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IS Research: Research Issues and Theoretical
               Foundations

                    Seminar presented by
                    Rajeev Sharma
        School of Information Systems and Technology
                   University of Wollongong

                             at

               SMART Infrastructure Facility
                University of Wollongong

                        July 9, 2012
Agenda
Overview of IS research
Some key research agendas in IS research
IS implementation
IS and strategy
IS and e-democracy
IS and decision-making
IS development
Overview of SISAT Research Centres
SMART-SISAT collaboration

                                       2
Sample papers: MIS Quarterly June 2012
The Asymmetric Benefits of Relational Flexibility:
Evidence from Software Development Outsourcing
Enacting Clan Control in Complex IT Projects: A
Social Capital Perspective
Understanding User Revisions When Using
Information Systems Features: Adaptive System Use
and Triggers
Efficiency or Innovation: How Do Industry
Environments Moderate the Effects of Firms’ IT Asset
Portfolios
Toward a New Theory of the Contribution of the IT
Function in Organizations


                                               3
Phenomena and context of IS research
Individual
use, motivation, affect, power
Project
management, control, performance, SA&D, CASE
Organisational
performance, competitive advantage, transformation
Government
e-government, e-democracy, surveillance
Societal
transformation, ethics, power, emancipation, economic


                                                4
IS research is multi-disciplinary
Psychology
motivation, performance, change
Sociology
institutionalization, structure, transformation
Management, organisational behaviour
strategy, strategic management, governance, change
Economics
competition, business value
Cybernetics, systems theory
                                                  5
IS research is multi-method
Case studies
Surveys
Time series data
Experiments
Simulations




                                    6
Agenda for IS implementation research



How can IS applications be more
   effectively implemented?




                                  7
Classical IS implementation success model




Yetton, Sharma and Southon, JIT 1999 (adapted from Leonard-Barton and Deschamps, 1988)
                                                                                         8
TMS and IS implementation success




          Sharma and Yetton, MISQ 2003   9
Training and IS implementation success




              Sharma and Yetton, MISQ 2007   10
Configuration effects in implementation




    MIT90s configurational model (Adapted from Scott Morton, 1991)

              Sharma, Yetton and Zmud, I&O 2008                      11
Implementation of elemental change

                                            Technology upgrade
                                            case
                                            Change in one (or
                                            more) elements
                                            No interdependencies
                                            among changes
                                            No configurational
                                            effects
                                            Low implementation
                                            costs




        Sharma, Yetton and Zmud, I&O 2008
                                                          12
Implementation of sequential change
                                              Payment system
                                              case
                                              Change in multiple
                                              elements
                                              Interdependencies
                                              among changes
                                              Moderate
                                              configurational
                                              effects
                                              Medium
                                              implementation
                                              costs


          Sharma, Yetton and Zmud, I&O 2008               13
Implementation of reciprocal and sequential change
                                                     Budgeting system
                                                     case
                                                     Change in multiple
                                                     elements
                                                     Interdependencies
                                                     among changes
                                                     Strong
                                                     configurational
                                                     effects
                                                     High
                                                     implementation
                                                     costs


                 Sharma, Yetton and Zmud, I&O 2008
                                                                 14
Interdependence effects on implementation costs




T = Technology; I = Individual roles and skills; M = Management processes; Sc = Structure;
Sg = Strategy
                                Sharma, Yetton and Zmud, I&O 2008
                                                                               15
Implications for EHR implementation
EHR: key infrastructure for health care delivery
Highly institutionalized environment
Commonwealth, State, Areas
doctors, nurses, administrators
Adaptation actions at multiple levels
clinics, hospitals, areas
intra- and inter-organisational workflows
High managerial costs, long process
sustained top management effort at multiple levels
Natural experiment
opportunities for theory building


                                                 16
EHR implementation success model




         Sharma, ARC Research Proposal 2012
                                              17
Agenda for IS in decision-making research


         How does IS affect
          decision-making,
     decision-making processes,
 performance of ICT-enabled teams?


                                    18
Key issues IS & decision-making research
 IS key infrastructure for decision-making
 dashboards, business intelligence, data warehouses
 policy decisions, strategic decisions
 quality of decisions, acceptance of decisions
 Impact on decision-making processes
 devolution of decision-making
 operational decisions vs investment decisions
 EJIS Special Issue on Transforming decision-making
 http://www.palgrave-
   journals.com/ejis/CFP_EJIS_TDM.pdf


                                              19
Agenda for research into IS development


How can we develop IS applications
        more successfully?

