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Organisational Network Analysis
    and Enterprise Architecture FTW!!
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Introduction
         Just as modern urban planning benefits from use of quantitative tools
         analysing traffic flows and roadway air dispersion models, perhaps
         modern enterprise architecture might benefit from similar use of
         quantitative tools to analyse data and information flow in an organisation
         for improved design?

         This presentation outlines organisational network analysis and
         associated quantitative tools which might provide useful for enterprise
         architects:
            – Organisational Network Analysis
                – Enterprise Architecture
                – Why ONA might be of interest to enterprise architects
                – Current applications of ONA
                – Potential applications for enterprise architecture, including
                  enterprise knowledge, content & record management
                – Potential issues relating to ONA
         !
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Social Network Analysis
         •  Organisational Network Analysis (ONA) developed from social network
            analysis (SNA), the network approach to the study of behaviour, applying the
            same theories to organisations and individuals/groups within them.

         •  Social Network Analysis developed following Jacob Moreno’s introduction of
            sociometric ideas and tools in 1934, and subsequently following World War
            II the Group Networks Laboratory at M.I.T. to advance such research was
            founded by Alex Bavelas. In the 1970s, the study of social networks
            expanded as an interdisciplinary field with the development of graph theory
            (the mathematical modelling of nodes/vertices and their connections/edges)
            and computer processing capability.

         •  According to the International Network for Social Network Analysis, SNA has
            been applied to organisational behavior, inter-organisational relations, the
            spread of contagious diseases, mental health, social support, the diffusion of
            information, and animal social organisation.

         •  Today it is an international effort with its own professional organisations,
            journals, research centres, training centres, and computer programmes
            designed specifically to facilitate the analysis of structural data which is:
              1. Guided by formal theory organised in mathematical terms.
              2. Grounded in the systematic analysis of empirical data.
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Organisational Network Analysis
         •  ONA is the analysis of connections/'ties' between and among individuals, groups and
            organisations, termed the the ‘nodes’.
         •  ONA has historically been a part-manual process undertaken with the aid of surveys
            using statistical software to process the results. More recently, use of network analytic
            tools to both collect and process quantitative data to map and analyse underlying
            communication patterns in an organisation have automated the process.
         •  ONA has been termed an ‘organisational x-ray’, it helps reveal the real, informal
            organisation, that not revealed or represented by a hierarchical organisation chart.
         •  Consequently, ONA may provide illuminating insight into how your organisation is
            currently sharing unstructured data and information, both internally and externally.


         General ONA Process as it might be applied to Enterprise Architecture:
         •  Agree the Problem (hypotheses, boundaries, relationships to be analysed,
            demographics)
         •  Collect the Data (automated data mining, focus groups, surveys, interviews)
         •  Analyse Data (network mapping software, quantifiable metrics, apply filters and analyse
            specific groups/departments)
         •  Validate and Discuss Results (preliminary review, one-to-one interviews, presentation)
         •  Identify Next Steps (planning, training, organisation changes, potential architecture
            gaps/revisions, individual/group/technology interventions, follow-up analysis)

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Network Analysis
         Social/organisational network analysis concepts include:
         •  Network Size – the count of the number of members/nodes.
         •  Network Centralisation - the degree to which relationships within a network are focused
            around one or a few central network members. High network centrality means that
            knowledge flows within a network are dependent on few single nodes and removal of such
            network members may corrupt knowledge flows.
         •  Network Density - the total number of network ties/connections divided by the total number
            of possible ties. This measure is of interest for those interested in building connections
            within and between organisations, as density describes the overall linkages.
         Three key types of network structures:
         •  Cliques/‘Clusters of Expertise’ - are identified through dense connections between sub-sets
            of network members. They are important for understanding the behaviour of a whole
            network, as they might develop their own attitude toward other groups.
         •  Bottlenecks – form when networks are split into loosely coupled components. Key network
            members holding components together are called bridges. While bottlenecks are obstacles
            to knowledge sharing within a network, too many links can lead to inefficiency of knowledge
            exchange. Therefore, links should be coordinated efficiently.
         •  Hubs - are ‘nodes’/members which are important as simultaneous actors in many clusters
            in clustered networks. Hubs are enablers of effective knowledge transfer, and can
            effectively link different sub-groups and facilitate knowledge flows between different
            departments or external resources. Network efficiency can be strongly dependent on hubs.
                                                                                 Sources: http://www.fmsasg.com/SocialNetworkAnalysis
                                       http://www.wissensnetzwerke.de/files/kb_ebook02_social_network_analysis_knowledge_sharing.pdf
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Network Analysis (2)
         •  Degree Centrality - is an indicator of expertise and power of network members.
            Degrees are the number of direct connections a node has. An individual with the most
            direct connections in a network is the most active node in the network, a 'connector' or
            'hub' in this network. What really matters is where those connections lead to, and how
            they connect the otherwise unconnected.
         •  Betweenness Centrality – helps identify knowledge brokers and gatekeepers within a
            network. Individuals between two important groups play a 'broker' role in the network,
            a powerful role and potential single point of failure. A node with high between-ness
            has great influence over what flows, or doesn’t, in the network. Location is key.
         •  Closeness Centrality - shows the integration or isolation of network members. The
            pattern of some direct and indirect ties allow some individuals to access all the nodes
            in the network more quickly than anyone else. They are in an excellent position to
            monitor information flow in the network and have the best visibility into what is
            happening in the network.




                                                                                  Sources: http://www.fmsasg.com/SocialNetworkAnalysis
                                        http://www.wissensnetzwerke.de/files/kb_ebook02_social_network_analysis_knowledge_sharing.pdf
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Network Analysis (3)
         •  Network Reach - Not all network paths are created equal and recent research
            suggests that the shorter paths in the network are more important.
         •  Network Integration - It is important to be on many efficient paths in networks that
            reach out to various parts of the extended network, those well integrated in the
            network of paths have both local and distant information. Network metrics are often
            measured using geodesics, or shortest paths, however not all information/influence
            flows along the network's shortest paths only as networks operate via direct and
            indirect, shortest and near-shortest paths.
         •  Boundary Spanners - are often more central in the overall network than their
            immediate neighbors whose connections are only local, within their immediate cluster.
            Individuals can be a boundary spanner via bridging connections to other clusters or
            via concurrent membership in over-lapping groups. Boundary spanners are well-
            placed to be innovators, since they have access to ideas and information flowing in
            other clusters. They are in a position to combine different ideas and knowledge, found
            in various places, into new products and services.
         •  Peripheral Players - Most people would view the nodes on the periphery of a network
            as unimportant. Peripheral nodes may be connected to networks not currently
            mapped and may have their own network outside of the company -- making them
            important resources for fresh external information.



                                                                                 Sources: http://www.fmsasg.com/SocialNetworkAnalysis
                                       http://www.wissensnetzwerke.de/files/kb_ebook02_social_network_analysis_knowledge_sharing.pdf
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Data, information, knowledge, content and records

                                                                              Explicit
                                                                          Knowledge is
   10101
  Data is a             Information is           KNOWLEDGE               knowledge that
      raw                 linked data          is created when
   01010
   material             captured at a             people and
                                                                         can be readily
                                                                         articulated and
   10101
     fact             certain point and
                       given meaning/
                                                  information                 shared

    without                                   connect and that         Tacit Knowledge is
   01010
    context            context (it may        information is put        knowledge that is
                           be held in                                     internalised by
   10101
   (e.g. an
  attribute,             organisation
                                                to use (e.g. to
                                                     make
                                                                      individuals & may be
                                                                       difficult to articulate
   01010
   sounds,                  intranets/
                            case files/
                                                 conclusions,         (e.g. skills) it may be
    words,                                         decisions,          transferred through
   10101
   images,               documents/              judgements,                 structured
                             videos/                                         interviews/
   01010
  statistics,
  numbers)                databases)
                                                   forecasts)
                                                                      observation, imitation
                                                                         & practise / task
                                                                               analysis


Content is a collective term used to denote all recorded material belonging to an
organisation, whether physical or electronic, structured or unstructured,.
Records are ‘information created, received, and maintained as evidence and information by
an organisation or person, in pursuance of legal obligations or in the transaction of business’
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Enterprise Knowledge and Content Management


                Knowledge and Content Management (KCM) is
                 a range of practical techniques & technology
                    used to share explicit & tacit knowledge
                      between people in an organisation.


