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4th Year Civil




                   FOUNDATION ENGINEERING


                   BEARING CAPACITY
                      OF SHALLOW
                     FOUNDATIONS

                   Dr. Tarek Nageeb Salem
                     Associate Professor
April 5, 2012              Bearing Capacity   1
DEFINITION OF SOIL
 Soil is a mixture of irregularly shaped mineral
 particles of various sizes containing voids between
 particles. The particles are a by-product of
 mechanical and chemical weathering of rock and
 described as gravels, sands, silts, and clays..

  Any manmade structure should, one way or
  another, rest and/or transmit its load to the
  underlying soil

April 5, 2012            Bearing Capacity              2
BEARING CAPACITY OF SOILS
 Bearing capacity is the ability of soil to safely carry
 the pressure placed on the soil from any engineered
 structure without undergoing a shear failure with
 accompanying large settlements.

Therefore, settlement analysis should generally be
performed since most structures are sensitive to
excessive settlement.



April 5, 2012           Bearing Capacity                   3
Bearing Capacity of Shallow
                       Foundations
   s    Soil Bearing Capacity is Controlled by:
         – Bearing Capacity Analysis:
                » Terzaghi’s Theory (1943), based on Prandtl theory
                  (1920).
                » General B.C. Equation.
         – Settlement Analysis:
                » Immediate Settlement
                » Consolidation Settlement



April 5, 2012                      Bearing Capacity                   4
Types of Foundations

                                               Shallow
                                               Foundations
        Spread
                      Mat or Raft




                                               Deep
                                               Foundations
                      Belled Pier


     Friction Piles

April 5, 2012               Bearing Capacity                 5
Failure Modes for Shallow Foundations

                                          General Shear
                                          Failure,
                                          Zones I, II, III,
                                          Dense Sand




                                          Local Shear
                                          Failure,
                                          Zones I, II,
                                          Medium Dense
                                          Sand

April 5, 2012          Bearing Capacity                  6
Failure Modes, Continued




                 Punching Failure, Zone I Only,
                 Loose Sand and Soft Clay


April 5, 2012                Bearing Capacity     7
Terzaghi’s Assumptions




                Zone I, Active.
                 Zones II, Transition.
                Zones III, Passive.

April 5, 2012                  Bearing Capacity   8
Terzaghi B/C Assumptions
Three zones do exist:
     1- Active zone, just below the foundation.
     2- Transition zone, between the active and passive zones.
     3- Passive zone, near the ground surface, just beside the
     foundation.


                                     passive                active

                                               Transition

April 5, 2012              Bearing Capacity                          9
Terzaghi Bearing Equation for
                        Strip Footing
            qu net = c Nc + γ 1 D (Nq - 1) + 0.5 B γ 2 Nγ



           Overburden
                           γ1 D
                                                 B

         Failure Zone (depth ≈ 2B)
Generalized soil strength : c, φ Soil unit weight : γ 2 (total or
(drainage as applicable)         effective as applicable)
April 5, 2012                 Bearing Capacity                 10
Terzaghi Bearing Equation

   qult =
   qult = c Nc          Cohesion Term

qult = c Nc + γ 1 D Nq                      Above F.L.
qult = c Nc + γ 1 D Nq + 0.5B γ 2 Nγ
                                       Below F.L.
April 5, 2012            Bearing Capacity                11
Terzaghi Bearing Equation

 Nc, Nq, Nγ are Terzaghi B/C Coefficients, f(φ )
C, φ            are the soil shear strength parameters




April 5, 2012               Bearing Capacity         12
Bearing Capacity Factors
            qult = c Nc + γ 1 D Nq + 0.5 B γ 2 N γ

                                     Nc                    Nq                       Nγ
                          40
         Ø – in Degrees




                          30

                          20

                          10

                          0
                           70   60   50   40     30   20        10   0    10   20    40   60   80

                                     Nc and Nq                  5.7 1.0             Nγ
April 5, 2012                                     Bearing Capacity                                  13
Terzaghi Bearing Equation

