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The Comprehensive Approach
Marc van den Homberg, TNO
Cpt Pieter van Ingen, 1 Civil Military Interaction Command
September 16th 2012, Stenden Hogeschool, Leeuwarden
Contents

•   Introduction
•   Learning objectives
•   Movie CIMIC (5 min)
•   Introduction to Comprehensive approach
•   Differences between civil and military
•   How to cooperate and coordinate?
•   Collaborative decision making
•   Comprehensive approach in practice: case Afghanistan
Marc van den Homberg
• Study and work background:
 • Ph.D. Physics and MBA
 • KPN Research
 • TNO, founded ICT4D team in 2006:


 • Reserve officer civil-military interaction
   Battalion since 2010


• Private:
 • Living in Rotterdam, married with two kids
 • Hobbies: mountaineering, running
Objectives

• To be able to explain the Comprehensive Approach and make the
  link to comprehensive security
• To be able to explain the civil military interaction spectrum
• To know the differences between civil and military organisations and
  how this impacts their interdependent dealing with a (post) conflict
  setting
• To have an understanding of how the theory works in reality..
  (Afghanistan)
Intrastate
            Complex                conflicts
           emergencies




                   Catastrophic
 Transborder Security
          The
                     terrorism
           environment
organized crime
Complex emergencies



    The roots of these conflicts
   are COMPLEX and require a
        multidisciplinary and
 comprehensive approach to create
       a sustainable peace !
All the same?


            Integrated
            Approach



    Comprehensive
       Crisis
     Management




  DIME



                    Civ Mil Interaction
NATO Comprehensive approach definition

Synergy amongst all actors and actions of the International Community
through the coordination and de-confliction of its political, development and
security capabilities to face today’s Challenges including Complex
Emergencies


(Result of NATO internal CA Stakeholder Meeting 22 / 23 September 2010)
Civil and military actors

          Civil actors about the military
          “boys with toys”, rigid, authoritarian, conservative,
           impatient, arrogant, civilian phobic, excessively
           security conscious




           Military about civil actors

           non-guided organisations, children of the 60s,
           tree huggers, undisciplined, unpunctual, anarchic,
           anti-military
But “thé NGO” does not exist

Position in Comprehensive approach depends on:
• Type of intervention (manmade versus nature disaster)
• Type of organisation (humanitarian versus development)
• Implementing via local organisations or by themselves
• National context (relationship between ministries and NGOs, e.g.
  Germany vs Netherlands) and autonomy


Just like “thé military” does not exist…!
NGOs versus Military differences

1. Decision making process (flat versus hierarchical; autonomous
   versus political)
2. Role (neutrality, impartiality versus choosing sides in a conflict)
3. Long term versus short term
4. Vision on the use of violence
5. Cultural knowledge
6. Execution (process oriented versus task oriented)
7. Involvement of local partners (bottom-up versus top-down)
8. Perception of local population
Levels of Interaction

                                                           Integration: Integrated planning and
                                                                        action.
                                               Coherence: Common goals and trust lead to
                                                         comprehensive actions – concerted
                                                         planning and action.
                                   Cooperation: Shared view and economy of activities
                                                encourages common purposes and common
                                                goals.
                       De-confliction: Shared view avoids interference and encourages economy
                                       of activities – self-synchronize.
           Awareness: Transparency and information sharing enhances shared view of the
                      engagement space.

Coexistence: The state of being together in the same place at the same time.



         Note: Principles of NGOs and IOs limit their potential level of interaction
Comprehensive approach matrix

Actors           Intra-agency                  Whole-of-                       Inter-agency                Internal-
                                               government                                                  External
                 Various sections of the       Various Canadian                Operation Desert Storm,     Elections in DRC 2006
United           Swedish government            government agencies             1991 Gulf War

                 Various components of UN      UK Stabilisation Unit or        UN Peacekeeping mission     Liberia 2009: use of PRS
Integrated       Peacekeeping mission          Canadian Stabilization and      and UN Country Team, e.g.
                                               Reconstruction Task Force       Liberia 2009

                 DPKO and OCHA work            Civilian and military pillars   Afghanistan Bonn-process    EULEX and the Kosovo
Cooperate        together on UN Protection     of USA PRT in Afghanistan,      2003; UN-EU cooperation     government, 2009
                 of Civilians Guidelines       2009                            in Chad, 2008

