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Evaluating a clinical tool 
Dr Tan Chai Eng 
17 June 2014 
PPP Morning read
Title of the article 
• What does the title tell you? 
– Validation study 
– Malay version for Malaysian patients 
– Berlin questionnaire 
– Obstructive Sleep Apnoea
Who are the authors? 
• Respiratory physician from IPR, MOH 
• Biostatistician from CRC 
• Epidemiologists from CRC 
• Why is this important? 
– Credibility of the article 
– Appropriate expertise in the study
What do you know from the abstract? 
• Objective stated clearly 
• Justification of study 
• Methods used: back-to-back translation, study 
population in tertiary respiratory medicine 
centre, concurrent validation – AHI as gold 
standard, test-retest reliability, internal 
consistency of Berlin-M 
• Results: sensitivity 92%, specificity 17%. 
Cronbach alpha 0.75-0.89 
• Conclusion: good screening tool, not 
confirmatory
Introduction 
• Prevalence of OSA 
• Comorbidities of OSA – why it’s important to 
diagnose OSA 
• Gold standard for diagnosing OSA 
• Screening tools for OSA 
• Doesn’t explain adequately why they want to 
validate BQ instead of ESS 
• Doesn’t describe limitations of ESS 
• Doesn’t explain why need Malay tool
Materials and Methods 
• Phase 1 (translation process) 
Parallel forward translation 
Clinician (M1), certified translator (M2) 
Independently back-translated (E1, E2) 
Expert panel review – harmonised version 
• Phase 2 (pre-test) 
7 subjects for pre-test – How many required? 
Given questionnaires, followed by focus group 
discussion 
Clear, relevant and comprehensible 
Linguistic 
validation
Linguistic validation 
• Need to produce a tool in local language with 
semantic and conceptual equivalence. 
• E.g. I tend to drop off to sleep while driving 
 Saya cenderung untuk jatuh ke tidur semasa 
memandu 
Saya senang tertidur semasa memandu 
Important to ensure cross-cultural equivalence!
Linguistic validation 
• Important to get the comments from 
participants regarding comprehensibility of 
the Malay version 
• Can be affected by the variety of patients 
approached for pre-test (literacy level, cultural 
background) 
• If any further ammendments made, should 
repeat the pre-testing
Materials and methods 
• Phase 3 – validation 
Study population 150 patients in IPR who were 
referred for overnight PSG 
• How will this affect the results? 
• How does the inclusion and exclusion criteria affect the 
results? 
Convenience sampling 
• Does this affect the results? 
Type of validation – predictive validity
Reliability 
• Test-retest reliability 
– Check the results for same patient at different 
point of time 
• Internal consistency reliability 
– Cronbach alpha to see the internal consistency of 
each scale 
– Category 1: Items 2,3 and 5 
– Category 2: Items 6, 7, 9
Criterion validity 
• Predictive validity – how well does the tool 
predict the results of another tool? 
Sensitivity and specificity based on comparison with 
another gold-standard tool 
Overnight 
polysomnography 
AHI >5 
Berlin-M
Sensitivity 
The sensitivity of a test in the ability of the test to identify 
correctly affected individuals 
Proportion of persons testing positive among affected individuals 
Affected persons 
(Positive by gold standard) 
Persons testing positive 
(True positives) 
Persons testing negative 
(False negatives) 
Sensitivity = True positives / Affected persons 
Estimate the 95% confidence interval 
Slide from WHO Laboratory Training for Field Epidemiologists
Specificity 
The specificity of a test in the ability of the test to identify 
correctly non-affected individuals 
Proportion of person testing negative among non affected individuals 
Non-affected persons 
(Negative by gold standard) 
Persons testing negative 
(True negatives) 
Persons testing positive 
(False positives) 
Specificity = True negatives / Non-affected persons 
Estimate the 95% confidence interval 
Slide from WHO Laboratory Training for Field Epidemiologists
So how good is this tool? 
Sensitivity 0.92 
Specificity 0.17 
Positive predictive value 0.97 
Negative predictive value 0.29 
Not 
affected by 
prevalence Affected by 
prevalence, 
higher in 
high 
prevalence 
population
What are the limitations of this study? 
• High number of patients with OSA based on 
AHI – good for calculating sensitivity, but not 
so good for specificity 
• Excluded patients with conditions that have 
similar symptoms to OSA, may affect the 
sensitivity 
• May not be good for those with poor literacy 
of Malay language
Conclusion: Would you use this tool on 
your patients? 
