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Regulating
Airworthiness/Spaceworthiness of
Future Suborbital Commercial
Spaceflight (SCS) Vehicles
Dr Andy Quinn BSc MSc PhD RAeS Ceng
Saturn SMS Ltd
• Acceptable Levels of Risk
• Review of COMSTAC Roadmaps (series/sequential
approach)
• Proposed ‘Parallel’ approach to Air/Space-worthiness
Scope
• Aircraft: Hull Loss Rate – 1 in 10 million per flight
– (equivalent of 0.01 accidents per 100,000 flights)
• P2P Supersonic (Boom) – initially somewhere here (acceptable)?
– Equivalence for 1 in 100,000?
• North Sea Helicopter Ops (transportation of workers)
– 1.35 accidents per 100,000 flights
• Military Fast Jet Target
– 2 per 100,000 flights; (better reliability now and less low level ops and combat
missions)
• P2P Hypersonic (JAXA/DLR/LAPCAT HST Spaceplane) – initially somewhere here
(acceptable)?
– Equivalence for 1 in 50,000?
• UAVs (Reaper/Predator)
– 3 accidents per 100,000 flights
• Current Suborbital Vehicles – somewhere here (acceptable)?
– Equivalence for 1 in 5,000 would be 20 accidents per 100,000 missions
– Probably nearer 1 in 1000 per mission in early days…...
• NASA CCP – targets
– 1 in 1000 (ascent/re-entry), equivalence 100 accidents per 100,000 missions during
ascent/re-entry
– 1 in 270 overall for 210 day mission 370 accidents per 100,000 missions
• Space Shuttle
– 1 in 90 per mission (1000 accidents per 100,000)
Acceptable Levels of Safety
• From Ken Wong, FAA-AST Licensing and Safety Division Deputy
Manager, 2007:
– Overall historical HSF fatal accident rate is based on number of fatal accidents
divided by total number of launches with crew or space flight participants.
• Includes launches by NASA (Mercury, Gemini, Apollo, Shuttle, etc.) and the U.S.
military (X-15), as well as foreign and commercial launches.
• To date, there have been 5 fatal accidents in 463 crewed orbital and suborbital
launches, resulting in an overall historical rate of approximately 1%.
• Commercial HSF fatal accident rate is based on number of fatal
accidents during commercial missions divided by total number of
commercial launches with flight crew or space flight participants.
– Commercial launch statistics include both licensed and permitted
launches.
– Commercial HSF fatal accident rate was 0% (2007)
• 0 fatal accidents in 5 licensed launches with a human on board
• Note from Ken: The 1% is based on historical and empirical data. This is
not to infer that industry will use this number as its design goal; it is
anticipated that industry will design to a much higher reliability or lower
failure rate
– Commercial HSF fatal accident rate is probably currently 10% (2017)
• 1 fatal accidents in roughly 10 permitted launches with a human on board
Hence we now require no more accidents/mishaps for the next 90
launches with a human on board to be back at 1% - is this achievable??
WONG FAA
COMSTAC Roadmap
This is in ‘series’ (a waiting game) over time
• 1st Parties
– personnel in control of the vehicle
• 2nd Parties
– persons involved in the SCS but not in
control of the vehicle (fee-paying SFPs and
additional crew members if applicable)
• 3rd Parties
– the uninvolved public (those on the
ground, in the air or at sea)
• i.e. 3rd parties does not equal occupants (3rd
part certification/3rd party standards……)
Definitions……
Waiting Game
Nice process with NO knowledge. We have 50 years of space
knowledge involving Human Rated Systems (and more than 50
years in aviation)
Really Real?
• Do not wait and do these activities in
‘series’
– How much actual data will be ‘learned’ with low
number of flights; this just extends the period
without ‘proper’/high level technical
requirements
• We should define performance & risk based
Requirements + AMC + GM in ‘parallel’
– FAA-AST already has a useful set of GM (it’s
just nobody is using them because they are not
part of the Req’s + AMC)
Act Now
• SS1 – Demo (2004)
– FAA-AST Launch Permit
• SS2 – Development
– FAA-AST Launch Permit
– FAA-AST Launch License – 2018?
• SS3 – ‘Certified’/Licensed (2023??)
– FAA-AST aim to have requirements for humans
and mission assurance, but…..
– Needs rationalised Performance & Risk Based
Requirements (with AMC + GM) sooner
Evolution of SpaceShip2
Regulation
ICAO Oversight
ICAO ----------------------------
Information/Guidance Material -------------------Role??