                 DPKO and OCHA in the          Civilian and military pillars   Humanitarian cluster        UN and Sudanese
Coordinate       field                         of Norwegian PRT in             approach to coordinate;     Independent Electoral
                                               Afghanistan, 2009               Kosovo UNMIK                Commission in April 2010
                                                                                                           elections

                 Various parts of EU in Chad   DFID and MOD fail to agree      Humanitarian community      UNAMID and Government
Coexist          in 2008                       on common evaluation            and MONUC in Eastern        of Darfur, 2008
                                               criteria for UK PRT in          DRC, 2009
                                               Afghanistan, 2008

                 Various sections of a         US State Department, US         Humanitarian agencies and   Taliban and ISAF/UNAMA;
Compete          ministry compete for          Department of Defense and       UNMIL disagree on           Government of Chad and
                 funding                       CIA in Afghanistan, 2007        movement of IDPs from       MINURCAT, 2010
                                                                               Monrovia, 2005




 Coherence and coordination The limits of the comprehensive approach, Cedric de Coning
 and Karsten Friss, Journal of International Peacekeeping 15 (2011) 243-272
How to cooperate/coordinate (1)


Common ground


      1. Commitment to peace and stability
      2. Hard working attitude
      3. International experience
      4. Life with hardship and danger
      5. Personal risk of injury
      6. Decision making under pressure
      7. Frustration with political decision making
How to cooperate/coordinate (2)


          Mutual benefit



Military-Civil Interaction         Civil-Military Interaction
•   Local knowledge            •    Security
•   Experience                 •    Information (roads, weather, maps,
•   Information and contacts        mines, incidents…)
•   Assessment                 •    Support within means and
    www.dfid.gov.uk                 capabilities (medical, comms,
    www.usaid.gov                   logistics)
•   Language and customs       •    Situation Assessment
How to cooperate/coordinate (3)

   Levels of interaction
   Integration             Projects jointly executed, or
                           by NGOs but financed by
                           the military
   Cooperation             Direct cooperation around
                           agreed upon activities but
                           separately executed
   Awareness               Military and NGOs
                           exchange information wrt
                           safety, reconstruction and
                           development projects
   Coexistence             Military (e.g. PRT) and
                           NGOs are present in the
                           same area but have no
                           close relationship
How to cooperate/coordinate (4)
Some additional observations

• Exchange of information is done between stakeholders, but quite
  often behind the scenes and with strict conditions
• Open cooperation between NGOs and military is –because of
  security reasons- almost never a good idea
• Ministry of Foreign Affairs forms a natural interface between Defense
  and NGOs
• Local NGOs are more pragmatic in their dealing with soldiers than
  INGOs
How to cooperate/coordinate (5)
Collaborative decision making
Challenges in collaborative decision making


• How can all actors overcome their differences and cooperate in complex
 mission environments?
• How do diplomacy, defense and development activities enforce instead of
 oppose each other?
• How can the actors be adaptive?
What is Collaborative Decision Making?

• Characteristics
 • For civil and military parties in complex mission environments
 • Based on military and civilian (planning) processes
 • Translation of political aims in specific approaches and activities
 • Adaptive ways to stability, development and security, not end state
   driven
 • Unity of Effort/Unity of Purpose (instead of Unity of Command)


• Track record
 • Uruzgan Campaign Plan
 • Comprehensive Mission Design Kunduz
Non endstate driven, but iterative approach




  STARTING
                                              Long term
    POINT
                                              objective
   MISSION
Comprehensive Decision Making
Backbone CDM process:
                    Conceptual framework
                                                             Factors to mitigate                                                                Factors to exploit




                                                                                                                                                                                                 Sec. Forces Presence
                                                                                                                                                                           National programmes
                                                                                                    Unsupportive leaders




                                                                                                                                                    IO/GO/NGO activities
                                                                                                                           Supportive leaders
                                          Influence of INS




                                                                                  Local Conflicts
                                                                 Narcotics (OC)
How to get there?




                                                                                                                                                                                                                        How to use it?
                                                                1. Governance
                     Development themes




                                                                2. Rule of Law
                                                                3. Security Apparatus
                                                                4. Education
                                                                5. Healthcare
                                                                6. Agriculture & Rural Development
                                                                7. Infrastructure & natural resources
                                                                8. Economic Development
                                                                9. Social Protection
Marc van den Homberg,

Questions?? Ideas?         21032012




Jump in!