Design and development of better IS
         development tools

                                   20
Factors Affecting Budget Overrun
                               Budget                                   End-user
  Newness
                               Overrun                                  participation
  Size
                                                                        Technical
  Strategic
                                                                        difficulties
  nature
                                                                +       End-user
Org Risks                                                               resistance
 Management
 commitment                                                           Instability
                                                                    Conflict
           Clear
           objectives Communication Planning
                      of Objectives
              Yetton et al., Information Systems Journal 2000               21
Model of IS Project Success


    Budget Overrun                            Scope Completion


Performance driven IS project management
Good planning
Stable team



          Active top management support
Clarify scope and objectives
Communicate scope and objectives               Resource commitment

                © Rajeev Sharma, University of Wollongong       22
Agenda for IS-strategy research


     How does IS affect
organisational performance,
  innovation performance,
  organisational structure?


                                  23
Key issues in IS-strategy research
Organisational performance
competitive advantage, business value of IT
Innovation performance
new product development, co-creation of value,
  competitive moves, agility, dynamic capabilities
Organisational structure
boundary of the firm, outsourcing, partnering,
  strategic alliances, BPR



                                                 24
IS strategy and organizational performance




               Sharma and Shanks, AMCIS 2011
                                               25
Agenda for e-democracy research


How does the design of IS artifacts
   underpinning e-democracy
 have an impact on the outcomes
         of e-democracy?


          Sharma, PACIS 2011    26
Theoretical issues
IS key infrstructure for e-democracy
Discourse theory
long, equal and open collective deliberation would
  deliver consensual and legitimate outcomes
Social choice theory
all voting rules are in conflict with some basic
  democratic norm
democratic process produces outcomes that are
  irrational and unstable

               Sharma, PACIS 2011              27
Practical resolution
Participation-limiting structures
procedures (rules) that limit participation and impose
  justifiable limits on freedom can produce stable
  and rational social outcomes
Representative democracy as an example
rules for choosing decision-makers
rules for decision-making processes
designed and emergent rules



               Sharma, PACIS 2011              28
Investigating effect of P-L structures
                          e-democracy outcomes
Participation-            • process efficiency
limiting and              • legitimacy of outcomes
decision-making           • transparency
structures                • political identities
• embedded in IS          • social preferences
• emergent                • agency problem
                          • economic prosperity
 Mediating variables?     • citizen welfare
 Moderating               • individual rights, property rights
 variables?               • minority rights
 Other antecedent         • law and order
 variables?               • national security
                   Sharma, PACIS 2011                   29
Centre for Business and Social Innovation
 “technology-enabled business and social
 innovation”
 “Associate Professor Katina Michael spoke
 about the moral and ethical dilemmas of
 emerging technologies at the
 inaugural TEDxUWollongong”
 http://cbsi.uow.edu.au/index.html



                                        30
Centre for e-Health
“focus on innovative areas in health informatics
and e-health research, especially areas
capitalizing on emerging ICTs”
ARC DP: “comparative study of attempts to
implement large-scale EHR systems”
ARC LP: “Enhancing patient management at
point of care using electronic-based clinical
pathways”
http://www.uow.edu.au/~lindad/Centre_for_e-
Health_Site/Centre_for_e-Health.html

                                              31
Centre for Socio Technical IS
“researching the IS development activities of
system analysis and design … modelling
techniques to support development
methodologies”
“Towards agent-oriented approach to a call
  management system”
“Development of a peer-to-peer information sharing
  system using ontologies”
https://ris.uow.edu.au/ris_public/WebObjects/RISPublic.woa/
wa/default?group=2385

                                                    32
Centre for Digital Ecosystems
“National Smart Infrastructure Award in recognition
of their innovative approach to investigating the use
of new technologies to measure public transport
usage, and the community’s views on the use of this
technology”
“social media website "The Virtual Museum of the
Pacific" and the "Connected Mobility Digital
Ecosystem“
http://cde.cs.uow.edu.au/


                                               33
So, what is IS research?
Very broad research agenda
some common themes
Implications of IS for the social, business,
organisational, user and other use contexts
interdependent systems involving ICT, people, work
  systems
ICT as key infrastructure enabler
change, transformation, improvement, success



