From the workshop at the Indian Pueblo Cultural Center 2019 December 10. Workshop 1 of 3 for the Treaties Explorer project of the Museum of Indian Arts and Culture's Indigenous Digital Archive, in a sponsored partnership with the US National Archives Office of Innovation. This training session was created and presented by Professor Sherri Thomas (Taos Pueblo and Black), Professor of Law Librarianship of University of New Mexico Law School, for the Museum of Indian Arts and Culture. Video, slides, curriculum, and more resources are available at DigiTreaties.org
Measures of Central Tendency: Mean, Median and Mode
Workshop 1 - Treaties - What are They? - 2019 December 10
1. Indian Treaties Conservation and Digitization Project
Community Engagement for the National Archives
Indigenous Digital Archives
Session 1 of 3 – December 10, 2019
Sherri Nicole Thomas
Associate Dean of Institutional Climate and Equity
Library Assistant Director
Professor of Law Librarianship
University of New Mexico School of Law
2. December 10, 2019 – Treaties – What are they?
Session 1 defines what treaties represent and what they are
designed for in the global context, and then focusing in on
the significant structuring of Indian treaties in the United
States.
December 11, 2019 – Indian Treaties – History
Continuing to build on the foundation of the previous
session, Session 2 gives historical context to the relationship
between the United States Government and Tribal Nations,
and the role of Indian treaties in that relationship.
Spring 2020 – Research You Can Do with the Treaties
Explorer Web Portal
Session 3 provides guidance and instruction on using the
Indigenous Digital Archive for Indian treaty research.
3. International Law: Terminology and Definitions
Basic terms
Significance
Treaties: International Law
Topics
Contents of Treaties
Parts of a Treaty
Signficance
4. The United States and Treaties : Domestic Law
Overview of Law in the United States
Significance
Implementation
Enforcement
Indian Nations and Treaties: Indian Treaties in the United
States
Contents
Enforcement
Uniqueness of Indian Treaties
Significance
5. After the session, the audience should know:
The difference between Foreign and International Law
Definitions and terminology related to treaties
Entities and organizations that enter into treaties and
influence the interpretation of them
6. After the session, the audience should know:
The branches of the United States government
negotiate, ratify, enforce and interpret treaties
The following about United States Indian Treaties:
Significance
Topics
Implementation
Enforcement
Parts of an Indian Treaty
Renegotiation of Indian Treaties
8. The method by which rules are
established and enforced in a society.
Legal systems help and hinder
interactions with other societies.
9. Inherent right to or power to govern in
a specific jurisdiction.
People
Land
10. Nation
Shared History
Origins
Culture
Organic Formation
Style of Governance from
Culture
Governmental
Mechanism
State
11. International Law
The law governing the
relationships between
countries.
The internal law of
another country.
Foreign Law
Domestic law is the law of the country you are in!
12. Treaty – A formal agreement between two or more
nations regarding peace, trade, etc.
Agreements– Arrangement or contract between two or
more nations (parties).
Convention – Agreement or compact between nations.
Can also mean an assembly of individuals having a
common objective.
13. Bilateral – Between two parties (nations).
Multilateral – Between more than two parties (nations),
also known as “treaty contract”.
Protocol – Practices observed by nations for nation to
nation contact. An amendment or supplement to
another treaty
In Force – The international document is currently
binding enforceable by parties
14. Unratified (U.S. context) – The international document
has not passed the Senate and been signed into law and
is there for not in force, or a part of U.S. law.
Ratified (U.S. context) – The international document has
passed the Senate with 2/3 vote and has been signed into
law and is a part of U.S. law.
Signatory /Party– The head of state representing the
governmental entity that aids in negotiating and signing
the agreement.
15. IGOs: International governmental organizations
United Nations
NGOs: International non-governmental organizations
World Health Organization
RUDs – Reservations (parts do not apply),
understandings (clarifications, definitions, side
agreements), and declarations (intent) can be made by
signatories or parties.