     Feel free to contact me at:

     Marc van den Homberg
     +31 6 51069884
     marc.vandenhomberg@tno.nl
References

For this presentation the following sources were used:


• Collaborative Decision Making, Ingrid van Bemmel and Aletta
 Eikelboom, Jan 19th 2012, presentation for 1 GNC.
• NATO’s Contribution to a Comprehensive Approach, Nils T. Gallagher,
 CCOE
• De comprehensive approach vanuit NGO perspectief: Une liaison
 dangereuse, Paul van den Berg en Eveline Rooijmans, CA
 Conferentie, 23 mei 2012, The Hague
• Civiel-militaire relaties in complexe noodsituaties, Kees Homan, Hfd 8
 in Humanitaire ruimte: tussen onpartijdigheid en politiek
• Coherence and coordination The limits of the comprehensive
 approach, Cedric de Coning and Karsten Friss, Journal of
 International Peacekeeping 15 (2011) 243-272
Pieter van Ingen
95%
Decision making:

95% of our decision are made within a few milliseconds and based on
our need for happiness/satisfaction and security, short-term oriented

Therefore:

Comprehensive approach with people we don’t know is very difficult.
Trust has to be established first
Economic
                                                 Strategy



                                                                        Strategy



                                                                                       Strategy



                                                                                                   Strategy



                                                                                                              Strategy
                                                 Security



                                                                        Political



                                                                                        Social




                                                                                                                 IO




                                                                                                                                  2050
                                                                                                                         2010 2010 2010 2010 2010
                                                                                                                                          2010010
                                                                                                                                             2
Mission Approach URUZGAN: Conceptual Framework




                                                                                    Sec. Forces Presence
                                                                                                                               TFU effects
                                                            Enablers




                                                                                    National programmes
                                                                                    IO/GO/NGO activities
                                                                                    Infl. of powerbrokers
                                                                                       Local Conflicts
                                                            Disablers


                                                                                       Narcotics (OC)
                                                                                       OMF activities
Change ambition
        Main Players


Diplomacy                           Governor
                                    District
Commanders and foreign affairs      Chiefs
           officials




Defence                              Security
                                     Force
                                                      End State

Battle group, mentoring &Liaison     & police
teams




Development                        From Civ effects
                                   To development
Reconstruction and mentoring
teams
DIPLOMACY
DEFENCE
DEVELOPMENT
DIPLOMACY-project
DIPLOMACY-project
DEFENCE-project
Development-project
Development-
   project
Development-project
Development-project
ISAF ends in 2014 in Afghanistan once transition is done to:
• Local authorities
• Afghan National Security Forces (ANSF)
Note that this implies that not all three D’s from 3D are covered

NATO (USECT)
• Understand
• Shape
• Engage                            Defence
• Consolidate
• Transition



                          U S     E CT


                                                          Development
                    Diplomacy

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Comprehensive Approach Lecture Stenden Hogeschool 18092012 Final

