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Broadband World Forum 2013

LTE-Advanced Enhancements and
Future Radio Access
Toward 2020 and Beyond
Takehiro Nakamura
NTT DOCOMO, INC.

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

1
Release of 3GPP specifications
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014

Release 99

W-CDMA

Release 4

1.28Mcps TDD

Release 5

HSDPA
Release 6

HSUPA, MBMS
Release 7

ITU-R M.1457
IMT-2000 Recommendation

ITU-R M.2012
IMT-Advanced
Recommendation

HSPA+ (MIMO, HOM etc.)
Release 8

LTE
Release 9

Minor LTE
enhancements

Release 10

LTE-Advanced
Release 11
Release 12

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

To be
frozen in
June 2014 2
3GPP LTE Release 12

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

3
Key Features in Release 12
Physical layer aspects
• Study Item
–
–
–
–
–

Small Cell Enhancement
3D-channel model for Elevation Beamforming and Full Dimension-MIMO
Network-Assisted Interference Cancellation and Suppression
Device to Device (D2D) Proximity Services
Coordination Multi-Point (CoMP) with non-ideal backhaul

• Work Item
– Further enhancements to TDD for DL/UL Interference Management and
Traffic Adaptation (eIMTA)
– Further DL MIMO Enhancement
– Low cost & enhanced coverage MTC UE
– TDD-FDD Joint Operation
– Coverage Enhancements

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

4
Small Cell Enhancements (SCE)
-PHY aspects• Objective
– Spectrum efficiency improvements
• Higher order modulation (e.g., 256QAM)
• Overhead reduction, control signaling
enhancement

RS

– Efficient small cell operation
•
•
•
•

Interference avoidance and coordination
Small cell ON/OFF, load balancing/shifting
Efficient small cell discovery
Radio Interface-based sync.

256QAM

Replace RS by data

Efficient discovery

– Physical layer study for higher-layer aspects
• Dual connectivity to macro and small cell
layers
• Mobility enhancements

Small cell OFF Sync and/or coordination
among small cells

• DOCOMO’s view
– Consider dense small cell deployment
with higher frequency band

Control functionalities

– Propose
• Phantom cell concept (Dual connectivity)
• Efficient discovery mechanism
• etc.
NTT DOCOMO, INC., Copyright 2013, All rights reserved.

Realtime services
(e.g., VoLTE)

Best effort
services

5
MIMO Enhancements
Rel-10 MIMO
• Max. 8-Tx (Max. 4-Tx for FDD)
• Achieves beamforming in azimuth angle

Optimization for
realistic environment

Beamforming in
azimuth/elevation angle

Enhancement of the
number of antennas

Rel-12 MIMO

2D MIMO enhancement

3D MIMO using active antenna system
Study of 3D channel model (3D UE distribution, 3D pathloss, fast fading, etc
Elevation beam forming

Full dimension-MIMO

NxM antennas
(Using higher
freq.)

N
M

• 4-Tx codebook enhancement
• Feedback enhancement for MUMIMO

• Max. 8-Tx
 Beam gain and interference
reduction using 3D beam

• More than 8-Tx (e.g., 16, 32, …)
• Higher freq. (e.g., 3.5 GHz-)
Progressive capacity enhancement

•DOCOMO’s view
– Focus on
• Full dimension MIMO with higher frequency band
NTT DOCOMO, INC., Copyright 2013, All rights reserved.

6
NW-Assisted Interference
Cancellation and Suppression
Rel. 11 Advanced receiver
Target for receiver

Rel. 12 Advanced receiver

Interference limited areas,
i.e., cell edge

All areas including cell edge

■Target for Advanced receiver

Inter-UE interference for
MU-MIMO

•

Inter-cell
interference
at cell edge

Severer interference
for other scenarios

Study on a variety of receiver types and need of interference information
– Interference suppression: Enhancement of Rel-11 receiver
– Interference cancellation: Subtraction of interference replica from received signal, e.g., SIC

•DOCOMO’s view
– Propose/Investigate
• NW-assisted signaling
• Receiver performance
NTT DOCOMO, INC., Copyright 2013, All rights reserved.

