4. State University of New York
• Largest system
in US
• 64 campuses SYRACUSE, NY
• 465,000 students
• 88,000 faculty
• 7,660 degree
programs
• $10.7B budget
6. SUNY Research Foundation
• Separate corporation supporting
almost $1B in SUNY research thru:
– Research contract administration
– Commercialization support services
7. SUNY Innovation Assets
Upstate
Medical
Buffalo
Hub Albany
Hub
Stony Brook
Hub
Binghamton
Hub
Downstate
Medical
12. SUNY 2010
Tech Transfer Performance
• $891,199,555 in research expenditures
• 50 Licenses and options (554 active
licenses)
• 16 Licensing FTEs
• 260 Invention disclosures
• 5 startups
• 114 new patents (55 issued)
• $13,124,377 License income
13. How does SUNY compare?
SUNY Stanford
• $891,199,555 research • $805,973,770 research
• 16 Licensing FTEs • 17 Licensing FTEs
• 50 Licenses • 90 Licenses
• 260 disclosures • 467 disclosures
• 5 startups • 12-15 startups
• 114 new patents, 55 • 376 new patents, 180
issued issued
• $13,124,377 income • $65,466,286 income
We could do better
14. Why not better already?
SUNY has been in an unvirtuous cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
15. Unvirtuous Cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
• Fewer disclosures = fewer patentable
inventions on which to file patents
16. Unvirtuous Cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
• Inadequate funding = fewer patentable
inventions filed as patents
– SUNY spends only 1/3 of AUTM average
17. Unvirtuous Cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
• Academic focus = fewer disclosures
and bigger gap between lab and market
18. Unvirtuous Cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
• Fewer patents filed and big gap between
lab and market = fewer licenses
19. Unvirtuous Cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
• Fewer licenses = less revenue and fewer
relationships with companies
– Less money to support patenting and TT
20. Unvirtuous Cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
• Fewer disclosures, fewer licenses, and
less revenue = less funding
– No reason to increase funding for TTOs
21. Unvirtuous Cycle
Inadequate
funding
Fewer Fewer Fewer
Fewer Less
disclosures patentable patents
licenses revenue
/inventions inventions filed
Academically Big gap
research between
focus lab & mkt
• Failure to patent and pursue disclosed
inventions discourages innovators
– Discouraged innovators are less interested in
commercialization, and file fewer disclosures
23. Most University TTOs Do Poorly
• 60% of TTOs earned less than $3M
60%
• More than 50% of TTOs bring in less
money than their operating costs
Stanford, $65M
• Only 16% of TTOs are self-sustaining
SUNY, $13M
24. What is SUNY doing to improve?
Creating a virtuous cycle
• More disclosures
• More patents (more money)
• More licenses
• More revenue
25. Creating VIRTUOUS Cycle
SUFFICIENT
funding
MORE MORE MORE
MORE MORE
disclosures patentable patents
licenses revenue
/inventions inventions filed
INDUSTRIAL NARROW
research gap
focus between
lab & mkt
26. Creating a Virtuous Cycle
• Generating more invention disclosures
– More TTO outreach and involvement
– Proactive customer service
– Creating structured academic research
collaboration opportunities
27. Academic Collaborations
• SUNY REACH
– 5 SUNY medical campuses
– Attracted over $8M in grant
funding in 2 yrs
– Cancer, infectious diseases, CNS, diabetes/cardiac
• Hill Collaboration
– Syracuse U., ESF, Upstate, ~$20k per project
• IIBMST
– Technion, Upstate, National
Cheng Kung University
28. Creating a Virtuous Cycle
• Changing to greater industrial focus
– ‘Friendly’ negotiation strategy for research
contracts
– Hiring VP of Industry Relations
– Building opportunities for industrial
collaborations
30. CNSE
College of Nanoscale Science and Engineering
• University-Industry $14B collaboration
– $1B from NY State
– 74 000 m2, 300 nm wafer cleanroom (85,000 sq ft)
• Under construction - 46 000 m2 for 450 nm wafer fab
31. CNSE
College of Nanoscale Science and Engineering
• University-Industry $14B collaboration
– $1B from NY State
– 74 000 m2, 300 nm wafer cleanroom (85,000 sq ft)
• Under construction - 46 000 m2 for 450 nm wafer fab
– 2,600 employees / 200 students
– 300 companies (Intel, IBM, SEMATECH, TSMC, …)
32. Creating a Virtuous Cycle
• Changing to greater industrial focus
– ‘Friendly’ negotiation strategy for research
contracts
– Hiring VP of Industry Relations
– Building opportunities for industrial
collaborations
– Supporting entrepreneurship
• Faculty student training (PSW)
• Simplified licensing (‘express’-type)
• Incubators and Entrepreneur-in-Residences
34. Creating a Virtuous Cycle
• Filing the invention pipeline
– Generating more invention disclosures
• More TTO outreach and involvement
• Proactive customer service
– Filing more patents
• Reducing patent costs
– In-house patent agents (UB)
– Using patent attorney as editor not writer
• Increasing budget for patenting (parity with avg)
• Commercially driven patent strategy
35. Why file more patents?
• More inventions to license
• Become better place to technology
shop
• Increasing probability of big winner
Generating More Than $1 Million
203
1 of 189
2010 Cumulative Active Licenses
38,270
36. Why file more patents?
• More inventions to license
• Become better place to technology
shop
• Increasing probability of big winner
– Most successful offices are successful
because of one or several big winners
– Very successful licenses generate ‘buzz’
• Picking winners is hard, maybe
impossible
37. Why file more patents?
• Story told by former Amersham
More inventions to license
employee: In the mid 1980s, Cetus Corp.
• Become better place to technology
offered to sell PCR patent portfolio to
shop
Amersham for $20,000. Amersham
• Increasing probability of big winner
declined, their evaluating scientists
– Most successful offices are successful
saying, “This is very interesting, but who
because of one or several big winners
really needs millions of copies of DNA?”
– Very successful licenses generate ‘buzz’
• Three years later Cetus sold the
Picking winners is hard, maybe
impossible
patents to Roche for $300 million.
38. Winners are rare
and hard to pick
More startups = more winners
Applera
GenVec
GE
1,100 licenses
39. Creating a Virtuous Cycle
• ‘Bridging the Gap’ from lab to market
– Technology Accelerator Fund
• Projects that reach ‘inflection point’
• $500,000/year, Up to $50,000 per project
• Competitive, among all SUNY campuses
– Product Generation Group
• Start with idea, end with product
• Industry and university participants (Upstate, SU)
• Prototyping funds and support