This document provides summaries of frequently asked questions regarding special education discipline. It addresses topics such as determining when a series of short-term removals constitutes a change of placement, what constitutes "substantially similar" behavior, procedural requirements for removals that result in a change of placement, who should conduct manifestation determinations, how to document manifestation determination proceedings, timelines for returning a student to their prior placement if a behavior is found to be a manifestation of their disability, the types of behaviors that justify removal to an interim alternative educational setting, and whether a district can place a student in an IAES more than once during a school year. The document provides concise answers to each question along with practice pointers for implementing the legal requirements
2. 2
What We’ll Cover . . .
Topics in 25 Q&As
Disciplinary Removals
Manifestation Determinations
Removals to an IAES
Disciplining Potentially
Eligible Students
3. 3
I. Disciplinary Removals
4 Categories of Removal
10 School Days or Less
>10 Cumulative Days – No Change of Placement
>10 Cumulative Days – Change in Placement
>10 Consecutive Days
4. 4
FAQ #1:
When Does a Series of Short-Term
Removals Constitute a “Pattern”?
(What Turns a “Type 2” Removal Into a
“Type 3” Removal?)
5. 5
Answer
Pattern of removals exists when:
Student’s behavior is “substantially similar” to
behavior in previous incidents; and
Considering other factors
Length of each removal
Total time Student has been removed
Proximity of removals to one another
District must “police itself” in
documenting and determining
when pattern exists
(34 C.F.R. §300.536)
6. 6
FAQ #1
Practice Pointers
Appoint administrator to determine
when/whether series of short-term removals
amounts to change of placement
Proper calculation of suspension time is critical
Know the rules for bus removals, in-school
suspensions and partial-day removals
8. 8
Answer
To determine if Student’s behavior if “substantially
similar” to behavior in previous incidents, consider:
Nature
Duration
Proximity in time
Pushing other students, throwing rocks, throwing
food, verbal threats were considered “substantially
similar” by ALJ
(Student v. Cloverdale USD (OAH 2011) No. 2010081062)
9. 9
FAQ #2
Practice Pointers
Use common sense when weighing whether a
student’s latest behavior is “substantially similar”
to past misconduct
Anticipate parents to challenge decision of no
substantial similarity – and be prepared to
support it
10. 10
FAQ #3:
So We Have a Change of Placement.
Now What Do We Have to Do?
11. 11
Answer
When a disciplinary change of placement
occurs:
Notify parents immediately
Provide parents with
procedural safeguards notice
Implement services starting on the 11th day of
disciplinary removal in the school year
Conduct MD within 10 school days
(34 C.F.R. §300.530(e),(h); 34 C.F.R. §300.503; 34 C.F.R. §300.504)
12. 12
FAQ #3
Practice Pointers
Be prepared to act quickly!
Once you determine a removal is a change of
placement, send notice to parents the same day
If possible, contact parents that day to schedule
MD review and IEP meeting
13. 13
FAQ #4:
Parents Have Revoked Consent to
Special Education Services. Are They
Still Entitled to Procedural
Safeguards?
14. 14
Answer
No . . .
Effect of revocation of consent is that District “is
deemed not to have knowledge that Student is a
Student with a disability.”
Student is subject to same disciplinary procedures
applicable to nondisabled students and not entitled
to IDEA protections
(34 C.F.R. §300.9(c); 34 C.F.R. §300.300(b)(4); Questions and Answers on
Discipline Procedures (OSERS 2009) 52 IDELR 231)
16. 16
Answer
ISS is not considered part of days of suspension
relevant for change of placement so long as
Student is:
Afforded opportunity to participate
in general curriculum
Continues to receive IEP services
Continues to participate with
nondisabled children to extent he or she otherwise would
have
(71 Fed. Reg. 46715 (Aug. 14, 2006))
18. 18
Answer
If transportation is part of Student’s IEP (i.e., a
related service)
Bus suspension treated as a removal for IDEA purposes
if district doesn’t offer other form of transportation
But California law requires districts to provide an
alternative form of transportation at no cost
If transportation isn’t related service, bus
suspensions not considered “removal”
(Ed. Code, §48915.5; 71 Fed. Reg. 46715 (Aug. 14, 2006); (Questions and Answers on
Serving Children with Disabilities Eligible for Transportation (OSERS 2009) 53
IDELR 268)
20. 20
Answer
Partial days of suspension count as
removals
No guidance as to whether each partial day
must be “rounded up” to full day when
counting the 10 days of removal
Many Districts “round up” as cautious
approach
(71 Fed. Reg. 46715 (Aug. 14, 2006))
21. 21
FAQ #7
Practice Pointers
Document all partial removals completely and
accurately
Make sure there is a record of the time, date,
and reason a student is sent home early
System should be in place to record all
disciplinary information, including office
referrals, detentions and in-school suspensions
22. 22
II. Manifestation Determinations
Legal Review
Required within 10 school days after proposed
removal that would be change of placement
MD decisions reached by team consensus; Parent
who disagrees may seek due process
Behavior is manifestation of disability if:
Caused by, or had direct and substantial relation to,
student’s disability; OR
Was direct result of failure to implement IEP
(34 C.F.R. 300.530(e))
23. 23
II. Manifestation Determinations
Legal Review (cont’d)
If behavior is manifestation of disability
Conduct FBA/Implement BIP
Return student to placement from which he/she was
removed, unless agreement otherwise
If behavior is not manifestation of disability
Subject to same sanctions as nondisabled student
Must continue to receive FAPE
(34 C.F.R. § 300.530(c)-(d); 34 C.F.R. § 300.532(c))
24. 24
FAQ #8:
Is a District Required to Provide a
Student with Services Following the
Suspension and Pending the MD
Review?
