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QUEST > Integrated and scalar action plans to revert multiple-deprivation dynamics

CONTEXT > Europe / North East England

CONCEPTUAL FRAMEWORK > Integral and inclusive approach

CHALLENGE > wider perspective of area-based initiatives

FIELD WORK > New Deal for Communities / Housing Market Renewal Pathfinders

         Elswick / Byker / Scotswood

         Multi-level formulas

         Implications

FINAL REFLECTIONS > Open questions

CRISTINA GALLEGO GAMAZO - PhD Candidate ETS Arquitectura - Politécnica de Madrid / APL Occasional Student - Newcastle University


Regeneration in deprived neighbourhoods:
Formulas towards a multi-scale perspective
CONTEXT > EUROPEAN

EXPERTS AND AGENCIES RECOMMENDATIONS: TOWARDS AN INTEGRATIVE AND PARTICIPATORY APPROACH


2007   LEIPZIG CHARTER ON SUSTAINABLE EUROPEAN CITIES


             Special attention to deprived neighborhoods within the context of the city as a whole
             and more particularly the convenience of aligning one with each other its concrete objectives
             in order to reduce social polarization


2010   TOLEDO URBAN DEVELOPMENT DECLARATION


          Integrated Urban Regeneration in Europe Report. Instituto de Urbanística - Universidad de Valladolid, Spain.
             U.K. lessons from the Single Regeneration Budget , Strategic Partnerships and Multi-Area Agreements
             Place and people-based initiatives are complementary and need to be coordinate at all levels


          The role of urban regeneration in the future of urban development in Europe. Opinion CoR.
             Recognize the negative impact of spatially unbalanced growth on social cohesion and economic growth
CONTEXT > NORTH EAST ENGLAND

REGENERATION SCHEME                                            APPROACH EVOLUTION
70s        Community Development Projects
                                                               PHYSICAL REDEVELOPMENT
           Inner City Partnerships                             massive demolitions / area restructuration
           Comprehensive Community Programmes                  population displacement
80s        Urban Development Corporations (first generation)
90s        Single Regeneration Budget - SRB                    BRICKS and MORTAR APPROACH
           City Challenge Plan                                 social-mix / intentional gentrification
Late 90s   Urban Task Force Report
                                                               URBAN RENAISSANCE
           Sustainable Communities Strategy                    compact and connected urban areas
           Area based regeneration programs
90s-10s    Regional Development Agencies
2000s      Neighbourhood Renewal Funds                         MARKET-LED PHYSICAL RENEWAL
           Housing Market Renewal Program                      encourage basic levels of community implication
           New Deal for Communities Program                    EVIDENCE-BASED and HOLISTIC APPROACH
           Urban Regeneration Companies                        enable high levels of community implication
2003       Statement of Community Involvement
                                                               LOCAL COMMUNITY INVOLVEMENT
2004       Planning Compulsory Purchase Act                    community-led small local initiatives
           base for the Local Development Framework: LDF
2012       Central government decentralization agenda
                                                               Expectation: LOCALISM APPROACH
           Localism Bill
                                                               power? support ? real options? motives?
           Big Society Pilots
CONCEPTUAL FRAMEWORK

AREAS POSITION WITHIN THE CITY
Physical barriers: ISOLATE AREAS

   Effect: limit the urban integration

Psychological barriers: ISOLATE COMMUNITIES

   Effect: limit the interactions with nearby areas



Higher levels of urban + social integration

IMPLICATIONS:

   Community      chance to achieve quality
                  levels of urban life
                  improve energy efficiency
                  access to city-wide opportunities

   City / Region integrate the recover areas
                  activities to the city-wide urban life
                 reduce energy consumption
                 boost sustainable development
CONCEPTUAL FRAMEWORK




MULTI-SCALE CONCEPT: URBAN / SOCIAL INTEGRATION - COLLECTIVE KNOWLEDGE - CAPACITIES - COORDINATION
CHALLENGE > WIDER PERSPECTIVE OF AREA-BASED INITIATIVES
AREA - BASED INITIATIVES CHALLENGE > Act strategically considering city-wide urban and social integration