                                                B
                   L                        P




April 5, 2012            Bearing Capacity           14
Foundation Shape Factors
qult = c.Nc λ c + γ 1 D Nq λ q + 0.5B γ 2 Nγ λ γ
 For Rectangular or Square Footing
 λ c = 1.0 + 0.30 B/L
 λ q = 1.0               Egyptian Code of Practice
 λ γ = 1.0 – 0.30 B/L
  For Circular Footing
  λ c = 1.30
  λ q = 1.00             Egyptian Code of Practice

  λ γ = 0.70
April 5, 2012            Bearing Capacity            15
Terzaghi’s Equation for Different
                 Foundation Shapes
     Continuous (Strip) Footing:
       qu = c Nc + γ 1 D Nq + 0.5 B γ 2 Nγ
       qu-net = c Nc + γ 1 D (Nq - 1) + 0.5 B γ 2 Nγ

     Square Footing:
       qu-net = 1.3 c Nc + γ 1 D (Nq - 1) + 0.35 B γ 2 Nγ

     Circular Footing:
       qu-net = 1.3 c Nc + γ 1 D (Nq - 1) + 0.35 B γ 2 Nγ

     N , Nq, Nγ = B.C. Factors
          c
April 5, 2012            Bearing Capacity                   16
Footings with inclined loads
                                              β
                                              P P




Inclined Load Factors λ ci,                         λ qi, λ gi
April 5, 2012              Bearing Capacity                      17
Inclined Loads
                      λ ci = λ qi = (1.0 - β / 90) 2
                                 λ γ i = (1.0 - β / φ )2




           Correction Factors, λ ci, λ qi, and λ γ i are
          empirically determined from experiments
April 5, 2012                Bearing Capacity              18
Inclined Load Factors
qult = c Nc λ c λ ci + γ 1 D Nq λ q λ qi + 0.5B γ 2 Nγ λ γ λ γ i


Inclined Load Factors:
λ ci = λ qi = (1.0 – β /90)2
λ γ i = (1.0 – β /φ )2




April 5, 2012              Bearing Capacity                    19
Bearing Capacity of Clay, φ = 0
    qult = c Nc + γ 1 D Nq + 0.50 B γ 2 N γ

      For Clay:
      Nc = 5.70, Nq = 1.0, Nγ = 0.0
       qult = 5.70 cu + γ 1 D

      qult net = 5.70 cu            qall net = 1.90 cu

      cu = qu/2    qu Unconfined compressive strength
April 5, 2012              Bearing Capacity              20
Bearing Capacity of Sand, cu = 0
    qult = c Nc + γ 1 D Nq + 0.50 B γ 2 N γ
 For Sand:
 Nc, Nq, Nγ are determined from curve, and cu = 0,
 then:
  qult = γ 1 D Nq + 0.50 B γ 2 N γ




April 5, 2012            Bearing Capacity            21
Gross and Net Bearing Capacity
                qult
         qall =          Gross allowable bearing capacity
                F .S .
         qult = qult net + γ 1 D           Gross ultimate B/C
                qult net
       qall =            + γ1 D         Gross allowable B/C
                F .S .
                  qult net
       qall net =                        Net allowable B/C
                  F .S .
           γ 1 D is the overburden pressure
April 5, 2012               Bearing Capacity                    22
Effect of Water Table on B/C




April 5, 2012              Bearing Capacity    23
Effect of Water Table on B/C
qult = c Nc + γ 1 D Nq + 0.5B γ 2 Nγ
   Case (a):                                           Case (b):
   γ 1 D = γ b (Df-d) + γ sub d,                       γ 1 D = γ b Df,
   γ 2 = γ sub                                         γ 2 = γ sub
Case (c):
γ 1 D = γ b Df,                               γ b = Bulk unit weight
If , d ≤ B, then γ 2 = γ sub                  γ sub = Submerged Unit weight,
If , d > B, then γ 2 = γ b                    γ sub = γ sat - γ water
April 5, 2012              Bearing Capacity                               24
Settlement Analysis
Allowable bearing capacity, as calculated from the
settlement analysis, usually controls the soil
bearing capacity, especially in clay and silt.

The maximum allowable settlement is set first,
then the stress (bearing pressure) that will induce
that settlement will be the allowable bearing
capacity.