                Associated technology and techniques include:
                Technology                                      Techniques
                 Content Management Systems                     Peer Assist
                  Intranets & Web/Videoconferencing             Lessons Learned Reviews
                  Web Content Management Systems                Mentoring
                  Knowledge Bases, Portals                      Case Studies
                  Online Forums & Messaging Tools              Knowledge Briefs
                  Collaborative Tools (eg. wikis, SharePoint)  Communities of Practice
                  Search Tools & Analytics                      Knowledge-Sharing Rewards
                  Social Network Analysis Tools                Knowledge Mapping
                  Electronic Document & Records Management Systems

                            Information Management supports KCM by
                           organising, controlling, retrieving, acquiring &
                          maintaining the data/information that employees
                                      use to build knowledge.
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The Information Lifecycle
     •  Organisational Network Analysis has clear application for both IT-oriented or
        otherwise enterprise knowledge, content and record management in helping
        identify current manual workarounds and information sinks in the
        organisation.
     •  Such analysis would help enterprise knowledge, content & record managers
        to adjust collaboration/record management/email systems and processes to
        enable information throughout its life to be appropriately captured and
        managed, from initial receipt through to eventual archive as a record then/or
        disposal/destruction.




            Source: JISC - http://www.jiscinfonet.ac.uk/infokits/information-lifecycle/introduction/model
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Enterprise Architecture
         As IT systems become more complex, they generally require more planning. As
         such, Enterprise Architecture (EA) was developed by John Zachman in 1987 to
         address managing the increasing complexity of IT systems by creating order from
         chaos, and focus on business values to be derived from those IT systems. As
         originally devised by Zachman, the objective of EA was to support “business
         alignment to IT, integration, response to change, and reduced time to market”.

         While in different organisations the meaning of Enterprise Architecture varies:
         referring to EA guidelines/rules, to logical and technical EA design, and to
         methodologies for delivering effective EA design, Gartner currently defines EA as:
         • ‘The process of translating business vision and strategy into effective enterprise
         change by creating, communicating and improving the key requirements,
         principles and models that describe the enterprise's future state and enable its
         evolution’
         • The scope of enterprise architecture includes the people, processes, information
         and technology of the enterprise, and their relationships to one another and to the
         external environment, [where] enterprise architects compose holistic solutions that
         address the business challenges of the enterprise and support the governance
         needed to implement them. Other current types of IT architecture include:
         software, application, infrastructure, technology, business, information, solution,
         and organisational architecture.
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Enterprise Architecture
         Enterprise architects are those who specialise in the broadest possible view of IT
         architecture within an organisation.


         Current, leading traditional Enterprise Architecture approaches include:


                –  The Open Group Architectural Framework (TOGAF)
                –  The Zachman Framework for Enterprise Architectures and taxonomy (really
                   a methodology for organising and categorising architectural artifacts)
                –  MIKE 2.0 (Method for an Integrated Knowledge Environment) including the
                   EA framework, the Strategic Architecture for the Federated Enterprise, a
                   specialist information/content management approach.




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Enterprise Architecture - Zachman




emilicon.com!              Source: http://www.zachmanframeworkassociates.com
Enterprise Architecture – TOGAF9
TOGAF9'Architecture'Development'Method'::'Map                                              Input
                                                                                           Output
                                                                                           Key*Deliverable