FAA-AST IAASS
OVERSIGHT
• Performance & Risk Based Requirements
– (rationalised for suborbital spaceflight)
• Acceptable Means of Compliance (AMC)
– Without this step, designers/operators may
miss vital requirements in their design (3
inhibits for Inadvertent operation for
commercial human space vehicles)
• Guidance Material
– GM to meet the AMC (to meet the Regulatory
Requirement)
Vehicle Requirements
Existing Example
Requirement
(High Level Performance/
Risk Based)
Acceptable Means of Compliance
(To what standard or best practice
- Also may suggest Alternative
AMC)
Guidance Material
(Rationale and how to achieve the
Requirement)
Source: FAA-AST Guide to Commercial Reusable Launch Vehicle Operations and Maintenance,
V1.0, 2005
• § 460.11 Environmental control and life
support systems.
• (a) An operator must provide atmospheric conditions adequate
to sustain life and consciousness for all inhabited areas within a
vehicle. The operator or flight crew must monitor and control
the following atmospheric conditions in the inhabited areas or
demonstrate through the license or permit process that an
alternate means provides an equivalent level of safety:
• AMC (states performance-based)
• Advisory Circular AC No.: 460.11-1-A
– (Para 5.0); The design considerations provided are based on case histories
of aircraft, space craft, or the use of similar ECLSS components for other
industrial applications on Earth……
– (Para 5b); an operator must demonstrate an equivalent level of safety for a
system that does not incorporate monitoring or closed-loop control of the
atmospheric conditions in question.
– (Para 6c); While FAA regulations for aircraft are not binding for suborbital
space flight, they may be instructive for some applicants…….
Existing FAA-AST Example
• FAA-AST have been ‘restricted’ by Congress – ICAO
are NOT (also EASA/UK/IT/Fr/UAE)
• We need to discuss alternative approach to where
we are all headed i.e. currently in a series/
sequential path of ‘learning’ before developing
‘proper’ standards (or regulations)
• Focussed ICAO-led WG to provide independent and
international SCS Vehicle Performance & Risk
Based Requirements with appropriate AMC & GM
(whilst having important lessons fed in by the FAA-
AST)
• For individual nations (Regions) – please take
advice from your space industry experts (this is not
just aviation with a rocket….)
NEXT STEPS?
Thank You For Your Attention
Any Questions?
www.saturnsms.com
andyquinn@saturnsms.com

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Regulating airworthiness & spaceworthiness of future suborbital vehicles (presented at ICAO/UNOOSA Symposium, Vienna 29-31 Aug 2017)

  • 1. Regulating Airworthiness/Spaceworthiness of Future Suborbital Commercial Spaceflight (SCS) Vehicles Dr Andy Quinn BSc MSc PhD RAeS Ceng Saturn SMS Ltd
  • 2. • Acceptable Levels of Risk • Review of COMSTAC Roadmaps (series/sequential approach) • Proposed ‘Parallel’ approach to Air/Space-worthiness Scope
  • 3. • Aircraft: Hull Loss Rate – 1 in 10 million per flight – (equivalent of 0.01 accidents per 100,000 flights) • P2P Supersonic (Boom) – initially somewhere here (acceptable)? – Equivalence for 1 in 100,000? • North Sea Helicopter Ops (transportation of workers) – 1.35 accidents per 100,000 flights • Military Fast Jet Target – 2 per 100,000 flights; (better reliability now and less low level ops and combat missions) • P2P Hypersonic (JAXA/DLR/LAPCAT HST Spaceplane) – initially somewhere here (acceptable)? – Equivalence for 1 in 50,000? • UAVs (Reaper/Predator) – 3 accidents per 100,000 flights • Current Suborbital Vehicles – somewhere here (acceptable)? – Equivalence for 1 in 5,000 would be 20 accidents per 100,000 missions – Probably nearer 1 in 1000 per mission in early days…... • NASA CCP – targets – 1 in 1000 (ascent/re-entry), equivalence 100 accidents per 100,000 missions during ascent/re-entry – 1 in 270 overall for 210 day mission 370 accidents per 100,000 missions • Space Shuttle – 1 in 90 per mission (1000 accidents per 100,000) Acceptable Levels of Safety
