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REGULAR ARBITRATION PANEL
In the Matter of the Arbitration )
( Grievant : Ronald Krawczyk
between )
UNITED STATES POSTAL SERVICE ) Post Office : Farmington, NH
(
and D
( Case No : N7N-1K-C 30298
NATIONAL ASSOCIATION OF LETTER ) NALC Case No : 024RGK
CARRIERS, AFL-CIO ) NALC GTS No : 6761
)
(
Before Jonathan S . Liebowitz , Arbitrator
Appearances :
For US Postal Service :
Michael J . Donahue, Manager, Labor Relations
For Union :
Carl Soderstrom, Trustee, Branch 34
Date of Hearing : March 5, 1991
The case was discussed in a conference call with the advocates on March 13,
1991 .
Place of Hearing : P .O ., 133 Washington Street, Dover, NH
Award : On the particular facts and circumstances of this case, and for the
reasons explained in the Opinion, this grievance is denied .
Date of Award : March 16, 1991
_1
MAR 2 2 1991
Jonathan S . Liebowitz
Arbitrator
;.:0W
2
Opinion
This case arises in the Farmington, NH Post office ; there is
one regular route and one auxiliary route . Mr . Krawczyk, the
grievant, is the only full-time regular Letter Carrier in the
office . There are two PTF Letter Carriers . The grievance arises
because on Saturday, March 24, 1990, one of the PTF Letter Car-
riers, Robin McKuhen, was granted Annual Leave and Mr . Krawczyk
was required to work overtime on his non-scheduled day delivering
his route . He was paid overtime at time and one-half for so
doing ; while the grievance papers requested that he be paid
double time, the Union's position, at hearing and in discussion
of the case in a conference call with the advocates on March 13,
1991, is that it seeks a declaration of rights and not a monetary
remedy because this was the first time that this occurred .
Neither Ms . McKuhen nor Postmaster Hersey testified at the
hearing ; the reason for the request for, and grant of, annual
leave to Ms . McKuhen does not appear in the record . Until the
Step 2 management response to this grievance, there was no
overtime desired list (OTDL) in Farmington . Mr . Krawczyk had not
requested the overtime, per management's Step 2 response, he
answered negatively when asked if he "wished to be placed on the
overtime desired list ." Nor is "work assignment" overtime in-
volved here . There is no Local Memorandum of Understanding in
the Farmington Post Office .
While Mr . Krawczyk testified initially to similar occur-
rences prior to March 24, 1990, that testimony was mistaken ; he
3
also testified to such occurrences after that date . But the
Postal Service maintains , and the Union does not dispute, thatt
events after March 24th are not part
the Union advised that they are part
grievances which
procedure .
in the steps ofare
The Union contends that
carrier so as to require the
of this grievance . In fact,
of one or two other
the contractual grievance
granting annual leave to a PTF
working of involuntary overtime by
the regular carrier is a poor business decision and contrary to
the intent of the National Agreement to minimize assignments of
involuntary overtime to full -time regular employees . The Union
points out that this date did not fall within the choice vacation
period ( s) referred to in Article 10 .3 of the National Agreement .
It cites Article 10 .3 .D .4 : " The remainder of the employee's
annual leave may be granted at other times during the year, as
requested by the employee ." The Union emphasizes the word "may"
and argues that the Service was not required to grant annual
leave to the PTF carrier on the date in question ; it could have
required her to work and thus spared the grievant , the regular
carrier, from being assigned to work his route on a non-scheduled
day .
The Postal Service sees the dispute as involving its right
to grant annual leave ; under Article 10 , including 10 .3 .D .4, that
right is clear ; the Service also cites its Article 3 Management
Rights ; the Union points out that they are subject to the provi-
sions of the Agreement . It is also clear that the PTF carriers
4
possess a right to contract benefits and that absence on annual
leave, or on sick leave for that matter , on any of grievant's
non-scheduled days would necessitate his being required to workk
his route . The Service cites in particular the last paragraph of
the Joint Statement on overtime between the USPS and the NALC
dated June 8, 1988 :
When full -time regular employees not on the
Overtime Desired List are needed to work
overtime on other than their own assignment,
or on a non- scheduled day, Article 8, Section
5 .D, requires that they be forced on a rotat-
ing basis beginning with the junior employee .
In such circumstances management may, but is
not required to seek volunteers from non-OTDL
employees .