16. Primary
Enforceable Law
Appropriate
Jurisdiction
In effect
Examples:
Statutes
Regulations
Rules
Cases
Ratified Treaties
Not binding authority
Different Jurisdiction
Out of date
Pre-ratification or
completion of passage
Secondary
17. Treaty
Formal agreement
between sovereigns
and/or international
organizations
Ratified
Binding
Enforceable
Agreement between
heads of state
Politically binding
Not always ratified
Executive Agreement
19. Alliances
Military
Political
Trade
Immigration
International Peace
Taxation
Territory Exchange
State Creation
Lawmaking –
Universal/General
Application
Human rights
20. Written Agreement
Multiple languages
Binding
Once ratified
Creates rights and duties
of parties
Created by entities with
treaty-making power
Signatories
Governed by
international law
QUESTION:
Does negotiating and signing a treaty make it
binding on the signatory nation?
21. International law is generally “customary law”
Long standing protocols of interacting with foreign
nations
1968 - Vienna Convention on the Law of Treaties
Like an international law “rule book”
United States is not a party to it, but the U.S.
Department of State recognizes the convention as “the
authoritative guide to treaty law and practice.”
22. Statement of Intent to
Negotiate
Readiness to Negotiate
Writing a Framework
(Could be done by states
or international
organizations that are
entering the treaty or by
the United Nations)
Word choice,
understanding, and
language
Negotiation –
Agreement in Principal
Finalization
Implementation/
Ratification
If a Universal/General
Treaty - Open to Other
Countries – Reservations
can be made
23. Amendments
All parties to the treaty
must formally agree on
any changes before it can
act as a binding
agreement.
Must go through an
additional ratification
process.
Modification has a
different legal meaning!
Can be done by the
executive of any
governmental entity with
the power to do so
Suspend – May continue
participating at a later
date
Terminate – Treaty no
longer exists (bilateral)
Withdraw – Treaty is still
in effect for others
Withdrawals
24. Who
Parties (Countries)
Appropriate power
Who does it
affect/benefit?
What
Treaty Topic
What constitutes a
breach?
What happens when a
breach occurs?
What are the stipulations?
When
When does it go into effect?
When can it be changed?
When can withdrawals
happen?
Where
Usually in territorial
transfers
May affect specific
jurisdictions
Where are disputes
settled?
Why
Why is the treaty going
into place?
Historical context
32. Article I: Legislative
Branch
Federal Statutes
Ratifies Treaties
Article II: Executive
Branch
Federal Regulations
Negotiates Treaties
Peace
Alliance
Commercial
Agencies Apply/Track
Treaties
Article III: Judicial Branch
Case Law
Interprets Treaties
State/Local Law
33. Article VI of the U.S. Constitution:
…This Constitution, and the Laws of the United States
which shall be made in Pursuance thereof; and all
Treaties Made, or which shall be made, under the
Authority of the United States, shall be the supreme
Law of the Land; and the Judges in every State shall be
bound thereby, any Thing in the Constitution or Laws of
any State to the Contrary not withstanding…
35. Executive Branch initiates, negotiates, and signs
Senate must approve all agreements by 2/3 vote
After approval, President ratifies (consents to be bound
by) and proclaims all treaties as the law of the land
Treaty = Statute in the United States
36. Same legal effect as federal statutes
Can supersede earlier statutes
Statutes can abrogate earlier treaties
Amendment process
37. Determining whether:
A treaty exists
Is currently in force
For what parties
With what limitations
Topics
Interpretation
Verifying and updating
status
Considerations for
Locating Text
Do you need current
text or a previous
draft/pre-amendment
version
38. Finding aid for RATIFIED U.S. Treaties
Arranged in 2 sections
Bilateral
Multilateral
Published annually
Indexes
Numerical Listing
Country Listing
Subject Listing
Available electronically
State Department:
http://www.state.gov/s/l/treaty/tif/index.htm
39. Get a Statutes At Large citation from
Secondary Source
Google or another search engine
FDSys
40. UN Documents
Title
Document Number
Treaties
Agreements and Protocols
Learned Papers
Authoritative Websites
41. Locate the intent through background documents
(legislative text of the treaty or agreement)
Obtain status and ratification information
Is it currently in force?
