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Navigating Multilateral
          Governance
     in the Coral Triangle
Pedro Fidelman1, Julia Ekstrom2, Dominque Thiriet3
                 & Yoland Bosiger4
1 ARC Centre of Excellence for Coral Reef Studies, James Cook University
                  2 University of California, Berkeley
                3 School of Law, James Cook University
     4 School of Marine & Tropical Biology, James Cook University
     Paper presented at the Resilience 2011 Conference, 15 March 2011, Tempe, USA.
Outline
1. Introduction
   Coral Triangle Initiative
   Research problem
2. Navigating Multilateral Governance
   Methods
   Preliminary findings
3. Next steps
Global Coral Reef Crisis


                       Coral Triangle




                               World Resources Institute
                              Reefs at Risk Revised (2011)

75% of coral reefs in danger from overfishing,
pollution and climate change.
Coral Triangle Initiative: to address threats
to the marine, coastal, and small island
ecosystems within the Coral Triangle
region... (May 15, 2009)
Goals of CTI
Regional Plan
1. Priority Seascapes designated and
  effectively managed
2. Ecosystem Approach to Fisheries
  Management (EAFM) and other marine
  resources fully applied
3. Marine Protected Areas (MPAs)
  established and effectively managed
4. Climate Change Adaptation measures
  achieved
5. Threatened Species status improving
Recognition of other agreements
Leaders’ Declaration: “6. To emphasise that cooperation of the
CTI-CFF [Coral Triangle Initiative on Coral Reefs, Fisheries and
Food Security] shall… [take] into consideration the relevant
multilateral, regional and bilateral environmental agreements;”
(2009: 2)

CTI Regional Plan of Action: “Principle #5: CTI should be aligned
with international and regional commitments. Goals and
activities should be supportive of international and regional
commitments already made under relevant legal instruments
and multilateral processes…” (2009: 8)
Research Problem
Governance is complex & dispersed across
many agreements

1. What is the extant governance for the CTI
region?
2. Which multilateral arrangements relate to
the priorities of the CTI, and to what extent?
Method: Multidimensional exploration
 Methodology developed in
 Ekstrom et al. 2009:
   Text analysis using
    MINOE 1.1 (Ekstrom et
    al., 2010)
   Network diagrams
    NetDraw 2.091
    (Borgatti, 2006)         (Downloadable program at:
                             http://minoe.stanford.edu)
Dataset
• What: International and
  multilateral
  arrangements
  (conventions, treaties,
 agreements , plans etc)

• Issue scope: management of marine resources, CTI goals
• Source: ECOLEX database on environmental law
  (FAO/IUCN/UNEP)
• Size: ~200 documents (190 analysed), ~70-80 regimes
# Agreements signed




             5
                                     30



                      15
                                25




         0
                                          35




                 10
                           20
 1905
1959
1965
 1972
  1981
1984
1988
 1991
1994
1997
2000
                                               Dataset timeframe




2003
2006
2009
Text analysis
Concept of interest      Terms used to represent concept
1 - Priority Seascapes   seascape* ecoregion* "ecosystem
                         region“ "regional sea"
2 - Ecosystem Approach   "ecosystem approach" "ecosystem
                         management” “ecosystem-based
                         approach”
3 - Marine Protected     "marine reserve“ "marine park“
Areas (MPAs)             "marine sanctuary“ "protected area"
4 - Climate change       "climate change adaptation"
adaptation               "adaption to climate change“
                         "adaptation strategy”
5 - Threatened Species   "threatened species“ "endangered
Status                   species" overfish* overexploit*
                         "depleted stock”
Topics covered in documents
%of documents per topic
  69%
                                  n=190


      23%
            15%   14%
                        9%   9%      7%
Multilateral Arrangements

             Malaysia         Philippines     Solomon Islands




                                      CTI Regional Plan




            Indonesia     Timor Leste        PNG



          Non- binding: 49%      Scope      Regional: 72%
Status
          Binding: 51%                      Global: 28%
Multilateral Arrangements

             Malaysia         Philippines     Solomon Islands




            Indonesia     Timor Leste        PNG



          Non- binding: 49%      Scope      Regional: 72%
Status
          Binding: 51%                      Global: 28%
Fisheries
Resolutions of
the Indian
Ocean Tuna
                             Malaysia     Philippines          Solomon Islands
Commission