                                            34
SMART-SISAT joint research themes
“to provide the data and analytical capability
to successfully create and execute a national
integrated infrastructure plan for Australia.”
policy, strategy, decision-making
transforming decision-making processes
successful implementation of IS
managing IS projects
“collaboration with infrastructure planners,
designers and researchers”
IS-enabled collaboration, virtual team performance

                                             35
Questions




            36

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SMART Seminar: Information Systems Research Issues and Theoretical Foundations

  • 1. IS Research: Research Issues and Theoretical Foundations Seminar presented by Rajeev Sharma School of Information Systems and Technology University of Wollongong at SMART Infrastructure Facility University of Wollongong July 9, 2012
  • 2. Agenda Overview of IS research Some key research agendas in IS research IS implementation IS and strategy IS and e-democracy IS and decision-making IS development Overview of SISAT Research Centres SMART-SISAT collaboration 2
  • 3. Sample papers: MIS Quarterly June 2012 The Asymmetric Benefits of Relational Flexibility: Evidence from Software Development Outsourcing Enacting Clan Control in Complex IT Projects: A Social Capital Perspective Understanding User Revisions When Using Information Systems Features: Adaptive System Use and Triggers Efficiency or Innovation: How Do Industry Environments Moderate the Effects of Firms’ IT Asset Portfolios Toward a New Theory of the Contribution of the IT Function in Organizations 3
  • 4. Phenomena and context of IS research Individual use, motivation, affect, power Project management, control, performance, SA&D, CASE Organisational performance, competitive advantage, transformation Government e-government, e-democracy, surveillance Societal transformation, ethics, power, emancipation, economic 4
  • 5. IS research is multi-disciplinary Psychology motivation, performance, change Sociology institutionalization, structure, transformation Management, organisational behaviour strategy, strategic management, governance, change Economics competition, business value Cybernetics, systems theory 5
  • 6. IS research is multi-method Case studies Surveys Time series data Experiments Simulations 6
  • 7. Agenda for IS implementation research How can IS applications be more effectively implemented? 7
  • 8. Classical IS implementation success model Yetton, Sharma and Southon, JIT 1999 (adapted from Leonard-Barton and Deschamps, 1988) 8
  • 9. TMS and IS implementation success Sharma and Yetton, MISQ 2003 9
  • 10. Training and IS implementation success Sharma and Yetton, MISQ 2007 10
  • 11. Configuration effects in implementation MIT90s configurational model (Adapted from Scott Morton, 1991) Sharma, Yetton and Zmud, I&O 2008 11
  • 12. Implementation of elemental change Technology upgrade case Change in one (or more) elements No interdependencies among changes No configurational effects Low implementation costs Sharma, Yetton and Zmud, I&O 2008 12
  • 13. Implementation of sequential change Payment system case Change in multiple elements Interdependencies among changes Moderate configurational effects Medium implementation costs Sharma, Yetton and Zmud, I&O 2008 13
  • 14. Implementation of reciprocal and sequential change Budgeting system case Change in multiple elements Interdependencies among changes Strong configurational effects High implementation costs Sharma, Yetton and Zmud, I&O 2008 14
  • 15. Interdependence effects on implementation costs T = Technology; I = Individual roles and skills; M = Management processes; Sc = Structure; Sg = Strategy Sharma, Yetton and Zmud, I&O 2008 15
  • 16. Implications for EHR implementation EHR: key infrastructure for health care delivery Highly institutionalized environment Commonwealth, State, Areas doctors, nurses, administrators Adaptation actions at multiple levels clinics, hospitals, areas intra- and inter-organisational workflows High managerial costs, long process sustained top management effort at multiple levels Natural experiment opportunities for theory building 16
  • 17. EHR implementation success model Sharma, ARC Research Proposal 2012 17
  • 18. Agenda for IS in decision-making research How does IS affect decision-making, decision-making processes, performance of ICT-enabled teams? 18
  • 19. Key issues IS & decision-making research IS key infrastructure for decision-making dashboards, business intelligence, data warehouses policy decisions, strategic decisions quality of decisions, acceptance of decisions Impact on decision-making processes devolution of decision-making operational decisions vs investment decisions EJIS Special Issue on Transforming decision-making http://www.palgrave- journals.com/ejis/CFP_EJIS_TDM.pdf 19