BREAK DOWN PHYSICAL BARRIERS
   Normally, areas designed as independent units
   Disadvantage of infrastructure and mobility systems
   Central position potential to attract external interest


BREAK DOWN PSYCHOLOGICAL BARRIERS
   Long-time marginal status that is complex to reverse
   Local lack of aspiration, confident and esteem
   General desire to move to more popular places


RECOGNISE THE CONTRAST OF DIFFERENT REGENERATION SCALES (territorial scales / levels of government)
   INTEGRATION                  Integration of all local plans within a general strategy
   COORDINATION                 Coordination of interests, capacities and forms of work at different levels
   PUBLIC PARTICIPATION         Support diverse forms of public participation at different levels
   INTERDEPENDENCE              Local real changes depend on general changes / General context improved by local potentials
FIELD WORK

  OBJECTIVE    Identify multi-level formulas and reflect its implication


               Comparative analysis of recent regeneration schemes through cases study
  SYSTEM
               NDfC: New Deal for Communities / HMR: Housing Market Renewal Pathfinders


               Signs of local involvement
  CASES
  SELECTION    Interesting political or spatial context at different scales
  CRITERIA     NDfC: Elswick / HMR: Scotswood and Byker


               Interests and approach
  DATA         Results: Level of urban and social integration
               Players: Roles of players involved / identification of potential players


               Site walkabouts with an active resident
  DATA         Participation in community activities
  COLLECTION
               Experts consultation
               Semi-structured interviews (reps. of public and community sectors)


  ANALYSIS     Cross matrix
FIELD WORK > AREAS CONTEXT


           In 10% most deprived of English Wards
           Between 10% - 20% most deprived areas
           Between 20% - 50% most deprived areas
           In 50% least deprived of English Wards
           Area Committee Boundary

 Data: index of the 2000




                                                                SCOTSWOOD          ELSWICK   BYKER




  MAP: Index of multiple deprivation. 2001 NNIS Technical Report. Newcastle City Council.
FIELD WORK > AREAS CONTEXT


           Insufficient Data
           1-29
           30-58
           59-87
           88-116
           117-145
           Ward Boundaries




                                                             BENWELL                         BYKER
                                                            SCOTSWOOD        ELSWICK




 MAP: Vitality Index 2008. Chief executive’s Office. Newcastle City Council.
 Cross domains: crime + education + health + housing + income + unemployment + environment
FIELD WORK > NEW DEAL FOR COMMUNITIES                                                ELSWICK

REGENERATION SCHEMES APPROACH
2001 / 2004 Going for Growth > social-mix concept
2000 / 2010 NDfC > long term project / holistic approach
2010         Newcastle 2021 > social-mix + use-mix concept


URBAN INTEGRATION
   Central location within the city > cross by main roads / river links proposals
   No physical restructuration to improve urban integration
   Link with the great operation: Newcastle Science City Project


SOCIAL INTEGRATION
   West-End area: sum of distinctive micro-neighbourhoods but poor interactions
   Community facilities that generate social interaction within each area
   City-wide services located in the area but poor local interaction


MULTI-SCALAR VIEW
   MICRO-LOCAL > separate projects with different impacts across all areas
   LOCAL > local actors pushed to act strategically / artificial response
   WIDER > external pressures and interests
FIELD WORK > HOUSING MARKET RENEWAL PATHFINDER + CITY-WIDE INITIATIVES                  BYKER WALL ESTATE

REGENERATION SCHEMES
Late 60s     Physical redevelopment with residents implication (Ralph Erskine Plan)
Onwards      Consecutive investment initiatives focus on:
             physical improvements and employment opportunities


URBAN INTEGRATION
   Well-connected with the city-wide mobility system (road networks and metro)
   Topography limitations (visibility and accessibility)
   Different units separate by main roads and paths that link with nearby areas


SOCIAL INTEGRATION
   Community of communities: sum of communities of interest and identity
   Well-integrated with the rest of East End: services accessibility / amenities hub