25. 25
Answer
Service obligation depends when MD is scheduled
and the number of days of previous removals
during school year
If removal pending MD exceeds 10 days, Student
must receive services to enable:
Continued participation in gen ed curriculum
Progress toward IEP goals
Alternative is to keep Student in IEP placement
pending MD
26. 26
FAQ #8
Practice Pointers
Accurate count of days of suspensions is
essential
If student suspended previously and MD not
scheduled until near end of maximum 10-day
period, services required on 11th day of removal
until MD occurs. Have a plan for serving student
during that time
27. 27
FAQ #9:
Who Conducts the MD? Is It the
Student’s IEP Team or Is There a
Separate “MD Team”?
28. 28
Answer
MD is conducted by “relevant members of IEP
team,” including Parent
Technically, law creates separate MD team
Practically, meetings to conduct MDs are
essentially IEP meetings
If “essential member” of IEP team
doesn’t participate or misses meeting,
IDEA violation occurs
(34 C.F.R. §300.530(e)(1); Student v. Fresno USD (OAH 2012) No.
2012020842)
29. 29
FAQ #9
Practice Pointers
Consider assembling entire IEP team for the MD
review since team will be required to convene in
any event regardless of results
Convening full team initially avoids scheduling
another meeting
30. 30
FAQ #10:
What Type of Information About the
Student Should Be Reviewed When
Conducting an MD?
31. 31
Answer
MD team must review “all relevant information in
Student’s file, including IEP, teacher observations,
and any relevant information provided by Parents”
District is required to obtain records for transfer
students
Consider possible existence
of other disabilities
(34 C.F.R.§300.530; 34 C.F.R. §300.323(g); Student v. Fresno USD (OAH 2012)
No. 2012020842)
32. 32
FAQ #10
Practice Pointers
Don’t rush the MD process even if issue
seems clear-cut
Rely on team member expertise about
characteristics of student’s disability
Identify behavior patterns consistent with prior
evaluations and data
Consider info from private evaluations
34. 34
Answer
At minimum, it is essential to document the
following:
When the team convened
Who was present
(and whether Parents attended)
What conduct was at issue
What decision was made
What information was used
Failure to document can lead to due process order
requiring MD be repeated
(In re: Student with a Disability (SEA NY 2011) 57 IDELR 59)
35. 35
FAQ #11
Practice Pointers
Also, keep the following records of the MD
process:
All contacts with parents to schedule meeting
All questions asked and answered concerning
relationship between misconduct and disability
All documents that were reviewed
36. 36
FAQ #12:
If It Is Determined that a Students
Behavior Was a Manifestation of His or
Her Disability, How Soon Must the
Student Be Returned to the Prior
Placement?
37. 37
Answer
Law doesn’t set timeline for how quickly Student
must be returned to placement from which he/she
was removed
But: Cases have held that failure
to return Student to current
placement “the same day”
of the determination violates
Student’s procedural rights
(Student v. Bellflower USD (OAH 2013) Nos. 2012060009 and 2012060628) [District
waited one week before returning Student]
38. 38
FAQ #12
Practice Pointers
All individuals involved in MD review should be
familiar with IDEA rules concerning returning
student to previous placement if behavior is
manifestation of disability
Leaving student in disciplinary setting, even for
a short time, can deny FAPE
40. 40
Answer
Most frequently litigated: Whether misconduct
stems from impulsivity or poor judgment related to
Students’ ADHD?