Thus management argues that it could properly require
grievant to work on his non-scheduled day as he is " the junior
employee ." However, he is the only regular Letter Carrier
assigned to that office .
The provision just cited parallels the language of Article
8 .5 .D of the National Agreement , with the addition of the lang-
uage about seeking volunteers . The Postal Service also maintains
that, so far as this grievance reveals, this was an isolated
instance on a single day ; the Union ' s position is that it seeks a
declaration of rights to apply to such circumstances in the
future .
The Union submits the award of Arbitrator Zumas in National
Level Case H1C-4K -C 27344 / 45, November 21, 1985, and a Northeast
Regional memorandum dated February 7, 1986, pertaining to that
5
award . The Union also submits the National Level award of
Arbitrator Mittenthal , H4N-NA-C-21 (5th issue ), June 26, 1986 .
I have studied those awards and the provisions of Article 8,
with particular reference to Article 8 .5, of the National Agree-
ment, as well as of the Memorandum of Understanding Re : Article 8
which appears at PP . 187 - 189 of the National Agreement . The
"Letter Carrier paragraph " in the Memorandum provides :
In the Letter Carrier Craft , where management
determines that overtime or auxiliary assis-
tance is needed on an employee ' s route on one
of the employee ' s regularly scheduled days
and the employee is not on the overtime de-
sired list, the employer will seek to utilize
auxiliary assistance , when available , rather
than requiring the employee to work mandatory
overtime .
In his decision , Arbitrator Mittenthal elucidated the
meaning of the term " auxiliary assistance" in the Letter Carrier
paragraph of the MOU . He stated that for example , management may
use a part -time flexible carrier or an unassigned regular at
straight time to perform the extra work on the regular carrier's
route . Or management may "pivot " a portion of the route, i .e .,
reassign the extra work to some other carrier whose work is
relatively light that day ; management may also assign the extra
work at overtime rates to some carrier on the OTDL . It is clear
that not all of these alternatives are available in the circum-
stances of this case ; the Union adds here that management could
also employ a casual employee to deliver Mr . Krawczyk ' s route on
his non-scheduled day (Saturday ) . But I have noted that issues
6
of staffing are recognized to be within the area of management
right under Article 3 of the National Agreement .
It is also clear that the PTF Letter Carriers have contrac-
tual rights to leave under Article 10 of the National Agreement .
See also Section 321 of the F-21 Manual , submitted by the Union .
Thus the question at issue involves the balancing of the rights
appearing in the provisions of Articles 8 and 10 of the National
Agreement , as construed and applied in the above-cited National
Awards, on the facts of this particular case .
The Union ' s reference to the lack of a Local Memorandum of
Understanding in Farmington pertains to designation of leave
outside the choice vacation period ( s) covered by the National
Agreement . For example , the National Agreement provides in
Article 10 .3 . C that duration of the choice vacation period(s)
shall be determined pursuant to local implementation procedures .
At this writing, those procedures do not exist in the Farmington
Post Office . But the Union argues that this was not prime
vacation time as to which the PTF letter carrier would have the
right to a scheduled vacation ; the Union terms this grant of
annual leave as incidental and subject to the "may" provision of
Article 10 .3 . D .4 . But the Service maintains that this case shows
just an isolated instance which was within its rights to assign
and that the Union has not met its burden of proving a violation
of the National Agreement on the facts shown . The Union main-
tains that it has demonstrated enough to call for a remedy by way
of a declaration of rights .
7
Extensive discussion of the various provisions of the
National Agreement is unnecessary here . But a reading of the
provisions of Article 8 .5, including 8 .5 .D, F and G, of the
MOU, and of the submitted awards, supports the Union ' s position
as to the parties ' intent . For example , the MOU begins as
follows :
Recognizing that excessive use of overtime is
inconsistent with the best interest of postal
employees and the Postal Service, it is the
intent of the parties in adopting changes to
Article 8 to limit overtime , to avoid exces-
sive mandatory overtime , and to protect the
interests of employees who do not wish to
work overtime , while recognizing that bona
fide operational requirements do exist that
necessitate the use of overtime from time to
time . The parties have agreed to certain
additional restrictions on overtime work,
while agreeing to continue the use of over-
time desired lists to protect the interests
of those employees who do not want to work
overtime , and the interest of those who seek
to work limited overtime . The parties agree
this memorandum does not give rise to any
contractual commitment beyond the provisions
of Article 8, but is intended to set forth
the underlying principles which brought the
parties to agreement .
