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Raw Materials:
Policy Perspective
EPA 2016 Annual Horizon 2020 Societal Challenge 5 – Information Day
Dublin, 7 October 2016
Patrice Millet
Policy Officer «Resource Efficiency and Raw Materials»
Directorate-General for Internal Market, Industry, Entrepreneurship and SME's
European Commission
EU Raw materials
policy
EU “Raw Materials Initiative”
•Aim: securing sustainable supplies of raw materials
•Launched in 2008, consolidated in 2011
•Non-energy, non-agricultural raw materials
•Connecting EU external and internal policies
•Integrated strategy (3 pillars)
•Introduced list of Critical
Raw Materials (CRM) in 2010,
updated 20 CRMs in 2014
1. Raw Materials Initiative
Critical raw materials
* Communication on the review of the list of critical raw materials for the EU and the
implementation of the Raw Materials Initiative - COM(2014) 297, 26.5.2014
CRM  Economic importance + Supply risk
1. Raw Materials Initiative
The EIP plays a central role in the EU's
raw materials policy framework
• It reinforces the Raw Materials Initiative by:
• translating the strategic policy framework into concrete
actions
• mobilising the stakeholder community to implement
them
• It has been instrumental in helping securing
R&I funding: EUR 600 million secured under
Horizon 2020
4
2. EIP on Raw Materials
The Strategic Implementation Plan is the EIP's
action plan
5
2. EIP on Raw Materials
The EIP has made significant progress
towards the implementation of its actions
• 123 Raw Materials
Commitments: 980 partners,
indicative budget ± EUR 2 billion
• European Commission:
• Horizon 2020 (2014-2016):
Near 40 Projects on Raw Materials
under SC5. EC Contribution>EUR 200 M
• Circular Economy Package
• Studies, reports, conferences, dialogues
etc
• Launch EIT Raw Materials 6
Indicative budget secured by the
Commitments
2. EIP on Raw Materials
The EIP is well on track to achieving its
targets
7
Target Outlook
1: Up to 10 innovative pilot actions 
2: Substitutes for at least 3 applications of critical and scarce
raw materials

3: Framework conditions for primary raw materials 
4: Framework conditions for material efficiency and waste
management

5: European raw materials knowledge base 
6: Launch of a Knowledge and Innovation Community 
7: Pro-active international co-operation strategy 
2. EIP on Raw Materials
8
8
• Purpose:
• Follow up on the objectives of the
European Innovation Partnership on
Raw Materials
• Keep an overview on the
competitiveness of the EU's raw
materials sector
• Provide relevant and reliable
information for policymaking processes
• Modalities:
• 24 generally accepted indicators
• Logical narrative
• Accessible to non-experts
Raw Materials
Scoreboard
9
Raw Materials
Scoreboard
The Raw Materials Scoreboard at a glance
The Raw Materials
Scoreboard gives
an overview of the
challenges related
to raw materials
Looking towards the future: strategic
orientations for the EIP
To increase the EIP's impact until 2020,
the EIP will:
• Create synergies with other stakeholders:
→ Member States and regions, downstream users,
SMEs, other High-Level Groups, OECD, International
Resource Panel etc
→ Improve communication and raise awareness
about the EIP's work
• Change the set-up of the Operational
Groups
10
2. EIP on Raw Materials
Looking towards the future: strategic
orientations for the EIP
The EIP should actively participate in
shaping the EU's future raw materials
policy framework
1. Outline actions that need to be taken to
support raw materials policy + make
proposals on how to take into account
economic, political and geopolitical
evolutions that affect the raw materials
sector
2. Carry out a detailed mapping of the EIP's
actions to identify useful future activities
11
2. EIP on Raw Materials
ENTR G3GROW C2
Horizon 2020
Context and overview
Excellent
science
(€ 24 billion)
Industrial
leadership
(€ 17 billion)
Societal
challenges
(€ 31 billion)
3. Raw Materials in Horizon 2020
SC5. Climate
action,
environment,
resource
efficiency and
raw materials
GROW C2
Objective of the Societal Challenge 5 'Climate action, environment,
resource efficiency and raw materials‘: to achieve a resource – and water –
efficient and climate change resilient economy and society, the protection
and sustainable management of natural resources and ecosystems, and a
sustainable supply and use of raw materials, in order to meet the needs
of a growing global population within the limits of the planet's natural
resources and eco-systems
Call - Greening the Economy
1. Climate services
2. Towards a low-carbon Europe
3. Nature-based solutions for territorial resilience
4. Water
5. Raw materials
6. Earth Observation
7. Cultural heritage for sustainable growth
8. Support to policy and preparing for innovation procurement
9. Fast Track to Innovation Pilot
10.SME Instrument
* More topics relevant to raw materials under SC2, SC3, SPIRE, Circular
Economy, LEIT-NMBP
Raw materials in
SC5
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Horizon 2020
Societal Challenge 5
Raw Materials
Portfolio 2014-2016
GROW C2
Societal Challenge 5 Call 'Greening the economy'.
Budget
• 2017: €76 million
Topics in 2017 will open on 08 November 2016
Deadlines:
• 7 Mar 2017 (RIA, CSA, and First stage of IA)
• 5 Sep 2017 (Second stage of IA)
Raw materials in
SC5
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Societal Challenge 5 Call 'Greening the economy'.
• New solutions for sustainable production of raw materials
• New sensitive exploration technologies (RIA)
• Raw materials Innovation actions (2 IA)
• Processing of lower grade and/or complex primary and/or
secondary raw materials in the most sustainable ways
• Sustainable metallurgical processes
• Raw materials policy support actions (5 CSA)
• Good practice in waste collection systems
• Optimising collection of raw materials data in Member States
• Linking land use planning policies to national mineral policies
• EU network of mining and metallurgy regions
• EU network of regions on sustainable wood mobilisation
(wood supply)
• Raw materials international co-operation (1 CSA)
• International network of raw materials training centres
Raw materials in
SC5
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
17
Raw materials in
SC5
17
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
• Boosting the potential of small businesses in the
areas and priorities of climate action, environment,
resource efficiency and raw materials.
• Open calls – EUR 36 million in 2017
SMEinst-11-2016-2017
GROW C2
1818
- 29 November "6th EU-US-Japan Trilateral Conference on Critical Raw Materials" (on
invitation only)
- 30 November
(morning)
"Education and training as a vehicle to improve competitiveness and
business creation", a half day event co-organized with the EIT Raw Materials
- 30 November
(afternoon)
"Horizon 2020 Brokerage event"
- 1 December "4th annual High Level Conference of the EIP on Raw Materials"
Other stakeholders are invited to organise satellite events.
If you would like to add your event to the programme, please contact
GROW-EIP-RAW-MATERIALS@ec.europa.eu
https://ec.europa.eu/growth/tools-databases/eip-raw-materials/en
GROW C2ENTR F.3GROW C2
EU raw materials:
http://ec.europa.eu/growth/sectors/raw-materials/index_en.htm
EIP on Raw materials:
https://ec.europa.eu/growth/tools-databases/eip-raw-materials/en
Horizon 2020 - Raw materials webpage:
http://ec.europa.eu/programmes/horizon2020/en/area/raw-materials
Participant portal SC5 (call "Greening the economy")
o Raw materials topics open on 08 November 2016
o Deadline: 7 Mar 2017 (RIA, CSA, and First stage of IA).
o Don't wait until last minute!!!
