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‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010




A Transboundary Strategy and Action Plan
    for SLM in the Pamir-Alai Region
International Conference ‘Global Change and the World's
   Mountains’ Perth, Scotland, 26-30 September 2010

 Bettina Wolfgramm, Svetlana Jumaeva, Jyldyz Shigaeva
                 and the PALM team
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Content

• Background
• PALM project overview (UNU)
• PALM Component 1.1: Pamir-Alai
  Transboundary Strategy and Action Plan (CDE)
• Methods
• Results
• Outlook
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Background

Two major changes affecting the region:
• changes in natural resource management
  since independence of the Republics of
  Tajikistan and Kyrgyzstan in 1991
• the on-going climate change
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010




Sustainable Land Management in the High Pamir and Pamir-Alai Mountains -
integrated transboundary initiative of the Governments of Tajikistan and
Kyrgyzstan

Local Executing Agencies - CoEP in TJ and NCMRD in KG
with financial support from the Global Environment Facility (GEF) and other
donors.
UNEP is the GEF Implementing Agency for the project, and
the UNU is the International Executing Agency.
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010


Pamir-Alai Land Management (PALM)
http://www.ehs.unu.edu/palm/

 “Sustainable Land Management in the High
   Pamir and Pamir-Alai Mountains”

 Goal:
 • to restore, sustain, and enhance, the
   productive and protective functions of the
   Pamir-Alai Mountains,
   so as to improve the social and economic
   well-being of the rural communities and
   households,
   while preserving its unique landscape and
   globally important biodiversity.
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010




               Pamir Alai - Unique bio and cultural diversity
                                                                                              Photo Surat Toimastov
                                                                                                    www.pamirs.org




                                           Photo Nick Leonard




Photo Svetlana Jumaeva                    Photo Stefan Michel www.pamirs.org   Photo © Claus Qvist Jessen, www.cqj.dk
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



 PALM components

                       1.1: Pamir-Alai Transboundary Strategy and Action Plan (PATSAP)
                        1.2: Framework for Improved Legal and Regulatory Environment
                            1.3: Sustainable Land Management (SLM) Mainstreaming
5 Project Management




                             2.1                          3.1                                  2.2
                         Enhanced                  Community-based                          Enhanced
                        Capacities of              Land Use Planning                      Capacities for
                          Advisory                      3.2                                 Adaptive
                           Service              Community-based SLM                         Research
                         Providers                 implementation

                                                  4.1 SLM Impact Assessment
                                  4.2 Generic guidelines for project up-scaling
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010




http://www.ehs.unu.edu/palm/
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



PALM project area                                                          Kazakhstan




                                               Kyrgyzstan


                                                   Alai
 Uzbekistan


                                                                             China
     Tajikistan




                                                         Pamir


      Afghanistan                                                         ! Pilot Sites
                                                                          .
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Content

• Background
• PALM project overview (UNU)
• PALM Component 1.1: Pamir-Alai
  Transboundary Strategy and Action Plan (CDE)
• Methods
• Results
• Outlook
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010




Methods

• Sustainable development appraisal (SDA) in
  7 work steps
• An interactive process
• The multi-level stakeholder forums
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010


Sustainable development appraisal, Giger et al. 2003
Work steps                              Implementation by PALM
1. Preparation                          Literature review
                                        Clarification of needs / scales / etc.
                                        Specific approaches and methods
                                        to be used (MEA, WOCAT, GIS)
2. Preliminary regional study           Expert team initial workshop
    (strategic issues, spatial
    units, actor categories)
3. In-depth local study                 PALM Component 3
4. Local development profiles
5. In-depth regional studies            Field work, interviews, statistics:
                                        SWOT analysis, baseline reports
6. Transdisciplinary synthesis          Multi-level stakeholder forums
7. Integration                          Team workshops
                                        Strategy experts
                                        Consultation process including two
                                        feedback forums
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



An interactive process
       National multi-level                    Expert team
       stakeholder fourms                        strategy
          (Khorog, Osh)                         workshop
                                                                        Strategy expert
                                          Internal &                      team: draft
                   National                                                 strategy
Expert team:                               external
                  feedback
 field work                                 review
                   forums
                  (Khorog,                    October 2010
Expert team       Bishkek)                Strategy experts                     Regional
    initial                               and international                  multi-level
 workshop:                                  experts: final                   stakeholder
  planning                                    strategy                          forum
                  Strategy                                                     (Jirgitol)
                expert team:                         Expert team
June
                 final draft                          wrap-up
2009
                  strategy                            workshop
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Multi-level stakeholder forums