  • 1. The Comprehensive Approach Marc van den Homberg, TNO Cpt Pieter van Ingen, 1 Civil Military Interaction Command September 16th 2012, Stenden Hogeschool, Leeuwarden
  • 2. Contents • Introduction • Learning objectives • Movie CIMIC (5 min) • Introduction to Comprehensive approach • Differences between civil and military • How to cooperate and coordinate? • Collaborative decision making • Comprehensive approach in practice: case Afghanistan
  • 3. Marc van den Homberg • Study and work background: • Ph.D. Physics and MBA • KPN Research • TNO, founded ICT4D team in 2006: • Reserve officer civil-military interaction Battalion since 2010 • Private: • Living in Rotterdam, married with two kids • Hobbies: mountaineering, running
  • 4. Objectives • To be able to explain the Comprehensive Approach and make the link to comprehensive security • To be able to explain the civil military interaction spectrum • To know the differences between civil and military organisations and how this impacts their interdependent dealing with a (post) conflict setting • To have an understanding of how the theory works in reality.. (Afghanistan)
  • 5. Intrastate Complex conflicts emergencies Catastrophic Transborder Security The terrorism environment organized crime
  • 6. Complex emergencies The roots of these conflicts are COMPLEX and require a multidisciplinary and comprehensive approach to create a sustainable peace !
  • 7. All the same? Integrated Approach Comprehensive Crisis Management DIME Civ Mil Interaction
  • 8. NATO Comprehensive approach definition Synergy amongst all actors and actions of the International Community through the coordination and de-confliction of its political, development and security capabilities to face today’s Challenges including Complex Emergencies (Result of NATO internal CA Stakeholder Meeting 22 / 23 September 2010)
  • 9. Civil and military actors Civil actors about the military “boys with toys”, rigid, authoritarian, conservative, impatient, arrogant, civilian phobic, excessively security conscious Military about civil actors non-guided organisations, children of the 60s, tree huggers, undisciplined, unpunctual, anarchic, anti-military
  • 10. But “thé NGO” does not exist Position in Comprehensive approach depends on: • Type of intervention (manmade versus nature disaster) • Type of organisation (humanitarian versus development) • Implementing via local organisations or by themselves • National context (relationship between ministries and NGOs, e.g. Germany vs Netherlands) and autonomy Just like “thé military” does not exist…!
  • 11. NGOs versus Military differences 1. Decision making process (flat versus hierarchical; autonomous versus political) 2. Role (neutrality, impartiality versus choosing sides in a conflict) 3. Long term versus short term 4. Vision on the use of violence 5. Cultural knowledge 6. Execution (process oriented versus task oriented) 7. Involvement of local partners (bottom-up versus top-down) 8. Perception of local population
  • 12. Levels of Interaction Integration: Integrated planning and action. Coherence: Common goals and trust lead to comprehensive actions – concerted planning and action. Cooperation: Shared view and economy of activities encourages common purposes and common goals. De-confliction: Shared view avoids interference and encourages economy of activities – self-synchronize. Awareness: Transparency and information sharing enhances shared view of the engagement space. Coexistence: The state of being together in the same place at the same time. Note: Principles of NGOs and IOs limit their potential level of interaction
  • 13. Comprehensive approach matrix Actors Intra-agency Whole-of- Inter-agency Internal- government External Various sections of the Various Canadian Operation Desert Storm, Elections in DRC 2006 United Swedish government government agencies 1991 Gulf War Various components of UN UK Stabilisation Unit or UN Peacekeeping mission Liberia 2009: use of PRS Integrated Peacekeeping mission Canadian Stabilization and and UN Country Team, e.g. Reconstruction Task Force Liberia 2009 DPKO and OCHA work Civilian and military pillars Afghanistan Bonn-process EULEX and the Kosovo Cooperate together on UN Protection of USA PRT in Afghanistan, 2003; UN-EU cooperation government, 2009 of Civilians Guidelines 2009 in Chad, 2008 DPKO and OCHA in the Civilian and military pillars Humanitarian cluster UN and Sudanese Coordinate field of Norwegian PRT in approach to coordinate; Independent Electoral Afghanistan, 2009 Kosovo UNMIK Commission in April 2010 elections Various parts of EU in Chad DFID and MOD fail to agree Humanitarian community UNAMID and Government Coexist in 2008 on common evaluation and MONUC in Eastern of Darfur, 2008 criteria for UK PRT in DRC, 2009 Afghanistan, 2008 Various sections of a US State Department, US Humanitarian agencies and Taliban and ISAF/UNAMA; Compete ministry compete for Department of Defense and UNMIL disagree on Government of Chad and funding CIA in Afghanistan, 2007 movement of IDPs from MINURCAT, 2010 Monrovia, 2005 Coherence and coordination The limits of the comprehensive approach, Cedric de Coning and Karsten Friss, Journal of International Peacekeeping 15 (2011) 243-272