Horizon 2020 – EXPERTS:
http://ec.europa.eu/research/participants/portal/desktop/en/experts/index.html
EIT Raw materials: www.eitrawmaterials.eu
19
Thank you!
Raw Materials:
Policy Perspective
EPA 2016 Annual Horizon 2020 Societal Challenge 5 – Information Day
Dublin, 7 October 2016
Patrice Millet
Policy Officer «Resource Efficiency and Raw Materials»
Directorate-General for Internal Market, Industry, Entrepreneurship and SME's
European Commission
GROW C2
Raw materials in
SC5 - RIA
• Sustainable selective low impact mining (2016)
• New technologies for the enhanced recovery of by-products
(2016)
• New sensitive exploration technologies (2017)
SC5-13-2016-2017: New solutions for sustainable
production of raw materials
RIA – €10 million in 2017
21
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-13 RIA Actions
SC5-13-2016-2017: New solutions for sustainable
production of raw materials
Specific Challenge:
 The EU is highly dependent on raw materials that are crucial for a strong
European industrial base, an essential building block of the EU's growth and
competitiveness. Securing the sustainable access to raw materials,
including metals, industrial minerals and construction raw materials, and
particularly Critical Raw Materials (CRM), for the EU economy is of high
importance.
 However, the EU is confronted with a number of technological challenges
along the entire raw materials production value chain of primary and
secondary raw materials. There is also a need for clean and sustainable raw
materials production solutions to avoid environmental damage.
 This specific challenge is identified in the Priority Area 'Technologies for
primary and secondary raw materials’ production of the European
Innovation Partnership (EIP) on Raw Materials.
22
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-13 RIA Actions
SC5-13-2016-2017: New solutions for sustainable
production of raw materials
Scope:
 develop sustainable systemic solutions through industrially- and user-driven
multidisciplinary consortia covering the relevant value chain of non-
energy non-agricultural raw materials.
 Assessment of the related environmental and safety risks and a plan to
communicate the added value of the proposal to the local communities and
society for improving public acceptance and trust should be addressed
 Participation of civil society from the start of exploration until after-mining
activities in a process of co-design, co-development and co-implementation is
strongly encouraged.
 cluster with other projects financed under this topic and – if possible –
with other relevant projects in the field funded by Horizon 2020, in support of
the EIP on Raw Materials.
 international co-operation is encouraged.
23
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-13 RIA Actions
SC5-13 c) New sensitive exploration technologies [2017]
Scope:
 develop new and more sensitive environmentally sound
exploration technologies and solutions (such as remote sensing
technologies, innovative multi-method approaches to reprocess existing
or new geophysical data) able to identify targets for detailed
exploration on the land with lower costs, leading to finding new
deposits and to re-assessing the mineral potential for the EU.
 Any of the metallic, industrial and/or construction minerals could
be targeted. The importance of the targeted raw materials for the
EU economy has to be duly demonstrated in the proposal.
 include the participation of technology oriented SMEs, as far as
possible.
 Sea exploration is not targeted by this call.
Indicative size of proposals: EUR 3 to 7 million
Expected TRL: 4-5
24
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-13 RIA Actions
SC5-13 c) New sensitive exploration technologies [2017]
Expected Impact: Projects are expected to justify and provide evidence
that they lead to:
• achieving the objectives of the EIP on Raw Materials, particularly in terms of
ensuring the sustainable supply of raw materials to the EU and improving supply
conditions within the EU;
• pushing the EU to the forefront in the area of sustainable exploration technologies
and solutions through generated know how (planned patents, publications in high
impact journals and joint public-private publications etc.);
• increasing the reserves of various primary raw materials within the EU;
• reducing the exploration costs for the industry through new cost-effective
exploration technologies, while safe-guarding environmental stability;
• in longer term improving the competitiveness of and creating added value and
new jobs in raw materials producing, equipment manufacturing, information and
communication technologies and/or downstream industries;
• improving the awareness, acceptance and trust of society in a sustainable raw
materials production in the EU.
25
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
26
Raw materials in
SC5 - IA
• Intelligent mining on land (2016)
• Processing of lower grade and/or complex primary
and/or secondary raw materials in the most
sustainable ways (2017)
• Sustainable metallurgical processes (2017)
SC5-14-2016-2017: Raw materials Innovation actions
IA – €56 million in 2017
26
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
27
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
SC5-14-2016-2017: Raw materials Innovation actions
Specific Challenge:
 The EU is highly dependent on raw materials that are crucial for a strong
European industrial base, an essential building block of the EU's growth and
competitiveness. Securing the sustainable access to raw materials,
including metals, industrial minerals and construction raw materials, and
particularly Critical Raw Materials (CRM), for the EU economy is of high
importance.
 The challenge for industry is to scale-up promising raw materials
production technologies and to demonstrate that raw materials can be
produced in an innovative and sustainable way in order to make sure that
research and innovation end-up on the market, to strengthen the
competitiveness of the European raw materials industries, to meet ambitious
energy and climate 2030 targets and to gain the trust of the EU citizens to raw
materials sector.
 This specific challenge is addressing development of the "innovative pilot
actions" which is one of the major targets of the European Innovation
Partnership (EIP) on Raw Materials.
GROW C2
SC5-14 Innovation Actions
SC5-14-2016-2017: Raw materials Innovation actions
Scope:
 to develop innovative pilots demonstrating clean and sustainable
production of non-energy non-agricultural raw materials in the EU from
primary and/or secondary sources.
 justify relevance of selected pilot demonstrations, finishing at
Technology Readiness Levels (TRL) 6-8, in different locations within the
EU (if justified also outside);
 facilitate the market uptake of solutions developed through industrially-
and user-driven multidisciplinary consortia covering the relevant value
chain;
 outline the initial exploitation and business plans (with indicated CAPEX,
OPEX, IRR and NPV ) with clarified management of IPR, and commitment to the
first exploitation;
 consider standardisation aspects when relevant;
28
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
SC5-14-2016-2017: Raw materials Innovation actions
 assess health, safety and environmental risks and their management
 include a plan to communicate the added value of the proposal to the
local communities and society for improving public acceptance and trust
should be addressed by all the proposals.
 Participation of civil society from the start of exploration until after-closure
activities in a process of co-design, co-development and co-implementation is
strongly encouraged.
 seek synergies, including possibilities for funding, with relevant
national/regional research and innovation programmes…
 cluster with other projects financed under this topic and – if possible – with
other relevant projects in the field funded by Horizon 2020, in support of the EIP
on Raw Materials
 international cooperation is encouraged.
29
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
SC5-14 b) Processing of lower grade and/or complex
primary and/or secondary raw materials in the most
sustainable ways [2017]
 demonstrate new systems integrating relevant processing and
refining technologies for better recovery of minerals and metals
from low grade and/or complex ores, industrial or mining wastes at
increased efficiency in terms of better yield and process selectivity.
