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OPA Board Retreat
September 2013
Robin L. Graff-Reed, Ph.D
“It is not the strongest of the
species that survives, nor the
most intelligent that survives. It
is the one that is the most
adaptable to change.”
∼Charles Darwin
“They always say time
changes things, but you
actually have to change them
yourself.”
∼Andy Warhol
Change would be easy if an
organization were not made up of
people!
∼Anonymous
Change is stressful –
even positive change
Change is stressful –
even positive change
Change is stressful –
even positive change
(Based on: Beckhard & Harris, 1987)
Defining the
desired
FUTURE STATE
Describing the
CURRENT
STATE
Facilitating &
managing the
TRANSFORMATION
STATE
Developing
PLANS
to get from
here to there:
Determining the
work to be done
WHY
CHANGE?
Determining the
need for change
Determining the
degree of choice
about whether
to change
 Determining WHY change is needed
• Determining WHAT to change
 • Determining WHO to change
• Determining HOW to change
“Before we build a better
mousetrap, we need to find
out if there are any mice out
there.”
∼Yogi Berra
• Are there serious risks if we do NOT
change?
• Are there serious risks if we DO change?
• Can we make sufficient time to search for
and deliberate about an optimal strategy
for planning and managing the change?
• Can we take the risk of offering
alternatives that differ from leaders’
apparent preferences?
 (Janis, 1989)
The first step in any
innovative process is
an ACT OF
DESTRUCTION
Complex systems change is
experienced by some involved
parties as a threat of destruction of
familiar, comfortable conditions
where they felt competent and
confident
• Compelling, attractive, desirable
• Achievable, realistic
• Understandable
• Meaningful to champions, planners,
implementers, affected parties
• Beneficial to organization, subsystems,
stakeholders, individual employees
• How is the Current State different from the
Desired State?
• How is the Current State similar to the
Desired State?
• What resources that are needed to achieve
Desired State are already present?
• What requisite resources are missing?
• Single or mixed strategy
• Action steps
• Responsible parties
• Time lines
• Resource allocation
• Project management
• Cost and schedule management
 Communicate!
 Communicate!
 Communicate!
Change Styles
Conservers
Pragmatists
Originators
Conservers
◦ Deliberate, disciplined, and
organized
◦ Prefer change that maintains the
current structure
◦ Enjoy predictability
◦ Honor tradition and established
practice
Pragmatists
◦ Practical, agreeable, flexible
◦ Prefer workable outcomes
◦ More focused on results than
structure
◦ Open to both sides of an
argument
◦ More team-oriented
Originators
◦ Challenge the current
structure
◦ Challenge accepted
assumptions
◦ May be impractical
◦ Visionary
The Change Agents
◦Articulate the need for change
◦Are accepted as trustworthy
and competent
◦Can take multiple perspectives
◦Motivate people to change
The Resistors
◦Active or Passive
◦Always see change as a
potential loss
Change masters have dealt
with resisters in different
ways over the years.
 Better ways:
◦ Start by identifying people who have
something to lose and try to
anticipate how they will respond
◦ Learn from the resisters…they may
have a point!
◦ Communicate the “why” of change to
potential resisters
◦Emphasize the benefits of
change to potential resisters
◦Help resisters find new roles
◦Remember that loss of control
encourages resistance. Make
potential resisters active
partners in the change
program
Change and the process of
changing create uncertainty
that is experienced as a threat
and is felt at individual
cognitive, organizational, and
political levels --
simultaneously
Remember the
WIIFM Principle
 Direct the Rider
 Motivate the Elephant
 Shape the Path
How many
psychologists does
it take to change a
light bulb?
Planning Phase
 Planning occurs before
 implementing change.
 Understand the impetus for change (opportunity, crisis, etc.).
 Develop the mission, vision, and strategies to achieve change.
◦ Is the need for change clear? …compelling? …shared?
 Secure leadership commitment to change (partners in change).
 Mobilize energy by communicating the vision with staff.
Address Reactions of Uncertainty/Hesitation
◦ Connect the vision for change to what people value.
◦ Use data, stories, and emotional appeal to communicate need.
35
36
Implementing Phase
 Start change at the periphery.