ITEM                                                      Top<Level Preliminary            Phase'A                  Phase'B                           Phase'C                                                        Phase'D                          Phase'E                           Phase'F                             Phase'G                               Phase'H
                                                          Item?
ARCHITECTURE:                                                                              VISION                   BUSINESS                          IS'<'DATA                      IS'<'APPLICATION                TECHNOLOGY                       OPPORTUNITIES                     MIGRATION                           IMPLEMENTATION                        CHANGE
                                                                                                                                                                                                                                                      &'SOLUTIONS                       PLANNING                            GOVERNANCE                            MANAGEMENT
ITERATION'CYCLE:                                                                           ARCHITECTURE'CONTEXT     ARCHITECTURE'DEFINITION           ARCHITECTURE'DEFINITION        ARCHITECTURE'DEFINITION         ARCHITECTURE'DEFINITION          TRANSITION'PLANNING               TRANSITION'PLANNING                 ARCHITECTURE'GOVERNANCE               ARCHITECTURE'
                                                                                                                                                                                                                                                                                                                                                                  GOVERNANCE
TOGAF                                                     NO        refer*to
Other*architecture*framework(s)                           NO        refer*to
Architecture*governance*strategy                          NO        existing
IT*strategy                                               NO        existing
Organisational*Model*for*Enterprise*Architecture          NO        existing,*UPDATED
ARCHITECTURE'FRAMEWORK'(TAILORED)                         YES       existing,*TAILORED     TAILORED
BUSINESS'PRINCIPLES,'GOALS'&'DRIVERS                      YES       existing,*RESTATED     REFINED                  VALIDATED
ARCHITECTURE'PRINCIPLES                                   YES       existing,*UPDATED      REFINED                  ELABORATED                        DATA:*VALIDATED/NEW            APP.*VALIDATED/NEW              TECH.*VALIDATED/NEW
REQUEST'FOR'ARCHITECTURE'WORK                             YES       CREATED                                                                                                                                                                                                             UPDATED,'IF'ANY                                                           NEW*REQUESTS
STATEMENT'OF'ARCHITECTURE'WORK                            YES                              APPROVED                 UPDATED'(if'necess.)              UPDATED'(if'necess.)           UPDATED'(if'necess.)            UPDATED'(if'necess.)             UPDATED'(if'necess.)                                                                                        UPDATED*(if*necess.)
ARCHITECTURE'REQUIREMENTS'SPECIFICATION                   YES                                                       DRAFT,*INCLUDING*BELOW            DRAFT,*INCLUDING*BELOW         DRAFT,*INCLUDING*BELOW          DRAFT,*INCLUDING*BELOW                                             FINALISED
Gap*Analysis                                              NO                                                        RESULTS*SUMMARISED                UPDATED                        UPDATED                         UPDATED
Technical*Requirements                                    NO                                                        DRAFTED                           RELEVANT*TO*THIS*STAGE         RELEVANT*TO*THIS*STAGE          FROM*B*&*C
Technical:*Business*Requirements                          NO                                                        DRAFTED                           UPDATED                        UPDATED
Technical:*Data*Requirements                              NO                                                        DRAFTED                           UPDATED
Technical:*Application*Requirements                       NO                                                        DRAFTED                                                          UPDATED
Technical:*Technology*Requirements                        NO                                                        DRAFTED                                                                                          UPDATED
Interoperability*Requirements                             NO                                                                                          DATA*;*DRAFTED                 APP.*;*DRAFTED
Technology*Architecture*Constraints                       NO                                                                                          DRAFTED                        UPDATED
REQUIREMENTS'IMPACT'ASSESSMENT                            YES       NOT*COVERED*ANYWHERE
CAPABILITY'ASSESSMENT                                     YES                              DRAFTED                                                                                                                                                    UPDATED,'INCLUDING'BELOW
Enterprise*Architecture*Maturity*Profile                  NO                                                                                                                                                                                          DRAFTED
Transformation*Readiness*Report                           NO                                                                                                                                                                                          DRAFTED
COMMUNICATIONS'PLAN                                       YES                              CREATED
ARCHITECTURE'ROADMAP                                      YES                                                       DRAFT*(with*bus.*Arch.*components) UPDATED*(with*data*components) UPDATED*(with*app.*components) UPDATED*(with*Tech.*components) UPDATED,*if*necess.                FINALISED                                                                 UPDATES
IMPLEMENTATION'&'MIGRATION'PLAN                           YES                                                                                                                                                                                        OUTLINE                            DETAILED
GOVERNANCE'MODEL                                          YES       CREATED'<'FRAMEWORK                                                                                                                                                                                                 DRAFTED*;*IMPLEMENTATION*MODEL       FINALISED,'BUSINESS'&'IT'OPS'MODEL
CHANGE'REQUEST(S)                                         YES                                                                                                                                                                                                                           DRAFTED,*from*lessons*learned        UPDATED                              UPDATED*(if*necess.)
COMPLIANCE'ASSESSMENT(S)                                  YES                                                                                                                                                                                                                                                                CREATED                              UPDATED*(if*necess.)
ARCHITECTURE'CONTRACT(s)                                  YES                                                                                                                                                                                                                           DRAFTED,'for'implementation'projects SIGNED                               UPDATED*(if*necess.)
ARCHITECTURE<COMPLIANT'SOLUTIONS                          YES                                                                                                                                                                                                                                                                DEPLOYED,'INCLUDING'*ALL*'BELOW
ARCHITECTURE*COMPLIANT*SYSTEM                             NO                                                                                                                                                                                                                                                                 IMPLEMENTED
ARCHITECTURE'&'SOLUTION'BUILDING'BLOCKS'(docs'&'models    YES       existing,*POPULATED    POPULATED                                                                                                                                                                                                                         POPULATED
from'ARCHITECTURE'REPOSITORY)
Architecture*Compliance*Recommendations*&*Dispensations   NO                                                                                                                                                                                                                                                                DRAFTED
Service*Delivery*Requirements                             NO                                                                                                                                                                                                                                                                DRAFTED,*recommendations
Performance*Metrics                                       NO                                                                                                                                                                                                                                                                RECOMMENDATIONS
Service*Level*Agreements*(SLAs)                           NO                                                                                                                                                                                                                                                                DRAFTED
ARCHITECTURE'VISION                                       YES                              DRAFT,*INCLUDING*BELOW                                                                                                                                                                                                           UPDATED
Key*High;Level*Stakeholder*Requirements                   NO                               refined
ARCHITECTURE'DEFINITION'DOCUMENT                          YES                                                       DRAFT,*INCLUDING*BELOW              DRAFT,*INCLUDING*BELOW       DRAFT,*INCLUDING*BELOW          DRAFT,*INCLUDING*BELOW           DRAFT,*INCLUDING*BELOW             FINALISED                          UPDATED,'POST<IMPLEMENTATION
Business*Architecture*;*Baseline                          NO                               create*vision            DETAILED*(if*appropriate)                                                                                                                                            FINALISED
Business*Architecture*;*Target                            NO                               create*vision            DETAILED                                                                                                                                                             FINALISED
Views                                                     NO                                                        addressing*key*stakeholder*concerns DATA*views                   APP.*views                      TECH.*views                                                         FINALISED
Data*Architecture*;*Baseline                              NO                               create*vision                                                DETAILED                                                                                                                         FINALISED
Data*Architecture*;*Target                                NO                               create*vision                                                DETAILED                                                                                                                         FINALISED
Application*Architecture*;*Baseline                       NO                               create*vision                                                                             DETAILED                                                                                            FINALISED
Application*Architecture*;*Target                         NO                               create*vision                                                                             DETAILED                                                                                            FINALISED
Technology*Architecture*;*Baseline                        NO                               create*vision                                                                                                             DETAILED                                                            FINALISED
Technology*Architecture*;*Target                          NO                               create*vision                                                                                                             DETAILED                                                            FINALISED
Increments                                                NO                                                                                                                                                                                          IDENTIFIED                         FINALISED
Interoperability*&*Co;existence*Requirements              NO                                                                                                                                                                                          DRAFTED                            FINALISED
Implementation*&*Migration*Strategy                       NO                                                                                                                                                                                          DRAFTED                            FINALISED
Project*List*&*Project*Charters                           NO                                                                                                                                                                                          INCLUDED                           FINALISED
(A.D.D.'SUB<SECTION'::'TRANSITION'ARCHITECTURE)           YES                                                                                                                                                                                         DRAFT,*INCLUDING*BELOW             UPDATED                            UPDATED,'POST<IMPLEMENTATION
Gaps,'Solutions'&'Dependencies'Matrix/Assessment          NO                                                                                                                                                                                          DRAFTED,*based*on*ARS*Gap*Analysis UPDATED
Risk*Register                                             NO                                                                                                                                                                                          DRAFTED                            UPDATED
Impact*Analysis                                           NO                                                                                                                                                                                          DRAFTED*;*Project*List             UPDATED                            implementation*Recommendations
Dependency*Analysis*Report                                NO                                                                                                                                                                                          DRAFTED                            UPDATED
Implementation*Factor*Assessment*&*Deduction*Matrix       NO                                                                                                                                                                                          DRAFTED                            UPDATED




                                                                                                                                              Source: http://www.emilicon.com/timeline/2012/01/15/enterprise-architecture-togaf9
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Emergent Enterprise Architecture
         •  In 2009, Gartner initially identified an emergent approach to Enterprise
            Architecture for which tools such as ONA are ideally suited to support.

         •  Gartner’s emergent approach guided enterprise architects to embrace the
            inversion of control and relinquish their previous control of all EA decision
            making and accept that that business units demand more autonomy. The
            further noted:

                1.  “The first key characteristic of the emergent approach is best
                    summarised as ‘architect the lines, not the boxes’, which means
                    managing the connections between different parts of the business
                    rather than the actual parts of the business themselves,” said Bruce
                    Robertson, research vice president at Gartner.
                2.  “The second key characteristic [of emergent EA] is that it models all
                    relationships as interactions via some set of interfaces, which can be
                    completely informal and manual – for example, sending handwritten
                    invitations to a party via postal letters - to highly formal and automated,
                    such as credit-card transactions across the Visa network.”




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Enterprise Architecture
         Gartner identified seven properties differentiating emergent architecture from the
         traditional approach to EA:

         1. Non-deterministic: In the past, EAs applied centralised decision-making to design
         outcomes, now they must decentralise decision-making to enable innovation.
         2. Autonomous actors: EAs can no longer control all aspects of architecture, they must
         recognise the broader business and devolve control to constituents.
         3. Rule-bound actors: Where in the past EAs provided detailed design specifications
         for all aspects of the EA, they must now define a minimal set of rules to enable choice.
         4. Goal-oriented actors: Previously, the only goals that mattered were corporate goals,
         but this has now shifted to each constituent acting in their own best interests.
         5. Local Influences: Actors are influenced by local interactions and limited information.
         Feedback within their sphere of communication alters the behaviour of individuals. As
         no individual actor has data about all of an emergent system, EA must increasingly
         coordinate.
         6. Dynamic or Adaptive Systems: The system (the individual actors as well as the
         environment) changes over time. EA must design emergent systems to sense and
         respond to changes in their environment.
         7. Resource-Constrained Environment: An environment of abundance does not enable
         emergence; rather, the scarcity of resources drives emergence.

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Why connect ONA and EA
         •  For a technology field, traditional enterprise architecture employs
            surprisingly limited use of technology to support its design, save for
            modelling software used to draw building blocks and models, and
            associated business process management.
         •  The underpinning review of submitted requirements and proposed
            enterprise architecture is generally based on the knowledge and expertise of
            individuals.
         •  Such use of additional tools is not yet reached mainstream adoption.
            Accordingly, in the 2011 Gartner Magic Quadrant for Enterprise Architecture
            no profiled EA tools connected organisational network analysis with EA for
            modelling and business process improvement benefit.




