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O
Manchester
MIIR
Institute of
Innovation
 Research




               Grand Challenges and
                   UK Foresight

                                     Ian Miles

         Manchester Institute of Innovation Research, MBS, UK
 and Research Laboratory for the Economics of Innovation, HSE, Moscow)
                          September 2012
   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
                           Grand Challenges
 Research              •   Water security and vulnerability
                       •   Energy security and vulnerability
                       •   Health, illness, well being             21 Grand Challenges –
                       •   Sustainability and climate change       major problem areas,
                       •   Ageing and demographic issues           where interdisciplinary
                       •   Food security and culture               research is required- for
                       •   Globalization and localization          EU identified in “ERA
                       •   Social cohesion and diversity           Toolkit” at
                       •   Technological security, hazard & risk
                       •   Consumption and behavioural             http://community.iknowfutures.eu/
                           change
                       •
                                                           Globally, pervasive
                           Innovation, knowledge & technology
                       •                                   problems include: Climate
                           Work-life balance and mental health
                       •   Science, technology, ethics     Change; Demographics/
                       •   Crime, security, justice        Ageing/ Health; Security of
                       •                                   Water/Energy/Food
                           Governance, democracy, citizenship
   Multi-              •   Coexistence and conflict        Supplies.
                       •   Social pathologies and ethics   Grand Challenges involve
   disciplinary
                       •   Social exclusion, poverty, affluence
   Problems                                                not so much Grand
                       •   Economic prosperity and dynamics
                       •
                                                           Solutions, as
                           Urban and rural dynamics
                       •   Education and skills dynamics   Great                Multi-
                                                           Responses      Stakeholder
   European Foresight Platform Conference - September 2012                 Responses
MIIR
     O
Manchester
Institute of
Innovation
 Research
               “We don’t do Grand Challenges”




   European Foresight Platform Conference - September 2012
O
Manchester
MIIR
Institute of
                         We do do Foresight
    3 Cycles, 18 years of the National Foresight Programme
Innovation
 Research




   Much documentation on website, http://www.foresight.gov.uk
                                      though some older material has been discarded
   European Foresight Platform Conference - September 2012
O
Manchester
MIIR
Institute of
                         We do do Foresight
Innovation
 Research
                   Foresight and related activities well beyond Programme
                                                 The are also many regional and
  Foresight                                        nongovernmental activities
  Programme
                                                                         Strategy
  DGRC                                                                     Unit
  projects
  Research
  Council projects                         DEFRA                   Government
  RC & TSB                                “horizon                 departments
  prioritisation                         scanning”
                        NHS,HSE
                          horizon                             Risk
                         scanning                            Agency
  More STI oriented
  More STI oriented                          More policy innovation oriented
                                             More policy innovation oriented
   European Foresight Platform Conference - September 2012     (Little social innovation)
                                                                (Little social innovation)
O
 Manchester
                   First Cycle (1990s) Foresight
MIIR
 Institute of
 Innovation
                Panels: Mix of technology and “demand”
  Research

             •      ANRIE Agriculture, Horticulture & Forestry
        S&T •        Natural Resources & Environment
       users •
                    Marine
             •      Leisure & Learning
             •      Food & Drink
             •      Retail & Distribution
             •      Transport
             •      Financial Services
             •      Defence & Aerospace
             •      Health & Life Sciences
             •      Manufacturing, Production & Business Processes
                •   Chemicals
                •   Construction
     S&T        •   Energy
producers                                                     All sectors examined drivers
                •   Materials
                                                              of change, often involving
                •   IT, Electronics & Communications          GCs for which they
   Foresight – British Council/Argentinian Visitors February 2012   considered responses
O
  Manchester       <1/4 Steering Group Priorities
  MIIR
  Institute of
  Innovation
   Research


      Key
      Key
  priority
  priority
    areas
    areas




                                                               Attractiveness
                                                               Attractiveness
   Inter-
    Inter-
 mediate
 mediate
   areas
   areas



Emerging
Emerging
   areas
   areas



                                       Feasibility
                                        Feasibility
     European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
               The Third Cycle                               (ongoing)
  • Foresight relaunched in 2002.
  • The role of UK Foresight Programme now is NOT
    setting overall priorities.
  • This is largely carried out in the public sphere by (1)
    Research Councils [more basic research] and (2) the
    Technology Strategy Board [more applied research].
    Also (3) many government departments (ministries)
    also fund research, especially DEFRA, DoH.
  • The Foresight Programme runs projects, horizon-
    scanning, plus some wider overviews