 The importance of the targeted raw materials and their sources
for the EU has to be demonstrated in the proposal.
 The solution proposed should be flexible enough to adapt to
different ore grades and should be supported by efficient and robust
process control.
Indicative size of proposals: EUR 8-13 million
Expected TRL: 6-8
30
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
SC5-14 b) Processing of lower grade and/or complex
primary and/or secondary raw materials in the most
sustainable ways [2017]
Expected Impact: Projects are expected to justify and provide evidence
that they:
• contribute to achieving the targets of the EIP on Raw Materials,
particularly in terms of innovative pilot actions on processing and/or
recycling for innovative production of raw materials;
• improve economic viability and market potential that will be gained
through the pilot, leading to expanding the business across the EU after
the project is finished;
• create added value and new jobs in raw materials producing, equipment
manufacturing and/or downstream industries;
• optimise raw materials recovery (increased yield and selectivity) from
low grade and/or complex and variable primary and/or secondary
resources;
31
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
SC5-14 b) Processing of lower grade and/or complex
primary and/or secondary raw materials in the most
sustainable ways [2017]
Expected Impact: Projects are expected to justify and provide evidence
that they:
• push the EU to the forefront in the area of raw materials processing
technologies and solutions through generated know how (planned
patents, publications in high impact journals and joint public-private
publications etc.);
• lead to unlocking substantial reserves by giving economic viability to new
or today unexploited resources within the EU;
• improve the environmental performance, including reduction in waste
generation and a better recovery of resources from generated waste;
• improve the health and safety performance of the operations; improve
the awareness, acceptance and trust of society in a sustainable raw
materials production in the EU;
32
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
SC5-14 c) Sustainable metallurgical processes [2017]
 develop innovative metallurgical systems integrating pyro-, hydro-,
bio-, and/or electro-metallurgical and/or electrochemical technologies,
in order to enhance the production efficiency, metal recovery
and selectivity from primary and/or secondary raw materials.
Indicative size of proposals: EUR 8-13 million
Expected TRL: 6-8
33
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
SC5-14 c) Sustainable metallurgical processes [2017]
Expected Impact: Projects are expected to justify and provide evidence
that they:
• contribute to achieving the targets of the EIP on Raw Materials,
particularly in terms of innovative pilot actions for innovative production
of raw materials;
• improve economic viability and market potential that will be gained
through the pilot, leading to expanding the business across the EU after
the project is finished;
• optimise metal production (increased yield and selectivity) from primary
and/or secondary resources, while keeping competitive process
performance in terms of resource and energy efficiency;
34
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
SC5-14 Innovation Actions
SC5-14 c) Sustainable metallurgical processes [2017]
Expected Impact: Projects are expected to justify and provide evidence
that they:
• push the EU to the forefront in the area of metals processing and refining
technologies and solutions through generated know how (planned
patents, publications in high impact journals and joint public-private
publications etc.);
• create added value and new jobs in metallurgy, equipment
manufacturing and/or downstream industries;
• improve the environmental (control of emissions, residues, effluents),
health and safety performance of the operations;
• improve the awareness, acceptance and trust of society in a sustainable
raw materials production in the EU.
35
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Raw materials in
SC5 - CSA
36
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
• Expert network on Critical Raw Materials (2016)
• Good practice in waste collection systems (2017)
• Optimising collection of raw materials data in
Member States (2017)
• Linking land use planning policies to national mineral
policies (2017)
• EU network of mining and metallurgy regions (2017)
• EU network of regions on sustainable wood
mobilisation (wood supply) (2017)
SC5-15-2016-2017: Raw materials policy support
actions - CSA
*Projects should include a work-package to cluster with other projects
financed under this topic and – if possible – with other relevant projects in
the field funded by Horizon 2020, in support of the EIP on Raw Materials
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 b) Good practice in waste collection systems [2017]
Proposals should cover all the following points:
 map and assess existing waste collection systems in a representative set of
EU Member States for a wide range of waste streams, including packaging
and paper waste, and end-of-life products (e.g. electrical and electronic
equipment, batteries, transport vehicles, tyres, construction products, furniture);
 where feasible assess advantages and disadvantages of different
approaches – including environmental and socio-economic impacts – with
quantified costs and benefits;
 identify good practices and key elements for effective and efficient waste
collection systems, as well as the barriers for implementation and possible
solutions to overcome bottlenecks taking into consideration the adaptability of
solutions to different regions of the EU;
 validate the identified key elements, good practices, and the measures to
overcome obstacles by consulting stakeholders through a participatory
approach involving citizens and plan targeted dissemination actions.
• Indicative size of proposals: EUR 1.5 million
• Up to one project shall be funded
37
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 c) Optimising collection of raw materials data in Member
States [2017]
Proposals should cover all the following points:
 map and analyse the current situation of collection of data and data sources in all
Member States;
 provide recommendations for improvement of data sets and for EU level
harmonization with justified benefits for the EU and the Member States and taking into
account the INSPIRE Directive;
 demonstrate the applicability of recommendations on a number of improved data sets
at Member States level. Improved data sets related to primary mineral raw materials
should include for example: data on mineral occurrences and deposits; economic and
technical data on mineral exploration and extraction; data on the environmental and social
dimensions of extraction and, minerals intelligence data. Data sets related to secondary
mineral raw materials should build on raw materials flows at Member state level (Materials
Systems Analysis) and be presented in a form of Sankey diagrams. Other data sets on
minerals secondary raw materials could also be considered.
 involve all mandated key players for primary and secondary mineral raw materials
in Member States, including in particular data providers and relevant public authorities and
bodies.
 ensure access to information on how data and best practices will be shared with the
wider EU raw materials community, in particular via the Raw Materials Information System
(RMIS).
• Indicative size of proposals: EUR 1.5 million
• Up to one project shall be funded
38
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 d) Linking land use planning policies to national mineral
policies [2017]
Proposals should cover all the following points:
 review and analyse how exploration and extraction of mineral raw
materials in Member States are integrated in land use planning and
practices at all levels of implementation (national, regional, local) seeking the
harmonization and convergence in national approaches towards minerals
policies and land-use planning policies and practices;
 consider how to best link land-use planning with the concept of
safeguarding valuable mineral deposits (such as mineral deposits of public
importance) in order to ensure the current and future access to the deposits and
to avoid ‘land sterilization’;
 take into account the following relevant issues: a) the integration of land
use and subsurface planning, b) the assessment of different options for land use
where there is no pre-exclusion, c) the INSPIRE Directive, d) information needed
in the process, e) e-procedure, f) smart regulation, g) the infrastructure planning
and approaches;
39
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 d) Linking land use planning policies to national mineral
policies [2017]
Proposals should cover all the following points:
 involve civil society, practitioners, land-use planners and mining public
authorities at local, regional and national levels and develop a dissemination
strategy;
 provide recommendations and publish guidance documents to promote a
harmonized approach and good practise sharing among Member States in
order to ensure a more effective access to raw materials;
 build on the report ’Recommendations on the framework conditions for the
extraction of non-energy raw materials in the European Union’ (2014) of the Ad-
Hoc Working Group on exchange of best practices on mineral policy and
legal framework, information framework, land-use planning and permitting.