For stratified soils, 2:1 stress distribution is used to
determine the stresses at the top of each layer.
April 5, 2012           Bearing Capacity               25
Bearing Capacity in Stratified Deposits
                             P                       P = q1 A1 = q1 B1 L1
                      B1
  soft clay                                          P = q2 A2 = q2 B2 L2
                        q1
                                                  q1 is the allowable
                       q2                          bearing capacity
                                                       for layer 1
                                               2B q is the allowable
                       B2                          2
                                                   bearing capacity
                  stiff clay or                     for layer 2, and
                  dense sand                              so on
  The allowable bearing capacity as determined from either
  the shear strength parameters or the settlement analysis.
April 5, 2012                     Bearing Capacity                          26
Settlement Analysis
  Total Settlement =
  Immediate Settlement +
  Primary Consolidation Settlement +
   Secondary Consolidation Settlement

  In Sand:
  Total Settlement ≈ Immediate settlement

  In Silts, Stiff and Medium Clays:
      Total Settlement ≈ Immediate Settlement +
      Primary Consolidation Capacity
April 5, 2012             Bearing
                                  Settlement      27
Settlement Analysis
     In Soft Clays, Silts and Organic Soils:
     Total Settlement = Immediate Settlement +
     Primary Consolidation Settlement +
     Secondary Consolidation Settlement




April 5, 2012            Bearing Capacity        28
Example
   A footing 1.8 m x 2.5 m is located at a depth of
   1.5 m below the ground surface, in an over-
   consolidated clay layer. The groundwater level is
   2 m below the ground surface. The unconfined
   compressive strength of that clay is 120 kPa, γ bulk
   = 18 kN/m3, and γ sat = 20 kN/m3. Determine the
   net allowable bearing capacity, assuming a factor
   of safety of 3.


April 5, 2012           Bearing Capacity              29
Solution
qult = c Nc λ c + γ 1 D Nq λ q + 0.5B γ 2 Nγ λ γ
  For Clay: Nc = 5.7, Nq = 1.0, Nγ = 0.0
 For Rectangular Footing:
 λ c = 1.0 + 0.30 B/L = 1.0 + 0.30 x 1.8/2.5 = 1.22
 λ q = 1.0
   qult net = c Nc λ c + γ 1 D (Nq -1) λ q
   qu = 120 kPa, cu = 60 kPa

April 5, 2012            Bearing Capacity             30
qult net = 60 x 5.7 x 1.22 = 417.20
                  qult net 417.2
     qall net   =         =      = 139.08 kN/m 2

                  F .S .     3
     qall net = 13.91 t/m2 = 1.39 kg/cm2




April 5, 2012              Bearing Capacity        31
April 5, 2012   Bearing Capacity   32