   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
                                Third Cycle
• Focused Foresight , which is NOT:
        –       setting overall priorities.
        –      (generally) a matter of assessing a wide spectrum of technologies.
        –      trying to “wire up” the innovation system overall
        –      run around a set of standing (sector/technology) panels
• At any one time there is a mix of projects (problem-driven
  vs. technology-driven; starting vs. concluding)
• Aiming to:
        – inform (not instruct) public and private research funders, policy
          more generally
        – address issues which cross government department boundaries –
          “joined up government”
• Embedded; evaluated in 2007 as successful and value for
  money.
 European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
                  Third Cycle project focus
 Research
• Projects range over
  many areas of
  “technology-push”
  and
  “demand-pull”.
• They vary in
  organisation,
   but typically:
 – Aim to last 2 years (+)
 – Pre-history:
   will only launch only if
   major stakeholder
   can be located
   who will engage with
   and champion the
   project

                  SEPT.2012

   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
                          Third Cycle - methods
 Research

• Begin with initial scoping seminar,
• Literature and horizon scanning, in-house and external
  support,
• State of science review
• Use of futures techniques (eg scenarios) deliberately to
  avoid relying upon extrapolation or Business as Usual
• Limited roles of panels, strong roles for coordinator(s)
  and key experts.
• Delivery target: overview, vision of what success will
  look like, recommendations for action,
• Create/ mobilise Networks that are willing and able to
  take recommendations forward
• One-year review of success after project official
  completion (is this enough?)
   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
                            3rd Cycle Approach
 Research
                       • Get range of ideas, locate high-level support
                       • Limited roles for panels, strong roles for
                         coordinator(s) and key experts
                       • Begin with initial scoping seminar
                       • Literature and horizon scanning, in-house and
                         external support -> State of science review
                       • Develop scenarios and appraise opportunities
                         (success) - avoiding simple extrapolation or
                         Business as Usual
                       • Delivery target: overview, vision of what success
                         will look like, recommendations for action,
                       • Seek implementation through networks willing
                         and able to take recommendations forward
                       • One-year review of success after project official
                         completion (is this enough?)
                       • Impacts on broad policies, not just “classic” STI
   European Foresight Platform Conference - September 2012
DIID Roadmap - technology to identify & characterise
     O
Manchester
MIIR
Institute of   infectious diseases - designing smart swabs, hand-held or
                           portable devices to analyse fluids.
Innovation
 Research




     •Click to edit Master text styles
     Second level
     Third level
     Fourth level
     Fifth level




  Foresight – British Council/Argentinian Visitors February 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
                          DIID Impacts
Defra Biosecurity
                R&D funding styles
     •Click to edit Master text
Chip 2006-9                     announcement
ÂŁ1.5bn env/agr
                2008: ÂŁ55m over 5 years STI
     Second level
International policy impacts – FAO summit
   Third level                             agr
communique 2006, new Crisis Management Centre
  Fourth level
- 25 African institutions collaboration in
  Fifth level
SACIDS – “major funding from donors” agr/h
UK stakeholders – better awareness of
underlying challenges(s), and scope for
radical innovation Visitors February 2012
 Foresight – British Council/Argentinian in future responses agr/h
O
 Manchester
                Other Foresight Programme Activities
 MIIR
 Institute of
 Innovation
  Research




• Foresight
  Unit also
  coordinates
  horizon-
  scanning
  across UK
  government




    European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
                            Other Activities - 1




   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
               Horizon Scanning and Other Activities
 Research




   European Foresight Platform Conference - September 2012
O
Manchester     Technology and Innovation Futures
MIIR
Institute of
Innovation
               2010 (update   Expert group:
 Research

                    imminent) •Undertook interviews and workshops with 180
                              representatives from industry, research,
                              •international institutions and social enterprises
                              •Identified 53 technologies which are
                              •likely to be important to the UK in the 2020s,
                              (comparative advantages, future needs,
                              potential market size). “As the UK comes out of
                              the economic downturn, it seems likely that
                              future economic prosperity will derive in large
                              part from seizing opportunities offered by
                              technologies such as these.”
                              •53 technologies - 28 clusters – 7 cross-cutting
                              areas (But 4 main groups for workshops etc.)