• Indicative size of proposals: EUR 1.5 million
• Up to one project shall be funded
40
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 e) EU network of mining and metallurgy regions [2017]
The purpose is to create a sustainable EU network of regions dedicated to mining
(including exploration), processing and metallurgy aiming at improving related
framework conditions, social aspects and industry competitiveness.
Specifically, this network should cover all the following points:
 establish coherent co-ordination and support mechanisms among a
representative number of EU regions, and identify and engage the other relevant EU
regions;
 establish the right raw materials framework conditions based on good practices
in the addressed regions, including administration, land use planning, investment
conditions, training and attracting skilled workforce;
 define Social Licence to Operate (SLO) guidelines and develop a toolbox
improving communication and transparency during the permitting and licensing
procedures and in the production cycle (from exploration, mine operation to
rehabilitation and residues and tailings management) by mobilising all the
concerned EU's stakeholders (relevant authorities municipalities, mining and other
relevant companies, civil society organisations and local communities) which can be
affected by a mining project.
 explore and promote in and across the regions potential synergies between raw
materials, value chains, market and societal players in order to create new business
opportunities and economic growth;
41
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 e) EU network of mining and metallurgy regions [2017]
 plan and establish operational synergies between R&I investments (public and
private) and the European Structural and Investment Funds (ESIF) to
strengthen competitiveness of the industry, through different improved R&I
infrastructure and capacity and to foster market uptake and replication of
innovative solutions in the relevant fields;
 perform communication activities across the EU to present, challenge and validate
the outputs of the project;
 involve relevant competent authorities, private sector, research and academic
organisations, civil society and experts in relevant social sciences and humanities.
Participation of regional authorities from all the regions addressed in the
proposal is compulsory;
 identify synergies and collaborate closely with the relevant established or new
initiatives at the EU and national levels, such as EIP on Raw materials and KIC on
Raw materials and link to circular economy and resource efficiency policies;
 use a multidisciplinary approach, involving in particular social sciences and
humanities, in order to better understand the different aspects of Social Licence to
Operate (SLO) in mining in a given cultural context. Proposals should also benchmark
the EU SLO guidelines and initiatives with those developed internationally
(Canada, Australia, USA, etc.).
• Indicative size of proposals: EUR 3 million
• Up to one project shall be funded
42
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 f) EU network of regions on sustainable wood mobilisation
(wood supply) [2017]
The objective is to create a European network of regions for improved and sustainable
supply of primary wood raw material that will contribute to improved industrial
competitiveness and rural development, whilst preserving EU forest ecosystems and forests'
capacity to deliver all their economic, social and ecological functions, and ensuring consistency
with relevant EU policy goals (e.g. EU Bioeconomy Strategy, 7th Environmental Action
Programme, EU Biodiversity Strategy, EU Forest Strategy, EU Nature legislation; EU climate
policy). The network’s activities shall cover all the following points:
 establish coherent co-ordination and support mechanisms among a geographically
and socio-economically representative number of regions, and identify and engage
other relevant EU regions;
 plan and establish operational synergies between R&I investments (public and
private) and the European Structural and Investment Funds (ESIF), notably European
Agricultural Fund for Rural Development (EAFRD), to facilitate uptake and
replication of innovative solutions;
 identify, exchange and widely disseminate good practices (replicable between the
regions) in the area of sustainable wood mobilisation with an aim to establish the
right framework conditions. This should build on the European Commission/Forest
Europe/UNECE/FAO ‘Good practice guidance on sustainable mobilisation of wood in
Europe’ and relevant projects (such as SIMWOOD), and contribute to the strategic
orientations of the EU Forest Strategy;
43
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
Coordinating and supporting
raw materials R&I
SC5-15 f) EU network of regions on sustainable wood mobilisation
(wood supply) [2017]
 explore and promote potential synergies between materials, value chains, markets
and societal players in order to create new business opportunities and economic
growth;
 identify synergies and collaborate closely with the relevant established or
new initiatives at the EU and national levels, such as the EIPs on Raw Materials and
for Agricultural Productivity and Sustainability.
The areas of focus for the regional network activities should at minimum cover: (a)
forest ownership and land tenure, sustainable forest management, administration, co-
ordination and planning, including silvicultural measures; (b) infrastructure and logistics;
(c) organisation and transparency of the markets; (d) financing sourcing, legal and fiscal
measures; and (e) education, training and skills.
Participation of competent regional authorities relevant to sustainable wood
mobilisation is required, notably in the context of establishing operational synergies
in the research and innovation area. Participation of relevant competent authorities
and actors for sustainable wood mobilisation, e.g. chambers of agriculture and
forestry, forest owners/managers associations, academia, research technology
platforms/centres, and EU stakeholder organisations, is encouraged.
• Indicative size of proposals: EUR 1.5 million
• Up to one project shall be funded
44
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
45
Raw materials in
SC5 - CSA
45
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
• Demand-supply forecast and raw materials flows at global
level (2016)
• Advancing the idea of a World Forum on Raw Materials
(2016)
• International network of raw materials training
centres (2017)
SC5-16-2016-2017: Raw materials international
cooperation - CSA
GROW C2
Coordinating and supporting
raw materials R&I
SC5-16 c) International network of raw materials training centres
[2017]
Proposals should:
 create a self-sustainable long-term lasting international network of
training centres for professionals.
 involve educational and research institutions in the EU and the leading
counterparts in third countries, based on specific country expertise in the
primary and secondary raw materials sectors.
 map skills and knowledge in the EU and the third countries, identify key
knowledge gaps and emerging needs, develop roadmap for improving skills
and knowledge,
 establish common training programmes in the raw materials sectors.
 International collaboration is required.
 where appropriate, synergies with the relevant EU Member States
initiatives are to be explored and fostered.
• Indicative size of proposals: EUR 1 million
46
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
GROW C2
47
Raw materials in
SC5
47
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017
• Boosting the potential of small businesses in the
areas and priorities of climate action, environment,
resource efficiency and raw materials.
• Open calls – EUR 36 million in 2017
• Cut off dates: 13/10/16; 18/01/17; 06/04/17;
01/06/17 and 18/10/17.
SMEinst-11-2016-2017
GROW C2
SME Instrument
 Innovative SMEs should be supported and guided to reach and accelerate
their full green growth potential.
 This topic is targeted at all types of eco-innovative SMEs in all
areas addressing the climate action, environment, resource
efficiency and raw materials challenge – including but not restricted
to the 2016-2017 strategic priorities of systemic eco-innovation and
circular economy, nature-based solutions, climate services, sustainable
supply of raw materials, harnessing GEOSS Earth observation data,
cultural heritage for sustainable growth, and water.
 focusing on SMEs showing a strong ambition to develop, grow and
internationalise.