Recent OAH case examples:
Decision to smoke marijuana
Decision to sell Adderall medication
Decision to plant “dry ice bomb”
All required deliberate planning,
ALJs found
(Student v. Center USD (OAH 2012) No. 2011120587; Student v. Los Angeles
USD (OAH 2011) No. 2011050908; Student v. Poway USD (OAH 2010) No.
2010060622)
41. 41
FAQ #14:
Does a District Need to Conduct a New
MD Each Time It Proposes Suspending
a Student for the Same Type of
Conduct?
42. 42
Answer
Generally, yes . . .
Regardless of the conduct at issue, MD
must held be each time:
Student is removed for more than 10
consecutive days; or
Short-term removals constitute change of
placement (e.g., “pattern” of removals)
43. 43
III. Removals to an IAES
Legal Review
Districts may remove Student to IAES for not
more than 45 school days if Student (while at
school or school function):
Carries or possesses weapon
Possesses/uses illegal drugs or sells/solicits sale of
controlled substances
Inflicts serious bodily injury
Removal can be made whether or not behavior
is manifestation of Student’s disability
(34 C.F.R. § 300.530(g))
44. 44
III. Removals to an IAES
Legal Review (cont’d)
ALJ may remove Student to IAES for not more
than 45 school days if:
Maintaining current placement is substantially likely to
result in injury to Student or others
Court may grant temporary restraining order
(i.e., Honig injunction) to remove Student
considered dangerous
(34 C.F.R. § 300.532(b)(2); 20 U.S.C. §1415)
45. 45
FAQ #15:
What Is Considered a “Weapon” for
Purposes of Removal to an IAES?
46. 46
Answer
“Device, instrument, material or substance,
animate or inanimate, that is used for, or is readily
capable of causing death or serious bodily injury”
Exclusion for pocket knife with blade less than 2½
inches
Cases:
“Adult size scissors” – yes
“Safety scissors” – no
(34 C.F.R.§300.530(i)(4); 18 U.S.C. §930(g); Student v. California Montessori
Project (OAH 2011) No. 2011030849)
47. 47
FAQ #15
Practice Pointers
Before making quick IAES decision, make sure
you understand definition of “weapon” in this
context
Look to personnel not connected with incident
for objective opinions
48. 48
FAQ #16:
What Are the Types
of Drug-Related Circumstances that
Justify Removal to an IAES?
49. 49
Answer
Important difference between illegal drugs and
controlled substances (i.e., prescription medication
possessed by individual for whom it’s prescribed)
Removal allowed for:
Knowingly possessing illegal drugs
Knowingly using illegal drugs
Selling, or soliciting sale of, controlled substances
Student who purchases and uses another
Student’s medication becomes a user of an “illegal
drug”
(34 C.F.R.§300.530(i)(2); Student v. Los Angeles USD (OAH 2011) No.
2011050908)
50. 50
FAQ #17:
What Is “Serious Bodily Injury” for
Purposes of Removal to an IAES?
51. 51
Answer
“Bodily injury that involves substantial risk of death,
extreme physical pain, protracted and obvious
disfigurement, or impairment of [bodily function or
faculty]”
Difficult standard to prove
Case-by-case basis, largely
depending on testimony of
victim (e.g., suffered extreme
physical pain)
(34 C.F.R.§300.530(i)(3); 18 U.S.C.§1365(h); Student v. Westminster School Dist.
(OAH 2011) No. 2010110730)
52. 52
FAQ #17
Practice Pointers
Remember: It’s not whether a student
“intended” to inflict serious bodily injury, it’s
whether such injury actually occurred
Pushing, slapping, fighting usually won’t qualify
53. 53
FAQ #18:
May a District Place a Student in an
IAES More Than Once
During the Same School Year?
54. 54
Answer
Yes . . .
IDEA does not “prohibit a child with a disability
from be subjected to a disciplinary suspension,
including more than one placement in a 45-day
[IAES] in any given school year, if that is necessary
in an individual case”
However, District may not unilaterally extend 45-
day IAES
(64 Fed. Reg. 12620 (March 12, 1999); 71 Fed. Reg. 46722 (Aug. 14, 2006))
55. 55
FAQ #19:
What If an IAES Removal Is Made at
the End of the School Year? Does It
Carry Over Into the Following Year?
56. 56
Answer
Yes . . .
