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Safety Culture
What it is and
the Six steps Necessary to Achieve it
Presented by
Gordon Dupont
Presented at
Flight Safety Foundation
Business Aviation Safety Summit
Montreal, PQ April 11, 2013
Safety Culture
Is a lot more than a sign
Safety First
Unless it costs money
Unless it costs money
Unless it costs money
it costs money
What is Safety?
• The state of being Safe
• The condition of being Safe
from undergoing or causing
hurt, injury or loss
Webster’s Dictionary
• The risk (odds) of something causing you grief is
As Low As Reasonably Practical (ALARP)
G. Dupont
What is a Safety Culture?
Safety is treated seriously by the management and all
employees
Safety goals are set and all work toward their
achievement
all company employees are trained and encouraged to
think and work Safely at all times
a system is in place to report Safety concerns
all believe that Safety does not have to come at the cost
of productivity or profit
Safety is an integral part of the way the company
operates
The company has a framework to accomplish all of the
above –A Safety Management System (SMS)
Gordon Dupont
It is a Culture where:
Why is a Safety Culture so
important now?
The probability (risk) of being killed in an aircraft
accident varies from
1 in 260,000 (Africa)
To
1 in 11,000,000 (45 million 2012 USA)
A difference of 42 times better Why?
A Safety Culture makes a difference
Hull loss accident rate
Airline Aircraft in service
12,595
1997
Millions of departures
Hull loss
accidents
per year
1965 1975 1985 1995 2005 2015
Year
50
45
40
35
30
25
20
15
10
5
0
Boeing Aircraft Corporation
25,598
2016
Major Fatal Airline Accidents per year
By 2016 there will be one major fatal accident
per week somewhere in the world
We must
continue to
do better
You’ll Know it
When You Work in it
• It is very difficult to measure accurately
• It is seen by the way things are done around
the organization
• It is heavily influenced by management
• It is constantly changing
What does a Safety Culture look like?
A Safety Culture must have
the 3 “C’s”
C
C
C
ommitment
ompetence
ognizance
Mintzberg
Management’s True motivation and allocation of resources
Knowledge to know how to achieve the
organization’s Safety goals
Awareness that it is a never
ending battle
The Six Steps to a
Safety Culture
1. JUST culture
James Reason
Gordon Dupont
Step 1 A Just Culture
• A Just Culture is the foundation of
any Safety Culture
• Where “Honest & At-Risk”
mistakes do not result in discipline
• Where an Administrative policy
spells out “Reckless Behaviour”
• Where persons can admit to an
error without fear of punishment
Screw up and
you’re history
But what about Discipline?
• What is the real purpose of
discipline?
TO BE SEEN TO BE DOING
SOMETHING?
TRADITION?
To ensure an occurrence
does not happen again
• REVENGE?
Holding the Person Accountable
If only they all wore hats
 Was the act deliberate with a reasonable
knowledge of the possible consequences?
 Has the person made similar errors in the past?
 Do they accept responsibility for their actions?
Degree of Discipline
X
X
X
 Was the act deliberate with a reasonable
knowledge of the possible consequences?
 Has the person made similar errors in the past?
 Do they accept responsibility for their actions?
 Has the person learned from the experience?
 Are they likely to do it again?
Degree of Discipline
X
X
X
X
X
Anyone can make a
mistake
but
only a fool
(company or individual)
makes the
same mistake twice
 Was the act deliberate with a reasonable
knowledge of the possible consequences?
 Has the person made similar errors in the past?
 Do they accept responsibility for their actions?
 Has the person learned from the experience?
 Are they likely to do it again?