                                                                   UN
                            Indonesia     Timor Leste          PNG Agreement on
                                                                   straddling and
                                                                   highly
                                                                   migratory fish
                                                                   stocks
  Hits           No. docs     % of docs     FAO Code of Conduct
     5,856          131          69%             for Responsible
                                                       Fisheries
Food Security UN Agenda 21
                       Malaysia      Philippines     Solomon Islands




                                                           3rd ACP-EEC
                                                            Convention
                      Indonesia     Timor Leste      PNG



  Hits     No. docs     % of docs
                                      Non- binding         Regional
     161       29          15%
                                      Binding              Global
Ecosystem Approach
Resolutions of               Malaysia           Philippines    Solomon Islands
the Indian
Ocean Tuna
Commission




                                                                         SPREP
                            Indonesia          Timor Leste     PNG     Strategic
                                                                     Programme



    Hits         No. docs     % of docs
                                          RAMSAR Strategic    Non- binding
           55        18          9%
                                          Plan                Binding
Climate Change Adaptation                         Convention on
                                                  Migratory
                                                  Species
                      Malaysia      Philippines       Solomon Islands




                    Indonesia       Timor Leste       PNG
                                                         Pacific Islands
                                                         Framework for
                                                              Action on
  Hits     No. docs     % of docs
                                    Regional            Climate Change
     102       17          9%
                                    Global
Preliminary observations
 Fisheries vs. other concepts
    All mostly regional
    Fisheries: 55% binding
    Other: non-binding
 Potential for “treaty
  congestion”
 Highly complex governance
  landscape, but more so with
  the non-state actors (e.g.
  BINGOs)
Next Steps
Coordination opportunities
 Which agreements does the CTI Plan refer to?
 Regime profiles of a selection of agreements that refer to
  one or more CTI goals
    How do objectives overlap functionally and spatially?
Lessons learned
 How is/will CTI differ from other agreements? (e.g. SDS-
  SEA)
 What can we learn from past?
    Review regime effectiveness studies on target
     agreements
Conclusion
 Demonstrated the complexity of governance
  (just the environmental multilateral
  agreements!)
    Useful for sketching out/grasping the system
     as a whole
 Critical to recognize these existing efforts
 Use these as coordination opportunities
 Apply lessons learned from the past (+ and -)
Acknowledgement




      Contact information
Pedro Fidelman: pedro.fidelman@gmail.com
  Julia Ekstrom: jekstrom@berkeley.edu

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Navigating Multilateral Governance in the Coral Triangle