7
TDD-FDD Joint Operation
• Objective
– TDD-FDD carrier aggregation
• Either TDD or FDD as Pcell

– TDD-FDD joint operation (e.g., multistream aggregation, dual mode UE)
• Identify deployment scenarios of joint
operation on FDD and TDD
spectrum, and network/UE
requirement

eNB
FDD
UL
DL

• DOCOMO’s view
– Very interested in TDD-FDD carrier
aggregation
– Consider FDD Pcell (Macro cell)
and TDD Scell (many Small cells)
with higher frequency band
– Propose
• TDD-FDD carrier aggregation
mechanism

TDD
UL/DL

Freq.

SCell
PCell

UL/DL
SCell
UL/DL

SCell
UL/DL
SCell

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

8
Device to Device (D2D) proximity service
• Objective

With NW
coverage

Discovery

Required both
for public
safety & nonpublic safety

Public safety
only

Communication

– Commercial use with NW coverage
– Public safety/critical communication
with/without NW coverage
– Two kinds of technical topics

Without NW
coverage

Required at
least for public
safety

Public safety only

• D2D discovery
• D2D communication
Current NW

Within NW coverage
Internet

Outside NW

Internet
Disaster, Terror

D2D

Streaming,
Mail, etc.

Discovery

Advertise, Discovery
Comm. for
+ Communication public safety
ITS, etc.

•DOCOMO’s view
– Interested in commercial discovery
– Propose/Investigate
• D2D discovery mechanism
NTT DOCOMO, INC., Copyright 2013, All rights reserved.

9
eIMTA* (Dynamic TDD)
* eIMTA: Further enhancements to LTE TDD
for DL-UL interference management and traffic adaptation

• Objective

DL-to-UL interference

– TDD UL-DL reconfiguration for
traffic adaptation
• Reconfiguration mechanism
• HARQ scheme

Cell 2
Cell 1

UL-to-DL interference

– Interference mitigation with TDD
UL-DL reconfiguration
• UL power control

• DOCOMO’s view
– Interested in this topic with
higher frequency band
– Propose/Investigate
• Interference mitigatation scheme
• HARQ mechanism

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

 Interference mitigation schemes
Scheme 1

Scheme 2

Cell clustering

Scheduling
enhancement

Scheme 3

Scheme 4

Interference mitigation
based on (F)eICIC

Interference suppressing
and mitigation

10
Future Radio Access (5G)
- Toward 2020 and Beyond -

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

11
Network/Communication Society
in 2020 and Beyond
Extension/enrichment
of wireless services

Everything Connected
by Wireless
Monitor/collect information & control devices
Multiple personal
devices

Transportation
(Car/Bus/Train)

Deliver rich contents in real-time & ensure safety
Video streaming

New types of
terminal/HI

4K
Interaction across
multiple devices

Consumer
electronics

Entertainment, Navigation
Traffic information

Watch/jewelry/cloth
s

4K/8K video resolutions
Video on newspapers
Background video

Healthcare

Human interface
and healtchcare
sensors

Remote operation using
personal terminal

Education

Remote health
check &
counseling

House

Sensors

Cloud computing

Remote control of
facilities
House security

Smart power grid
Agriculture and farming
Factory automation
Weather/Environment

All kinds of services supported
by the mobile personal cloud

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

Glasses/Touch internet

Distance (remote) learning
Any lesson anywhere/anytime

Safety and lifeline system

Prevention of accidents
Robustness to disasters

12
FRA concept and requirements
Various requirements for network/communication
society in 2020 and beyond
Support for traffic
explosion
• 1000x capacity/km2

QoE for various
applications

Future
Radio
Access

Massive device
connectivity
• 100x more connected devices
• Lower overhead incl. reduced control signaling
• Enhanced connectivity, e.g., deep inhouse

• 10-100x data rates
• Reduced latency to < 1ms
• Support of high mobility
• Terminal battery saving

Intelligent network
with low cost & high
robustness
• Very small/light BS with energy saving
• Reduced network cost incl. backhaul
• Efficient support for diverse environments
incl. emergency cases

FRA will provide a total solution to satisfy the requirements
NTT DOCOMO, INC., Copyright 2013, All rights reserved.