Degree of Discipline
X
X
X
X
X
Remember the reason for Discipline
To Ensure It Does Not Happen Again
Discipline – To Ensure That It Does Not Happen Again
• No hull insurance
• Wife severely injured
• Pilot severely injured
• Off work for a month
He was found
NOT GUILTY
James Reason
Gordon Dupont
1. JUST culture
SAFETY culture
2. TRUSTING culture (G. Dupont)
Levels of Trust
Low
High
High
Cooperation
Trust
Defensive – Us vs. Them (Lose Lose)
Respectful - Compromise
(Win Lose – Lose Win)
Synergistic - WE can
solve the problem
(Win Win)
Step 2 A Trusting Culture
James Reason
Gordon Dupont
1. JUST culture
3. REPORTING culture
SAFETY culture
2. TRUSTING culture (G. Dupont)
provides the means to capture the
lessons to be learned arising from
human errors, near misses
or free lessons
Step 3 A Reporting Culture
You can’t fix what you don’t know
•Interview Responsible
Personnel
• Find Contributing
Factors
• Get Ideas for Process
Improvement
MEDA (Maintenance Error Decision Aid) Objectives
Event
Occurs
• Many Current Error Investigation Processes
Investigation
Reveals Event
Caused by
Maintenance
Error
Determine
Who Made
Error
Administer
Discipline
Event
Occurs
• The MEDA Process
Investigation
Reveals Event
Caused by
Maintenance
Error
Determine
Who Made
Error
Follow-up to
Obtain
Additional
Contributing
Factors and
Information
Add to
Maintenance
Error Data
Base
Make Process Improvements
Based on Contributing Factors
•Based on This Event
•Based on Analysis of Data
for Multiple Events
Provide Feedback
to All Employees
Affected by
Process
Improvements
Don’t Sweat the Small Stuff
And You Will Avoid Having to
Sweat the Big Stuff
This is what SMS is all about
The Small Stuff has the potential
to become the Big Stuff
Gordon Dupont
For Example
James Reason
Gordon Dupont
1. JUST culture
4. LEARNING culture
3. REPORTING culture
SAFETY culture
2. TRUSTING culture (G. Dupont)
Enables us to take the reports with their “Free lessons”
and through Risk Management lower the hazards that
threaten the Safety of the organization
Enables us to analyze what we weren’t even aware of
before
We are able to fix the problem (Hazard) before it
causes an accident
Takes us from the Reactive level to the Proactive level
Step 4. A Learning Culture
Step 4 A Learning Culture
• Where human factors training is
provided to all on an ongoing basis
• Where incident data is kept and analyzed to
find trends and develop Safety nets
• Where major changes are carried out when
the present system is not sufficiently Safe
• Where feedback is provided as a means of
learning from all incidents
James Reason
Gordon Dupont
1. JUST culture
5. INFORMED culture
4. LEARNING culture
3. REPORTING culture
2. TRUSTING culture (G. Dupont)
SAFETY culture
Step 5 An Informed Culture
1. A Mission Statement - Posted
Where everyone knows
the organization’s true
Safety commitment
A Mission Statement
That Everyone Knows
Step 5 An Informed Culture
1. A Mission Statement - Posted
2. A Safety Policy - Posted
Where everyone knows
the organization’s true
Safety commitment
Management
Managers and supervisors
Managers and supervisors
Supervisors
Supervisory
Employee
Employee
Everyone
This is an excellent one
Step 5 An Informed Culture
3. An Administrative Policy – Known by all
4. Long term Safety goals – Known by all who
work toward them
5. Optional - Core Values Statement - Posted
Where everyone knows
the organization’s true
Safety commitment
1.A Mission Statement - Posted
2.A Safety Policy - Posted
James Reason
Gordon Dupont
1. JUST culture
5. INFORMED culture
4. LEARNING culture
3. REPORTING culture
2. TRUSTING culture (G. Dupont)
SAFETY culture
6. FLEXIBLE culture
Step 6 A Flexible Culture
• Where necessary changes are
made in order to improve Safety
• Where the organization is
constantly looking for better ways to work Safer
• Where the status quo is not considered an option in
the quest to lower errors
• Where there is a “Chronic Unease” that in spite of
all efforts, human error will still occur
• Where an Emergency Response Plan (ERP) is in
place in the event of an error occurring
James Reason
Gordon Dupont
1. JUST culture
5. INFORMED culture
4. LEARNING culture
3. REPORTING culture
2. TRUSTING culture (G. Dupont)
SAFETY culture
6. FLEXIBLE culture
Thank You
for the Opportunity to Provide this Message
Gordon Dupont
What Class of Error?