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Bearing capacity

  • 1. 4th Year Civil FOUNDATION ENGINEERING BEARING CAPACITY OF SHALLOW FOUNDATIONS Dr. Tarek Nageeb Salem Associate Professor April 5, 2012 Bearing Capacity 1
  • 2. DEFINITION OF SOIL Soil is a mixture of irregularly shaped mineral particles of various sizes containing voids between particles. The particles are a by-product of mechanical and chemical weathering of rock and described as gravels, sands, silts, and clays.. Any manmade structure should, one way or another, rest and/or transmit its load to the underlying soil April 5, 2012 Bearing Capacity 2
  • 3. BEARING CAPACITY OF SOILS Bearing capacity is the ability of soil to safely carry the pressure placed on the soil from any engineered structure without undergoing a shear failure with accompanying large settlements. Therefore, settlement analysis should generally be performed since most structures are sensitive to excessive settlement. April 5, 2012 Bearing Capacity 3
  • 4. Bearing Capacity of Shallow Foundations s Soil Bearing Capacity is Controlled by: – Bearing Capacity Analysis: » Terzaghi’s Theory (1943), based on Prandtl theory (1920). » General B.C. Equation. – Settlement Analysis: » Immediate Settlement » Consolidation Settlement April 5, 2012 Bearing Capacity 4
  • 5. Types of Foundations Shallow Foundations Spread Mat or Raft Deep Foundations Belled Pier Friction Piles April 5, 2012 Bearing Capacity 5
  • 6. Failure Modes for Shallow Foundations General Shear Failure, Zones I, II, III, Dense Sand Local Shear Failure, Zones I, II, Medium Dense Sand April 5, 2012 Bearing Capacity 6
  • 7. Failure Modes, Continued Punching Failure, Zone I Only, Loose Sand and Soft Clay April 5, 2012 Bearing Capacity 7
  • 8. Terzaghi’s Assumptions Zone I, Active. Zones II, Transition. Zones III, Passive. April 5, 2012 Bearing Capacity 8
  • 9. Terzaghi B/C Assumptions Three zones do exist: 1- Active zone, just below the foundation. 2- Transition zone, between the active and passive zones. 3- Passive zone, near the ground surface, just beside the foundation. passive active Transition April 5, 2012 Bearing Capacity 9
  • 10. Terzaghi Bearing Equation for Strip Footing qu net = c Nc + γ 1 D (Nq - 1) + 0.5 B γ 2 Nγ Overburden γ1 D B Failure Zone (depth ≈ 2B) Generalized soil strength : c, φ Soil unit weight : γ 2 (total or (drainage as applicable) effective as applicable) April 5, 2012 Bearing Capacity 10
  • 11. Terzaghi Bearing Equation qult = qult = c Nc Cohesion Term qult = c Nc + γ 1 D Nq Above F.L. qult = c Nc + γ 1 D Nq + 0.5B γ 2 Nγ Below F.L. April 5, 2012 Bearing Capacity 11
  • 12. Terzaghi Bearing Equation Nc, Nq, Nγ are Terzaghi B/C Coefficients, f(φ ) C, φ are the soil shear strength parameters April 5, 2012 Bearing Capacity 12
  • 13. Bearing Capacity Factors qult = c Nc + γ 1 D Nq + 0.5 B γ 2 N γ Nc Nq Nγ 40 Ø – in Degrees 30 20 10 0 70 60 50 40 30 20 10 0 10 20 40 60 80 Nc and Nq 5.7 1.0 Nγ April 5, 2012 Bearing Capacity 13
  • 14. Terzaghi Bearing Equation B L P April 5, 2012 Bearing Capacity 14
  • 15. Foundation Shape Factors qult = c.Nc λ c + γ 1 D Nq λ q + 0.5B γ 2 Nγ λ γ For Rectangular or Square Footing λ c = 1.0 + 0.30 B/L λ q = 1.0 Egyptian Code of Practice λ γ = 1.0 – 0.30 B/L For Circular Footing λ c = 1.30 λ q = 1.00 Egyptian Code of Practice λ γ = 0.70 April 5, 2012 Bearing Capacity 15
  • 16. Terzaghi’s Equation for Different Foundation Shapes Continuous (Strip) Footing: qu = c Nc + γ 1 D Nq + 0.5 B γ 2 Nγ qu-net = c Nc + γ 1 D (Nq - 1) + 0.5 B γ 2 Nγ Square Footing: qu-net = 1.3 c Nc + γ 1 D (Nq - 1) + 0.35 B γ 2 Nγ Circular Footing: qu-net = 1.3 c Nc + γ 1 D (Nq - 1) + 0.35 B γ 2 Nγ N , Nq, Nγ = B.C. Factors c April 5, 2012 Bearing Capacity 16
  • 17. Footings with inclined loads β P P Inclined Load Factors λ ci, λ qi, λ gi April 5, 2012 Bearing Capacity 17