MULTI-SCALAR VIEW
Local level > criticized the external agencies forms of work not fit to Byker context
Expectations and suspicious about the motives - first step for privatization?
2011         Creation of the Byker Community Trust
2012         Transfer of the Council stock to the Byker Community Trust
FIELD WORK > HOUSING MARKET RENEWAL PATHFINDER                                             SCOTSWOOD
REREGENRATION SCHEMES
90s            City Challenge + Single Regeneration Budget > large scale clearance
2000 / 2004 Going for Growth > large scale clearance / social-mix concept
2003 / 2010 HMR > intensive restructuration / market-led / social-mix concept
2009           Action Plan > intensive restructuration / market-led / social-mix concept


URBAN INTEGRATION
     Action Plan concepts:
      Enhance the strategic location > attract interests and link to city opportunities
      Integration > connect with nearby urban and services organizations


SOCIAL INTEGRATION
     Currently: internal social conflicts / use of services of nearby areas
     Predictable effects: severe displacement / new residents arrival


MULTI-SCALAR VIEW
     MICRO-LOCAL > internal resentments and competiveness
     LOCAL > local activists act strategically / natural response
     WIDER > large-scale redevelopment attract external interests
FIELD WORK > NEW DEAL FOR COMMUNITIES vs. HOUSING MARKET RENEWAL PATHFINDER

NEW DEAL FOR COMMUNITIES                                                    HOUSING MARKET RENEWAL PATHFINDER

Long term project (10 years)                                                Long term project (8 years)
Holistic approach                                                           Physical regeneration
Community-led                                                               Market-led
Managed by a multi-sectorial Partnership                                    Managed by a Strategic Partnership
Motives: better use of public investment                                    Motives: low housing demand > housing stock
Enable high levels of public participation                                  Enable low levels of public participation


Overall,

    AREA CONTEXT
           determined by the unique area factors + multiple external factors


    MAIN ACTIONS
           decided a priori by local authorities / based on housing market and general economic dynamics


    MICRO-LOCAL LEVEL
           local community influences small scale activities with very localise impact
           private sector reps and experts influence local actions with a wider strategic view
FIELD WORK >    FORMULAS

                Design long-standing policies
                Decision making: community participatory budgeting
POLICY          Policy structures to facilitate the processes running
                Activism to aware the population towards a more inclusive city
                Support to translate policy concepts to the practice

LINKAGE         Innovative management: multi-sectorial Partnerships
                Connect with potential players operating at different levels
STRUCTURES      Establish formal communication channels

INTEGRATION     Coordinate Plans, services, potentials and interests

                Logic multi-level scheme
INSTRUMENTAL
                Strategic Projects + complementary initiatives + innovative funding system
FRAMEWORK       Data: update indicators / previous studies
                Formalization of strategic relationships

                Local support to communities
SUPPORT         General support: all sectors / all levels

                Learn lessons
SPECIFIC
                Generate collective knowledge
KNOWLEDGE
                Provide accessible information

CREATE          Strategic location of economic and social opportunities across all areas
OPPORTUNITIES   Provision of local services based on agencies networking and information to residents
FIELD WORK >             IMPLICATIONS
The implications at different levels depend on:

 AREA                    unique socio / cultural / political / economic / physical / environmental conditions
 CONTEXT                 external pressures and interests on the area


 GENERAL                 political structure / instrumental framework / legal basis / institutional support
 CONTEXT                 funding criteria / general socio-economic situation / urban culture


 SCALAR                  real concern about local identities / wider territorial balance
 MODEL                   real attempt to promote integrative / inclusive / fairness / competitive approach
 APPROACH                enable and support high levels of collaboration: collective understanding and priorization


The application of a scalar criteria raises questions about:

RESPONSIBILITIES         leadership / powership / ownership / identity
APPROACH                 balance / integration / coordination
PRACTICE                 instrumental / institutional / technical / conceptual support
COLLABORATION            strategic relations / capacities / collective knowledge / innovation
EXPECTED RESULTS         competitiveness / sustainability

MOTIVES                  SEARCH OPPORTUNITIES                     RESPONSE TO THE INEQUALITIES
FINAL REFLECTIONS > OPEN QUESTIONS


GENERAL SCALE




                                                                        M A N A G E M E N T
                                                  G O V E R N A N C E
                                P L A N N I N G
                                                                                              Q U E S T I O N S



LOCAL         SCALE                                                                           C O N T E X T S ?