Honest, At-Risk, Reckless
How do we measure this?

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bass13dupont.ppt

  • 1. Safety Culture What it is and the Six steps Necessary to Achieve it Presented by Gordon Dupont Presented at Flight Safety Foundation Business Aviation Safety Summit Montreal, PQ April 11, 2013
  • 2. Safety Culture Is a lot more than a sign Safety First Unless it costs money Unless it costs money Unless it costs money it costs money
  • 3. What is Safety? • The state of being Safe • The condition of being Safe from undergoing or causing hurt, injury or loss Webster’s Dictionary • The risk (odds) of something causing you grief is As Low As Reasonably Practical (ALARP) G. Dupont
  • 4. What is a Safety Culture? Safety is treated seriously by the management and all employees Safety goals are set and all work toward their achievement all company employees are trained and encouraged to think and work Safely at all times a system is in place to report Safety concerns all believe that Safety does not have to come at the cost of productivity or profit Safety is an integral part of the way the company operates The company has a framework to accomplish all of the above –A Safety Management System (SMS) Gordon Dupont It is a Culture where:
  • 5. Why is a Safety Culture so important now? The probability (risk) of being killed in an aircraft accident varies from 1 in 260,000 (Africa) To 1 in 11,000,000 (45 million 2012 USA) A difference of 42 times better Why? A Safety Culture makes a difference
  • 6. Hull loss accident rate Airline Aircraft in service 12,595 1997 Millions of departures Hull loss accidents per year 1965 1975 1985 1995 2005 2015 Year 50 45 40 35 30 25 20 15 10 5 0 Boeing Aircraft Corporation 25,598 2016 Major Fatal Airline Accidents per year By 2016 there will be one major fatal accident per week somewhere in the world We must continue to do better
  • 7. You’ll Know it When You Work in it • It is very difficult to measure accurately • It is seen by the way things are done around the organization • It is heavily influenced by management • It is constantly changing What does a Safety Culture look like?
  • 8. A Safety Culture must have the 3 “C’s” C C C ommitment ompetence ognizance Mintzberg Management’s True motivation and allocation of resources Knowledge to know how to achieve the organization’s Safety goals Awareness that it is a never ending battle
  • 9. The Six Steps to a Safety Culture 1. JUST culture James Reason Gordon Dupont
  • 10. Step 1 A Just Culture • A Just Culture is the foundation of any Safety Culture • Where “Honest & At-Risk” mistakes do not result in discipline • Where an Administrative policy spells out “Reckless Behaviour” • Where persons can admit to an error without fear of punishment Screw up and you’re history
  • 11. But what about Discipline? • What is the real purpose of discipline? TO BE SEEN TO BE DOING SOMETHING? TRADITION? To ensure an occurrence does not happen again • REVENGE? Holding the Person Accountable
  • 12. If only they all wore hats
  • 13.  Was the act deliberate with a reasonable knowledge of the possible consequences?  Has the person made similar errors in the past?  Do they accept responsibility for their actions? Degree of Discipline X X X
  • 14.  Was the act deliberate with a reasonable knowledge of the possible consequences?  Has the person made similar errors in the past?  Do they accept responsibility for their actions?  Has the person learned from the experience?  Are they likely to do it again? Degree of Discipline X X X X X
  • 15. Anyone can make a mistake but only a fool (company or individual) makes the same mistake twice
  • 16.  Was the act deliberate with a reasonable knowledge of the possible consequences?  Has the person made similar errors in the past?  Do they accept responsibility for their actions?  Has the person learned from the experience?  Are they likely to do it again? Degree of Discipline X X X X X Remember the reason for Discipline To Ensure It Does Not Happen Again
  • 17. Discipline – To Ensure That It Does Not Happen Again • No hull insurance • Wife severely injured • Pilot severely injured • Off work for a month He was found NOT GUILTY