• For screening to determine the need for 
referral for PSG 
• Malay speaking patients 
• Not for diagnosis of OSA because of poor 
specificity
Thank you

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Learning about validation from journal appraisal

  • 1. Evaluating a clinical tool Dr Tan Chai Eng 17 June 2014 PPP Morning read
  • 2. Title of the article • What does the title tell you? – Validation study – Malay version for Malaysian patients – Berlin questionnaire – Obstructive Sleep Apnoea
  • 3. Who are the authors? • Respiratory physician from IPR, MOH • Biostatistician from CRC • Epidemiologists from CRC • Why is this important? – Credibility of the article – Appropriate expertise in the study
  • 4. What do you know from the abstract? • Objective stated clearly • Justification of study • Methods used: back-to-back translation, study population in tertiary respiratory medicine centre, concurrent validation – AHI as gold standard, test-retest reliability, internal consistency of Berlin-M • Results: sensitivity 92%, specificity 17%. Cronbach alpha 0.75-0.89 • Conclusion: good screening tool, not confirmatory
  • 5. Introduction • Prevalence of OSA • Comorbidities of OSA – why it’s important to diagnose OSA • Gold standard for diagnosing OSA • Screening tools for OSA • Doesn’t explain adequately why they want to validate BQ instead of ESS • Doesn’t describe limitations of ESS • Doesn’t explain why need Malay tool
  • 6. Materials and Methods • Phase 1 (translation process) Parallel forward translation Clinician (M1), certified translator (M2) Independently back-translated (E1, E2) Expert panel review – harmonised version • Phase 2 (pre-test) 7 subjects for pre-test – How many required? Given questionnaires, followed by focus group discussion Clear, relevant and comprehensible Linguistic validation
  • 7. Linguistic validation • Need to produce a tool in local language with semantic and conceptual equivalence. • E.g. I tend to drop off to sleep while driving  Saya cenderung untuk jatuh ke tidur semasa memandu Saya senang tertidur semasa memandu Important to ensure cross-cultural equivalence!
  • 8. Linguistic validation • Important to get the comments from participants regarding comprehensibility of the Malay version • Can be affected by the variety of patients approached for pre-test (literacy level, cultural background) • If any further ammendments made, should repeat the pre-testing
  • 9. Materials and methods • Phase 3 – validation Study population 150 patients in IPR who were referred for overnight PSG • How will this affect the results? • How does the inclusion and exclusion criteria affect the results? Convenience sampling • Does this affect the results? Type of validation – predictive validity
  • 10. Reliability • Test-retest reliability – Check the results for same patient at different point of time • Internal consistency reliability – Cronbach alpha to see the internal consistency of each scale – Category 1: Items 2,3 and 5 – Category 2: Items 6, 7, 9
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  • 13. Criterion validity • Predictive validity – how well does the tool predict the results of another tool? Sensitivity and specificity based on comparison with another gold-standard tool Overnight polysomnography AHI >5 Berlin-M
  • 14. Sensitivity The sensitivity of a test in the ability of the test to identify correctly affected individuals Proportion of persons testing positive among affected individuals Affected persons (Positive by gold standard) Persons testing positive (True positives) Persons testing negative (False negatives) Sensitivity = True positives / Affected persons Estimate the 95% confidence interval Slide from WHO Laboratory Training for Field Epidemiologists
  • 15. Specificity The specificity of a test in the ability of the test to identify correctly non-affected individuals Proportion of person testing negative among non affected individuals Non-affected persons (Negative by gold standard) Persons testing negative (True negatives) Persons testing positive (False positives) Specificity = True negatives / Non-affected persons Estimate the 95% confidence interval Slide from WHO Laboratory Training for Field Epidemiologists
  • 16. So how good is this tool? Sensitivity 0.92 Specificity 0.17 Positive predictive value 0.97 Negative predictive value 0.29 Not affected by prevalence Affected by prevalence, higher in high prevalence population
  • 17. What are the limitations of this study? • High number of patients with OSA based on AHI – good for calculating sensitivity, but not so good for specificity • Excluded patients with conditions that have similar symptoms to OSA, may affect the sensitivity • May not be good for those with poor literacy of Malay language
  • 18. Conclusion: Would you use this tool on your patients? • For screening to determine the need for referral for PSG • Malay speaking patients • Not for diagnosis of OSA because of poor specificity