  • 1. Navigating Multilateral Governance in the Coral Triangle Pedro Fidelman1, Julia Ekstrom2, Dominque Thiriet3 & Yoland Bosiger4 1 ARC Centre of Excellence for Coral Reef Studies, James Cook University 2 University of California, Berkeley 3 School of Law, James Cook University 4 School of Marine & Tropical Biology, James Cook University Paper presented at the Resilience 2011 Conference, 15 March 2011, Tempe, USA.
  • 2. Outline 1. Introduction  Coral Triangle Initiative  Research problem 2. Navigating Multilateral Governance  Methods  Preliminary findings 3. Next steps
  • 3. Global Coral Reef Crisis Coral Triangle World Resources Institute Reefs at Risk Revised (2011) 75% of coral reefs in danger from overfishing, pollution and climate change.
  • 4. Coral Triangle Initiative: to address threats to the marine, coastal, and small island ecosystems within the Coral Triangle region... (May 15, 2009)
  • 5. Goals of CTI Regional Plan 1. Priority Seascapes designated and effectively managed 2. Ecosystem Approach to Fisheries Management (EAFM) and other marine resources fully applied 3. Marine Protected Areas (MPAs) established and effectively managed 4. Climate Change Adaptation measures achieved 5. Threatened Species status improving
  • 6. Recognition of other agreements Leaders’ Declaration: “6. To emphasise that cooperation of the CTI-CFF [Coral Triangle Initiative on Coral Reefs, Fisheries and Food Security] shall… [take] into consideration the relevant multilateral, regional and bilateral environmental agreements;” (2009: 2) CTI Regional Plan of Action: “Principle #5: CTI should be aligned with international and regional commitments. Goals and activities should be supportive of international and regional commitments already made under relevant legal instruments and multilateral processes…” (2009: 8)
  • 7. Research Problem Governance is complex & dispersed across many agreements 1. What is the extant governance for the CTI region? 2. Which multilateral arrangements relate to the priorities of the CTI, and to what extent?
  • 8. Method: Multidimensional exploration  Methodology developed in Ekstrom et al. 2009:  Text analysis using MINOE 1.1 (Ekstrom et al., 2010)  Network diagrams NetDraw 2.091 (Borgatti, 2006) (Downloadable program at: http://minoe.stanford.edu)
  • 9. Dataset • What: International and multilateral arrangements (conventions, treaties, agreements , plans etc) • Issue scope: management of marine resources, CTI goals • Source: ECOLEX database on environmental law (FAO/IUCN/UNEP) • Size: ~200 documents (190 analysed), ~70-80 regimes
  • 10. # Agreements signed 5 30 15 25 0 35 10 20 1905 1959 1965 1972 1981 1984 1988 1991 1994 1997 2000 Dataset timeframe 2003 2006 2009
  • 11. Text analysis Concept of interest Terms used to represent concept 1 - Priority Seascapes seascape* ecoregion* "ecosystem region“ "regional sea" 2 - Ecosystem Approach "ecosystem approach" "ecosystem management” “ecosystem-based approach” 3 - Marine Protected "marine reserve“ "marine park“ Areas (MPAs) "marine sanctuary“ "protected area" 4 - Climate change "climate change adaptation" adaptation "adaption to climate change“ "adaptation strategy” 5 - Threatened Species "threatened species“ "endangered Status species" overfish* overexploit* "depleted stock”
  • 12. Topics covered in documents %of documents per topic 69% n=190 23% 15% 14% 9% 9% 7%
  • 13. Multilateral Arrangements Malaysia Philippines Solomon Islands CTI Regional Plan Indonesia Timor Leste PNG Non- binding: 49% Scope Regional: 72% Status Binding: 51% Global: 28%
  • 14. Multilateral Arrangements Malaysia Philippines Solomon Islands Indonesia Timor Leste PNG Non- binding: 49% Scope Regional: 72% Status Binding: 51% Global: 28%
  • 15. Fisheries Resolutions of the Indian Ocean Tuna Malaysia Philippines Solomon Islands Commission UN Indonesia Timor Leste PNG Agreement on straddling and highly migratory fish stocks Hits No. docs % of docs FAO Code of Conduct 5,856 131 69% for Responsible Fisheries
  • 16. Food Security UN Agenda 21 Malaysia Philippines Solomon Islands 3rd ACP-EEC Convention Indonesia Timor Leste PNG Hits No. docs % of docs Non- binding Regional 161 29 15% Binding Global
  • 17. Ecosystem Approach Resolutions of Malaysia Philippines Solomon Islands the Indian Ocean Tuna Commission SPREP Indonesia Timor Leste PNG Strategic Programme Hits No. docs % of docs RAMSAR Strategic Non- binding 55 18 9% Plan Binding
  • 18. Climate Change Adaptation Convention on Migratory Species Malaysia Philippines Solomon Islands Indonesia Timor Leste PNG Pacific Islands Framework for Action on Hits No. docs % of docs Regional Climate Change 102 17 9% Global
  • 19. Preliminary observations  Fisheries vs. other concepts  All mostly regional  Fisheries: 55% binding  Other: non-binding  Potential for “treaty congestion”  Highly complex governance landscape, but more so with the non-state actors (e.g. BINGOs)
  • 20. Next Steps Coordination opportunities  Which agreements does the CTI Plan refer to?  Regime profiles of a selection of agreements that refer to one or more CTI goals  How do objectives overlap functionally and spatially? Lessons learned  How is/will CTI differ from other agreements? (e.g. SDS- SEA)  What can we learn from past?  Review regime effectiveness studies on target agreements
  • 21. Conclusion  Demonstrated the complexity of governance (just the environmental multilateral agreements!)  Useful for sketching out/grasping the system as a whole  Critical to recognize these existing efforts  Use these as coordination opportunities  Apply lessons learned from the past (+ and -)
  • 22. Acknowledgement Contact information Pedro Fidelman: pedro.fidelman@gmail.com Julia Ekstrom: jekstrom@berkeley.edu

Hinweis der Redaktion

  1. From this view, Coral Triangle appears to suffer from “Treaty Congestion” that can take a toll on the (already) limited capacity of the CT6 countries to participate in negotiations, meeting of parties and associated activities and enforcement.The complexity of the governance landscape in the Coral Triangle is compound by the participation of non-state actors (e.g., the Big International NGOs).
  2. The CTI should foster building interplay by identifying and collaborating with the existing related agreements, otherwise it risk being just another dot/node in the diagram.