Management's argument based upon the last paragraph of the
Joint Statement on overtime seems consistent with the provisions
of the MOU which follow those just quoted :
The new provisions of Article 8 contain
different restrictions than the old language .
However, the new language is not intended to
change existing practices relating to use of
employees not on the overtime desired list
when there are insufficient employees on the
list available to meet the overtime needs .
For example, . . .
8
The Union points out that Mr . Krawczyk has a fixed schedule
while the PTF carriers do not ; it argues that the PTF carrier who
was granted leave could have been assigned to work on the
Saturday in question .
Based upon the provisions of the National Agreement and of
the awards , cited above , were this a case involving repeated
occurrences of this event , it would be fair to say that unlesss
there were a valid reason to schedule one of the two PTF Carriers
to be off on one of the regular's non-scheduled days, the office
should avoid such a schedule ; that is, having to require
Mr . Krawczyk to work on one of those days on overtime . In an
office of this size , however, some flexibility is required .
These observations are appropriate per the submissions and the
discussions at hearing and in the conference call . They respond
to the parties' positions .
But this grievance involves only a single instance . Events
alleged to have occurred after the date in question are not a
part of this grievance and therefore not before me . The issue
boils down to whether or not the Union, which has the burden of
proof on a contract case, satisfied that burden by its showing or
whether it fell short as the Postal Service maintains .
The burden of proof as to this single , first instance could
be resolved either way . One way is that the Union established a
prima facie case in its showing of the scheduling that occurred
here and that it was up to management to prove justification,
that is, the reasons for granting the annual leave to the PTF
9
carrier . Or it may be concluded that it is part of the Union's
case to show that management acted without justification .
In this single instance, I conclude that not enough has been
shown to substantiate the view that management violated the in-
tent of the National Agreement in the assignment of Mr . Krawczyk
on the day in question . We do not have sufficient evidentiary
information to sustain such a finding . Therefore, on the limited
facts and circumstances of this particular case, this grievance
should be denied .
Award
On the particular facts and circumstances of this case, and
for the reasons explained in the opinion, this grievance is
denied .
Dated : March 16, 1991
Jonathan S . Liebowitz
Arbitrator

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Regional arbitration C-10717

  • 1. REGULAR ARBITRATION PANEL In the Matter of the Arbitration ) ( Grievant : Ronald Krawczyk between ) UNITED STATES POSTAL SERVICE ) Post Office : Farmington, NH ( and D ( Case No : N7N-1K-C 30298 NATIONAL ASSOCIATION OF LETTER ) NALC Case No : 024RGK CARRIERS, AFL-CIO ) NALC GTS No : 6761 ) ( Before Jonathan S . Liebowitz , Arbitrator Appearances : For US Postal Service : Michael J . Donahue, Manager, Labor Relations For Union : Carl Soderstrom, Trustee, Branch 34 Date of Hearing : March 5, 1991 The case was discussed in a conference call with the advocates on March 13, 1991 . Place of Hearing : P .O ., 133 Washington Street, Dover, NH Award : On the particular facts and circumstances of this case, and for the reasons explained in the Opinion, this grievance is denied . Date of Award : March 16, 1991 _1 MAR 2 2 1991 Jonathan S . Liebowitz Arbitrator ;.:0W
  • 2. 2 Opinion This case arises in the Farmington, NH Post office ; there is one regular route and one auxiliary route . Mr . Krawczyk, the grievant, is the only full-time regular Letter Carrier in the office . There are two PTF Letter Carriers . The grievance arises because on Saturday, March 24, 1990, one of the PTF Letter Car- riers, Robin McKuhen, was granted Annual Leave and Mr . Krawczyk was required to work overtime on his non-scheduled day delivering his route . He was paid overtime at time and one-half for so doing ; while the grievance papers requested that he be paid double time, the Union's position, at hearing and in discussion of the case in a conference call with the advocates on March 13, 1991, is that it seeks a declaration of rights and not a monetary remedy because this was the first time that this occurred . Neither Ms . McKuhen nor Postmaster Hersey testified at the hearing ; the reason for the request for, and grant of, annual leave to Ms . McKuhen does not appear in the record . Until the Step 2 management response to this grievance, there was no overtime desired list (OTDL) in Farmington . Mr . Krawczyk had not requested the overtime, per management's Step 2 response, he answered negatively when asked if he "wished to be placed on the overtime desired list ." Nor is "work assignment" overtime in- volved here . There is no Local Memorandum of Understanding in the Farmington Post Office . While Mr . Krawczyk testified initially to similar occur- rences prior to March 24, 1990, that testimony was mistaken ; he