 All kinds of promising ideas, products, processes, services and
business models, notably across sectors and disciplines, for
commercialisation both in a business-to business (B2B) and a business-
to-customer (B2C) context, are welcome.
48
Horizon 2020
Societal Challenge 5
Work Programme 2016-2017

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EPA H2020 SC5 Info Day: Raw Materials: Policy Perspective - Patrice Millet Policy Officer, Resource Efficiency and Raw Materials, European Commission

  • 1. Raw Materials: Policy Perspective EPA 2016 Annual Horizon 2020 Societal Challenge 5 – Information Day Dublin, 7 October 2016 Patrice Millet Policy Officer «Resource Efficiency and Raw Materials» Directorate-General for Internal Market, Industry, Entrepreneurship and SME's European Commission
  • 2. EU Raw materials policy EU “Raw Materials Initiative” •Aim: securing sustainable supplies of raw materials •Launched in 2008, consolidated in 2011 •Non-energy, non-agricultural raw materials •Connecting EU external and internal policies •Integrated strategy (3 pillars) •Introduced list of Critical Raw Materials (CRM) in 2010, updated 20 CRMs in 2014 1. Raw Materials Initiative
  • 3. Critical raw materials * Communication on the review of the list of critical raw materials for the EU and the implementation of the Raw Materials Initiative - COM(2014) 297, 26.5.2014 CRM  Economic importance + Supply risk 1. Raw Materials Initiative
  • 4. The EIP plays a central role in the EU's raw materials policy framework • It reinforces the Raw Materials Initiative by: • translating the strategic policy framework into concrete actions • mobilising the stakeholder community to implement them • It has been instrumental in helping securing R&I funding: EUR 600 million secured under Horizon 2020 4 2. EIP on Raw Materials
  • 5. The Strategic Implementation Plan is the EIP's action plan 5 2. EIP on Raw Materials
  • 6. The EIP has made significant progress towards the implementation of its actions • 123 Raw Materials Commitments: 980 partners, indicative budget ± EUR 2 billion • European Commission: • Horizon 2020 (2014-2016): Near 40 Projects on Raw Materials under SC5. EC Contribution>EUR 200 M • Circular Economy Package • Studies, reports, conferences, dialogues etc • Launch EIT Raw Materials 6 Indicative budget secured by the Commitments 2. EIP on Raw Materials
  • 7. The EIP is well on track to achieving its targets 7 Target Outlook 1: Up to 10 innovative pilot actions  2: Substitutes for at least 3 applications of critical and scarce raw materials  3: Framework conditions for primary raw materials  4: Framework conditions for material efficiency and waste management  5: European raw materials knowledge base  6: Launch of a Knowledge and Innovation Community  7: Pro-active international co-operation strategy  2. EIP on Raw Materials
  • 8. 8 8 • Purpose: • Follow up on the objectives of the European Innovation Partnership on Raw Materials • Keep an overview on the competitiveness of the EU's raw materials sector • Provide relevant and reliable information for policymaking processes • Modalities: • 24 generally accepted indicators • Logical narrative • Accessible to non-experts Raw Materials Scoreboard
  • 9. 9 Raw Materials Scoreboard The Raw Materials Scoreboard at a glance The Raw Materials Scoreboard gives an overview of the challenges related to raw materials
  • 10. Looking towards the future: strategic orientations for the EIP To increase the EIP's impact until 2020, the EIP will: • Create synergies with other stakeholders: → Member States and regions, downstream users, SMEs, other High-Level Groups, OECD, International Resource Panel etc → Improve communication and raise awareness about the EIP's work • Change the set-up of the Operational Groups 10 2. EIP on Raw Materials
  • 11. Looking towards the future: strategic orientations for the EIP The EIP should actively participate in shaping the EU's future raw materials policy framework 1. Outline actions that need to be taken to support raw materials policy + make proposals on how to take into account economic, political and geopolitical evolutions that affect the raw materials sector 2. Carry out a detailed mapping of the EIP's actions to identify useful future activities 11 2. EIP on Raw Materials
  • 12. ENTR G3GROW C2 Horizon 2020 Context and overview Excellent science (€ 24 billion) Industrial leadership (€ 17 billion) Societal challenges (€ 31 billion) 3. Raw Materials in Horizon 2020 SC5. Climate action, environment, resource efficiency and raw materials
  • 13. GROW C2 Objective of the Societal Challenge 5 'Climate action, environment, resource efficiency and raw materials‘: to achieve a resource – and water – efficient and climate change resilient economy and society, the protection and sustainable management of natural resources and ecosystems, and a sustainable supply and use of raw materials, in order to meet the needs of a growing global population within the limits of the planet's natural resources and eco-systems Call - Greening the Economy 1. Climate services 2. Towards a low-carbon Europe 3. Nature-based solutions for territorial resilience 4. Water 5. Raw materials 6. Earth Observation 7. Cultural heritage for sustainable growth 8. Support to policy and preparing for innovation procurement 9. Fast Track to Innovation Pilot 10.SME Instrument * More topics relevant to raw materials under SC2, SC3, SPIRE, Circular Economy, LEIT-NMBP Raw materials in SC5 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 14. GROW C2 Horizon 2020 Societal Challenge 5 Raw Materials Portfolio 2014-2016
  • 15. GROW C2 Societal Challenge 5 Call 'Greening the economy'. Budget • 2017: €76 million Topics in 2017 will open on 08 November 2016 Deadlines: • 7 Mar 2017 (RIA, CSA, and First stage of IA) • 5 Sep 2017 (Second stage of IA) Raw materials in SC5 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 16. GROW C2 Societal Challenge 5 Call 'Greening the economy'. • New solutions for sustainable production of raw materials • New sensitive exploration technologies (RIA) • Raw materials Innovation actions (2 IA) • Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways • Sustainable metallurgical processes • Raw materials policy support actions (5 CSA) • Good practice in waste collection systems • Optimising collection of raw materials data in Member States • Linking land use planning policies to national mineral policies • EU network of mining and metallurgy regions • EU network of regions on sustainable wood mobilisation (wood supply) • Raw materials international co-operation (1 CSA) • International network of raw materials training centres Raw materials in SC5 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 17. GROW C2 17 Raw materials in SC5 17 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017 • Boosting the potential of small businesses in the areas and priorities of climate action, environment, resource efficiency and raw materials. • Open calls – EUR 36 million in 2017 SMEinst-11-2016-2017