                                       •  Source: Gartner Magic Quadrant for Enterprise Architecture Tools, November 2011

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Current uses of ONA
         Trampoline Systems currently uses ONA to help organisations using ONA to convert email
         archives into GraphML files for import into industry-standard network analysis and
         visualisation tools including InFlow, NetDraw and UCINET, supporting the following:

         •  Internal collaboration – to identify organisational brokers, gaps, bottlenecks, isolated
         teams and critical partners, to provide a strategic basis for implementing new collaboration
         tools, to work with the strongest networkers and brokers to drive adoption and usage, to
         measure improvements over time to calculate strategic return on investment.
         •  Vendor management – to map vendor relationships, flag fragmented relationships, and
         streamline vendor management.
         •  Restructuring – to take a pre-restructure snapshot of a target department, to identify risks
         posed to external relationships, connections to the rest of the organisation, and teams that
         may be left isolated. To support restructure plan revision to account for such risks, to take a
         post-restructure snapshot to track progress and plan further action, increasing the success
         of restructure.
         •  Mergers & acquisition – to take organisational snapshots immediately post-acquisition to
         identify key influencers and brokers in the acquired business and factor this into integration
         planning, to subsequently monitor increasing connection, identify gaps and plan action, and
         increase success of integration.
         •  Expertise management – to analyse expertise of personnel close to retirement, to highlight
         gaps where no other personnel can cover the expertise that will be lost, to identify
         employees best placed to up-skill and fill the gaps.

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Example email-based ONA Map
        Trampoline’s SONAR Server is an analytical engine with natural language processing and social network
        analysis algorithms to identify information flows, social networks and tasks occurring within a company.




                                                          Source: http://www.trampolinesystems.com/products/sonar-framework
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ONA in practice
         •  World Health Organisation World Health Survey (survey-based ONA) – to compile
            comprehensive baseline information on the health of populations and on outcomes
            associated with the investment in health systems, baseline evidence on the way health
            systems are currently functioning, and monitor inputs, functions, and outcomes.
         •  Italian Public Sector - (a) to ascertain the robustness of the core human competencies, (b)
            to determine the efficiency of the current organisational structure and design, and (c) to
            assess ONA methodology as a management tool. The analysis succeeded in providing
            insights into organisational processes which prompted managers to address problems
            and take advantage of network strengths. The findings shed some light on how individual
            performance improvement can be achieved via targeted efforts to align the actual
            organisation with the informal collaboration networks.
         •  Brazilian Telecommunications Firm – to help organisations understand their social
            networks and develop a transitional management model from the poorly adaptive
            Taylorism model (based on top-down power and control) into a more cooperative,
            motivated and innovative model. At the macro level identified: formal and informal groups
            and different sub-cultures challenging future integration. At the individual level, identified
            and contextualised: direct influencers inside areas, bridge builders between areas,
            informal leaders, bottlenecks, outsiders and isolated individuals.
         •  Vodafone – to map connections between (anonymised) individuals in the UK using their
            network’s mobile data for sales and marketing targeting.
         !


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Example inter-organisational network analysis
      Network Analysis applied to the architecture industry in London where SNA was used to map
      connections using online software UCINET which aided in the visualisation of networks. The following
      inter-organisational anlaysis is derived from a list of London’s top 20 tallest (completed) buildings
      connecting all companies involved in the construction of each building (with information sourced from
      Emporis.com). ‘The whole network as illustrated in the first diagram below, comprised one single
      component (self-contained unit) as all of its points in the component (companies) can reach one
      another through one or more paths. Accordingly the density of the graph is relatively high with 5.5%
      where density describes the general level of linkage among the points in the self-contained network.
      The more points are connected to one another, the more dense the graph will be, in this case, it means
      that a number of companies worked together on multiple projects.’


                                                                        In most network maps:
                                                                        •  thickness shows frequency of
                                                                        interactions
                                                                        •  arrows (if included) show the
                                                                        direction of interactions (ie A asks B,
                                                                        B doesn't ask A)
                                                                        •  network density measures are the
                                                                        number of ties that exist in reality /
                                                                        number of possible ties. The aim is
                                                                        not to get to density 100% but we
                                                                        hope to see more coordination over
                                                                        time

        Source: http://tacity.co.uk/category/social-network-analysis/
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Potential Uses of ONA for EA
        Essentially, ONA-related collection and analysis of patterns in unstructured
           communications such as emails, existing CRM systems, VOIP phonecalls/
           webinars, mobile call and text records, website and Intranet analytics,
           collaboration sites, and calendar entries both internal and external to an
           organisation can provide a vivid map of current information sharing, by:
        •  Automating Creation of Current and Future State Organisation Views - Obtain
           a current-state ONA view of an enterprise and review it against key business
           needs and areas of interest to target future-state EA addressing those needs
           and potential problem areas.
        •  Supporting Solication of Requirements for EA Improvement - Identify the key
           connectors in the organisation who might be best placed to provide business
           requirements for EA improvements.
        •  EA Risk Management - Take a pre-adjusted enterprise architecture snapshot
           of the target department or organisation. Identify risks posed to external
           connections, connections to the rest of the organisation and teams that may
           be left isolated. Revise architecture plan to account for these risks, take post-
           architecture implementation snapshot to track progress and plan further
           action to increase the success of the new architecture.
        •  EA for Integration with External Systems – ONA might help identify means to
           improve connections with external business parterns/organisations
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Potential Uses of ONA for EA (2)
         •  Identify EA Improvement Opportunities - Current-state ONA might help identify
            opportunities to build/modify systems to better capture enterprise data and
            information, identify potential issues with existing systems which have led to
            manual workarounds or information-sharing bottlenecks, and identify problem
            areas which might be addressed before they materialise as issues.
         •  EA-Related Business Process Management and Modelling – ONA might support
            smarter decisions about changing the formal organisation structure and
            introducing new processes into organisations. ONA provides insight into how
            work is really accomplished in an organisation, how decisions are made, and the
            effectiveness of the existing organisational structures.
         •  EA for Mergers & Acquisitions – ONA might provide insight into challenges of
            integration following restructuring, mergers, or acquisitions. By identifying
            specific individuals or groups who are most likely to have the most influence
            across group borders and boundaries, enterprise architects might take steps to
            retain people who are key to a network and identify key stakeholders.
         •  Identification of EA Gaps – ONA might support identification of architectural gaps
            that could signal opportunities for future IT and business improvements.!
         •  EA for Change Management - ONA might support IT-related and non-IT change
            management programmes by identifying key communicators and system users.