  • 3. 3 also testified to such occurrences after that date . But the Postal Service maintains , and the Union does not dispute, thatt events after March 24th are not part the Union advised that they are part grievances which procedure . in the steps ofare The Union contends that carrier so as to require the of this grievance . In fact, of one or two other the contractual grievance granting annual leave to a PTF working of involuntary overtime by the regular carrier is a poor business decision and contrary to the intent of the National Agreement to minimize assignments of involuntary overtime to full -time regular employees . The Union points out that this date did not fall within the choice vacation period ( s) referred to in Article 10 .3 of the National Agreement . It cites Article 10 .3 .D .4 : " The remainder of the employee's annual leave may be granted at other times during the year, as requested by the employee ." The Union emphasizes the word "may" and argues that the Service was not required to grant annual leave to the PTF carrier on the date in question ; it could have required her to work and thus spared the grievant , the regular carrier, from being assigned to work his route on a non-scheduled day . The Postal Service sees the dispute as involving its right to grant annual leave ; under Article 10 , including 10 .3 .D .4, that right is clear ; the Service also cites its Article 3 Management Rights ; the Union points out that they are subject to the provi- sions of the Agreement . It is also clear that the PTF carriers
  • 4. 4 possess a right to contract benefits and that absence on annual leave, or on sick leave for that matter , on any of grievant's non-scheduled days would necessitate his being required to workk his route . The Service cites in particular the last paragraph of the Joint Statement on overtime between the USPS and the NALC dated June 8, 1988 : When full -time regular employees not on the Overtime Desired List are needed to work overtime on other than their own assignment, or on a non- scheduled day, Article 8, Section 5 .D, requires that they be forced on a rotat- ing basis beginning with the junior employee . In such circumstances management may, but is not required to seek volunteers from non-OTDL employees . Thus management argues that it could properly require grievant to work on his non-scheduled day as he is " the junior employee ." However, he is the only regular Letter Carrier assigned to that office . The provision just cited parallels the language of Article 8 .5 .D of the National Agreement , with the addition of the lang- uage about seeking volunteers . The Postal Service also maintains that, so far as this grievance reveals, this was an isolated instance on a single day ; the Union ' s position is that it seeks a declaration of rights to apply to such circumstances in the future . The Union submits the award of Arbitrator Zumas in National Level Case H1C-4K -C 27344 / 45, November 21, 1985, and a Northeast Regional memorandum dated February 7, 1986, pertaining to that
  • 5. 5 award . The Union also submits the National Level award of Arbitrator Mittenthal , H4N-NA-C-21 (5th issue ), June 26, 1986 . I have studied those awards and the provisions of Article 8, with particular reference to Article 8 .5, of the National Agree- ment, as well as of the Memorandum of Understanding Re : Article 8 which appears at PP . 187 - 189 of the National Agreement . The "Letter Carrier paragraph " in the Memorandum provides : In the Letter Carrier Craft , where management determines that overtime or auxiliary assis- tance is needed on an employee ' s route on one of the employee ' s regularly scheduled days and the employee is not on the overtime de- sired list, the employer will seek to utilize auxiliary assistance , when available , rather than requiring the employee to work mandatory overtime . In his decision , Arbitrator Mittenthal elucidated the meaning of the term " auxiliary assistance" in the Letter Carrier paragraph of the MOU . He stated that for example , management may use a part -time flexible carrier or an unassigned regular at straight time to perform the extra work on the regular carrier's route . Or management may "pivot " a portion of the route, i .e ., reassign the extra work to some other carrier whose work is relatively light that day ; management may also assign the extra work at overtime rates to some carrier on the OTDL . It is clear that not all of these alternatives are available in the circum- stances of this case ; the Union adds here that management could also employ a casual employee to deliver Mr . Krawczyk ' s route on his non-scheduled day (Saturday ) . But I have noted that issues
  • 6. 6 of staffing are recognized to be within the area of management right under Article 3 of the National Agreement . It is also clear that the PTF Letter Carriers have contrac- tual rights to leave under Article 10 of the National Agreement . See also Section 321 of the F-21 Manual , submitted by the Union . Thus the question at issue involves the balancing of the rights appearing in the provisions of Articles 8 and 10 of the National Agreement , as construed and applied in the above-cited National Awards, on the facts of this particular case . The Union ' s reference to the lack of a Local Memorandum of Understanding in Farmington pertains to designation of leave outside the choice vacation period ( s) covered by the National Agreement . For example , the National Agreement provides in Article 10 .3 . C that duration of the choice vacation period(s) shall be determined pursuant to local implementation procedures . At this writing, those procedures do not exist in the Farmington Post Office . But the Union argues that this was not prime vacation time as to which the PTF letter carrier would have the right to a scheduled vacation ; the Union terms this grant of annual leave as incidental and subject to the "may" provision of Article 10 .3 . D .4 . But the Service maintains that this case shows just an isolated instance which was within its rights to assign and that the Union has not met its burden of proving a violation of the National Agreement on the facts shown . The Union main- tains that it has demonstrated enough to call for a remedy by way of a declaration of rights .