  • 18. GROW C2 1818 - 29 November "6th EU-US-Japan Trilateral Conference on Critical Raw Materials" (on invitation only) - 30 November (morning) "Education and training as a vehicle to improve competitiveness and business creation", a half day event co-organized with the EIT Raw Materials - 30 November (afternoon) "Horizon 2020 Brokerage event" - 1 December "4th annual High Level Conference of the EIP on Raw Materials" Other stakeholders are invited to organise satellite events. If you would like to add your event to the programme, please contact GROW-EIP-RAW-MATERIALS@ec.europa.eu https://ec.europa.eu/growth/tools-databases/eip-raw-materials/en
  • 19. GROW C2ENTR F.3GROW C2 EU raw materials: http://ec.europa.eu/growth/sectors/raw-materials/index_en.htm EIP on Raw materials: https://ec.europa.eu/growth/tools-databases/eip-raw-materials/en Horizon 2020 - Raw materials webpage: http://ec.europa.eu/programmes/horizon2020/en/area/raw-materials Participant portal SC5 (call "Greening the economy") o Raw materials topics open on 08 November 2016 o Deadline: 7 Mar 2017 (RIA, CSA, and First stage of IA). o Don't wait until last minute!!! Horizon 2020 – EXPERTS: http://ec.europa.eu/research/participants/portal/desktop/en/experts/index.html EIT Raw materials: www.eitrawmaterials.eu 19
  • 20. Thank you! Raw Materials: Policy Perspective EPA 2016 Annual Horizon 2020 Societal Challenge 5 – Information Day Dublin, 7 October 2016 Patrice Millet Policy Officer «Resource Efficiency and Raw Materials» Directorate-General for Internal Market, Industry, Entrepreneurship and SME's European Commission
  • 21. GROW C2 Raw materials in SC5 - RIA • Sustainable selective low impact mining (2016) • New technologies for the enhanced recovery of by-products (2016) • New sensitive exploration technologies (2017) SC5-13-2016-2017: New solutions for sustainable production of raw materials RIA – €10 million in 2017 21 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 22. GROW C2 SC5-13 RIA Actions SC5-13-2016-2017: New solutions for sustainable production of raw materials Specific Challenge:  The EU is highly dependent on raw materials that are crucial for a strong European industrial base, an essential building block of the EU's growth and competitiveness. Securing the sustainable access to raw materials, including metals, industrial minerals and construction raw materials, and particularly Critical Raw Materials (CRM), for the EU economy is of high importance.  However, the EU is confronted with a number of technological challenges along the entire raw materials production value chain of primary and secondary raw materials. There is also a need for clean and sustainable raw materials production solutions to avoid environmental damage.  This specific challenge is identified in the Priority Area 'Technologies for primary and secondary raw materials’ production of the European Innovation Partnership (EIP) on Raw Materials. 22 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 23. GROW C2 SC5-13 RIA Actions SC5-13-2016-2017: New solutions for sustainable production of raw materials Scope:  develop sustainable systemic solutions through industrially- and user-driven multidisciplinary consortia covering the relevant value chain of non- energy non-agricultural raw materials.  Assessment of the related environmental and safety risks and a plan to communicate the added value of the proposal to the local communities and society for improving public acceptance and trust should be addressed  Participation of civil society from the start of exploration until after-mining activities in a process of co-design, co-development and co-implementation is strongly encouraged.  cluster with other projects financed under this topic and – if possible – with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials.  international co-operation is encouraged. 23 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 24. GROW C2 SC5-13 RIA Actions SC5-13 c) New sensitive exploration technologies [2017] Scope:  develop new and more sensitive environmentally sound exploration technologies and solutions (such as remote sensing technologies, innovative multi-method approaches to reprocess existing or new geophysical data) able to identify targets for detailed exploration on the land with lower costs, leading to finding new deposits and to re-assessing the mineral potential for the EU.  Any of the metallic, industrial and/or construction minerals could be targeted. The importance of the targeted raw materials for the EU economy has to be duly demonstrated in the proposal.  include the participation of technology oriented SMEs, as far as possible.  Sea exploration is not targeted by this call. Indicative size of proposals: EUR 3 to 7 million Expected TRL: 4-5 24 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 25. GROW C2 SC5-13 RIA Actions SC5-13 c) New sensitive exploration technologies [2017] Expected Impact: Projects are expected to justify and provide evidence that they lead to: • achieving the objectives of the EIP on Raw Materials, particularly in terms of ensuring the sustainable supply of raw materials to the EU and improving supply conditions within the EU; • pushing the EU to the forefront in the area of sustainable exploration technologies and solutions through generated know how (planned patents, publications in high impact journals and joint public-private publications etc.); • increasing the reserves of various primary raw materials within the EU; • reducing the exploration costs for the industry through new cost-effective exploration technologies, while safe-guarding environmental stability; • in longer term improving the competitiveness of and creating added value and new jobs in raw materials producing, equipment manufacturing, information and communication technologies and/or downstream industries; • improving the awareness, acceptance and trust of society in a sustainable raw materials production in the EU. 25 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 26. GROW C2 26 Raw materials in SC5 - IA • Intelligent mining on land (2016) • Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways (2017) • Sustainable metallurgical processes (2017) SC5-14-2016-2017: Raw materials Innovation actions IA – €56 million in 2017 26 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 27. GROW C2 SC5-14 Innovation Actions 27 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017 SC5-14-2016-2017: Raw materials Innovation actions Specific Challenge:  The EU is highly dependent on raw materials that are crucial for a strong European industrial base, an essential building block of the EU's growth and competitiveness. Securing the sustainable access to raw materials, including metals, industrial minerals and construction raw materials, and particularly Critical Raw Materials (CRM), for the EU economy is of high importance.  The challenge for industry is to scale-up promising raw materials production technologies and to demonstrate that raw materials can be produced in an innovative and sustainable way in order to make sure that research and innovation end-up on the market, to strengthen the competitiveness of the European raw materials industries, to meet ambitious energy and climate 2030 targets and to gain the trust of the EU citizens to raw materials sector.  This specific challenge is addressing development of the "innovative pilot actions" which is one of the major targets of the European Innovation Partnership (EIP) on Raw Materials.
