causal link between observed results and evaluated program
• Usually has a credible counterfactual, in the form of a valid control or
comparison group, is critical
Implementation Research and
Delivery Science
The Five I’s of DDS
5
What results will DDS strive to achieve?
Support teams, countries and partners to:
6
Make the best possible investment decisions
Respond to, generate demand for and deliver services
to the best feasible standards,
for the right people,
in the right places,
in the right ways,
at the right time
Achieve the best possible health impact
Plan early to ensure that proven approaches are
institutionalized and sustained
India AIDS DDS Example
M
7
Operational Data helps track
sub national performance
0
5
10
15
20
25
30
35
40
45
1 2 3 4 1 2 3 4 1 2 3 4 1
2012 2013 2014 2015
%
Pilot
Expansion 1
Expansion 2
Expansion 3
QUALITY OF CARE
0.00
10.00
20.00
30.00
40.00
50.00
60.00
70.00
80.00
90.00
100.00
December
March
June
September
December
March
June
September
December
March
June
September
December
March
2011 2012 2013 2014 2015
AxisTitle
Axis Title
Adamawa
Nasarawa
Ondo
National
Dynamic quality measures
improve outcomes
Recalibration
of quantified
quality
checklist
COVERAGE OF
INSTITUTIONAL DELIVERY
Coverage increases sustained
over phases
Nigeria
Nigeria case study on key determinants
• What differentiate the good
and poor performers under
the PBF scheme?
• Health center management
• Contextual factors
• Health systems factors (e.g.,
supervision)
• Interviews, document review,
direct observations
• Best and poorest performers
• Devise appropriate support to
poor performers
Research
question
Areas to
look into
Approaches
Potential
use
Detailed look at the operational data revealed the large variations in performance
across Health Centers
Institutional Delivery in Adamawa, normalized by 100,000 population
-
20
40
60
80
100
120
140 Pariya HC
Chigari HC
Dasin Hausa HC
Farang HC
Ribadu HC
Furore MCH HC
Choli HC
Gurin HC
Malabu HC
Karlahi HC
Wuro Bokki HC
Kabilo HC
Saint Mary's Clinic HC
Mayo-Ine HC
• Before PBF, all
health centers
were equally at
very low levels
• After the PBF,
some facilities
achieved 100%
coverage while
others struggle
with limited
improvement
Case study on determinants suggests the importance of community engagement and
OIC management
Identified determinants and non-determinants (preliminary)
Non-Determinants
• Level of staffing (best performers
lack staff)
• Remoteness of facilities (best
performers are very rural)
• Technical qualifications of OIC
(many community health workers
manage facilities well)
• Business planning (none use it
effectively yet)
Determinants
• Community engagement (e.g.,
involve and reward community
leaders, daily visits, incentivize
for use of facility)
• OIC’s management capacity
(e.g., full staff involvement,
improve staff environment using
performance bonus, rigorous
performance review)
Impact Evaluation
Impact evaluation
Impact Evaluation:
• Explores whether there is a causal link between the RBF
intervention and the results.
13
P
r
o
v
i
d
e
r
Report
________
_quantity_
_quality__
_services_
_________
P
u
r
c
h
a
s
e
r
Counter
Verification
Verification
Contract
________
_quantity_
_quality__
_services_
_________
O
u
t
p
u
t
s
O
u
t
c
o
m
e
s
IE IE
An Impact Evaluation Answers:
What was the effect of the program on
outcomes?
How much better off are the beneficiaries
because of the program/policy?
How would outcomes change if one changed
the program design?
Cameroon RBF Impact evaluation design
• Research questions
1. Does the PBF program increase the coverage and of MCH
services?
2. Is it the enhanced monitoring & evaluation and
supervision or the link between payments and results
that leads to improvements observed in quality or
coverage?
3. What is the contribution of enhanced supervision and
monitoring to improving MCH service coverage and
quality in the absence of increased autonomy or
additional financial resources?
• Public randomization ceremonies in each region
• Baseline June 2012, Endline June 2015
• Results expected by December 2015
• Midline qualitative study embedded in impact evaluation
Cameroon RBF IE Midline Qualitative Study
• Focused on two primary themes:
• Experiences in the piloting of PBF at the central, regional and district level:
perspectives of decision-makers and policymakers
• Experiential elements of health service delivery at the operational level:
perspectives of patients and providers
• Research questions:
• What has been the experience of piloting performance-based financing at
various administrative and operational levels of the health system in
Cameroon?
• What has been the experience of health service delivery for health workers,
patients and community members during the first two years of Performance-
based financing?