emilicon.com!
Issues
         Organisational Network Analysis has the potential to be immensely valuable to organisations
         but various concerns and risks should be addressed or further investigated prior to initiating
         ONA, including but not limited to:
         Privacy Issues – Assure confidential handling of all data from the outset and clearly
         communicate such confidentiality through the publication of privacy guidelines, including:
              –  For reporting - anonymisation of all personal data and analysis of de-personalised data.
              –  Security of stored data and location of stored data to comply with information security
                 directives.
              –  Establish authorisation and control for access to data.
              –  Undertake data analysis via security-approved and trained individuals only.
         HR Concerns - Social network analysis should not be abused for evaluation and assessment
         of employees, disciplinary action as a direct result from network analysis should be
         avoided, communications should highlight positive outcomes and not individual mistakes.
         Implementation Costs – self-explanatory, dependent on your organisation & choices.
         Period of Usefulness – ONA is often nothing more than a snapshot in time.
         IT Constraints - Significant obstacles may need to be overcome and planned for in order to
         run ONA analytics tools in your organisation. Just as a tool such as The National Archives’
         DROID File Profiling Tool (open-source software which can identify files across an enterprise -
         http://www.nationalarchives.gov.uk/information-management/our-services/dc-file-profiling-
         tool.htm) often encounters organisational bureaucratic/security barriers, so too will ONA tools
         which will need to be addressed according to your organisation.
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Resources :: Theory
         •  Center for Computational Analysis of Social and Organizational Systems -
            http://www.casos.cs.cmu.edu
         •  Gartner – Emergent Enterprise Architecture -
            http://www.gartner.com/it/page.jsp?id=1124112
         •  Gartner – 2011 Hype Cycle for Enterprise Architecture -
            http://www.gartner.com/id=1751916
         •  Gartner – 2011 Magic Quadrant for Enterprise Architecture Tools -
            http://www.gartner.com/id=1839614
         •  International Network for Social Network Analysis - http://www.insna.org/sna/what.html
         •  JISC – Information Lifecycle -
            http://www.jiscinfonet.ac.uk/infokits/information-lifecycle/introduction/model
         •  Knowledge Management for Development Wiki -
            http://wiki.km4dev.org/wiki/index.php/Social_Network_Analysis
         •  Knowledge Sharing Toolkit - http://www.kstoolkit.org/Social+Network+Analysis
         •  MIKE 2.0 SAFE Architecture -
            http://mike2.openmethodology.org/wiki/Enterprise_Architecture
         •  Social Network Analysis: A Practical Method to Improve Knowledge-Sharing -
            http://www.wissensnetzwerke.de/files/
            kb_ebook02_social_network_analysis_knowledge_sharing.pdf
         •  The Open Group Architecture Framework - http://www.opengroup.org/togaf
         •  Zachman Framework Associates - http://www.zachmanframeworkassociates.com
emilicon.com!
Resources :: Software/Consultancies
         •  Inflow from (Valdis Krebs) - http://www.orgnet.com/inflow3.html
         •  International Network for Social Network Analysis ‘Member Listed Software’ -
            http://www.insna.org/software/index.html
         •  KM for Development ONA/SNA Software Recommendations -
            http://wiki.km4dev.org/wiki/index.php/Social_Network_Analysis
         •  Netminer - http://www.netminer.com/index.php
         •  NodeXL - http://nodexl.codeplex.com
         •  ONA Catalogue of Tools - http://ona-prac.wikispaces.com/Analysis
         •  Proximity - http://kdl.cs.umass.edu
         •  Sentinel Visualiser - http://www.fmsasg.com/SocialNetworkAnalysis
         •  Trampoline Systems’ SONAR Framework -
            http://www.trampolinesystems.com/products/sonar-framework




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Organisational Network Analysis and Enterprise Architecture