  • 18. James Reason Gordon Dupont 1. JUST culture SAFETY culture 2. TRUSTING culture (G. Dupont)
  • 19. Levels of Trust Low High High Cooperation Trust Defensive – Us vs. Them (Lose Lose) Respectful - Compromise (Win Lose – Lose Win) Synergistic - WE can solve the problem (Win Win) Step 2 A Trusting Culture
  • 20. James Reason Gordon Dupont 1. JUST culture 3. REPORTING culture SAFETY culture 2. TRUSTING culture (G. Dupont)
  • 21. provides the means to capture the lessons to be learned arising from human errors, near misses or free lessons Step 3 A Reporting Culture You can’t fix what you don’t know
  • 22. •Interview Responsible Personnel • Find Contributing Factors • Get Ideas for Process Improvement MEDA (Maintenance Error Decision Aid) Objectives Event Occurs • Many Current Error Investigation Processes Investigation Reveals Event Caused by Maintenance Error Determine Who Made Error Administer Discipline Event Occurs • The MEDA Process Investigation Reveals Event Caused by Maintenance Error Determine Who Made Error Follow-up to Obtain Additional Contributing Factors and Information Add to Maintenance Error Data Base Make Process Improvements Based on Contributing Factors •Based on This Event •Based on Analysis of Data for Multiple Events Provide Feedback to All Employees Affected by Process Improvements
  • 23. Don’t Sweat the Small Stuff And You Will Avoid Having to Sweat the Big Stuff This is what SMS is all about The Small Stuff has the potential to become the Big Stuff Gordon Dupont For Example
  • 24.
  • 25. James Reason Gordon Dupont 1. JUST culture 4. LEARNING culture 3. REPORTING culture SAFETY culture 2. TRUSTING culture (G. Dupont)
  • 26. Enables us to take the reports with their “Free lessons” and through Risk Management lower the hazards that threaten the Safety of the organization Enables us to analyze what we weren’t even aware of before We are able to fix the problem (Hazard) before it causes an accident Takes us from the Reactive level to the Proactive level Step 4. A Learning Culture
  • 27. Step 4 A Learning Culture • Where human factors training is provided to all on an ongoing basis • Where incident data is kept and analyzed to find trends and develop Safety nets • Where major changes are carried out when the present system is not sufficiently Safe • Where feedback is provided as a means of learning from all incidents
  • 28. James Reason Gordon Dupont 1. JUST culture 5. INFORMED culture 4. LEARNING culture 3. REPORTING culture 2. TRUSTING culture (G. Dupont) SAFETY culture
  • 29. Step 5 An Informed Culture 1. A Mission Statement - Posted Where everyone knows the organization’s true Safety commitment
  • 30. A Mission Statement That Everyone Knows
  • 31. Step 5 An Informed Culture 1. A Mission Statement - Posted 2. A Safety Policy - Posted Where everyone knows the organization’s true Safety commitment
  • 32. Management Managers and supervisors Managers and supervisors Supervisors Supervisory Employee Employee Everyone
  • 33. This is an excellent one
  • 34. Step 5 An Informed Culture 3. An Administrative Policy – Known by all 4. Long term Safety goals – Known by all who work toward them 5. Optional - Core Values Statement - Posted Where everyone knows the organization’s true Safety commitment 1.A Mission Statement - Posted 2.A Safety Policy - Posted
  • 35. James Reason Gordon Dupont 1. JUST culture 5. INFORMED culture 4. LEARNING culture 3. REPORTING culture 2. TRUSTING culture (G. Dupont) SAFETY culture 6. FLEXIBLE culture
  • 36. Step 6 A Flexible Culture • Where necessary changes are made in order to improve Safety • Where the organization is constantly looking for better ways to work Safer • Where the status quo is not considered an option in the quest to lower errors • Where there is a “Chronic Unease” that in spite of all efforts, human error will still occur • Where an Emergency Response Plan (ERP) is in place in the event of an error occurring
  • 37. James Reason Gordon Dupont 1. JUST culture 5. INFORMED culture 4. LEARNING culture 3. REPORTING culture 2. TRUSTING culture (G. Dupont) SAFETY culture 6. FLEXIBLE culture
  • 38. Thank You for the Opportunity to Provide this Message Gordon Dupont
  • 39. What Class of Error? Honest, At-Risk, Reckless
  • 40. How do we measure this?