 • Visions according to stakeholder levels
 • Priorities according to specific ecosystems
   within the region
   (Alai, East & West Pamir, Jirgitol)
 • Identification of transboundary issues
 • Develop ideas for action plans at district,
   national and regional level
 • Analyze institutions and resources required
   for the implementation of action plans
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Analysis of the participatory process
during the multi-level stakeholder forums
    Gian Autenrieth, MSc thesis Uni Zurich

• expectation towards the forum
• skepticism towards the forum and it’s outcome
• precognition about such a forum
• satisfaction of expectations towards the forum
  and it’s outcome
• view on power relations among the
  forum’s participants
• success in raising their primary
  concern in the debate
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Results and Outputs

Main transboundary issues
identified
                                                        Photo Stefan Michel


•   Biodiversity
•   Pasture use and management
•   Improvement of the legal framework
•   Development of economic relations
•   Tourism


                                                                        www.pamirs.org
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Outputs

•   Baseline reports (Tajikistan and Kyrgyzstan)
•   Summary baseline report
•   The Transboundary Strategy drafted
•   3 Action Plans drafted
       • Forest and Biodiversity
       • Pasture management
       • High value crop production and SLM
• MSc thesis analysing the participatory processes

Documents to be found on
  http://www.ehs.unu.edu/palm/
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Challenges

 1. Identifying the appropriate addressees
    of the Pamir-Alai Transboundary
    Strategy and Action Plan for SLM
 2. Planning for the implementation of the
    Strategy and Action Plan
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010


Challenges during the elaboration process


 • Different working modes of expert teams
   from Kyrgyzstan and Tajikistan.
 • Finding a common language between
   stakeholders from different levels
 • Negotiations between Kyrgyz and Tajik
   interests and perspectives were required
   most at the district and national levels and
   not at the local level.
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Lessons learnt

 • Identification of responsible institutions for
   implementation of the strategy at the
   beginning of the project
 • Application of new approaches requires
   appropriate time and resources (WOCAT, MEA
   etc)
 • Consideration of the specifics of Project area
   (length) while planning field work (Kyrgyz and
   Tajik team)
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010



Next steps

• Study tour fo Switzerland and donor
  meetings
• Final presentations
• Round tables
• Policy briefs
‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010




                                                       THANK YOU!




PALM Project and the United Nations University
  (UNU), PALM International Executing Agency
  http://www.ehs.unu.edu/palm/

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A Transboundary Strategy and Action Plan for SLM in the Pamir-Alai Region [Svetlana Jumaeva]