                                                                                              M E C H A N I S M S ?


MICRO-LOCAL SCALE                                                                             P   L   A   Y   E   R   S   ?



OPEN QUESTIONS >

 FACTORS           which are the factors that influence the scalar response?

 CONDITIONS        which are the optimal conditions that ensure better results?

 MECHANISMS        what kind of mechanisms are more operative considering these factors?

 PLAYERS           who are the potential players to foster a wider perspective?

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Urban regeneration: Formulas towards a multi-scale perspective

  • 1. QUEST > Integrated and scalar action plans to revert multiple-deprivation dynamics CONTEXT > Europe / North East England CONCEPTUAL FRAMEWORK > Integral and inclusive approach CHALLENGE > wider perspective of area-based initiatives FIELD WORK > New Deal for Communities / Housing Market Renewal Pathfinders Elswick / Byker / Scotswood Multi-level formulas Implications FINAL REFLECTIONS > Open questions CRISTINA GALLEGO GAMAZO - PhD Candidate ETS Arquitectura - Politécnica de Madrid / APL Occasional Student - Newcastle University Regeneration in deprived neighbourhoods: Formulas towards a multi-scale perspective
  • 2. CONTEXT > EUROPEAN EXPERTS AND AGENCIES RECOMMENDATIONS: TOWARDS AN INTEGRATIVE AND PARTICIPATORY APPROACH 2007 LEIPZIG CHARTER ON SUSTAINABLE EUROPEAN CITIES Special attention to deprived neighborhoods within the context of the city as a whole and more particularly the convenience of aligning one with each other its concrete objectives in order to reduce social polarization 2010 TOLEDO URBAN DEVELOPMENT DECLARATION  Integrated Urban Regeneration in Europe Report. Instituto de Urbanística - Universidad de Valladolid, Spain. U.K. lessons from the Single Regeneration Budget , Strategic Partnerships and Multi-Area Agreements Place and people-based initiatives are complementary and need to be coordinate at all levels  The role of urban regeneration in the future of urban development in Europe. Opinion CoR. Recognize the negative impact of spatially unbalanced growth on social cohesion and economic growth
  • 3. CONTEXT > NORTH EAST ENGLAND REGENERATION SCHEME APPROACH EVOLUTION 70s Community Development Projects PHYSICAL REDEVELOPMENT Inner City Partnerships massive demolitions / area restructuration Comprehensive Community Programmes population displacement 80s Urban Development Corporations (first generation) 90s Single Regeneration Budget - SRB BRICKS and MORTAR APPROACH City Challenge Plan social-mix / intentional gentrification Late 90s Urban Task Force Report URBAN RENAISSANCE Sustainable Communities Strategy compact and connected urban areas Area based regeneration programs 90s-10s Regional Development Agencies 2000s Neighbourhood Renewal Funds MARKET-LED PHYSICAL RENEWAL Housing Market Renewal Program encourage basic levels of community implication New Deal for Communities Program EVIDENCE-BASED and HOLISTIC APPROACH Urban Regeneration Companies enable high levels of community implication 2003 Statement of Community Involvement LOCAL COMMUNITY INVOLVEMENT 2004 Planning Compulsory Purchase Act community-led small local initiatives base for the Local Development Framework: LDF 2012 Central government decentralization agenda Expectation: LOCALISM APPROACH Localism Bill power? support ? real options? motives? Big Society Pilots
  • 4. CONCEPTUAL FRAMEWORK AREAS POSITION WITHIN THE CITY Physical barriers: ISOLATE AREAS Effect: limit the urban integration Psychological barriers: ISOLATE COMMUNITIES Effect: limit the interactions with nearby areas Higher levels of urban + social integration IMPLICATIONS: Community chance to achieve quality levels of urban life improve energy efficiency access to city-wide opportunities City / Region integrate the recover areas activities to the city-wide urban life reduce energy consumption boost sustainable development
  • 5. CONCEPTUAL FRAMEWORK MULTI-SCALE CONCEPT: URBAN / SOCIAL INTEGRATION - COLLECTIVE KNOWLEDGE - CAPACITIES - COORDINATION