13
Evolution paths for FRA
• Further LTE enhancements

– Macro-assisted small cell enhancement
(Phantom cell)
– Further general LTE enhancements

• Potential new RAT

Performance

– Should prioritize the achievement of more
big gains over backward compatibility
– Consider new spectrum allocations of
WRC-15 and beyond
– Some technical components may be
applied to further LTE enhancements

LTE-Advanced
LTE

Macro-assisted
small cell enhancement
(Phantom cell)

Rel-12/13
Rel-10/11

Rel-8/9
Pico/Femto

CA/eICIC/CoMP
for HetNet

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

WRC-15

~2015

Future Radio Access
(= Future IMT = 5G?)

Potential
New RAT
Big gain

Rel-14/15,…
Further LTE
enhancements
WRC-18/19
~2020

Year

14
Directions of evolution: “The Cube”
A set of radio access technologies is required
to satisfy future requirements
Required performance
Spectrum efficiency
Traffic offloading
TRx
TRx
TRx

WiFi

TRx
TRx
TRx
TRx
TRx

Non-orthogonal multiple access

Controller

3D/Massive MIMO,
Advanced receiver

Network densification

Current
capacity

Hotspot Dense urban
Shopping mall

Study for new interference scenarios

Tx-Rx cooperative access technologies

Spectrum extension
Existing cellular bands

Cellular network assists
local area radio access

Higher/wider frequency bands
Very wide

Super wide

New cellular concept for cost/energyefficient dense deployments

Frequency

Efficient use of higher spectrum bands
NTT DOCOMO, INC., Copyright 2013, All rights reserved.

15
FRA technical concept
Combined usage of lower and higher frequency bands
 Higher frequency bands become useful and beneficial!
Existing cellular bands

Higher frequency bands

(high power density for coverage)

(wider bandwidth for high data rate)
Very wide
(e.g. > 3GHz)

Super wide
(e.g. > 10GHz)

 No coverage issue any
more
 Can provide very high
throughput using wider
bandwidth
 Big offloading gain from
existing cellular bands

Frequency

FRA technical concept
Further cellular
enhancements

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

Exploitation of higher
frequency bands

16
FRA Real-time Simulator
 The potential performance gains of applying key FRA
technologies are demonstrated using FRA real-time simulator.
 Demo Scenario
 Spectrum extension x NW densification
• Efficient exploitation of higher frequency bands using small cells

 Key technology for small cells
• Massive MIMO

 Key technology for macro cells
• Non-orthogonal Multiple Access (NOMA)

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

17
FRA Real-Time Simulator
Macro @ 2GHz (20MHz) + 12 small cells @ 3.5GHz (100MHz)
w/ Raytracing @ Shinjuku, Tokyo

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

18
FRA Real-Time Simulator
Macro @ 2GHz (20MHz) + 12 small cells @ 10 GHz (400MHz)
w/ Raytracing @ Shinjuku, Tokyo

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

19
FRA Real-Time Simulator
Macro @ 2GHz (20MHz) + 12 small cells @ 20 GHz (1GHz)
w/ Raytracing @ Shinjuku, Tokyo

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

20
FRA Real-Time Simulator
Macro @ 2GHz (20MHz) + 12 small cells @ 20 GHz (1GHz) + Massive MIMO
w/ Raytracing @ Shinjuku, Tokyo

NTT DOCOMO, INC., Copyright 2013, All rights reserved.