  • 1. Organisational Network Analysis and Enterprise Architecture FTW!! ! ! ! ! ! ! ! ! ! ! emilicon.com!
  • 2. Introduction Just as modern urban planning benefits from use of quantitative tools analysing traffic flows and roadway air dispersion models, perhaps modern enterprise architecture might benefit from similar use of quantitative tools to analyse data and information flow in an organisation for improved design? This presentation outlines organisational network analysis and associated quantitative tools which might provide useful for enterprise architects: – Organisational Network Analysis – Enterprise Architecture – Why ONA might be of interest to enterprise architects – Current applications of ONA – Potential applications for enterprise architecture, including enterprise knowledge, content & record management – Potential issues relating to ONA ! emilicon.com!
  • 3. Social Network Analysis •  Organisational Network Analysis (ONA) developed from social network analysis (SNA), the network approach to the study of behaviour, applying the same theories to organisations and individuals/groups within them. •  Social Network Analysis developed following Jacob Moreno’s introduction of sociometric ideas and tools in 1934, and subsequently following World War II the Group Networks Laboratory at M.I.T. to advance such research was founded by Alex Bavelas. In the 1970s, the study of social networks expanded as an interdisciplinary field with the development of graph theory (the mathematical modelling of nodes/vertices and their connections/edges) and computer processing capability. •  According to the International Network for Social Network Analysis, SNA has been applied to organisational behavior, inter-organisational relations, the spread of contagious diseases, mental health, social support, the diffusion of information, and animal social organisation. •  Today it is an international effort with its own professional organisations, journals, research centres, training centres, and computer programmes designed specifically to facilitate the analysis of structural data which is: 1. Guided by formal theory organised in mathematical terms. 2. Grounded in the systematic analysis of empirical data. emilicon.com!
  • 4. Organisational Network Analysis •  ONA is the analysis of connections/'ties' between and among individuals, groups and organisations, termed the the ‘nodes’. •  ONA has historically been a part-manual process undertaken with the aid of surveys using statistical software to process the results. More recently, use of network analytic tools to both collect and process quantitative data to map and analyse underlying communication patterns in an organisation have automated the process. •  ONA has been termed an ‘organisational x-ray’, it helps reveal the real, informal organisation, that not revealed or represented by a hierarchical organisation chart. •  Consequently, ONA may provide illuminating insight into how your organisation is currently sharing unstructured data and information, both internally and externally. General ONA Process as it might be applied to Enterprise Architecture: •  Agree the Problem (hypotheses, boundaries, relationships to be analysed, demographics) •  Collect the Data (automated data mining, focus groups, surveys, interviews) •  Analyse Data (network mapping software, quantifiable metrics, apply filters and analyse specific groups/departments) •  Validate and Discuss Results (preliminary review, one-to-one interviews, presentation) •  Identify Next Steps (planning, training, organisation changes, potential architecture gaps/revisions, individual/group/technology interventions, follow-up analysis) emilicon.com!
  • 5. Network Analysis Social/organisational network analysis concepts include: •  Network Size – the count of the number of members/nodes. •  Network Centralisation - the degree to which relationships within a network are focused around one or a few central network members. High network centrality means that knowledge flows within a network are dependent on few single nodes and removal of such network members may corrupt knowledge flows. •  Network Density - the total number of network ties/connections divided by the total number of possible ties. This measure is of interest for those interested in building connections within and between organisations, as density describes the overall linkages. Three key types of network structures: •  Cliques/‘Clusters of Expertise’ - are identified through dense connections between sub-sets of network members. They are important for understanding the behaviour of a whole network, as they might develop their own attitude toward other groups. •  Bottlenecks – form when networks are split into loosely coupled components. Key network members holding components together are called bridges. While bottlenecks are obstacles to knowledge sharing within a network, too many links can lead to inefficiency of knowledge exchange. Therefore, links should be coordinated efficiently. •  Hubs - are ‘nodes’/members which are important as simultaneous actors in many clusters in clustered networks. Hubs are enablers of effective knowledge transfer, and can effectively link different sub-groups and facilitate knowledge flows between different departments or external resources. Network efficiency can be strongly dependent on hubs. Sources: http://www.fmsasg.com/SocialNetworkAnalysis http://www.wissensnetzwerke.de/files/kb_ebook02_social_network_analysis_knowledge_sharing.pdf emilicon.com!
  • 6. Network Analysis (2) •  Degree Centrality - is an indicator of expertise and power of network members. Degrees are the number of direct connections a node has. An individual with the most direct connections in a network is the most active node in the network, a 'connector' or 'hub' in this network. What really matters is where those connections lead to, and how they connect the otherwise unconnected. •  Betweenness Centrality – helps identify knowledge brokers and gatekeepers within a network. Individuals between two important groups play a 'broker' role in the network, a powerful role and potential single point of failure. A node with high between-ness has great influence over what flows, or doesn’t, in the network. Location is key. •  Closeness Centrality - shows the integration or isolation of network members. The pattern of some direct and indirect ties allow some individuals to access all the nodes in the network more quickly than anyone else. They are in an excellent position to monitor information flow in the network and have the best visibility into what is happening in the network. Sources: http://www.fmsasg.com/SocialNetworkAnalysis http://www.wissensnetzwerke.de/files/kb_ebook02_social_network_analysis_knowledge_sharing.pdf emilicon.com!
  • 7. Network Analysis (3) •  Network Reach - Not all network paths are created equal and recent research suggests that the shorter paths in the network are more important. •  Network Integration - It is important to be on many efficient paths in networks that reach out to various parts of the extended network, those well integrated in the network of paths have both local and distant information. Network metrics are often measured using geodesics, or shortest paths, however not all information/influence flows along the network's shortest paths only as networks operate via direct and indirect, shortest and near-shortest paths. •  Boundary Spanners - are often more central in the overall network than their immediate neighbors whose connections are only local, within their immediate cluster. Individuals can be a boundary spanner via bridging connections to other clusters or via concurrent membership in over-lapping groups. Boundary spanners are well- placed to be innovators, since they have access to ideas and information flowing in other clusters. They are in a position to combine different ideas and knowledge, found in various places, into new products and services. •  Peripheral Players - Most people would view the nodes on the periphery of a network as unimportant. Peripheral nodes may be connected to networks not currently mapped and may have their own network outside of the company -- making them important resources for fresh external information. Sources: http://www.fmsasg.com/SocialNetworkAnalysis http://www.wissensnetzwerke.de/files/kb_ebook02_social_network_analysis_knowledge_sharing.pdf emilicon.com!
  • 8. Data, information, knowledge, content and records Explicit Knowledge is 10101 Data is a Information is KNOWLEDGE knowledge that raw linked data is created when 01010 material captured at a people and can be readily articulated and 10101 fact certain point and given meaning/ information shared without connect and that Tacit Knowledge is 01010 context context (it may information is put knowledge that is be held in internalised by 10101 (e.g. an attribute, organisation to use (e.g. to make individuals & may be difficult to articulate 01010 sounds, intranets/ case files/ conclusions, (e.g. skills) it may be words, decisions, transferred through 10101 images, documents/ judgements, structured videos/ interviews/ 01010 statistics, numbers) databases) forecasts) observation, imitation & practise / task analysis Content is a collective term used to denote all recorded material belonging to an organisation, whether physical or electronic, structured or unstructured,. Records are ‘information created, received, and maintained as evidence and information by an organisation or person, in pursuance of legal obligations or in the transaction of business’ emilicon.com!
  • 9. Enterprise Knowledge and Content Management Knowledge and Content Management (KCM) is a range of practical techniques & technology used to share explicit & tacit knowledge between people in an organisation. Associated technology and techniques include: Technology Techniques  Content Management Systems  Peer Assist   Intranets & Web/Videoconferencing  Lessons Learned Reviews   Web Content Management Systems  Mentoring   Knowledge Bases, Portals  Case Studies   Online Forums & Messaging Tools  Knowledge Briefs   Collaborative Tools (eg. wikis, SharePoint)  Communities of Practice   Search Tools & Analytics  Knowledge-Sharing Rewards   Social Network Analysis Tools  Knowledge Mapping   Electronic Document & Records Management Systems Information Management supports KCM by organising, controlling, retrieving, acquiring & maintaining the data/information that employees use to build knowledge. emilicon.com!
  • 10. The Information Lifecycle •  Organisational Network Analysis has clear application for both IT-oriented or otherwise enterprise knowledge, content and record management in helping identify current manual workarounds and information sinks in the organisation. •  Such analysis would help enterprise knowledge, content & record managers to adjust collaboration/record management/email systems and processes to enable information throughout its life to be appropriately captured and managed, from initial receipt through to eventual archive as a record then/or disposal/destruction. Source: JISC - http://www.jiscinfonet.ac.uk/infokits/information-lifecycle/introduction/model emilicon.com!