  1) Materials and Nanotechnologies; 2) Biotech and Pharmaceuticals; 3) Digital and
  Networks, 4) Energy and Low Carbon - estimates of size of the potential market
  in 2025, the disruptive potential of the technology, UK capability, and barriers and
  enablers. Messages about IP.SMEs, skills, and need for roadmaps.
   European Foresight Platform Conference - September 2012       Promoted by minister
O
Manchester
                      A Diverse Environment
MIIR
Institute of
Innovation
 Research


• Overall (pure) S&T priority setting across areas is now the function
  of an overarching body for Research Councils (RCUK). This selects
  key areas to propose to HM Treasury. DGRC work feeds in here -
  Foresight as rationale. Some RCs undertake own Foresight work
  occasionally (e.g. ESRC Genomics Scenarios), or sponsor
  programmes on “the future of...” (e.g. EPSRC “manufacturing”).
• TSB for innovation-oriented R&D - searching for tools?.
• Foresight activities have been underway continually and/or on
  occasional basis in many locations, and many other parts of public
  sector and government have taken this on board.
• Currently - limited use of Delphi-type methods in UK, though EU
  development ongoing.
• The surprise is that so far much Foresight work has survived
  severe cuts to public expenditure and social research in the UK.
   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
                  Priorities beyond Foresight

• The main applied
  R&D mechanism in
  the UK is the
  Technology Strategy
  Board, funding R&D
  programmes and
  Knowledge Transfer
  Networks

http://www.innovateuk.org/
   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
                Technology Strategy Board 2




   European Foresight Platform Conference - September 2012
O
Manchester
MIIR
Institute of


               Resilience
Innovation
 Research




                and Risk




   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
                                          DEFRA
                                      http://horizonscanning.defra.gov.uk/




   European Foresight Platform Conference - September 2012
MIIR
     O
Manchester
Institute of
Innovation
 Research
               Foresight and Grand Challenges
• Foresight is a way to bring together multi-
  disciplinary” analysis of challenges, and multi-
  stakeholder approaches to responses.
• In the UK it is embedded into the policy mix, but is
  only part of the STI (and other) policy formation
  process – varying across challenges and over time.
• Problems for democracy and technocracy in complex
  societies: short-term (and ideological) decision
  making, communication across boundaries.
• These are Grand Challenges FOR Foresight
   European Foresight Platform Conference - September 2012

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Grand challenges and uk foresight