  • 28. GROW C2 SC5-14 Innovation Actions SC5-14-2016-2017: Raw materials Innovation actions Scope:  to develop innovative pilots demonstrating clean and sustainable production of non-energy non-agricultural raw materials in the EU from primary and/or secondary sources.  justify relevance of selected pilot demonstrations, finishing at Technology Readiness Levels (TRL) 6-8, in different locations within the EU (if justified also outside);  facilitate the market uptake of solutions developed through industrially- and user-driven multidisciplinary consortia covering the relevant value chain;  outline the initial exploitation and business plans (with indicated CAPEX, OPEX, IRR and NPV ) with clarified management of IPR, and commitment to the first exploitation;  consider standardisation aspects when relevant; 28 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 29. GROW C2 SC5-14 Innovation Actions SC5-14-2016-2017: Raw materials Innovation actions  assess health, safety and environmental risks and their management  include a plan to communicate the added value of the proposal to the local communities and society for improving public acceptance and trust should be addressed by all the proposals.  Participation of civil society from the start of exploration until after-closure activities in a process of co-design, co-development and co-implementation is strongly encouraged.  seek synergies, including possibilities for funding, with relevant national/regional research and innovation programmes…  cluster with other projects financed under this topic and – if possible – with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials  international cooperation is encouraged. 29 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 30. GROW C2 SC5-14 Innovation Actions SC5-14 b) Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways [2017]  demonstrate new systems integrating relevant processing and refining technologies for better recovery of minerals and metals from low grade and/or complex ores, industrial or mining wastes at increased efficiency in terms of better yield and process selectivity.  The importance of the targeted raw materials and their sources for the EU has to be demonstrated in the proposal.  The solution proposed should be flexible enough to adapt to different ore grades and should be supported by efficient and robust process control. Indicative size of proposals: EUR 8-13 million Expected TRL: 6-8 30 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 31. GROW C2 SC5-14 Innovation Actions SC5-14 b) Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways [2017] Expected Impact: Projects are expected to justify and provide evidence that they: • contribute to achieving the targets of the EIP on Raw Materials, particularly in terms of innovative pilot actions on processing and/or recycling for innovative production of raw materials; • improve economic viability and market potential that will be gained through the pilot, leading to expanding the business across the EU after the project is finished; • create added value and new jobs in raw materials producing, equipment manufacturing and/or downstream industries; • optimise raw materials recovery (increased yield and selectivity) from low grade and/or complex and variable primary and/or secondary resources; 31 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 32. GROW C2 SC5-14 Innovation Actions SC5-14 b) Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways [2017] Expected Impact: Projects are expected to justify and provide evidence that they: • push the EU to the forefront in the area of raw materials processing technologies and solutions through generated know how (planned patents, publications in high impact journals and joint public-private publications etc.); • lead to unlocking substantial reserves by giving economic viability to new or today unexploited resources within the EU; • improve the environmental performance, including reduction in waste generation and a better recovery of resources from generated waste; • improve the health and safety performance of the operations; improve the awareness, acceptance and trust of society in a sustainable raw materials production in the EU; 32 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 33. GROW C2 SC5-14 Innovation Actions SC5-14 c) Sustainable metallurgical processes [2017]  develop innovative metallurgical systems integrating pyro-, hydro-, bio-, and/or electro-metallurgical and/or electrochemical technologies, in order to enhance the production efficiency, metal recovery and selectivity from primary and/or secondary raw materials. Indicative size of proposals: EUR 8-13 million Expected TRL: 6-8 33 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 34. GROW C2 SC5-14 Innovation Actions SC5-14 c) Sustainable metallurgical processes [2017] Expected Impact: Projects are expected to justify and provide evidence that they: • contribute to achieving the targets of the EIP on Raw Materials, particularly in terms of innovative pilot actions for innovative production of raw materials; • improve economic viability and market potential that will be gained through the pilot, leading to expanding the business across the EU after the project is finished; • optimise metal production (increased yield and selectivity) from primary and/or secondary resources, while keeping competitive process performance in terms of resource and energy efficiency; 34 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 35. GROW C2 SC5-14 Innovation Actions SC5-14 c) Sustainable metallurgical processes [2017] Expected Impact: Projects are expected to justify and provide evidence that they: • push the EU to the forefront in the area of metals processing and refining technologies and solutions through generated know how (planned patents, publications in high impact journals and joint public-private publications etc.); • create added value and new jobs in metallurgy, equipment manufacturing and/or downstream industries; • improve the environmental (control of emissions, residues, effluents), health and safety performance of the operations; • improve the awareness, acceptance and trust of society in a sustainable raw materials production in the EU. 35 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 36. GROW C2 Raw materials in SC5 - CSA 36 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017 • Expert network on Critical Raw Materials (2016) • Good practice in waste collection systems (2017) • Optimising collection of raw materials data in Member States (2017) • Linking land use planning policies to national mineral policies (2017) • EU network of mining and metallurgy regions (2017) • EU network of regions on sustainable wood mobilisation (wood supply) (2017) SC5-15-2016-2017: Raw materials policy support actions - CSA *Projects should include a work-package to cluster with other projects financed under this topic and – if possible – with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials
  • 37. GROW C2 Coordinating and supporting raw materials R&I SC5-15 b) Good practice in waste collection systems [2017] Proposals should cover all the following points:  map and assess existing waste collection systems in a representative set of EU Member States for a wide range of waste streams, including packaging and paper waste, and end-of-life products (e.g. electrical and electronic equipment, batteries, transport vehicles, tyres, construction products, furniture);  where feasible assess advantages and disadvantages of different approaches – including environmental and socio-economic impacts – with quantified costs and benefits;  identify good practices and key elements for effective and efficient waste collection systems, as well as the barriers for implementation and possible solutions to overcome bottlenecks taking into consideration the adaptability of solutions to different regions of the EU;  validate the identified key elements, good practices, and the measures to overcome obstacles by consulting stakeholders through a participatory approach involving citizens and plan targeted dissemination actions. • Indicative size of proposals: EUR 1.5 million • Up to one project shall be funded 37 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 38. GROW C2 Coordinating and supporting raw materials R&I SC5-15 c) Optimising collection of raw materials data in Member States [2017] Proposals should cover all the following points:  map and analyse the current situation of collection of data and data sources in all Member States;  provide recommendations for improvement of data sets and for EU level harmonization with justified benefits for the EU and the Member States and taking into account the INSPIRE Directive;  demonstrate the applicability of recommendations on a number of improved data sets at Member States level. Improved data sets related to primary mineral raw materials should include for example: data on mineral occurrences and deposits; economic and technical data on mineral exploration and extraction; data on the environmental and social dimensions of extraction and, minerals intelligence data. Data sets related to secondary mineral raw materials should build on raw materials flows at Member state level (Materials Systems Analysis) and be presented in a form of Sankey diagrams. Other data sets on minerals secondary raw materials could also be considered.  involve all mandated key players for primary and secondary mineral raw materials in Member States, including in particular data providers and relevant public authorities and bodies.  