  • 6. CHALLENGE > WIDER PERSPECTIVE OF AREA-BASED INITIATIVES AREA - BASED INITIATIVES CHALLENGE > Act strategically considering city-wide urban and social integration BREAK DOWN PHYSICAL BARRIERS  Normally, areas designed as independent units  Disadvantage of infrastructure and mobility systems  Central position potential to attract external interest BREAK DOWN PSYCHOLOGICAL BARRIERS  Long-time marginal status that is complex to reverse  Local lack of aspiration, confident and esteem  General desire to move to more popular places RECOGNISE THE CONTRAST OF DIFFERENT REGENERATION SCALES (territorial scales / levels of government)  INTEGRATION Integration of all local plans within a general strategy  COORDINATION Coordination of interests, capacities and forms of work at different levels  PUBLIC PARTICIPATION Support diverse forms of public participation at different levels  INTERDEPENDENCE Local real changes depend on general changes / General context improved by local potentials
  • 7. FIELD WORK OBJECTIVE Identify multi-level formulas and reflect its implication Comparative analysis of recent regeneration schemes through cases study SYSTEM NDfC: New Deal for Communities / HMR: Housing Market Renewal Pathfinders Signs of local involvement CASES SELECTION Interesting political or spatial context at different scales CRITERIA NDfC: Elswick / HMR: Scotswood and Byker Interests and approach DATA Results: Level of urban and social integration Players: Roles of players involved / identification of potential players Site walkabouts with an active resident DATA Participation in community activities COLLECTION Experts consultation Semi-structured interviews (reps. of public and community sectors) ANALYSIS Cross matrix
  • 8. FIELD WORK > AREAS CONTEXT In 10% most deprived of English Wards Between 10% - 20% most deprived areas Between 20% - 50% most deprived areas In 50% least deprived of English Wards Area Committee Boundary Data: index of the 2000 SCOTSWOOD ELSWICK BYKER MAP: Index of multiple deprivation. 2001 NNIS Technical Report. Newcastle City Council.
  • 9. FIELD WORK > AREAS CONTEXT Insufficient Data 1-29 30-58 59-87 88-116 117-145 Ward Boundaries BENWELL BYKER SCOTSWOOD ELSWICK MAP: Vitality Index 2008. Chief executive’s Office. Newcastle City Council. Cross domains: crime + education + health + housing + income + unemployment + environment
  • 10. FIELD WORK > NEW DEAL FOR COMMUNITIES ELSWICK REGENERATION SCHEMES APPROACH 2001 / 2004 Going for Growth > social-mix concept 2000 / 2010 NDfC > long term project / holistic approach 2010 Newcastle 2021 > social-mix + use-mix concept URBAN INTEGRATION  Central location within the city > cross by main roads / river links proposals  No physical restructuration to improve urban integration  Link with the great operation: Newcastle Science City Project SOCIAL INTEGRATION  West-End area: sum of distinctive micro-neighbourhoods but poor interactions  Community facilities that generate social interaction within each area  City-wide services located in the area but poor local interaction MULTI-SCALAR VIEW  MICRO-LOCAL > separate projects with different impacts across all areas  LOCAL > local actors pushed to act strategically / artificial response  WIDER > external pressures and interests
  • 11. FIELD WORK > HOUSING MARKET RENEWAL PATHFINDER + CITY-WIDE INITIATIVES BYKER WALL ESTATE REGENERATION SCHEMES Late 60s Physical redevelopment with residents implication (Ralph Erskine Plan) Onwards Consecutive investment initiatives focus on: physical improvements and employment opportunities URBAN INTEGRATION  Well-connected with the city-wide mobility system (road networks and metro)  Topography limitations (visibility and accessibility)  Different units separate by main roads and paths that link with nearby areas SOCIAL INTEGRATION  Community of communities: sum of communities of interest and identity  Well-integrated with the rest of East End: services accessibility / amenities hub MULTI-SCALAR VIEW Local level > criticized the external agencies forms of work not fit to Byker context Expectations and suspicious about the motives - first step for privatization? 2011 Creation of the Byker Community Trust 2012 Transfer of the Council stock to the Byker Community Trust