  • 4. • From Ken Wong, FAA-AST Licensing and Safety Division Deputy Manager, 2007: – Overall historical HSF fatal accident rate is based on number of fatal accidents divided by total number of launches with crew or space flight participants. • Includes launches by NASA (Mercury, Gemini, Apollo, Shuttle, etc.) and the U.S. military (X-15), as well as foreign and commercial launches. • To date, there have been 5 fatal accidents in 463 crewed orbital and suborbital launches, resulting in an overall historical rate of approximately 1%. • Commercial HSF fatal accident rate is based on number of fatal accidents during commercial missions divided by total number of commercial launches with flight crew or space flight participants. – Commercial launch statistics include both licensed and permitted launches. – Commercial HSF fatal accident rate was 0% (2007) • 0 fatal accidents in 5 licensed launches with a human on board • Note from Ken: The 1% is based on historical and empirical data. This is not to infer that industry will use this number as its design goal; it is anticipated that industry will design to a much higher reliability or lower failure rate – Commercial HSF fatal accident rate is probably currently 10% (2017) • 1 fatal accidents in roughly 10 permitted launches with a human on board Hence we now require no more accidents/mishaps for the next 90 launches with a human on board to be back at 1% - is this achievable?? WONG FAA
  • 5. COMSTAC Roadmap This is in ‘series’ (a waiting game) over time
  • 6. • 1st Parties – personnel in control of the vehicle • 2nd Parties – persons involved in the SCS but not in control of the vehicle (fee-paying SFPs and additional crew members if applicable) • 3rd Parties – the uninvolved public (those on the ground, in the air or at sea) • i.e. 3rd parties does not equal occupants (3rd part certification/3rd party standards……) Definitions……
  • 7. Waiting Game Nice process with NO knowledge. We have 50 years of space knowledge involving Human Rated Systems (and more than 50 years in aviation)
  • 9. • Do not wait and do these activities in ‘series’ – How much actual data will be ‘learned’ with low number of flights; this just extends the period without ‘proper’/high level technical requirements • We should define performance & risk based Requirements + AMC + GM in ‘parallel’ – FAA-AST already has a useful set of GM (it’s just nobody is using them because they are not part of the Req’s + AMC) Act Now
  • 10. • SS1 – Demo (2004) – FAA-AST Launch Permit • SS2 – Development – FAA-AST Launch Permit – FAA-AST Launch License – 2018? • SS3 – ‘Certified’/Licensed (2023??) – FAA-AST aim to have requirements for humans and mission assurance, but….. – Needs rationalised Performance & Risk Based Requirements (with AMC + GM) sooner Evolution of SpaceShip2 Regulation
  • 11. ICAO Oversight ICAO ---------------------------- Information/Guidance Material -------------------Role?? FAA-AST IAASS OVERSIGHT
  • 12. • Performance & Risk Based Requirements – (rationalised for suborbital spaceflight) • Acceptable Means of Compliance (AMC) – Without this step, designers/operators may miss vital requirements in their design (3 inhibits for Inadvertent operation for commercial human space vehicles) • Guidance Material – GM to meet the AMC (to meet the Regulatory Requirement) Vehicle Requirements
  • 13. Existing Example Requirement (High Level Performance/ Risk Based) Acceptable Means of Compliance (To what standard or best practice - Also may suggest Alternative AMC) Guidance Material (Rationale and how to achieve the Requirement) Source: FAA-AST Guide to Commercial Reusable Launch Vehicle Operations and Maintenance, V1.0, 2005
  • 14. • § 460.11 Environmental control and life support systems. • (a) An operator must provide atmospheric conditions adequate to sustain life and consciousness for all inhabited areas within a vehicle. The operator or flight crew must monitor and control the following atmospheric conditions in the inhabited areas or demonstrate through the license or permit process that an alternate means provides an equivalent level of safety: • AMC (states performance-based) • Advisory Circular AC No.: 460.11-1-A – (Para 5.0); The design considerations provided are based on case histories of aircraft, space craft, or the use of similar ECLSS components for other industrial applications on Earth…… – (Para 5b); an operator must demonstrate an equivalent level of safety for a system that does not incorporate monitoring or closed-loop control of the atmospheric conditions in question. – (Para 6c); While FAA regulations for aircraft are not binding for suborbital space flight, they may be instructive for some applicants……. Existing FAA-AST Example
  • 15. • FAA-AST have been ‘restricted’ by Congress – ICAO are NOT (also EASA/UK/IT/Fr/UAE) • We need to discuss alternative approach to where we are all headed i.e. currently in a series/ sequential path of ‘learning’ before developing ‘proper’ standards (or regulations) • Focussed ICAO-led WG to provide independent and international SCS Vehicle Performance & Risk Based Requirements with appropriate AMC & GM (whilst having important lessons fed in by the FAA- AST) • For individual nations (Regions) – please take advice from your space industry experts (this is not just aviation with a rocket….) NEXT STEPS?
  • 16. Thank You For Your Attention Any Questions? www.saturnsms.com andyquinn@saturnsms.com