 Communicate the change – what is the
destination and why is it worth it.
 Reinforce a supportive culture of change.
◦ Ensure a psychologically safe workplace for staff to express concerns
◦ Help staff build the capabilities to implement change
◦ Engage staff in implementing change and in sharing the vision
Address Reactions of Doubt and Resistance
◦ Communicate at all levels of the organization. Ask for input. Use it.
◦ Listen and understand objections. Hold people accountable.
◦ Break down the change into small steps (specific actions vs. ‘big picture’).
37
Enhancing Phase
 Recognize and reward employees
helping to implement change.
 Continue to mobilize (and communicate) energy and support.
 Celebrate improving positive outcomes (performance, relationships).
 Continue to eliminate barriers
 Move Reactions Toward Acceptance
◦ Provide staff with the systems or resources to support change.
◦ Mobilize leadership in modeling positive change behaviors.
◦ Communicate positive changes through feedback on relationships,
functions, and performance.
38
Sustaining Phase
 Institutionalize success by making
connections between new behaviors
and organizational success.
 Monitor change and adjust strategies, as needed.
 Continue to build and encourage positive habits
Move Reactions Toward Engagement
◦ Use performance measurements and accountability systems to
provide feedback on change.
◦ Stay engaged with those affected by the change – seek to
improve.
 http://www.youtube.com/watch?
v=fW8amMCVAJQ
 Beckhard, R., & Harris, R.T. (1987), Organizational transitions: Managing complex change, 2nd
ed. Reading, MA: Addison-Wesley.
 Freedman, A.M. (1997). The undiscussable sides of implementing transformational change.
Consulting Psychology Journal, 49(1), 51-76.
 Janis, I.L. (1989). Crucial decision: Leadership in policymaking and crisis management. New
York: The Free Press
 Kotter, J.P. (1996). Leading Change. Harvard Business School Press.
 Kotter, J.P. (2007). Leading Change: Why Transformation Efforts Fail. Harvard Business
Review, Januay 2007.
 Yukl, G., Falbe, C. M., & Allen, J. (2001). Patterns of influence behavior for managers. Group &
Organization Management, 18, 5-28.

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Facing Change in Organizations

  • 1. OPA Board Retreat September 2013 Robin L. Graff-Reed, Ph.D
  • 2.
  • 3. “It is not the strongest of the species that survives, nor the most intelligent that survives. It is the one that is the most adaptable to change.” ∼Charles Darwin
  • 4. “They always say time changes things, but you actually have to change them yourself.” ∼Andy Warhol
  • 5. Change would be easy if an organization were not made up of people! ∼Anonymous
  • 6. Change is stressful – even positive change
  • 7. Change is stressful – even positive change
  • 8. Change is stressful – even positive change
  • 9. (Based on: Beckhard & Harris, 1987) Defining the desired FUTURE STATE Describing the CURRENT STATE Facilitating & managing the TRANSFORMATION STATE Developing PLANS to get from here to there: Determining the work to be done WHY CHANGE? Determining the need for change Determining the degree of choice about whether to change
  • 10.  Determining WHY change is needed • Determining WHAT to change  • Determining WHO to change • Determining HOW to change
  • 11. “Before we build a better mousetrap, we need to find out if there are any mice out there.” ∼Yogi Berra
  • 12. • Are there serious risks if we do NOT change? • Are there serious risks if we DO change? • Can we make sufficient time to search for and deliberate about an optimal strategy for planning and managing the change? • Can we take the risk of offering alternatives that differ from leaders’ apparent preferences?  (Janis, 1989)
  • 13. The first step in any innovative process is an ACT OF DESTRUCTION
  • 14. Complex systems change is experienced by some involved parties as a threat of destruction of familiar, comfortable conditions where they felt competent and confident
  • 15. • Compelling, attractive, desirable • Achievable, realistic • Understandable • Meaningful to champions, planners, implementers, affected parties • Beneficial to organization, subsystems, stakeholders, individual employees
  • 16. • How is the Current State different from the Desired State? • How is the Current State similar to the Desired State? • What resources that are needed to achieve Desired State are already present? • What requisite resources are missing?