  • 7. 7 Extensive discussion of the various provisions of the National Agreement is unnecessary here . But a reading of the provisions of Article 8 .5, including 8 .5 .D, F and G, of the MOU, and of the submitted awards, supports the Union ' s position as to the parties ' intent . For example , the MOU begins as follows : Recognizing that excessive use of overtime is inconsistent with the best interest of postal employees and the Postal Service, it is the intent of the parties in adopting changes to Article 8 to limit overtime , to avoid exces- sive mandatory overtime , and to protect the interests of employees who do not wish to work overtime , while recognizing that bona fide operational requirements do exist that necessitate the use of overtime from time to time . The parties have agreed to certain additional restrictions on overtime work, while agreeing to continue the use of over- time desired lists to protect the interests of those employees who do not want to work overtime , and the interest of those who seek to work limited overtime . The parties agree this memorandum does not give rise to any contractual commitment beyond the provisions of Article 8, but is intended to set forth the underlying principles which brought the parties to agreement . Management's argument based upon the last paragraph of the Joint Statement on overtime seems consistent with the provisions of the MOU which follow those just quoted : The new provisions of Article 8 contain different restrictions than the old language . However, the new language is not intended to change existing practices relating to use of employees not on the overtime desired list when there are insufficient employees on the list available to meet the overtime needs . For example, . . .
  • 8. 8 The Union points out that Mr . Krawczyk has a fixed schedule while the PTF carriers do not ; it argues that the PTF carrier who was granted leave could have been assigned to work on the Saturday in question . Based upon the provisions of the National Agreement and of the awards , cited above , were this a case involving repeated occurrences of this event , it would be fair to say that unlesss there were a valid reason to schedule one of the two PTF Carriers to be off on one of the regular's non-scheduled days, the office should avoid such a schedule ; that is, having to require Mr . Krawczyk to work on one of those days on overtime . In an office of this size , however, some flexibility is required . These observations are appropriate per the submissions and the discussions at hearing and in the conference call . They respond to the parties' positions . But this grievance involves only a single instance . Events alleged to have occurred after the date in question are not a part of this grievance and therefore not before me . The issue boils down to whether or not the Union, which has the burden of proof on a contract case, satisfied that burden by its showing or whether it fell short as the Postal Service maintains . The burden of proof as to this single , first instance could be resolved either way . One way is that the Union established a prima facie case in its showing of the scheduling that occurred here and that it was up to management to prove justification, that is, the reasons for granting the annual leave to the PTF
  • 9. 9 carrier . Or it may be concluded that it is part of the Union's case to show that management acted without justification . In this single instance, I conclude that not enough has been shown to substantiate the view that management violated the in- tent of the National Agreement in the assignment of Mr . Krawczyk on the day in question . We do not have sufficient evidentiary information to sustain such a finding . Therefore, on the limited facts and circumstances of this particular case, this grievance should be denied . Award On the particular facts and circumstances of this case, and for the reasons explained in the opinion, this grievance is denied . Dated : March 16, 1991 Jonathan S . Liebowitz Arbitrator