2. SPECIFIC LAW
• No separate law
• It is present in varied laws
– Company Law
– Securities Law
– DIP Guidelines
– ICDR Regulation
3. AGENCIES INVOLVED
SEBI
RBI
PFRDA
Ministry Of Finance
Ministry Of Corporate Affair
Credit Rating Agencies
Depositories
4. INVESTOR GRIEVANCE REDRESSAL
• Company Law Board/Tribunal
• High Court
• Consume Complaint
• Capital Market Ombudsman
• SEBI
• Investors’Associations
5. SECURITIES MARKET AWARENESS CAMPAIGN
• Launched In Jan. 17, 2003.
• Workshops
• Advertisement
• Educative Materials
• Cautionary Message On Television/ Radio
• Internet Based Response System
6. CONCLUSION
• In India investment risks are very high due to dishonest practices, frauds and unethical investment
culture.
• Investors are cheated by companies, by lead managers, by brokers and by everybody, who is
capable of cheating them.
• The government, the company law board and the SEBI, in recent years have
made efforts to protect the investors.