21
NTT DOCOMO, INC., Copyright 2013, All rights reserved.

23

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LTE-Advanced Enhancements and Future Radio Access Toward 2020

  • 1. Broadband World Forum 2013 LTE-Advanced Enhancements and Future Radio Access Toward 2020 and Beyond Takehiro Nakamura NTT DOCOMO, INC. NTT DOCOMO, INC., Copyright 2013, All rights reserved. 1
  • 2. Release of 3GPP specifications 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Release 99 W-CDMA Release 4 1.28Mcps TDD Release 5 HSDPA Release 6 HSUPA, MBMS Release 7 ITU-R M.1457 IMT-2000 Recommendation ITU-R M.2012 IMT-Advanced Recommendation HSPA+ (MIMO, HOM etc.) Release 8 LTE Release 9 Minor LTE enhancements Release 10 LTE-Advanced Release 11 Release 12 NTT DOCOMO, INC., Copyright 2013, All rights reserved. To be frozen in June 2014 2
  • 3. 3GPP LTE Release 12 NTT DOCOMO, INC., Copyright 2013, All rights reserved. 3
  • 4. Key Features in Release 12 Physical layer aspects • Study Item – – – – – Small Cell Enhancement 3D-channel model for Elevation Beamforming and Full Dimension-MIMO Network-Assisted Interference Cancellation and Suppression Device to Device (D2D) Proximity Services Coordination Multi-Point (CoMP) with non-ideal backhaul • Work Item – Further enhancements to TDD for DL/UL Interference Management and Traffic Adaptation (eIMTA) – Further DL MIMO Enhancement – Low cost & enhanced coverage MTC UE – TDD-FDD Joint Operation – Coverage Enhancements NTT DOCOMO, INC., Copyright 2013, All rights reserved. 4
  • 5. Small Cell Enhancements (SCE) -PHY aspects• Objective – Spectrum efficiency improvements • Higher order modulation (e.g., 256QAM) • Overhead reduction, control signaling enhancement RS – Efficient small cell operation • • • • Interference avoidance and coordination Small cell ON/OFF, load balancing/shifting Efficient small cell discovery Radio Interface-based sync. 256QAM Replace RS by data Efficient discovery – Physical layer study for higher-layer aspects • Dual connectivity to macro and small cell layers • Mobility enhancements Small cell OFF Sync and/or coordination among small cells • DOCOMO’s view – Consider dense small cell deployment with higher frequency band Control functionalities – Propose • Phantom cell concept (Dual connectivity) • Efficient discovery mechanism • etc. NTT DOCOMO, INC., Copyright 2013, All rights reserved. Realtime services (e.g., VoLTE) Best effort services 5
  • 6. MIMO Enhancements Rel-10 MIMO • Max. 8-Tx (Max. 4-Tx for FDD) • Achieves beamforming in azimuth angle Optimization for realistic environment Beamforming in azimuth/elevation angle Enhancement of the number of antennas Rel-12 MIMO 2D MIMO enhancement 3D MIMO using active antenna system Study of 3D channel model (3D UE distribution, 3D pathloss, fast fading, etc Elevation beam forming Full dimension-MIMO NxM antennas (Using higher freq.) N M • 4-Tx codebook enhancement • Feedback enhancement for MUMIMO • Max. 8-Tx  Beam gain and interference reduction using 3D beam • More than 8-Tx (e.g., 16, 32, …) • Higher freq. (e.g., 3.5 GHz-) Progressive capacity enhancement •DOCOMO’s view – Focus on • Full dimension MIMO with higher frequency band NTT DOCOMO, INC., Copyright 2013, All rights reserved. 6
  • 7. NW-Assisted Interference Cancellation and Suppression Rel. 11 Advanced receiver Target for receiver Rel. 12 Advanced receiver Interference limited areas, i.e., cell edge All areas including cell edge ■Target for Advanced receiver Inter-UE interference for MU-MIMO • Inter-cell interference at cell edge Severer interference for other scenarios Study on a variety of receiver types and need of interference information – Interference suppression: Enhancement of Rel-11 receiver – Interference cancellation: Subtraction of interference replica from received signal, e.g., SIC •DOCOMO’s view – Propose/Investigate • NW-assisted signaling • Receiver performance NTT DOCOMO, INC., Copyright 2013, All rights reserved. 7