  • 20. Agenda for research into IS development How can we develop IS applications more successfully? Design and development of better IS development tools 20
  • 21. Factors Affecting Budget Overrun Budget End-user Newness Overrun participation Size Technical Strategic difficulties nature + End-user Org Risks resistance Management commitment Instability Conflict Clear objectives Communication Planning of Objectives Yetton et al., Information Systems Journal 2000 21
  • 22. Model of IS Project Success Budget Overrun Scope Completion Performance driven IS project management Good planning Stable team Active top management support Clarify scope and objectives Communicate scope and objectives Resource commitment © Rajeev Sharma, University of Wollongong 22
  • 23. Agenda for IS-strategy research How does IS affect organisational performance, innovation performance, organisational structure? 23
  • 24. Key issues in IS-strategy research Organisational performance competitive advantage, business value of IT Innovation performance new product development, co-creation of value, competitive moves, agility, dynamic capabilities Organisational structure boundary of the firm, outsourcing, partnering, strategic alliances, BPR 24
  • 25. IS strategy and organizational performance Sharma and Shanks, AMCIS 2011 25
  • 26. Agenda for e-democracy research How does the design of IS artifacts underpinning e-democracy have an impact on the outcomes of e-democracy? Sharma, PACIS 2011 26
  • 27. Theoretical issues IS key infrstructure for e-democracy Discourse theory long, equal and open collective deliberation would deliver consensual and legitimate outcomes Social choice theory all voting rules are in conflict with some basic democratic norm democratic process produces outcomes that are irrational and unstable Sharma, PACIS 2011 27
  • 28. Practical resolution Participation-limiting structures procedures (rules) that limit participation and impose justifiable limits on freedom can produce stable and rational social outcomes Representative democracy as an example rules for choosing decision-makers rules for decision-making processes designed and emergent rules Sharma, PACIS 2011 28
  • 29. Investigating effect of P-L structures e-democracy outcomes Participation- • process efficiency limiting and • legitimacy of outcomes decision-making • transparency structures • political identities • embedded in IS • social preferences • emergent • agency problem • economic prosperity Mediating variables? • citizen welfare Moderating • individual rights, property rights variables? • minority rights Other antecedent • law and order variables? • national security Sharma, PACIS 2011 29
  • 30. Centre for Business and Social Innovation “technology-enabled business and social innovation” “Associate Professor Katina Michael spoke about the moral and ethical dilemmas of emerging technologies at the inaugural TEDxUWollongong” http://cbsi.uow.edu.au/index.html 30
  • 31. Centre for e-Health “focus on innovative areas in health informatics and e-health research, especially areas capitalizing on emerging ICTs” ARC DP: “comparative study of attempts to implement large-scale EHR systems” ARC LP: “Enhancing patient management at point of care using electronic-based clinical pathways” http://www.uow.edu.au/~lindad/Centre_for_e- Health_Site/Centre_for_e-Health.html 31
  • 32. Centre for Socio Technical IS “researching the IS development activities of system analysis and design … modelling techniques to support development methodologies” “Towards agent-oriented approach to a call management system” “Development of a peer-to-peer information sharing system using ontologies” https://ris.uow.edu.au/ris_public/WebObjects/RISPublic.woa/ wa/default?group=2385 32
  • 33. Centre for Digital Ecosystems “National Smart Infrastructure Award in recognition of their innovative approach to investigating the use of new technologies to measure public transport usage, and the community’s views on the use of this technology” “social media website "The Virtual Museum of the Pacific" and the "Connected Mobility Digital Ecosystem“ http://cde.cs.uow.edu.au/ 33
  • 34. So, what is IS research? Very broad research agenda some common themes Implications of IS for the social, business, organisational, user and other use contexts interdependent systems involving ICT, people, work systems ICT as key infrastructure enabler change, transformation, improvement, success 34
  • 35. SMART-SISAT joint research themes “to provide the data and analytical capability to successfully create and execute a national integrated infrastructure plan for Australia.” policy, strategy, decision-making transforming decision-making processes successful implementation of IS managing IS projects “collaboration with infrastructure planners, designers and researchers” IS-enabled collaboration, virtual team performance 35
  • 36. Questions 36