  • 11. Enterprise Architecture As IT systems become more complex, they generally require more planning. As such, Enterprise Architecture (EA) was developed by John Zachman in 1987 to address managing the increasing complexity of IT systems by creating order from chaos, and focus on business values to be derived from those IT systems. As originally devised by Zachman, the objective of EA was to support “business alignment to IT, integration, response to change, and reduced time to market”. While in different organisations the meaning of Enterprise Architecture varies: referring to EA guidelines/rules, to logical and technical EA design, and to methodologies for delivering effective EA design, Gartner currently defines EA as: • ‘The process of translating business vision and strategy into effective enterprise change by creating, communicating and improving the key requirements, principles and models that describe the enterprise's future state and enable its evolution’ • The scope of enterprise architecture includes the people, processes, information and technology of the enterprise, and their relationships to one another and to the external environment, [where] enterprise architects compose holistic solutions that address the business challenges of the enterprise and support the governance needed to implement them. Other current types of IT architecture include: software, application, infrastructure, technology, business, information, solution, and organisational architecture. emilicon.com!
  • 12. Enterprise Architecture Enterprise architects are those who specialise in the broadest possible view of IT architecture within an organisation. Current, leading traditional Enterprise Architecture approaches include: –  The Open Group Architectural Framework (TOGAF) –  The Zachman Framework for Enterprise Architectures and taxonomy (really a methodology for organising and categorising architectural artifacts) –  MIKE 2.0 (Method for an Integrated Knowledge Environment) including the EA framework, the Strategic Architecture for the Federated Enterprise, a specialist information/content management approach. emilicon.com!
  • 13. Enterprise Architecture - Zachman emilicon.com! Source: http://www.zachmanframeworkassociates.com
  • 14. Enterprise Architecture – TOGAF9 TOGAF9'Architecture'Development'Method'::'Map Input Output Key*Deliverable ITEM Top<Level Preliminary Phase'A Phase'B Phase'C Phase'D Phase'E Phase'F Phase'G Phase'H Item? ARCHITECTURE: VISION BUSINESS IS'<'DATA IS'<'APPLICATION TECHNOLOGY OPPORTUNITIES MIGRATION IMPLEMENTATION CHANGE &'SOLUTIONS PLANNING GOVERNANCE MANAGEMENT ITERATION'CYCLE: ARCHITECTURE'CONTEXT ARCHITECTURE'DEFINITION ARCHITECTURE'DEFINITION ARCHITECTURE'DEFINITION ARCHITECTURE'DEFINITION TRANSITION'PLANNING TRANSITION'PLANNING ARCHITECTURE'GOVERNANCE ARCHITECTURE' GOVERNANCE TOGAF NO refer*to Other*architecture*framework(s) NO refer*to Architecture*governance*strategy NO existing IT*strategy NO existing Organisational*Model*for*Enterprise*Architecture NO existing,*UPDATED ARCHITECTURE'FRAMEWORK'(TAILORED) YES existing,*TAILORED TAILORED BUSINESS'PRINCIPLES,'GOALS'&'DRIVERS YES existing,*RESTATED REFINED VALIDATED ARCHITECTURE'PRINCIPLES YES existing,*UPDATED REFINED ELABORATED DATA:*VALIDATED/NEW APP.*VALIDATED/NEW TECH.*VALIDATED/NEW REQUEST'FOR'ARCHITECTURE'WORK YES CREATED UPDATED,'IF'ANY NEW*REQUESTS STATEMENT'OF'ARCHITECTURE'WORK YES APPROVED UPDATED'(if'necess.) UPDATED'(if'necess.) UPDATED'(if'necess.) UPDATED'(if'necess.) UPDATED'(if'necess.) UPDATED*(if*necess.) ARCHITECTURE'REQUIREMENTS'SPECIFICATION YES DRAFT,*INCLUDING*BELOW DRAFT,*INCLUDING*BELOW DRAFT,*INCLUDING*BELOW DRAFT,*INCLUDING*BELOW FINALISED Gap*Analysis NO RESULTS*SUMMARISED UPDATED UPDATED UPDATED Technical*Requirements NO DRAFTED RELEVANT*TO*THIS*STAGE RELEVANT*TO*THIS*STAGE FROM*B*&*C Technical:*Business*Requirements NO DRAFTED UPDATED UPDATED Technical:*Data*Requirements NO DRAFTED UPDATED Technical:*Application*Requirements NO DRAFTED UPDATED Technical:*Technology*Requirements NO DRAFTED UPDATED Interoperability*Requirements NO DATA*;*DRAFTED APP.*;*DRAFTED Technology*Architecture*Constraints NO DRAFTED UPDATED REQUIREMENTS'IMPACT'ASSESSMENT YES NOT*COVERED*ANYWHERE CAPABILITY'ASSESSMENT YES DRAFTED UPDATED,'INCLUDING'BELOW Enterprise*Architecture*Maturity*Profile NO DRAFTED Transformation*Readiness*Report NO DRAFTED COMMUNICATIONS'PLAN YES CREATED ARCHITECTURE'ROADMAP YES DRAFT*(with*bus.*Arch.*components) UPDATED*(with*data*components) UPDATED*(with*app.*components) UPDATED*(with*Tech.*components) UPDATED,*if*necess. FINALISED UPDATES IMPLEMENTATION'&'MIGRATION'PLAN YES OUTLINE DETAILED GOVERNANCE'MODEL YES CREATED'<'FRAMEWORK DRAFTED*;*IMPLEMENTATION*MODEL FINALISED,'BUSINESS'&'IT'OPS'MODEL CHANGE'REQUEST(S) YES DRAFTED,*from*lessons*learned UPDATED UPDATED*(if*necess.) COMPLIANCE'ASSESSMENT(S) YES CREATED UPDATED*(if*necess.) ARCHITECTURE'CONTRACT(s) YES DRAFTED,'for'implementation'projects SIGNED UPDATED*(if*necess.) ARCHITECTURE<COMPLIANT'SOLUTIONS YES DEPLOYED,'INCLUDING'*ALL*'BELOW ARCHITECTURE*COMPLIANT*SYSTEM NO IMPLEMENTED ARCHITECTURE'&'SOLUTION'BUILDING'BLOCKS'(docs'&'models YES existing,*POPULATED POPULATED POPULATED from'ARCHITECTURE'REPOSITORY) Architecture*Compliance*Recommendations*&*Dispensations NO DRAFTED Service*Delivery*Requirements NO DRAFTED,*recommendations Performance*Metrics NO RECOMMENDATIONS Service*Level*Agreements*(SLAs) NO DRAFTED ARCHITECTURE'VISION YES DRAFT,*INCLUDING*BELOW UPDATED Key*High;Level*Stakeholder*Requirements NO refined ARCHITECTURE'DEFINITION'DOCUMENT YES DRAFT,*INCLUDING*BELOW DRAFT,*INCLUDING*BELOW DRAFT,*INCLUDING*BELOW DRAFT,*INCLUDING*BELOW DRAFT,*INCLUDING*BELOW FINALISED UPDATED,'POST<IMPLEMENTATION Business*Architecture*;*Baseline NO create*vision DETAILED*(if*appropriate) FINALISED Business*Architecture*;*Target NO create*vision DETAILED FINALISED Views NO addressing*key*stakeholder*concerns DATA*views APP.*views TECH.*views FINALISED Data*Architecture*;*Baseline NO create*vision DETAILED FINALISED Data*Architecture*;*Target NO create*vision DETAILED FINALISED Application*Architecture*;*Baseline NO create*vision DETAILED FINALISED Application*Architecture*;*Target NO create*vision DETAILED FINALISED Technology*Architecture*;*Baseline NO create*vision DETAILED FINALISED Technology*Architecture*;*Target NO create*vision DETAILED FINALISED Increments NO IDENTIFIED FINALISED Interoperability*&*Co;existence*Requirements NO DRAFTED FINALISED Implementation*&*Migration*Strategy NO DRAFTED FINALISED Project*List*&*Project*Charters NO INCLUDED FINALISED (A.D.D.'SUB<SECTION'::'TRANSITION'ARCHITECTURE) YES DRAFT,*INCLUDING*BELOW UPDATED UPDATED,'POST<IMPLEMENTATION Gaps,'Solutions'&'Dependencies'Matrix/Assessment NO DRAFTED,*based*on*ARS*Gap*Analysis UPDATED Risk*Register NO DRAFTED UPDATED Impact*Analysis NO DRAFTED*;*Project*List UPDATED implementation*Recommendations Dependency*Analysis*Report NO DRAFTED UPDATED Implementation*Factor*Assessment*&*Deduction*Matrix NO DRAFTED UPDATED Source: http://www.emilicon.com/timeline/2012/01/15/enterprise-architecture-togaf9 emilicon.com!
  • 15. Emergent Enterprise Architecture •  In 2009, Gartner initially identified an emergent approach to Enterprise Architecture for which tools such as ONA are ideally suited to support. •  Gartner’s emergent approach guided enterprise architects to embrace the inversion of control and relinquish their previous control of all EA decision making and accept that that business units demand more autonomy. The further noted: 1.  “The first key characteristic of the emergent approach is best summarised as ‘architect the lines, not the boxes’, which means managing the connections between different parts of the business rather than the actual parts of the business themselves,” said Bruce Robertson, research vice president at Gartner. 2.  “The second key characteristic [of emergent EA] is that it models all relationships as interactions via some set of interfaces, which can be completely informal and manual – for example, sending handwritten invitations to a party via postal letters - to highly formal and automated, such as credit-card transactions across the Visa network.” emilicon.com!
  • 16. Enterprise Architecture Gartner identified seven properties differentiating emergent architecture from the traditional approach to EA: 1. Non-deterministic: In the past, EAs applied centralised decision-making to design outcomes, now they must decentralise decision-making to enable innovation. 2. Autonomous actors: EAs can no longer control all aspects of architecture, they must recognise the broader business and devolve control to constituents. 3. Rule-bound actors: Where in the past EAs provided detailed design specifications for all aspects of the EA, they must now define a minimal set of rules to enable choice. 4. Goal-oriented actors: Previously, the only goals that mattered were corporate goals, but this has now shifted to each constituent acting in their own best interests. 5. Local Influences: Actors are influenced by local interactions and limited information. Feedback within their sphere of communication alters the behaviour of individuals. As no individual actor has data about all of an emergent system, EA must increasingly coordinate. 6. Dynamic or Adaptive Systems: The system (the individual actors as well as the environment) changes over time. EA must design emergent systems to sense and respond to changes in their environment. 7. Resource-Constrained Environment: An environment of abundance does not enable emergence; rather, the scarcity of resources drives emergence. emilicon.com!
  • 17. Why connect ONA and EA •  For a technology field, traditional enterprise architecture employs surprisingly limited use of technology to support its design, save for modelling software used to draw building blocks and models, and associated business process management. •  The underpinning review of submitted requirements and proposed enterprise architecture is generally based on the knowledge and expertise of individuals. •  Such use of additional tools is not yet reached mainstream adoption. Accordingly, in the 2011 Gartner Magic Quadrant for Enterprise Architecture no profiled EA tools connected organisational network analysis with EA for modelling and business process improvement benefit. •  Source: Gartner Magic Quadrant for Enterprise Architecture Tools, November 2011 emilicon.com!