  • 8. TDD-FDD Joint Operation • Objective – TDD-FDD carrier aggregation • Either TDD or FDD as Pcell – TDD-FDD joint operation (e.g., multistream aggregation, dual mode UE) • Identify deployment scenarios of joint operation on FDD and TDD spectrum, and network/UE requirement eNB FDD UL DL • DOCOMO’s view – Very interested in TDD-FDD carrier aggregation – Consider FDD Pcell (Macro cell) and TDD Scell (many Small cells) with higher frequency band – Propose • TDD-FDD carrier aggregation mechanism TDD UL/DL Freq. SCell PCell UL/DL SCell UL/DL SCell UL/DL SCell NTT DOCOMO, INC., Copyright 2013, All rights reserved. 8
  • 9. Device to Device (D2D) proximity service • Objective With NW coverage Discovery Required both for public safety & nonpublic safety Public safety only Communication – Commercial use with NW coverage – Public safety/critical communication with/without NW coverage – Two kinds of technical topics Without NW coverage Required at least for public safety Public safety only • D2D discovery • D2D communication Current NW Within NW coverage Internet Outside NW Internet Disaster, Terror D2D Streaming, Mail, etc. Discovery Advertise, Discovery Comm. for + Communication public safety ITS, etc. •DOCOMO’s view – Interested in commercial discovery – Propose/Investigate • D2D discovery mechanism NTT DOCOMO, INC., Copyright 2013, All rights reserved. 9
  • 10. eIMTA* (Dynamic TDD) * eIMTA: Further enhancements to LTE TDD for DL-UL interference management and traffic adaptation • Objective DL-to-UL interference – TDD UL-DL reconfiguration for traffic adaptation • Reconfiguration mechanism • HARQ scheme Cell 2 Cell 1 UL-to-DL interference – Interference mitigation with TDD UL-DL reconfiguration • UL power control • DOCOMO’s view – Interested in this topic with higher frequency band – Propose/Investigate • Interference mitigatation scheme • HARQ mechanism NTT DOCOMO, INC., Copyright 2013, All rights reserved.  Interference mitigation schemes Scheme 1 Scheme 2 Cell clustering Scheduling enhancement Scheme 3 Scheme 4 Interference mitigation based on (F)eICIC Interference suppressing and mitigation 10
  • 11. Future Radio Access (5G) - Toward 2020 and Beyond - NTT DOCOMO, INC., Copyright 2013, All rights reserved. 11
  • 12. Network/Communication Society in 2020 and Beyond Extension/enrichment of wireless services Everything Connected by Wireless Monitor/collect information & control devices Multiple personal devices Transportation (Car/Bus/Train) Deliver rich contents in real-time & ensure safety Video streaming New types of terminal/HI 4K Interaction across multiple devices Consumer electronics Entertainment, Navigation Traffic information Watch/jewelry/cloth s 4K/8K video resolutions Video on newspapers Background video Healthcare Human interface and healtchcare sensors Remote operation using personal terminal Education Remote health check & counseling House Sensors Cloud computing Remote control of facilities House security Smart power grid Agriculture and farming Factory automation Weather/Environment All kinds of services supported by the mobile personal cloud NTT DOCOMO, INC., Copyright 2013, All rights reserved. Glasses/Touch internet Distance (remote) learning Any lesson anywhere/anytime Safety and lifeline system Prevention of accidents Robustness to disasters 12