  • 12. FIELD WORK > HOUSING MARKET RENEWAL PATHFINDER SCOTSWOOD REREGENRATION SCHEMES 90s City Challenge + Single Regeneration Budget > large scale clearance 2000 / 2004 Going for Growth > large scale clearance / social-mix concept 2003 / 2010 HMR > intensive restructuration / market-led / social-mix concept 2009 Action Plan > intensive restructuration / market-led / social-mix concept URBAN INTEGRATION  Action Plan concepts: Enhance the strategic location > attract interests and link to city opportunities Integration > connect with nearby urban and services organizations SOCIAL INTEGRATION  Currently: internal social conflicts / use of services of nearby areas  Predictable effects: severe displacement / new residents arrival MULTI-SCALAR VIEW  MICRO-LOCAL > internal resentments and competiveness  LOCAL > local activists act strategically / natural response  WIDER > large-scale redevelopment attract external interests
  • 13. FIELD WORK > NEW DEAL FOR COMMUNITIES vs. HOUSING MARKET RENEWAL PATHFINDER NEW DEAL FOR COMMUNITIES HOUSING MARKET RENEWAL PATHFINDER Long term project (10 years) Long term project (8 years) Holistic approach Physical regeneration Community-led Market-led Managed by a multi-sectorial Partnership Managed by a Strategic Partnership Motives: better use of public investment Motives: low housing demand > housing stock Enable high levels of public participation Enable low levels of public participation Overall, AREA CONTEXT determined by the unique area factors + multiple external factors MAIN ACTIONS decided a priori by local authorities / based on housing market and general economic dynamics MICRO-LOCAL LEVEL local community influences small scale activities with very localise impact private sector reps and experts influence local actions with a wider strategic view
  • 14. FIELD WORK > FORMULAS Design long-standing policies Decision making: community participatory budgeting POLICY Policy structures to facilitate the processes running Activism to aware the population towards a more inclusive city Support to translate policy concepts to the practice LINKAGE Innovative management: multi-sectorial Partnerships Connect with potential players operating at different levels STRUCTURES Establish formal communication channels INTEGRATION Coordinate Plans, services, potentials and interests Logic multi-level scheme INSTRUMENTAL Strategic Projects + complementary initiatives + innovative funding system FRAMEWORK Data: update indicators / previous studies Formalization of strategic relationships Local support to communities SUPPORT General support: all sectors / all levels Learn lessons SPECIFIC Generate collective knowledge KNOWLEDGE Provide accessible information CREATE Strategic location of economic and social opportunities across all areas OPPORTUNITIES Provision of local services based on agencies networking and information to residents
  • 15. FIELD WORK > IMPLICATIONS The implications at different levels depend on: AREA unique socio / cultural / political / economic / physical / environmental conditions CONTEXT external pressures and interests on the area GENERAL political structure / instrumental framework / legal basis / institutional support CONTEXT funding criteria / general socio-economic situation / urban culture SCALAR real concern about local identities / wider territorial balance MODEL real attempt to promote integrative / inclusive / fairness / competitive approach APPROACH enable and support high levels of collaboration: collective understanding and priorization The application of a scalar criteria raises questions about: RESPONSIBILITIES leadership / powership / ownership / identity APPROACH balance / integration / coordination PRACTICE instrumental / institutional / technical / conceptual support COLLABORATION strategic relations / capacities / collective knowledge / innovation EXPECTED RESULTS competitiveness / sustainability MOTIVES SEARCH OPPORTUNITIES RESPONSE TO THE INEQUALITIES
  • 16. FINAL REFLECTIONS > OPEN QUESTIONS GENERAL SCALE M A N A G E M E N T G O V E R N A N C E P L A N N I N G Q U E S T I O N S LOCAL SCALE C O N T E X T S ? M E C H A N I S M S ? MICRO-LOCAL SCALE P L A Y E R S ? OPEN QUESTIONS >  FACTORS which are the factors that influence the scalar response?  CONDITIONS which are the optimal conditions that ensure better results?  MECHANISMS what kind of mechanisms are more operative considering these factors?  PLAYERS who are the potential players to foster a wider perspective?