ensure access to information on how data and best practices will be shared with the wider EU raw materials community, in particular via the Raw Materials Information System (RMIS). • Indicative size of proposals: EUR 1.5 million • Up to one project shall be funded 38 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 39. GROW C2 Coordinating and supporting raw materials R&I SC5-15 d) Linking land use planning policies to national mineral policies [2017] Proposals should cover all the following points:  review and analyse how exploration and extraction of mineral raw materials in Member States are integrated in land use planning and practices at all levels of implementation (national, regional, local) seeking the harmonization and convergence in national approaches towards minerals policies and land-use planning policies and practices;  consider how to best link land-use planning with the concept of safeguarding valuable mineral deposits (such as mineral deposits of public importance) in order to ensure the current and future access to the deposits and to avoid ‘land sterilization’;  take into account the following relevant issues: a) the integration of land use and subsurface planning, b) the assessment of different options for land use where there is no pre-exclusion, c) the INSPIRE Directive, d) information needed in the process, e) e-procedure, f) smart regulation, g) the infrastructure planning and approaches; 39 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 40. GROW C2 Coordinating and supporting raw materials R&I SC5-15 d) Linking land use planning policies to national mineral policies [2017] Proposals should cover all the following points:  involve civil society, practitioners, land-use planners and mining public authorities at local, regional and national levels and develop a dissemination strategy;  provide recommendations and publish guidance documents to promote a harmonized approach and good practise sharing among Member States in order to ensure a more effective access to raw materials;  build on the report ’Recommendations on the framework conditions for the extraction of non-energy raw materials in the European Union’ (2014) of the Ad- Hoc Working Group on exchange of best practices on mineral policy and legal framework, information framework, land-use planning and permitting. • Indicative size of proposals: EUR 1.5 million • Up to one project shall be funded 40 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 41. GROW C2 Coordinating and supporting raw materials R&I SC5-15 e) EU network of mining and metallurgy regions [2017] The purpose is to create a sustainable EU network of regions dedicated to mining (including exploration), processing and metallurgy aiming at improving related framework conditions, social aspects and industry competitiveness. Specifically, this network should cover all the following points:  establish coherent co-ordination and support mechanisms among a representative number of EU regions, and identify and engage the other relevant EU regions;  establish the right raw materials framework conditions based on good practices in the addressed regions, including administration, land use planning, investment conditions, training and attracting skilled workforce;  define Social Licence to Operate (SLO) guidelines and develop a toolbox improving communication and transparency during the permitting and licensing procedures and in the production cycle (from exploration, mine operation to rehabilitation and residues and tailings management) by mobilising all the concerned EU's stakeholders (relevant authorities municipalities, mining and other relevant companies, civil society organisations and local communities) which can be affected by a mining project.  explore and promote in and across the regions potential synergies between raw materials, value chains, market and societal players in order to create new business opportunities and economic growth; 41 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 42. GROW C2 Coordinating and supporting raw materials R&I SC5-15 e) EU network of mining and metallurgy regions [2017]  plan and establish operational synergies between R&I investments (public and private) and the European Structural and Investment Funds (ESIF) to strengthen competitiveness of the industry, through different improved R&I infrastructure and capacity and to foster market uptake and replication of innovative solutions in the relevant fields;  perform communication activities across the EU to present, challenge and validate the outputs of the project;  involve relevant competent authorities, private sector, research and academic organisations, civil society and experts in relevant social sciences and humanities. Participation of regional authorities from all the regions addressed in the proposal is compulsory;  identify synergies and collaborate closely with the relevant established or new initiatives at the EU and national levels, such as EIP on Raw materials and KIC on Raw materials and link to circular economy and resource efficiency policies;  use a multidisciplinary approach, involving in particular social sciences and humanities, in order to better understand the different aspects of Social Licence to Operate (SLO) in mining in a given cultural context. Proposals should also benchmark the EU SLO guidelines and initiatives with those developed internationally (Canada, Australia, USA, etc.). • Indicative size of proposals: EUR 3 million • Up to one project shall be funded 42 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 43. GROW C2 Coordinating and supporting raw materials R&I SC5-15 f) EU network of regions on sustainable wood mobilisation (wood supply) [2017] The objective is to create a European network of regions for improved and sustainable supply of primary wood raw material that will contribute to improved industrial competitiveness and rural development, whilst preserving EU forest ecosystems and forests' capacity to deliver all their economic, social and ecological functions, and ensuring consistency with relevant EU policy goals (e.g. EU Bioeconomy Strategy, 7th Environmental Action Programme, EU Biodiversity Strategy, EU Forest Strategy, EU Nature legislation; EU climate policy). The network’s activities shall cover all the following points:  establish coherent co-ordination and support mechanisms among a geographically and socio-economically representative number of regions, and identify and engage other relevant EU regions;  plan and establish operational synergies between R&I investments (public and private) and the European Structural and Investment Funds (ESIF), notably European Agricultural Fund for Rural Development (EAFRD), to facilitate uptake and replication of innovative solutions;  identify, exchange and widely disseminate good practices (replicable between the regions) in the area of sustainable wood mobilisation with an aim to establish the right framework conditions. This should build on the European Commission/Forest Europe/UNECE/FAO ‘Good practice guidance on sustainable mobilisation of wood in Europe’ and relevant projects (such as SIMWOOD), and contribute to the strategic orientations of the EU Forest Strategy; 43 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 44. GROW C2 Coordinating and supporting raw materials R&I SC5-15 f) EU network of regions on sustainable wood mobilisation (wood supply) [2017]  explore and promote potential synergies between materials, value chains, markets and societal players in order to create new business opportunities and economic growth;  identify synergies and collaborate closely with the relevant established or new initiatives at the EU and national levels, such as the EIPs on Raw Materials and for Agricultural Productivity and Sustainability. The areas of focus for the regional network activities should at minimum cover: (a) forest ownership and land tenure, sustainable forest management, administration, co- ordination and planning, including silvicultural measures; (b) infrastructure and logistics; (c) organisation and transparency of the markets; (d) financing sourcing, legal and fiscal measures; and (e) education, training and skills. Participation of competent regional authorities relevant to sustainable wood mobilisation is required, notably in the context of establishing operational synergies in the research and innovation area. Participation of relevant competent authorities and actors for sustainable wood mobilisation, e.g. chambers of agriculture and forestry, forest owners/managers associations, academia, research technology platforms/centres, and EU stakeholder organisations, is encouraged. • Indicative size of proposals: EUR 1.5 million • Up to one project shall be funded 44 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 45. GROW C2 45 Raw materials in SC5 - CSA 45 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017 • Demand-supply forecast and raw materials flows at global level (2016) • Advancing the idea of a World Forum on Raw Materials (2016) • International network of raw materials training centres (2017) SC5-16-2016-2017: Raw materials international cooperation - CSA
  • 46. GROW C2 Coordinating and supporting raw materials R&I SC5-16 c) International network of raw materials training centres [2017] Proposals should:  create a self-sustainable long-term lasting international network of training centres for professionals.  involve educational and research institutions in the EU and the leading counterparts in third countries, based on specific country expertise in the primary and secondary raw materials sectors.  map skills and knowledge in the EU and the third countries, identify key knowledge gaps and emerging needs, develop roadmap for improving skills and knowledge,  establish common training programmes in the raw materials sectors.  International collaboration is required.  where appropriate, synergies with the relevant EU Member States initiatives are to be explored and fostered. • Indicative size of proposals: EUR 1 million 46 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017
  • 47. GROW C2 47 Raw materials in SC5 47 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017 • Boosting the potential of small businesses in the areas and priorities of climate action, environment, resource efficiency and raw materials. • Open calls – EUR 36 million in 2017 • Cut off dates: 13/10/16; 18/01/17; 06/04/17; 01/06/17 and 18/10/17. SMEinst-11-2016-2017
  • 48. GROW C2 SME Instrument  Innovative SMEs should be supported and guided to reach and accelerate their full green growth potential.  This topic is targeted at all types of eco-innovative SMEs in all areas addressing the climate action, environment, resource efficiency and raw materials challenge – including but not restricted to the 2016-2017 strategic priorities of systemic eco-innovation and circular economy, nature-based solutions, climate services, sustainable supply of raw materials, harnessing GEOSS Earth observation data, cultural heritage for sustainable growth, and water.  focusing on SMEs showing a strong ambition to develop, grow and internationalise.  All kinds of promising ideas, products, processes, services and business models, notably across sectors and disciplines, for commercialisation both in a business-to business (B2B) and a business- to-customer (B2C) context, are welcome. 48 Horizon 2020 Societal Challenge 5 Work Programme 2016-2017