For which parties?
With what reservations, understandings, declarations?
Analyze the legislative history, treaty
interpretation).
42. Official sources
T.I.A.S. Treaties & Other International Acts Series
slip treaty service
U.S.T. United States Treaties & Other International
Agreements
bound volumes of same
Senate Treaty Documents
Senate Executive Documents
43. Treaty Document series
President’s method of transmitting treaty to Congress
for advice & consent
Formerly Senate Executive Documents until 97th
Congress
Treaty text annexed to document
44. Executive Report series
This is the recommendation of the Senate Foreign
Relations Committee to the full Senate
Reprints treaty text with article by article analysis
Committee often appends statements of conditions,
declarations, understandings, provisos
45. Congress.gov 81st Congress --
State Department International Agreements
Collection (from 1996-)
Multilateral Treaties Deposited with the
Secretary General – United Nations
46. Determine the following:
the parties to the agreement
the conclusion and the entry into force date
RUDs -- any amendments, reservations, understandings,
declarations to the original agreement?
Implementation and judicial interpretation
Check the Department of State for “Treaties in Force”!
47. Implementation: check for U.S. laws & regulations
implementing treaties
United States Code
Code of Federal Regulations
Federal Register
Interpretation: check for judicial decisions
48. Consider:
Who the parties are
Bilateral or Multilateral
Official Sources vs. Unofficial sites
Authenticity
Secondary vs. Primary edition
Version
Currency
RUDs
Date of signing
Effective dates
Ratification dates.
57. Except for:
“To regulate Commerce with foreign Nations, and
among the several States, and with the Indian Tribes;”
U.S. CONST. art. I, § 8, cl. 3.
57
58. Who
Parties (Countries) –
Sovereign Nations
Appropriate power -
Executive
Who does it affect? – If
ratified, U.S. domestic law
and international relations.
What
Treaty Topic
What constitutes a breach?
What happens when a breach
occurs?
What are the stipulations?
When
When does it go into effect?
When can it be changed?
When can withdrawals
happen?
Where
Usually in territorial transfers
May affect specific
jurisdictions
Why
Why is the treaty going into
place?
Historical context
60. Parties (Countries) – Sovereign Entities
Sovereignty - Nation to nation dealing between national
governments (Mexico and U.S.) and indigenous nations
Appropriate power – Executive branch for U.S., but what
about in the Tribal context?
Who does it affect/benefit? – If ratified, mainly
interactions between Tribes and anyone else.
Treaties in the context of Federal Indian Law
Rights guaranteed to tribes:
Land
Services
Hunting and fishing
61. What
Treaty Topic –
See “Where”
What constitutes a
breach?
What happens when a
breach occurs?
What are the
stipulations?
Usually in territorial
transfers
Land for land
Land for goods
Land for services
May affect specific
jurisdictions
New jurisdictions
created
Where
62. What language is being used?
What is the understanding of words?
What is the cultural context for understanding?
What are the rules being applied?
63. When
When does it go into effect?
When does it end?
When can it be changed?
When can withdrawals happen?
64. Why is the treaty going into place?
Historical context
65. Indian
Native American
American Indian
Aboriginal
Indigenous group’s
current name
Indigenous group’s
former name
First Nation
Indigenous
Native People
Tribal People
Different spelling of
indigenous group’s name
Bands
66. Peace
Land exchanges
Removal
Restrictions
Rights guaranteed to tribes:
Land
Services
Hunting and fishing
Overall fiduciary duty