  • 1. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 A Transboundary Strategy and Action Plan for SLM in the Pamir-Alai Region International Conference ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Bettina Wolfgramm, Svetlana Jumaeva, Jyldyz Shigaeva and the PALM team
  • 2. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Content • Background • PALM project overview (UNU) • PALM Component 1.1: Pamir-Alai Transboundary Strategy and Action Plan (CDE) • Methods • Results • Outlook
  • 3. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Background Two major changes affecting the region: • changes in natural resource management since independence of the Republics of Tajikistan and Kyrgyzstan in 1991 • the on-going climate change
  • 4. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Sustainable Land Management in the High Pamir and Pamir-Alai Mountains - integrated transboundary initiative of the Governments of Tajikistan and Kyrgyzstan Local Executing Agencies - CoEP in TJ and NCMRD in KG with financial support from the Global Environment Facility (GEF) and other donors. UNEP is the GEF Implementing Agency for the project, and the UNU is the International Executing Agency.
  • 5. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Pamir-Alai Land Management (PALM) http://www.ehs.unu.edu/palm/ “Sustainable Land Management in the High Pamir and Pamir-Alai Mountains” Goal: • to restore, sustain, and enhance, the productive and protective functions of the Pamir-Alai Mountains, so as to improve the social and economic well-being of the rural communities and households, while preserving its unique landscape and globally important biodiversity.
  • 6. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Pamir Alai - Unique bio and cultural diversity Photo Surat Toimastov www.pamirs.org Photo Nick Leonard Photo Svetlana Jumaeva Photo Stefan Michel www.pamirs.org Photo © Claus Qvist Jessen, www.cqj.dk
  • 7. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 PALM components 1.1: Pamir-Alai Transboundary Strategy and Action Plan (PATSAP) 1.2: Framework for Improved Legal and Regulatory Environment 1.3: Sustainable Land Management (SLM) Mainstreaming 5 Project Management 2.1 3.1 2.2 Enhanced Community-based Enhanced Capacities of Land Use Planning Capacities for Advisory 3.2 Adaptive Service Community-based SLM Research Providers implementation 4.1 SLM Impact Assessment 4.2 Generic guidelines for project up-scaling
  • 8. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 http://www.ehs.unu.edu/palm/
  • 9. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 PALM project area Kazakhstan Kyrgyzstan Alai Uzbekistan China Tajikistan Pamir Afghanistan ! Pilot Sites .
  • 10. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Content • Background • PALM project overview (UNU) • PALM Component 1.1: Pamir-Alai Transboundary Strategy and Action Plan (CDE) • Methods • Results • Outlook
  • 11. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Methods • Sustainable development appraisal (SDA) in 7 work steps • An interactive process • The multi-level stakeholder forums
  • 12. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Sustainable development appraisal, Giger et al. 2003 Work steps Implementation by PALM 1. Preparation Literature review Clarification of needs / scales / etc. Specific approaches and methods to be used (MEA, WOCAT, GIS) 2. Preliminary regional study Expert team initial workshop (strategic issues, spatial units, actor categories) 3. In-depth local study PALM Component 3 4. Local development profiles 5. In-depth regional studies Field work, interviews, statistics: SWOT analysis, baseline reports 6. Transdisciplinary synthesis Multi-level stakeholder forums 7. Integration Team workshops Strategy experts Consultation process including two feedback forums
  • 13. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 An interactive process National multi-level Expert team stakeholder fourms strategy (Khorog, Osh) workshop Strategy expert Internal & team: draft National strategy Expert team: external feedback field work review forums (Khorog, October 2010 Expert team Bishkek) Strategy experts Regional initial and international multi-level workshop: experts: final stakeholder planning strategy forum Strategy (Jirgitol) expert team: Expert team June final draft wrap-up 2009 strategy workshop
  • 14. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Multi-level stakeholder forums • Visions according to stakeholder levels • Priorities according to specific ecosystems within the region (Alai, East & West Pamir, Jirgitol) • Identification of transboundary issues • Develop ideas for action plans at district, national and regional level • Analyze institutions and resources required for the implementation of action plans
  • 15. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Analysis of the participatory process during the multi-level stakeholder forums Gian Autenrieth, MSc thesis Uni Zurich • expectation towards the forum • skepticism towards the forum and it’s outcome • precognition about such a forum • satisfaction of expectations towards the forum and it’s outcome • view on power relations among the forum’s participants • success in raising their primary concern in the debate
  • 16. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Results and Outputs Main transboundary issues identified Photo Stefan Michel • Biodiversity • Pasture use and management • Improvement of the legal framework • Development of economic relations • Tourism www.pamirs.org
  • 17. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Outputs • Baseline reports (Tajikistan and Kyrgyzstan) • Summary baseline report • The Transboundary Strategy drafted • 3 Action Plans drafted • Forest and Biodiversity • Pasture management • High value crop production and SLM • MSc thesis analysing the participatory processes Documents to be found on http://www.ehs.unu.edu/palm/
  • 18. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Challenges 1. Identifying the appropriate addressees of the Pamir-Alai Transboundary Strategy and Action Plan for SLM 2. Planning for the implementation of the Strategy and Action Plan
  • 19. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Challenges during the elaboration process • Different working modes of expert teams from Kyrgyzstan and Tajikistan. • Finding a common language between stakeholders from different levels • Negotiations between Kyrgyz and Tajik interests and perspectives were required most at the district and national levels and not at the local level.
  • 20. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Lessons learnt • Identification of responsible institutions for implementation of the strategy at the beginning of the project • Application of new approaches requires appropriate time and resources (WOCAT, MEA etc) • Consideration of the specifics of Project area (length) while planning field work (Kyrgyz and Tajik team)
  • 21. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 Next steps • Study tour fo Switzerland and donor meetings • Final presentations • Round tables • Policy briefs
  • 22. ‘Global Change and the World's Mountains’ Perth, Scotland, 26-30 September 2010 THANK YOU! PALM Project and the United Nations University (UNU), PALM International Executing Agency http://www.ehs.unu.edu/palm/