If IAES removal is made with fewer than 45 school
days remaining in the school year, District may
require Student fulfill
remainder of IAES
placement when a new
school year begins
(71 Fed. Reg. 46722 (Aug. 14, 2006))
58. 58
Answer
IAES Students must continue to participate in the
general curriculum (although in another setting)
and progress toward meeting their IEP goals
IEP team makes ultimate determination of setting
“Participate” doesn’t require District to replicate all
services of Student’s normal classroom
If above criteria can be met, Student’s home can
be IAES, although it is highly restrictive
(71 Fed. Reg. 46716 (Aug. 14, 2006))
59. 59
FAQ #20
Practice Pointers
If student requires transportation as related
service, it likely also will be required to
and from an IAES
If IAES is a home setting, identify appropriate
services for this highly restrictive environment
and monitor instructional hours closely
61. 61
Answer
When maintaining current placement is
“substantially likely” to result in injury to Student or
others
District has burden of persuading
ALJ that removal is warranted
Unlike unilateral removals,
District can ask ALJ to renew
IAES placement for additional
45 school days
(34 C.F.R.§532(b)(2)-(3); 71 Fed. Reg. 46723 (Aug. 14, 2006)
62. 62
FAQ #21
Practice Pointers
If student’s threatening behavior constitutes
danger to others, seek ALJ-ordered removal
(unilateral removal provisions don’t cover threats)
When student is returning from IAES, make sure
appropriate strategies are in place and can be
implemented
63. 63
IV. Disciplining Students
Potentially Eligible for Special Ed
Legal Review
Student who has not been determined to be
eligible for special education can assert IDEA
protections if District had “knowledge” of disability
before behavior incident that gave rise to
Student’s removal
(34 C.F.R.§300.534(a))
64. 64
IV. Disciplining Students
Potentially Eligible for Special Ed
Legal Review (cont’d)
“Knowledge” exists if:
Parent “expresses concern” of need for special education
Parent has requested evaluation
Teacher/other personnel “express concern” about
“pattern of behavior”
No “knowledge” if Parent has refused evaluation or
Student evaluated and found not eligible
(34 C.F.R. § 300.534(b)-(c))
66. 66
Answer
Parent: “Express concern” of need for special ed
Must be in writing
Must be made to “supervisory or administrative
personnel” or to one of Student’s teachers
Teacher/personnel: “Express concern” over
“pattern of behavior”
Must be made directly to special ed director or other
“supervisory personnel”
(34 C.F.R. § 300.534(b)-(c))
68. 68
Answer
“Pattern of behavior”
Involves “recurrent, similar, or related events”
Implicates “outwardly observable characteristics and
actions”
Observed prior behavior doesn’t have to implicate
immediate discipline issues (e.g., child having
difficulty communicating with peers, which
ultimately results in fighting and suspension)
(Anaheim Union School Dist. v. J.E. (C.D. Cal., May 21, 2013, No. CV 12-6588)
69. 69
FAQ #23
Practice Pointers
Be alert to staff comments about student’s
behavior
If there are warning signs, involve parents ASAP
Make sure information is available on submitting
evaluation requests
Consider all information (grades, medical records,
disciplinary history) before determining student is
ineligible and proceeding with removal
70. 70
FAQ #24:
If a District Is Not Deemed to Have
“Knowledge” of a Student’s Disability,
May It Proceed with Its Proposed
Disciplinary Sanctions?
71. 71
Answer
Yes . . . Student may be subjected to disciplinary
measures applied to nondisabled students who
engage in comparable behaviors
Parent may ask for expedited eligibility assessment
No specific IDEA timeframe for completion, but “should
be conducted in shorter period of time than typical
evaluation”
If found eligible, Student entitled to IDEA disciplinary
protections
(34 C.F.R. § 300.534(d)(1)-(2); 71 Fed. Reg. 46728 (Aug. 14, 2006))
72. 72
FAQ #25:
What Is the Student’s Placement
During the “Expedited” Evaluation
Process?
73. 73
Answer
Until expedited assessment
is completed, Student
remains in disciplinary
placement determined
by District
Can include suspension or expulsion without
educational services
(34 C.F.R. § 300.534(d)(2))
74. 74
Information in this presentation, including but not limited to PowerPoint handouts and the presenters' comments, is summary only and not legal advice.
We advise you to consult with legal counsel to determine how this information may apply to your specific facts and circumstances .
75. 75
Information in this presentation, including but not limited to PowerPoint handouts and the presenters' comments, is summary only and not legal advice.
We advise you to consult with legal counsel to determine how this information may apply to your specific facts and circumstances .