  • 18. Inclined Loads λ ci = λ qi = (1.0 - β / 90) 2 λ γ i = (1.0 - β / φ )2 Correction Factors, λ ci, λ qi, and λ γ i are empirically determined from experiments April 5, 2012 Bearing Capacity 18
  • 19. Inclined Load Factors qult = c Nc λ c λ ci + γ 1 D Nq λ q λ qi + 0.5B γ 2 Nγ λ γ λ γ i Inclined Load Factors: λ ci = λ qi = (1.0 – β /90)2 λ γ i = (1.0 – β /φ )2 April 5, 2012 Bearing Capacity 19
  • 20. Bearing Capacity of Clay, φ = 0 qult = c Nc + γ 1 D Nq + 0.50 B γ 2 N γ For Clay: Nc = 5.70, Nq = 1.0, Nγ = 0.0 qult = 5.70 cu + γ 1 D qult net = 5.70 cu qall net = 1.90 cu cu = qu/2 qu Unconfined compressive strength April 5, 2012 Bearing Capacity 20
  • 21. Bearing Capacity of Sand, cu = 0 qult = c Nc + γ 1 D Nq + 0.50 B γ 2 N γ For Sand: Nc, Nq, Nγ are determined from curve, and cu = 0, then: qult = γ 1 D Nq + 0.50 B γ 2 N γ April 5, 2012 Bearing Capacity 21
  • 22. Gross and Net Bearing Capacity qult qall = Gross allowable bearing capacity F .S . qult = qult net + γ 1 D Gross ultimate B/C qult net qall = + γ1 D Gross allowable B/C F .S . qult net qall net = Net allowable B/C F .S . γ 1 D is the overburden pressure April 5, 2012 Bearing Capacity 22
  • 23. Effect of Water Table on B/C April 5, 2012 Bearing Capacity 23
  • 24. Effect of Water Table on B/C qult = c Nc + γ 1 D Nq + 0.5B γ 2 Nγ Case (a): Case (b): γ 1 D = γ b (Df-d) + γ sub d, γ 1 D = γ b Df, γ 2 = γ sub γ 2 = γ sub Case (c): γ 1 D = γ b Df, γ b = Bulk unit weight If , d ≤ B, then γ 2 = γ sub γ sub = Submerged Unit weight, If , d > B, then γ 2 = γ b γ sub = γ sat - γ water April 5, 2012 Bearing Capacity 24
  • 25. Settlement Analysis Allowable bearing capacity, as calculated from the settlement analysis, usually controls the soil bearing capacity, especially in clay and silt. The maximum allowable settlement is set first, then the stress (bearing pressure) that will induce that settlement will be the allowable bearing capacity. For stratified soils, 2:1 stress distribution is used to determine the stresses at the top of each layer. April 5, 2012 Bearing Capacity 25
  • 26. Bearing Capacity in Stratified Deposits P P = q1 A1 = q1 B1 L1 B1 soft clay P = q2 A2 = q2 B2 L2 q1 q1 is the allowable q2 bearing capacity for layer 1 2B q is the allowable B2 2 bearing capacity stiff clay or for layer 2, and dense sand so on The allowable bearing capacity as determined from either the shear strength parameters or the settlement analysis. April 5, 2012 Bearing Capacity 26
  • 27. Settlement Analysis Total Settlement = Immediate Settlement + Primary Consolidation Settlement + Secondary Consolidation Settlement In Sand: Total Settlement ≈ Immediate settlement In Silts, Stiff and Medium Clays: Total Settlement ≈ Immediate Settlement + Primary Consolidation Capacity April 5, 2012 Bearing Settlement 27
  • 28. Settlement Analysis In Soft Clays, Silts and Organic Soils: Total Settlement = Immediate Settlement + Primary Consolidation Settlement + Secondary Consolidation Settlement April 5, 2012 Bearing Capacity 28
  • 29. Example A footing 1.8 m x 2.5 m is located at a depth of 1.5 m below the ground surface, in an over- consolidated clay layer. The groundwater level is 2 m below the ground surface. The unconfined compressive strength of that clay is 120 kPa, γ bulk = 18 kN/m3, and γ sat = 20 kN/m3. Determine the net allowable bearing capacity, assuming a factor of safety of 3. April 5, 2012 Bearing Capacity 29
  • 30. Solution qult = c Nc λ c + γ 1 D Nq λ q + 0.5B γ 2 Nγ λ γ For Clay: Nc = 5.7, Nq = 1.0, Nγ = 0.0 For Rectangular Footing: λ c = 1.0 + 0.30 B/L = 1.0 + 0.30 x 1.8/2.5 = 1.22 λ q = 1.0 qult net = c Nc λ c + γ 1 D (Nq -1) λ q qu = 120 kPa, cu = 60 kPa April 5, 2012 Bearing Capacity 30
  • 31. qult net = 60 x 5.7 x 1.22 = 417.20 qult net 417.2 qall net = = = 139.08 kN/m 2 F .S . 3 qall net = 13.91 t/m2 = 1.39 kg/cm2 April 5, 2012 Bearing Capacity 31
  • 32. April 5, 2012 Bearing Capacity 32