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Chapter 2
Philosophical
Assumptions and
Interpretive
Frameworks
Key Questions
• Where do philosophy and interpretive
frameworks (theory) fit into the overall
process of research?
• Why is it important to understand the
philosophical assumptions?
• What four philosophical assumptions exist
when you choose qualitative research?
• How are these philosophical assumptions
used and written into a qualitative study?
2Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Key Questions (continued)
• What types of interpretive frameworks are
used in qualitative research?
• How are interpretive frameworks written
into a qualitative study?
• How are philosophical assumptions and
interpretive frameworks linked in a
qualitative study?
3Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Philosophy and Interpretive Frameworks
Within the Research Process
• Philosophy is an important element of the
research process
• Abstract ideas and beliefs inform research
• Philosophy and interpretive frameworks
enter the entire process
4Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Situating Philosophy
and Interpretive
Frameworks Within
the Research
Process
5
Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Source: Adapted from Denzin and Lincoln (2011, p. 12).
Used with permission, SAGE.
Why Philosophy is Important
• It affects how we develop and address our
research questions
• Our training and scholarly community
shape our philosophical assumption
• Reviewers make philosophical
assumptions when evaluating studies
6Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Philosophical Assumptions
• The nature of reality (ontology)
• How knowledge is known (epistemology)
• The acknowledgement of values in
research (axiology)
• The procedures of qualitative research
(methodology)
7Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Philosophical Assumption:
Ontological
• Question: What is the nature of reality?
• Characteristics: Reality is multiple as seen
through many different views
• Implications for Practice: Researcher reports
different perspectives as themes develop in the
findings
8Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Philosophical Assumption:
Epistemological
• Questions: What counts as knowledge? How are knowledge
claims justified? What is the relationship between the
researcher and that being researched?
• Characteristics: Researchers attempt to lessen distance
between themselves and that what is being researched,
subjective evidence
• Implications for Practice: Researchers collaborate and spend
time in field with participants, to become an “insider” and rely
on quotes from participants as evidence
9Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Philosophical Assumption:
Axiological
• Question: What is the role of values?
• Characteristics: Researchers acknowledge that
research is value-laden and that biases are present
• Implications for Practice: Researchers openly
discusses values that shape the narrative and
includes own interpretation in conjunction with the
interpretation of participants
10Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Philosophical Assumption:
Methodological
• Questions: What is the process of research? What is the
language of research?
• Characteristics: Researcher uses inductive logic, studies
in the topic within its context, and uses an emerging
design
• Implications for Practice: Researcher works with
particulars (details) before generalizations, describe in
detail the context of the study, and continually revise
questions from experiences in the field
11Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Writing Philosophical Assumptions
into Qualitative Studies
• Throughout the study through
– Multiple perspectives reported as themes
– Quotes of participants
– Discussion of researcher values and biases
– Describe details and particulars before
generalizations
• As a special section on philosophy
12Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Interpretive Frameworks
• Definition of paradigm: a basic set of
beliefs that guide action (Guba, 1990, p.
17).
• Major research paradigms
– Postpositivism
– Social constructivism
– Transformative frameworks
– Pragmatism
13Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Postpositivism
• Approach
– Scientific
– Reductionistic
– Cause/effect
– A priori theories
• Practice
– Inquiry in logically related steps
– Multiple perspectives from participants not single reality
– Rigorous data collection and analysis
– Use of computer programs
– Reports have scientific structure (e.g., problem, data
collection, etc.)
14Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Social Constructivism
• Approach
– Seek understanding of the world in which participants live
and work
– Develop varied, multiple meanings
– Look for complexity of views
• Practice
– Ask broad general open-ended questions
– Address the “processes” of interaction
– Focus on historical and cultural settings of participants
– Acknowledge researchers’ backgrounds shapes
interpretation
– Make sense of the meanings others have about the world
15Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Transformative Frameworks
• Approach
• Aid people to improve society
• Knowledge reflects power and social relationships
• Issues include oppression, domination, suppression,
alienation, and hegemony
• Participatory action research-recursive or dialectical, people
free themselves, emancipatory, and practical and
collaborative “with” others
• Practice
• Issues help shape research questions
• Work with participants to design questions, collect and
analyze, and report
• The “voice” of the participants is heard throughout the
research process
16Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Postmodern Perspectives
• Assumptions
• Knowledge claims must be set within the world today
in multiple perspectives such as race, gender, class,
and group affiliations
• Negative conditions show themselves hierarchies,
power and control by individuals, and multiple
meanings of language
• Marginalized people are important
• Meta-narratives or universals span social conditions
• “Deconstruct” texts in terms of language to learn
about the hierarchies, oppositions, contradictions
– E.g., influence of information technologies
17Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Pragmatism
• Approach
• Focus is on the outcomes of the research
• “What works” to address the research problem
• The problem being studied and questions asked about it
• The “what and how” of research based on where the
researcher wants to go
• Practice
• Use multiple methods to answer research questions
• Employ multiple sources of data
– E.g., ethnographers may employ surveys and qualitative data
• Conduct research that best addresses the research problem
18Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Feminist Theories
• Approach
• Make problematic women’s diverse situations and the
institutions that frame those situations
• Gender domination within a patriarchal society
• Establish collaborative, nonexploitative relationships
• Place the researcher within the study so as not to be objective
but transformative
• Gender as a social construct that differs for each individual
• Practice
• Questions relate to centrality of gender in shaping
consciousness
• Any method can be made feminist
19Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Critical Theory
• Assumptions
– Empowering people to transcend the
constrains placed on them by race, class,
gender, and power differences
– Scientific study of social institutions and their
transformation through interpreting meanings
of social life; historical problems of
domination, alienation, and social struggles;
and critique of society
20Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Critical Theory (continued)
• Defined by configuration of methodology
• An example from Ethnography
– Understand changes in how people think,
encourage people to interact, become activists,
examine conditions
– An intensive case study or historically
comparative cases of specific actors
– Formal models
• Substantive theories and topics of the
investigators
21Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Critical Race Theory (CRT)
• Goals of CRT
– To present stories about discrimination from the perspective of
people of color (e.g., cases studies of descriptions and
interviews
– To eradicate racial subjugation while recognizing that race is a
social construct
– To interact race with other inequities such as gender and class
and inequities experienced by individuals
• Practice
– Race and racism is in the foreground of all aspects of the
research process
– Challenge the traditional research paradigms, texts, and theories
to explain the experiences of people of color
– Offers transformative solutions if racial, gender and class
subordination
22Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Queer Theory
• Assumptions
• Variety of methods and strategies relate to individual identity
• Explores how identities reproduce and perform in social
forums
• The term “queer theory,” allows for other social elements
including race, class, age etc.
• Challenge and undercut identities as singular, fixed, or
“normal”
• Binary distinctions are inadequate to describe sexual identity
• Practice
• Queer theory is a focus of inquiry rather than a methodology
• In addition to research, artistic and cultural representations
23Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Disability Theories
• Assumptions
– Addresses the meaning of inclusion in schools and
encompasses administrators, teachers and parents who
have children with disabilities
– Interpretive lens: disability as a dimension of human
difference, not a defect
• Practice
– The research process views individuals with disabilities as
different
– The questions asked, labels applied to these individuals,
communication methods, and consideration of how data
collection will benefit the community are considered
– The data are reported in a way that is respectful of power
relationships.
24Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Using Social Justice Interpretive
Frameworks
• Elements to how interpretive frameworks will
be practiced
– Research focuses on understanding specific
issues or topics
– Research procedures are sensitive to
participants, sites, and power imbalances
– Researchers are respectful of co-construction of
knowledge with participants as true owners of
information
– Research is reported in diverse ways and calls for
societal change
25Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Interpretive
Frameworks
and
Associated
Philosophical
Beliefs
26
Creswell, Qualitative Inquiry & Research
Design 4e. SAGE Publishing, 2018.