Qualitative study: Sampling Methodology
PBF in Cameroun: Mid-line Qualitative Study Interview Format Total IDIs Total FGDs
Proposed Sampling and # of IDIs and FGDs IDIs FGDs
Central Level
Ministry of Health 2 x 2
Development Partners 2 x 2
Regional Level (4 TOTAL Regions: NW, SW, Littoral, and East)
Regional Health Delegates 1 x 4
District Medical Officers 2* x 8
IE Study Groups (T1, C1, and C2)
District Hospitals and Primary Health Centres (Directors and Administrators) 6** x 72
Community Level
Community Leaders 2*** x 32 x
Community Members, Health Workers, etc. x 4/region*** 16
* 2 DMOs per region
**Stratifed by IE Study Group; 18 total IDIs per region
***Following FGD catchment (2 per village/4 villages total/8 per region) GRAND TOTALS for Midline Qualitative Study
****Stratifed by T1/C2 IE Study Groups; Urban/Rural; Female only IDIs 120
FGs 16
136 interviews TOTAL
Qualitative study: Results
• Positive impact on service delivery
• Facilities are cleaner, more organized and better managed, staff motivated
• Increased utilization and quality, price reduction for services
• Better availability of drugs (breaking public monopoly)
• Reduced under the table payments
• Increased collaboration among the various stakeholders
• Regional/district supervision teams and health facilities (in particular private
health facilities)
• Management tools and procedures used in PBF led to enhanced
transparency and accountability in resource management
• Obstacles encountered
• Initial reluctance and adjustment of health facility staff to program
• Obtaining initial buy-in and support of providers and ministry
• Lack of confidence in Ministry of Health to follow through with promises
• Challenges with increasing autonomy of health facilities 18
Discussion
• What opportunities exist to make Learning a key part of the GFF
Agenda
• How can “Learning” be mainstreamed through Investment Cases,
implementation plans , projects?
• What technical and other support will be required to make this a
reality?
• How can we incentivize learning and dissemination to be a major
part of the value proposition?

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Global Financing Facility (GFF) in Support of Every Woman Every Child Workshop – Day 4 – Shaping the Learning Agenda: The Way Forward

  • 1. SHAPING THE LEARNING AGENDA The way forward Dinesh Nair and Jake Robbins
  • 2. Program Implementation provides many Opportunities for Learning Q u a l i t a t i v e L e a r n i n g
  • 3. Two Broad Pathways to Learn with opportunities to intertwine them • Implementation Research and Delivery Science • different forms: operations research, mixed method • helps understanding the context • Impact Evaluation • Establish causal link between observed results and evaluated program • Usually has a credible counterfactual, in the form of a valid control or comparison group, is critical
  • 5. The Five I’s of DDS 5
  • 6. What results will DDS strive to achieve? Support teams, countries and partners to: 6 Make the best possible investment decisions Respond to, generate demand for and deliver services to the best feasible standards, for the right people, in the right places, in the right ways, at the right time Achieve the best possible health impact Plan early to ensure that proven approaches are institutionalized and sustained
  • 7. India AIDS DDS Example M 7
  • 8. Operational Data helps track sub national performance 0 5 10 15 20 25 30 35 40 45 1 2 3 4 1 2 3 4 1 2 3 4 1 2012 2013 2014 2015 % Pilot Expansion 1 Expansion 2 Expansion 3 QUALITY OF CARE 0.00 10.00 20.00 30.00 40.00 50.00 60.00 70.00 80.00 90.00 100.00 December March June September December March June September December March June September December March 2011 2012 2013 2014 2015 AxisTitle Axis Title Adamawa Nasarawa Ondo National Dynamic quality measures improve outcomes Recalibration of quantified quality checklist COVERAGE OF INSTITUTIONAL DELIVERY Coverage increases sustained over phases Nigeria
  • 9. Nigeria case study on key determinants • What differentiate the good and poor performers under the PBF scheme? • Health center management • Contextual factors • Health systems factors (e.g., supervision) • Interviews, document review, direct observations • Best and poorest performers • Devise appropriate support to poor performers Research question Areas to look into Approaches Potential use
  • 10. Detailed look at the operational data revealed the large variations in performance across Health Centers Institutional Delivery in Adamawa, normalized by 100,000 population - 20 40 60 80 100 120 140 Pariya HC Chigari HC Dasin Hausa HC Farang HC Ribadu HC Furore MCH HC Choli HC Gurin HC Malabu HC Karlahi HC Wuro Bokki HC Kabilo HC Saint Mary's Clinic HC Mayo-Ine HC • Before PBF, all health centers were equally at very low levels • After the PBF, some facilities achieved 100% coverage while others struggle with limited improvement
  • 11. Case study on determinants suggests the importance of community engagement and OIC management Identified determinants and non-determinants (preliminary) Non-Determinants • Level of staffing (best performers lack staff) • Remoteness of facilities (best performers are very rural) • Technical qualifications of OIC (many community health workers manage facilities well) • Business planning (none use it effectively yet) Determinants • Community engagement (e.g., involve and reward community leaders, daily visits, incentivize for use of facility) • OIC’s management capacity (e.g., full staff involvement, improve staff environment using performance bonus, rigorous performance review)
  • 13. Impact evaluation Impact Evaluation: • Explores whether there is a causal link between the RBF intervention and the results. 13 P r o v i d e r Report ________ _quantity_ _quality__ _services_ _________ P u r c h a s e r Counter Verification Verification Contract ________ _quantity_ _quality__ _services_ _________ O u t p u t s O u t c o m e s IE IE
  • 14. An Impact Evaluation Answers: What was the effect of the program on outcomes? How much better off are the beneficiaries because of the program/policy? How would outcomes change if one changed the program design?