  • 18. Current uses of ONA Trampoline Systems currently uses ONA to help organisations using ONA to convert email archives into GraphML files for import into industry-standard network analysis and visualisation tools including InFlow, NetDraw and UCINET, supporting the following: •  Internal collaboration – to identify organisational brokers, gaps, bottlenecks, isolated teams and critical partners, to provide a strategic basis for implementing new collaboration tools, to work with the strongest networkers and brokers to drive adoption and usage, to measure improvements over time to calculate strategic return on investment. •  Vendor management – to map vendor relationships, flag fragmented relationships, and streamline vendor management. •  Restructuring – to take a pre-restructure snapshot of a target department, to identify risks posed to external relationships, connections to the rest of the organisation, and teams that may be left isolated. To support restructure plan revision to account for such risks, to take a post-restructure snapshot to track progress and plan further action, increasing the success of restructure. •  Mergers & acquisition – to take organisational snapshots immediately post-acquisition to identify key influencers and brokers in the acquired business and factor this into integration planning, to subsequently monitor increasing connection, identify gaps and plan action, and increase success of integration. •  Expertise management – to analyse expertise of personnel close to retirement, to highlight gaps where no other personnel can cover the expertise that will be lost, to identify employees best placed to up-skill and fill the gaps. emilicon.com!
  • 19. Example email-based ONA Map Trampoline’s SONAR Server is an analytical engine with natural language processing and social network analysis algorithms to identify information flows, social networks and tasks occurring within a company. Source: http://www.trampolinesystems.com/products/sonar-framework emilicon.com!
  • 20. ONA in practice •  World Health Organisation World Health Survey (survey-based ONA) – to compile comprehensive baseline information on the health of populations and on outcomes associated with the investment in health systems, baseline evidence on the way health systems are currently functioning, and monitor inputs, functions, and outcomes. •  Italian Public Sector - (a) to ascertain the robustness of the core human competencies, (b) to determine the efficiency of the current organisational structure and design, and (c) to assess ONA methodology as a management tool. The analysis succeeded in providing insights into organisational processes which prompted managers to address problems and take advantage of network strengths. The findings shed some light on how individual performance improvement can be achieved via targeted efforts to align the actual organisation with the informal collaboration networks. •  Brazilian Telecommunications Firm – to help organisations understand their social networks and develop a transitional management model from the poorly adaptive Taylorism model (based on top-down power and control) into a more cooperative, motivated and innovative model. At the macro level identified: formal and informal groups and different sub-cultures challenging future integration. At the individual level, identified and contextualised: direct influencers inside areas, bridge builders between areas, informal leaders, bottlenecks, outsiders and isolated individuals. •  Vodafone – to map connections between (anonymised) individuals in the UK using their network’s mobile data for sales and marketing targeting. ! emilicon.com!
  • 21. Example inter-organisational network analysis Network Analysis applied to the architecture industry in London where SNA was used to map connections using online software UCINET which aided in the visualisation of networks. The following inter-organisational anlaysis is derived from a list of London’s top 20 tallest (completed) buildings connecting all companies involved in the construction of each building (with information sourced from Emporis.com). ‘The whole network as illustrated in the first diagram below, comprised one single component (self-contained unit) as all of its points in the component (companies) can reach one another through one or more paths. Accordingly the density of the graph is relatively high with 5.5% where density describes the general level of linkage among the points in the self-contained network. The more points are connected to one another, the more dense the graph will be, in this case, it means that a number of companies worked together on multiple projects.’ In most network maps: •  thickness shows frequency of interactions •  arrows (if included) show the direction of interactions (ie A asks B, B doesn't ask A) •  network density measures are the number of ties that exist in reality / number of possible ties. The aim is not to get to density 100% but we hope to see more coordination over time Source: http://tacity.co.uk/category/social-network-analysis/ emilicon.com!
  • 22. Potential Uses of ONA for EA Essentially, ONA-related collection and analysis of patterns in unstructured communications such as emails, existing CRM systems, VOIP phonecalls/ webinars, mobile call and text records, website and Intranet analytics, collaboration sites, and calendar entries both internal and external to an organisation can provide a vivid map of current information sharing, by: •  Automating Creation of Current and Future State Organisation Views - Obtain a current-state ONA view of an enterprise and review it against key business needs and areas of interest to target future-state EA addressing those needs and potential problem areas. •  Supporting Solication of Requirements for EA Improvement - Identify the key connectors in the organisation who might be best placed to provide business requirements for EA improvements. •  EA Risk Management - Take a pre-adjusted enterprise architecture snapshot of the target department or organisation. Identify risks posed to external connections, connections to the rest of the organisation and teams that may be left isolated. Revise architecture plan to account for these risks, take post- architecture implementation snapshot to track progress and plan further action to increase the success of the new architecture. •  EA for Integration with External Systems – ONA might help identify means to improve connections with external business parterns/organisations emilicon.com!
  • 23. Potential Uses of ONA for EA (2) •  Identify EA Improvement Opportunities - Current-state ONA might help identify opportunities to build/modify systems to better capture enterprise data and information, identify potential issues with existing systems which have led to manual workarounds or information-sharing bottlenecks, and identify problem areas which might be addressed before they materialise as issues. •  EA-Related Business Process Management and Modelling – ONA might support smarter decisions about changing the formal organisation structure and introducing new processes into organisations. ONA provides insight into how work is really accomplished in an organisation, how decisions are made, and the effectiveness of the existing organisational structures. •  EA for Mergers & Acquisitions – ONA might provide insight into challenges of integration following restructuring, mergers, or acquisitions. By identifying specific individuals or groups who are most likely to have the most influence across group borders and boundaries, enterprise architects might take steps to retain people who are key to a network and identify key stakeholders. •  Identification of EA Gaps – ONA might support identification of architectural gaps that could signal opportunities for future IT and business improvements.! •  EA for Change Management - ONA might support IT-related and non-IT change management programmes by identifying key communicators and system users. emilicon.com!
  • 24. Issues Organisational Network Analysis has the potential to be immensely valuable to organisations but various concerns and risks should be addressed or further investigated prior to initiating ONA, including but not limited to: Privacy Issues – Assure confidential handling of all data from the outset and clearly communicate such confidentiality through the publication of privacy guidelines, including: –  For reporting - anonymisation of all personal data and analysis of de-personalised data. –  Security of stored data and location of stored data to comply with information security directives. –  Establish authorisation and control for access to data. –  Undertake data analysis via security-approved and trained individuals only. HR Concerns - Social network analysis should not be abused for evaluation and assessment of employees, disciplinary action as a direct result from network analysis should be avoided, communications should highlight positive outcomes and not individual mistakes. Implementation Costs – self-explanatory, dependent on your organisation & choices. Period of Usefulness – ONA is often nothing more than a snapshot in time. IT Constraints - Significant obstacles may need to be overcome and planned for in order to run ONA analytics tools in your organisation. Just as a tool such as The National Archives’ DROID File Profiling Tool (open-source software which can identify files across an enterprise - http://www.nationalarchives.gov.uk/information-management/our-services/dc-file-profiling- tool.htm) often encounters organisational bureaucratic/security barriers, so too will ONA tools which will need to be addressed according to your organisation. emilicon.com!
  • 25. Resources :: Theory •  Center for Computational Analysis of Social and Organizational Systems - http://www.casos.cs.cmu.edu •  Gartner – Emergent Enterprise Architecture - http://www.gartner.com/it/page.jsp?id=1124112 •  Gartner – 2011 Hype Cycle for Enterprise Architecture - http://www.gartner.com/id=1751916 •  Gartner – 2011 Magic Quadrant for Enterprise Architecture Tools - http://www.gartner.com/id=1839614 •  International Network for Social Network Analysis - http://www.insna.org/sna/what.html •  JISC – Information Lifecycle - http://www.jiscinfonet.ac.uk/infokits/information-lifecycle/introduction/model •  Knowledge Management for Development Wiki - http://wiki.km4dev.org/wiki/index.php/Social_Network_Analysis •  Knowledge Sharing Toolkit - http://www.kstoolkit.org/Social+Network+Analysis •  MIKE 2.0 SAFE Architecture - http://mike2.openmethodology.org/wiki/Enterprise_Architecture •  Social Network Analysis: A Practical Method to Improve Knowledge-Sharing - http://www.wissensnetzwerke.de/files/ kb_ebook02_social_network_analysis_knowledge_sharing.pdf •  The Open Group Architecture Framework - http://www.opengroup.org/togaf •  Zachman Framework Associates - http://www.zachmanframeworkassociates.com emilicon.com!
  • 26. Resources :: Software/Consultancies •  Inflow from (Valdis Krebs) - http://www.orgnet.com/inflow3.html •  International Network for Social Network Analysis ‘Member Listed Software’ - http://www.insna.org/software/index.html •  KM for Development ONA/SNA Software Recommendations - http://wiki.km4dev.org/wiki/index.php/Social_Network_Analysis •  Netminer - http://www.netminer.com/index.php •  NodeXL - http://nodexl.codeplex.com •  ONA Catalogue of Tools - http://ona-prac.wikispaces.com/Analysis •  Proximity - http://kdl.cs.umass.edu •  Sentinel Visualiser - http://www.fmsasg.com/SocialNetworkAnalysis •  Trampoline Systems’ SONAR Framework - http://www.trampolinesystems.com/products/sonar-framework emilicon.com!
  • 27. emilicon@emilicon.com! http://emilicon.com! emilicon.com!