Source: Adapted from Lincoln et al.
(2011).
27Creswell, Qualitative Inquiry & Research Design 4e.
SAGE Publishing, 2018.
Interpretive Frameworks (continued) Source: Adapted from Lincoln et al. (2011).

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Lead 901 Chapter 2

  • 2. Key Questions • Where do philosophy and interpretive frameworks (theory) fit into the overall process of research? • Why is it important to understand the philosophical assumptions? • What four philosophical assumptions exist when you choose qualitative research? • How are these philosophical assumptions used and written into a qualitative study? 2Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 3. Key Questions (continued) • What types of interpretive frameworks are used in qualitative research? • How are interpretive frameworks written into a qualitative study? • How are philosophical assumptions and interpretive frameworks linked in a qualitative study? 3Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 4. Philosophy and Interpretive Frameworks Within the Research Process • Philosophy is an important element of the research process • Abstract ideas and beliefs inform research • Philosophy and interpretive frameworks enter the entire process 4Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 5. Situating Philosophy and Interpretive Frameworks Within the Research Process 5 Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018. Source: Adapted from Denzin and Lincoln (2011, p. 12). Used with permission, SAGE.
  • 6. Why Philosophy is Important • It affects how we develop and address our research questions • Our training and scholarly community shape our philosophical assumption • Reviewers make philosophical assumptions when evaluating studies 6Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 7. Philosophical Assumptions • The nature of reality (ontology) • How knowledge is known (epistemology) • The acknowledgement of values in research (axiology) • The procedures of qualitative research (methodology) 7Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 8. Philosophical Assumption: Ontological • Question: What is the nature of reality? • Characteristics: Reality is multiple as seen through many different views • Implications for Practice: Researcher reports different perspectives as themes develop in the findings 8Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 9. Philosophical Assumption: Epistemological • Questions: What counts as knowledge? How are knowledge claims justified? What is the relationship between the researcher and that being researched? • Characteristics: Researchers attempt to lessen distance between themselves and that what is being researched, subjective evidence • Implications for Practice: Researchers collaborate and spend time in field with participants, to become an “insider” and rely on quotes from participants as evidence 9Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 10. Philosophical Assumption: Axiological • Question: What is the role of values? • Characteristics: Researchers acknowledge that research is value-laden and that biases are present • Implications for Practice: Researchers openly discusses values that shape the narrative and includes own interpretation in conjunction with the interpretation of participants 10Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 11. Philosophical Assumption: Methodological • Questions: What is the process of research? What is the language of research? • Characteristics: Researcher uses inductive logic, studies in the topic within its context, and uses an emerging design • Implications for Practice: Researcher works with particulars (details) before generalizations, describe in detail the context of the study, and continually revise questions from experiences in the field 11Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 12. Writing Philosophical Assumptions into Qualitative Studies • Throughout the study through – Multiple perspectives reported as themes – Quotes of participants – Discussion of researcher values and biases – Describe details and particulars before generalizations • As a special section on philosophy 12Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 13. Interpretive Frameworks • Definition of paradigm: a basic set of beliefs that guide action (Guba, 1990, p. 17). • Major research paradigms – Postpositivism – Social constructivism – Transformative frameworks – Pragmatism 13Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 14. Postpositivism • Approach – Scientific – Reductionistic – Cause/effect – A priori theories • Practice – Inquiry in logically related steps – Multiple perspectives from participants not single reality – Rigorous data collection and analysis – Use of computer programs – Reports have scientific structure (e.g., problem, data collection, etc.) 14Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 15. Social Constructivism • Approach – Seek understanding of the world in which participants live and work – Develop varied, multiple meanings – Look for complexity of views • Practice – Ask broad general open-ended questions – Address the “processes” of interaction – Focus on historical and cultural settings of participants – Acknowledge researchers’ backgrounds shapes interpretation – Make sense of the meanings others have about the world 15Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 16. Transformative Frameworks • Approach • Aid people to improve society • Knowledge reflects power and social relationships • Issues include oppression, domination, suppression, alienation, and hegemony • Participatory action research-recursive or dialectical, people free themselves, emancipatory, and practical and collaborative “with” others • Practice • Issues help shape research questions • Work with participants to design questions, collect and analyze, and report • The “voice” of the participants is heard throughout the research process 16Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 17. Postmodern Perspectives • Assumptions • Knowledge claims must be set within the world today in multiple perspectives such as race, gender, class, and group affiliations • Negative conditions show themselves hierarchies, power and control by individuals, and multiple meanings of language • Marginalized people are important • Meta-narratives or universals span social conditions • “Deconstruct” texts in terms of language to learn about the hierarchies, oppositions, contradictions – E.g., influence of information technologies 17Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 18. Pragmatism • Approach • Focus is on the outcomes of the research • “What works” to address the research problem • The problem being studied and questions asked about it • The “what and how” of research based on where the researcher wants to go • Practice • Use multiple methods to answer research questions • Employ multiple sources of data – E.g., ethnographers may employ surveys and qualitative data • Conduct research that best addresses the research problem 18Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 19. Feminist Theories • Approach • Make problematic women’s diverse situations and the institutions that frame those situations • Gender domination within a patriarchal society • Establish collaborative, nonexploitative relationships • Place the researcher within the study so as not to be objective but transformative • Gender as a social construct that differs for each individual • Practice • Questions relate to centrality of gender in shaping consciousness • Any method can be made feminist 19Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 20. Critical Theory • Assumptions – Empowering people to transcend the constrains placed on them by race, class, gender, and power differences – Scientific study of social institutions and their transformation through interpreting meanings of social life; historical problems of domination, alienation, and social struggles; and critique of society 20Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 21. Critical Theory (continued) • Defined by configuration of methodology • An example from Ethnography – Understand changes in how people think, encourage people to interact, become activists, examine conditions – An intensive case study or historically comparative cases of specific actors – Formal models • Substantive theories and topics of the investigators 21Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 22. Critical Race Theory (CRT) • Goals of CRT – To present stories about discrimination from the perspective of people of color (e.g., cases studies of descriptions and interviews – To eradicate racial subjugation while recognizing that race is a social construct – To interact race with other inequities such as gender and class and inequities experienced by individuals • Practice – Race and racism is in the foreground of all aspects of the research process – Challenge the traditional research paradigms, texts, and theories to explain the experiences of people of color – Offers transformative solutions if racial, gender and class subordination 22Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 23. Queer Theory • Assumptions • Variety of methods and strategies relate to individual identity • Explores how identities reproduce and perform in social forums • The term “queer theory,” allows for other social elements including race, class, age etc. • Challenge and undercut identities as singular, fixed, or “normal” • Binary distinctions are inadequate to describe sexual identity • Practice • Queer theory is a focus of inquiry rather than a methodology • In addition to research, artistic and cultural representations 23Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 24. Disability Theories • Assumptions – Addresses the meaning of inclusion in schools and encompasses administrators, teachers and parents who have children with disabilities – Interpretive lens: disability as a dimension of human difference, not a defect • Practice – The research process views individuals with disabilities as different – The questions asked, labels applied to these individuals, communication methods, and consideration of how data collection will benefit the community are considered – The data are reported in a way that is respectful of power relationships. 24Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 25. Using Social Justice Interpretive Frameworks • Elements to how interpretive frameworks will be practiced – Research focuses on understanding specific issues or topics – Research procedures are sensitive to participants, sites, and power imbalances – Researchers are respectful of co-construction of knowledge with participants as true owners of information – Research is reported in diverse ways and calls for societal change 25Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018.
  • 26. Interpretive Frameworks and Associated Philosophical Beliefs 26 Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018. Source: Adapted from Lincoln et al. (2011).
  • 27. 27Creswell, Qualitative Inquiry & Research Design 4e. SAGE Publishing, 2018. Interpretive Frameworks (continued) Source: Adapted from Lincoln et al. (2011).