  • 15. Cameroon RBF Impact evaluation design • Research questions 1. Does the PBF program increase the coverage and of MCH services? 2. Is it the enhanced monitoring & evaluation and supervision or the link between payments and results that leads to improvements observed in quality or coverage? 3. What is the contribution of enhanced supervision and monitoring to improving MCH service coverage and quality in the absence of increased autonomy or additional financial resources? • Public randomization ceremonies in each region • Baseline June 2012, Endline June 2015 • Results expected by December 2015 • Midline qualitative study embedded in impact evaluation
  • 16. Cameroon RBF IE Midline Qualitative Study • Focused on two primary themes: • Experiences in the piloting of PBF at the central, regional and district level: perspectives of decision-makers and policymakers • Experiential elements of health service delivery at the operational level: perspectives of patients and providers • Research questions: • What has been the experience of piloting performance-based financing at various administrative and operational levels of the health system in Cameroon? • What has been the experience of health service delivery for health workers, patients and community members during the first two years of Performance- based financing?
  • 17. Qualitative study: Sampling Methodology PBF in Cameroun: Mid-line Qualitative Study Interview Format Total IDIs Total FGDs Proposed Sampling and # of IDIs and FGDs IDIs FGDs Central Level Ministry of Health 2 x 2 Development Partners 2 x 2 Regional Level (4 TOTAL Regions: NW, SW, Littoral, and East) Regional Health Delegates 1 x 4 District Medical Officers 2* x 8 IE Study Groups (T1, C1, and C2) District Hospitals and Primary Health Centres (Directors and Administrators) 6** x 72 Community Level Community Leaders 2*** x 32 x Community Members, Health Workers, etc. x 4/region*** 16 * 2 DMOs per region **Stratifed by IE Study Group; 18 total IDIs per region ***Following FGD catchment (2 per village/4 villages total/8 per region) GRAND TOTALS for Midline Qualitative Study ****Stratifed by T1/C2 IE Study Groups; Urban/Rural; Female only IDIs 120 FGs 16 136 interviews TOTAL
  • 18. Qualitative study: Results • Positive impact on service delivery • Facilities are cleaner, more organized and better managed, staff motivated • Increased utilization and quality, price reduction for services • Better availability of drugs (breaking public monopoly) • Reduced under the table payments • Increased collaboration among the various stakeholders • Regional/district supervision teams and health facilities (in particular private health facilities) • Management tools and procedures used in PBF led to enhanced transparency and accountability in resource management • Obstacles encountered • Initial reluctance and adjustment of health facility staff to program • Obtaining initial buy-in and support of providers and ministry • Lack of confidence in Ministry of Health to follow through with promises • Challenges with increasing autonomy of health facilities 18
  • 19. Discussion • What opportunities exist to make Learning a key part of the GFF Agenda • How can “Learning” be mainstreamed through Investment Cases, implementation plans , projects? • What technical and other support will be required to make this a reality? • How can we incentivize learning and dissemination to be a major part of the value proposition?

Hinweis der Redaktion

  1. Objective Diversity of design and operational lessons about RBF through rich set of evaluations and analytical methods Learning on impact remains crucial Rigorous evidence remains thin: need impact measurement Key Tools From impact evaluations complemented by various program assessments Towards a broader and richer set of IEs complemented by operational data and learning from implementation studies
  2. Impact Evaluation (IE) is the technique used to determine whether there is a causal link between an RBF intervention and its results, measured in terms of outputs and/or outcomes. IE offers information on the impact of an intervention on outputs and outcomes of interest and therefore provides information on whether a particular intervention produced the desired results. This diagram depicts where IE fits in with the RBF process. IE seeks to establish a link between an RBF intervention and its consequences on health outputs and outcomes. Subsequent modules in this course will discuss the elements of this framework in more depth.
  3. It is important to distinguish impact evaluation, which is discussed in this module, from traditional monitoring and evaluation (M&E). There are several key questions that impact evaluation can answer that traditional M&E cannot because of the methods used in impact evaluation. A key goal of impact evaluation is to make a causal link between the program and observed outcomes. We are often interested in knowing how much better off the program beneficiaries are as a result of their participation in the program or policy. We may also want to know how outcomes might change if the design of the program changed. Sometimes we are also interested in the cost-effectiveness of the program. These types of questions can be answered through impact evaluations but not through traditional M&E.