  • 13. FRA concept and requirements Various requirements for network/communication society in 2020 and beyond Support for traffic explosion • 1000x capacity/km2 QoE for various applications Future Radio Access Massive device connectivity • 100x more connected devices • Lower overhead incl. reduced control signaling • Enhanced connectivity, e.g., deep inhouse • 10-100x data rates • Reduced latency to < 1ms • Support of high mobility • Terminal battery saving Intelligent network with low cost & high robustness • Very small/light BS with energy saving • Reduced network cost incl. backhaul • Efficient support for diverse environments incl. emergency cases FRA will provide a total solution to satisfy the requirements NTT DOCOMO, INC., Copyright 2013, All rights reserved. 13
  • 14. Evolution paths for FRA • Further LTE enhancements – Macro-assisted small cell enhancement (Phantom cell) – Further general LTE enhancements • Potential new RAT Performance – Should prioritize the achievement of more big gains over backward compatibility – Consider new spectrum allocations of WRC-15 and beyond – Some technical components may be applied to further LTE enhancements LTE-Advanced LTE Macro-assisted small cell enhancement (Phantom cell) Rel-12/13 Rel-10/11 Rel-8/9 Pico/Femto CA/eICIC/CoMP for HetNet NTT DOCOMO, INC., Copyright 2013, All rights reserved. WRC-15 ~2015 Future Radio Access (= Future IMT = 5G?) Potential New RAT Big gain Rel-14/15,… Further LTE enhancements WRC-18/19 ~2020 Year 14
  • 15. Directions of evolution: “The Cube” A set of radio access technologies is required to satisfy future requirements Required performance Spectrum efficiency Traffic offloading TRx TRx TRx WiFi TRx TRx TRx TRx TRx Non-orthogonal multiple access Controller 3D/Massive MIMO, Advanced receiver Network densification Current capacity Hotspot Dense urban Shopping mall Study for new interference scenarios Tx-Rx cooperative access technologies Spectrum extension Existing cellular bands Cellular network assists local area radio access Higher/wider frequency bands Very wide Super wide New cellular concept for cost/energyefficient dense deployments Frequency Efficient use of higher spectrum bands NTT DOCOMO, INC., Copyright 2013, All rights reserved. 15
  • 16. FRA technical concept Combined usage of lower and higher frequency bands  Higher frequency bands become useful and beneficial! Existing cellular bands Higher frequency bands (high power density for coverage) (wider bandwidth for high data rate) Very wide (e.g. > 3GHz) Super wide (e.g. > 10GHz)  No coverage issue any more  Can provide very high throughput using wider bandwidth  Big offloading gain from existing cellular bands Frequency FRA technical concept Further cellular enhancements NTT DOCOMO, INC., Copyright 2013, All rights reserved. Exploitation of higher frequency bands 16
  • 17. FRA Real-time Simulator  The potential performance gains of applying key FRA technologies are demonstrated using FRA real-time simulator.  Demo Scenario  Spectrum extension x NW densification • Efficient exploitation of higher frequency bands using small cells  Key technology for small cells • Massive MIMO  Key technology for macro cells • Non-orthogonal Multiple Access (NOMA) NTT DOCOMO, INC., Copyright 2013, All rights reserved. 17
  • 18. FRA Real-Time Simulator Macro @ 2GHz (20MHz) + 12 small cells @ 3.5GHz (100MHz) w/ Raytracing @ Shinjuku, Tokyo NTT DOCOMO, INC., Copyright 2013, All rights reserved. 18
  • 19. FRA Real-Time Simulator Macro @ 2GHz (20MHz) + 12 small cells @ 10 GHz (400MHz) w/ Raytracing @ Shinjuku, Tokyo NTT DOCOMO, INC., Copyright 2013, All rights reserved. 19
  • 20. FRA Real-Time Simulator Macro @ 2GHz (20MHz) + 12 small cells @ 20 GHz (1GHz) w/ Raytracing @ Shinjuku, Tokyo NTT DOCOMO, INC., Copyright 2013, All rights reserved. 20
  • 21. FRA Real-Time Simulator Macro @ 2GHz (20MHz) + 12 small cells @ 20 GHz (1GHz) + Massive MIMO w/ Raytracing @ Shinjuku, Tokyo NTT DOCOMO, INC., Copyright 2013, All rights reserved. 21
  • 22. NTT DOCOMO, INC., Copyright 2013, All rights reserved. 23