  • 14. How to cooperate/coordinate (1) Common ground 1. Commitment to peace and stability 2. Hard working attitude 3. International experience 4. Life with hardship and danger 5. Personal risk of injury 6. Decision making under pressure 7. Frustration with political decision making
  • 15. How to cooperate/coordinate (2) Mutual benefit Military-Civil Interaction Civil-Military Interaction • Local knowledge • Security • Experience • Information (roads, weather, maps, • Information and contacts mines, incidents…) • Assessment • Support within means and www.dfid.gov.uk capabilities (medical, comms, www.usaid.gov logistics) • Language and customs • Situation Assessment
  • 16. How to cooperate/coordinate (3) Levels of interaction Integration Projects jointly executed, or by NGOs but financed by the military Cooperation Direct cooperation around agreed upon activities but separately executed Awareness Military and NGOs exchange information wrt safety, reconstruction and development projects Coexistence Military (e.g. PRT) and NGOs are present in the same area but have no close relationship
  • 17. How to cooperate/coordinate (4) Some additional observations • Exchange of information is done between stakeholders, but quite often behind the scenes and with strict conditions • Open cooperation between NGOs and military is –because of security reasons- almost never a good idea • Ministry of Foreign Affairs forms a natural interface between Defense and NGOs • Local NGOs are more pragmatic in their dealing with soldiers than INGOs
  • 18. How to cooperate/coordinate (5) Collaborative decision making
  • 19. Challenges in collaborative decision making • How can all actors overcome their differences and cooperate in complex mission environments? • How do diplomacy, defense and development activities enforce instead of oppose each other? • How can the actors be adaptive?
  • 20. What is Collaborative Decision Making? • Characteristics • For civil and military parties in complex mission environments • Based on military and civilian (planning) processes • Translation of political aims in specific approaches and activities • Adaptive ways to stability, development and security, not end state driven • Unity of Effort/Unity of Purpose (instead of Unity of Command) • Track record • Uruzgan Campaign Plan • Comprehensive Mission Design Kunduz
  • 21. Non endstate driven, but iterative approach STARTING Long term POINT objective MISSION
  • 23. Backbone CDM process: Conceptual framework Factors to mitigate Factors to exploit Sec. Forces Presence National programmes Unsupportive leaders IO/GO/NGO activities Supportive leaders Influence of INS Local Conflicts Narcotics (OC) How to get there? How to use it? 1. Governance Development themes 2. Rule of Law 3. Security Apparatus 4. Education 5. Healthcare 6. Agriculture & Rural Development 7. Infrastructure & natural resources 8. Economic Development 9. Social Protection
  • 24. Marc van den Homberg, Questions?? Ideas? 21032012 Jump in! Feel free to contact me at: Marc van den Homberg +31 6 51069884 marc.vandenhomberg@tno.nl
  • 25. References For this presentation the following sources were used: • Collaborative Decision Making, Ingrid van Bemmel and Aletta Eikelboom, Jan 19th 2012, presentation for 1 GNC. • NATO’s Contribution to a Comprehensive Approach, Nils T. Gallagher, CCOE • De comprehensive approach vanuit NGO perspectief: Une liaison dangereuse, Paul van den Berg en Eveline Rooijmans, CA Conferentie, 23 mei 2012, The Hague • Civiel-militaire relaties in complexe noodsituaties, Kees Homan, Hfd 8 in Humanitaire ruimte: tussen onpartijdigheid en politiek • Coherence and coordination The limits of the comprehensive approach, Cedric de Coning and Karsten Friss, Journal of International Peacekeeping 15 (2011) 243-272
  • 27. 95% Decision making: 95% of our decision are made within a few milliseconds and based on our need for happiness/satisfaction and security, short-term oriented Therefore: Comprehensive approach with people we don’t know is very difficult. Trust has to be established first
  • 28.
  • 29. Economic Strategy Strategy Strategy Strategy Strategy Security Political Social IO 2050 2010 2010 2010 2010 2010 2010010 2 Mission Approach URUZGAN: Conceptual Framework Sec. Forces Presence TFU effects Enablers National programmes IO/GO/NGO activities Infl. of powerbrokers Local Conflicts Disablers Narcotics (OC) OMF activities
  • 30.
  • 31. Change ambition Main Players Diplomacy Governor District Commanders and foreign affairs Chiefs officials Defence Security Force End State Battle group, mentoring &Liaison & police teams Development From Civ effects To development Reconstruction and mentoring teams
  • 32.
  • 40. Development- project
  • 43. ISAF ends in 2014 in Afghanistan once transition is done to: • Local authorities • Afghan National Security Forces (ANSF) Note that this implies that not all three D’s from 3D are covered NATO (USECT) • Understand • Shape • Engage Defence • Consolidate • Transition U S E CT Development Diplomacy