  • 1. O Manchester MIIR Institute of Innovation Research Grand Challenges and UK Foresight Ian Miles Manchester Institute of Innovation Research, MBS, UK and Research Laboratory for the Economics of Innovation, HSE, Moscow) September 2012 European Foresight Platform Conference - September 2012
  • 2. MIIR O Manchester Institute of Innovation Grand Challenges Research • Water security and vulnerability • Energy security and vulnerability • Health, illness, well being 21 Grand Challenges – • Sustainability and climate change major problem areas, • Ageing and demographic issues where interdisciplinary • Food security and culture research is required- for • Globalization and localization EU identified in “ERA • Social cohesion and diversity Toolkit” at • Technological security, hazard & risk • Consumption and behavioural http://community.iknowfutures.eu/ change • Globally, pervasive Innovation, knowledge & technology • problems include: Climate Work-life balance and mental health • Science, technology, ethics Change; Demographics/ • Crime, security, justice Ageing/ Health; Security of • Water/Energy/Food Governance, democracy, citizenship Multi- • Coexistence and conflict Supplies. • Social pathologies and ethics Grand Challenges involve disciplinary • Social exclusion, poverty, affluence Problems not so much Grand • Economic prosperity and dynamics • Solutions, as Urban and rural dynamics • Education and skills dynamics Great Multi- Responses Stakeholder European Foresight Platform Conference - September 2012 Responses
  • 3. MIIR O Manchester Institute of Innovation Research “We don’t do Grand Challenges” European Foresight Platform Conference - September 2012
  • 4. O Manchester MIIR Institute of We do do Foresight 3 Cycles, 18 years of the National Foresight Programme Innovation Research Much documentation on website, http://www.foresight.gov.uk though some older material has been discarded European Foresight Platform Conference - September 2012
  • 5. O Manchester MIIR Institute of We do do Foresight Innovation Research Foresight and related activities well beyond Programme The are also many regional and Foresight nongovernmental activities Programme Strategy DGRC Unit projects Research Council projects DEFRA Government RC & TSB “horizon departments prioritisation scanning” NHS,HSE horizon Risk scanning Agency More STI oriented More STI oriented More policy innovation oriented More policy innovation oriented European Foresight Platform Conference - September 2012 (Little social innovation) (Little social innovation)
  • 6. O Manchester First Cycle (1990s) Foresight MIIR Institute of Innovation Panels: Mix of technology and “demand” Research • ANRIE Agriculture, Horticulture & Forestry S&T •  Natural Resources & Environment users • Marine • Leisure & Learning • Food & Drink • Retail & Distribution • Transport • Financial Services • Defence & Aerospace • Health & Life Sciences • Manufacturing, Production & Business Processes • Chemicals • Construction S&T • Energy producers All sectors examined drivers • Materials of change, often involving • IT, Electronics & Communications GCs for which they Foresight – British Council/Argentinian Visitors February 2012 considered responses
  • 7. O Manchester <1/4 Steering Group Priorities MIIR Institute of Innovation Research Key Key priority priority areas areas Attractiveness Attractiveness Inter- Inter- mediate mediate areas areas Emerging Emerging areas areas Feasibility Feasibility European Foresight Platform Conference - September 2012
  • 8. MIIR O Manchester Institute of Innovation Research The Third Cycle (ongoing) • Foresight relaunched in 2002. • The role of UK Foresight Programme now is NOT setting overall priorities. • This is largely carried out in the public sphere by (1) Research Councils [more basic research] and (2) the Technology Strategy Board [more applied research]. Also (3) many government departments (ministries) also fund research, especially DEFRA, DoH. • The Foresight Programme runs projects, horizon- scanning, plus some wider overviews European Foresight Platform Conference - September 2012
  • 9. MIIR O Manchester Institute of Innovation Research Third Cycle • Focused Foresight , which is NOT: – setting overall priorities. – (generally) a matter of assessing a wide spectrum of technologies. – trying to “wire up” the innovation system overall – run around a set of standing (sector/technology) panels • At any one time there is a mix of projects (problem-driven vs. technology-driven; starting vs. concluding) • Aiming to: – inform (not instruct) public and private research funders, policy more generally – address issues which cross government department boundaries – “joined up government” • Embedded; evaluated in 2007 as successful and value for money. European Foresight Platform Conference - September 2012
  • 10. MIIR O Manchester Institute of Innovation Third Cycle project focus Research • Projects range over many areas of “technology-push” and “demand-pull”. • They vary in organisation, but typically: – Aim to last 2 years (+) – Pre-history: will only launch only if major stakeholder can be located who will engage with and champion the project SEPT.2012 European Foresight Platform Conference - September 2012
  • 11. MIIR O Manchester Institute of Innovation Third Cycle - methods Research • Begin with initial scoping seminar, • Literature and horizon scanning, in-house and external support, • State of science review • Use of futures techniques (eg scenarios) deliberately to avoid relying upon extrapolation or Business as Usual • Limited roles of panels, strong roles for coordinator(s) and key experts. • Delivery target: overview, vision of what success will look like, recommendations for action, • Create/ mobilise Networks that are willing and able to take recommendations forward • One-year review of success after project official completion (is this enough?) European Foresight Platform Conference - September 2012