  • 17. • Single or mixed strategy • Action steps • Responsible parties • Time lines • Resource allocation • Project management • Cost and schedule management
  • 20. Conservers ◦ Deliberate, disciplined, and organized ◦ Prefer change that maintains the current structure ◦ Enjoy predictability ◦ Honor tradition and established practice
  • 21. Pragmatists ◦ Practical, agreeable, flexible ◦ Prefer workable outcomes ◦ More focused on results than structure ◦ Open to both sides of an argument ◦ More team-oriented
  • 22. Originators ◦ Challenge the current structure ◦ Challenge accepted assumptions ◦ May be impractical ◦ Visionary
  • 23. The Change Agents ◦Articulate the need for change ◦Are accepted as trustworthy and competent ◦Can take multiple perspectives ◦Motivate people to change
  • 24. The Resistors ◦Active or Passive ◦Always see change as a potential loss
  • 25. Change masters have dealt with resisters in different ways over the years.
  • 26.
  • 27.  Better ways: ◦ Start by identifying people who have something to lose and try to anticipate how they will respond ◦ Learn from the resisters…they may have a point! ◦ Communicate the “why” of change to potential resisters
  • 28. ◦Emphasize the benefits of change to potential resisters ◦Help resisters find new roles ◦Remember that loss of control encourages resistance. Make potential resisters active partners in the change program
  • 29. Change and the process of changing create uncertainty that is experienced as a threat and is felt at individual cognitive, organizational, and political levels -- simultaneously
  • 31.
  • 32.  Direct the Rider  Motivate the Elephant  Shape the Path
  • 33. How many psychologists does it take to change a light bulb?
  • 34.
  • 35. Planning Phase  Planning occurs before  implementing change.  Understand the impetus for change (opportunity, crisis, etc.).  Develop the mission, vision, and strategies to achieve change. ◦ Is the need for change clear? …compelling? …shared?  Secure leadership commitment to change (partners in change).  Mobilize energy by communicating the vision with staff. Address Reactions of Uncertainty/Hesitation ◦ Connect the vision for change to what people value. ◦ Use data, stories, and emotional appeal to communicate need. 35
  • 36. 36 Implementing Phase  Start change at the periphery.  Communicate the change – what is the destination and why is it worth it.  Reinforce a supportive culture of change. ◦ Ensure a psychologically safe workplace for staff to express concerns ◦ Help staff build the capabilities to implement change ◦ Engage staff in implementing change and in sharing the vision Address Reactions of Doubt and Resistance ◦ Communicate at all levels of the organization. Ask for input. Use it. ◦ Listen and understand objections. Hold people accountable. ◦ Break down the change into small steps (specific actions vs. ‘big picture’).
  • 37. 37 Enhancing Phase  Recognize and reward employees helping to implement change.  Continue to mobilize (and communicate) energy and support.  Celebrate improving positive outcomes (performance, relationships).  Continue to eliminate barriers  Move Reactions Toward Acceptance ◦ Provide staff with the systems or resources to support change. ◦ Mobilize leadership in modeling positive change behaviors. ◦ Communicate positive changes through feedback on relationships, functions, and performance.
  • 38. 38 Sustaining Phase  Institutionalize success by making connections between new behaviors and organizational success.  Monitor change and adjust strategies, as needed.  Continue to build and encourage positive habits Move Reactions Toward Engagement ◦ Use performance measurements and accountability systems to provide feedback on change. ◦ Stay engaged with those affected by the change – seek to improve.
  • 40.  Beckhard, R., & Harris, R.T. (1987), Organizational transitions: Managing complex change, 2nd ed. Reading, MA: Addison-Wesley.  Freedman, A.M. (1997). The undiscussable sides of implementing transformational change. Consulting Psychology Journal, 49(1), 51-76.  Janis, I.L. (1989). Crucial decision: Leadership in policymaking and crisis management. New York: The Free Press  Kotter, J.P. (1996). Leading Change. Harvard Business School Press.  Kotter, J.P. (2007). Leading Change: Why Transformation Efforts Fail. Harvard Business Review, Januay 2007.  Yukl, G., Falbe, C. M., & Allen, J. (2001). Patterns of influence behavior for managers. Group & Organization Management, 18, 5-28.