  • 12. MIIR O Manchester Institute of Innovation 3rd Cycle Approach Research • Get range of ideas, locate high-level support • Limited roles for panels, strong roles for coordinator(s) and key experts • Begin with initial scoping seminar • Literature and horizon scanning, in-house and external support -> State of science review • Develop scenarios and appraise opportunities (success) - avoiding simple extrapolation or Business as Usual • Delivery target: overview, vision of what success will look like, recommendations for action, • Seek implementation through networks willing and able to take recommendations forward • One-year review of success after project official completion (is this enough?) • Impacts on broad policies, not just “classic” STI European Foresight Platform Conference - September 2012
  • 13. DIID Roadmap - technology to identify & characterise O Manchester MIIR Institute of infectious diseases - designing smart swabs, hand-held or portable devices to analyse fluids. Innovation Research •Click to edit Master text styles Second level Third level Fourth level Fifth level Foresight – British Council/Argentinian Visitors February 2012
  • 14. MIIR O Manchester Institute of Innovation Research DIID Impacts Defra Biosecurity R&D funding styles •Click to edit Master text Chip 2006-9 announcement ÂŁ1.5bn env/agr 2008: ÂŁ55m over 5 years STI Second level International policy impacts – FAO summit Third level agr communique 2006, new Crisis Management Centre Fourth level - 25 African institutions collaboration in Fifth level SACIDS – “major funding from donors” agr/h UK stakeholders – better awareness of underlying challenges(s), and scope for radical innovation Visitors February 2012 Foresight – British Council/Argentinian in future responses agr/h
  • 15. O Manchester Other Foresight Programme Activities MIIR Institute of Innovation Research • Foresight Unit also coordinates horizon- scanning across UK government European Foresight Platform Conference - September 2012
  • 16. MIIR O Manchester Institute of Innovation Research Other Activities - 1 European Foresight Platform Conference - September 2012
  • 17. MIIR O Manchester Institute of Innovation Horizon Scanning and Other Activities Research European Foresight Platform Conference - September 2012
  • 18. O Manchester Technology and Innovation Futures MIIR Institute of Innovation 2010 (update Expert group: Research imminent) •Undertook interviews and workshops with 180 representatives from industry, research, •international institutions and social enterprises •Identified 53 technologies which are •likely to be important to the UK in the 2020s, (comparative advantages, future needs, potential market size). “As the UK comes out of the economic downturn, it seems likely that future economic prosperity will derive in large part from seizing opportunities offered by technologies such as these.” •53 technologies - 28 clusters – 7 cross-cutting areas (But 4 main groups for workshops etc.) 1) Materials and Nanotechnologies; 2) Biotech and Pharmaceuticals; 3) Digital and Networks, 4) Energy and Low Carbon - estimates of size of the potential market in 2025, the disruptive potential of the technology, UK capability, and barriers and enablers. Messages about IP.SMEs, skills, and need for roadmaps. European Foresight Platform Conference - September 2012 Promoted by minister
  • 19. O Manchester A Diverse Environment MIIR Institute of Innovation Research • Overall (pure) S&T priority setting across areas is now the function of an overarching body for Research Councils (RCUK). This selects key areas to propose to HM Treasury. DGRC work feeds in here - Foresight as rationale. Some RCs undertake own Foresight work occasionally (e.g. ESRC Genomics Scenarios), or sponsor programmes on “the future of...” (e.g. EPSRC “manufacturing”). • TSB for innovation-oriented R&D - searching for tools?. • Foresight activities have been underway continually and/or on occasional basis in many locations, and many other parts of public sector and government have taken this on board. • Currently - limited use of Delphi-type methods in UK, though EU development ongoing. • The surprise is that so far much Foresight work has survived severe cuts to public expenditure and social research in the UK. European Foresight Platform Conference - September 2012
  • 20. MIIR O Manchester Institute of Innovation Research Priorities beyond Foresight • The main applied R&D mechanism in the UK is the Technology Strategy Board, funding R&D programmes and Knowledge Transfer Networks http://www.innovateuk.org/ European Foresight Platform Conference - September 2012
  • 21. MIIR O Manchester Institute of Innovation Research Technology Strategy Board 2 European Foresight Platform Conference - September 2012
  • 22. O Manchester MIIR Institute of Resilience Innovation Research and Risk European Foresight Platform Conference - September 2012
  • 23. MIIR O Manchester Institute of Innovation Research DEFRA http://horizonscanning.defra.gov.uk/ European Foresight Platform Conference - September 2012
  • 24. MIIR O Manchester Institute of Innovation Research Foresight and Grand Challenges • Foresight is a way to bring together multi- disciplinary” analysis of challenges, and multi- stakeholder approaches to responses. • In the UK it is embedded into the policy mix, but is only part of the STI (and other) policy formation process – varying across challenges and over time. • Problems for democracy and technocracy in complex societies: short-term (and ideological) decision making, communication across boundaries. • These are Grand Challenges FOR Foresight European Foresight Platform Conference - September 2012