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The Purposes of
           ssessment




                            Quality Education & Training:
Sunday, February 13, 2011                                   1
                              Towards a Better Future
It’s the economy, stupid (Clinton campaign slogan,
1992)
James Callaghan, Ruskin College speech, 18 Oct
1976
          I am concerned on my journeys to find complaints
          from industry that new recruits from the schools
          sometimes do not have the basic tools to do the
          job that is required….to the teacher, I would say
          that you must satisfy the parents and industry that
          what you are doing meets their requirements and
          the needs of our children.




                              Quality Education & Training:
                                Towards a Better Future
Three questions to ask of any assessment:
    1. What is the principal purpose of this
       assessment?
    2. Is the form of the assessment fit for
       purpose?
    3. Does it achieve its purpose?
Three broad groupings:
    1. Selection and certification
    2. Determining and raising standards
    3. Formative assessment – assessment for
       learning

                          Quality Education & Training:
3                           Towards a Better Future
Assessment = the process of firstly gathering
evidence, and secondly interpreting that evidence in
the light of some defined criterion in order to form a
judgement (Harlen, 1994)

Why do we assess? (P. Black et al, 1987):
   •   Diagnostic assessment to identify students’ learning needs
   •   Formative assessment to support and encourage learning
   •   Summative assessment to identify learning outcomes
   •   Evaluative assessment which is directed at assessing the
       quality of provision in institutions and in the system as a
       whole




                                  Quality Education & Training:
                                    Towards a Better Future
•   Certification of achievement (competence)
•   Selection (competition)
•   The evaluation of provision (content)
•   The control of both individual aspirations and systemic
    functioning (control)

Importance of the relationship between curriculum and assessment

Who assesses (teachers, students themselves, government)?
What is assessed (knowledge, practical skills, social/emotional
skills)?
When to assess (for formative purposes, as summative use)?
How to assess (norm-referenced, criterion-referenced, ipsative)?




                                 Quality Education & Training:
                                   Towards a Better Future
Chinese civil service selection tests 1st century
A.D. – early 20th century
   • High point during Ming dynasty (1368 – 1662)
   • Relied on rote knowledge
   • Extremely low pass rate
   • Despite extraordinary security, people still found
     ways to cheat
   • Still, ‘it is estimated that up to 60 percent of the
     successful candidates came from families that were
     not part of the administrative elite’ (Stobart 2008)




                             Quality Education & Training:
                               Towards a Better Future
19th Century enthusiasm for testing
    • Antithesis of corruption and patronage
    • Testing of basic abilities as well as attainments and
      skills
    • Ability = merit
    • Talent = virtue




                              Quality Education & Training:
7                               Towards a Better Future
Diagnostic assessment
  • Origins in ascertaining who would profit from
    specialist schooling
  • Alfred Binet 1905 – 1908, one to one diagnostics,
    spatial, verbal and numerical sub-tests
  • US and Great Britain change to written IQ tests –
    assumption that intelligence is fixed
Assessment to set and raise standards
  • Entrance examinations to universities
  • Backwash effect on curriculum
Assessment as accountability
  • Payment by results


                           Quality Education & Training:
                             Towards a Better Future
The children … were drilled in the contents of those books until they knew
them almost by heart. In arithmetic they worked abstract sums, in obedience
to formal rules, day after day, and month after month; and they were put up
to various tricks and dodges which would, it was hoped, enable them to
know by what precise rules the various questions on the arithmetic card
were to be answered.
Not a thought was given, except in a small minority of schools, to the real
training of the child, to the fostering of his mental (and other) growth. To
get him through the yearly examination by hook or by crook was the one
concern of the teacher.
As profound distrust of the teacher was the basis of the policy of the
department, so profound distrust of the child was the basis of the policy of
the teachers.
To leave the child to find anything out for himself, to think out anything for
himself, would have been regarded as proof of incapacity, no to say insanity,
on the part of the teacher, and would have led to results which, from the
‘percentage’ point of view, would probably have been disastrous.




                                      Quality Education & Training:
                                        Towards a Better Future
• The term ‘assessment purpose’ can be interpreted in
  a variety of different ways: judgement level;
  decision level; impact level
• The uses to which assessment results are put are
  often categorized misleadingly
  Purposes/uses
        Where assessment systems are supposed to
        support more than one purpose, the purposes
        must be prioritized
•



                         Quality Education & Training:
                           Towards a Better Future
• Distinction between formative and summative
  assessment is spurious
• Summative characterises a type of assessment
  judgement = summing up appraisal of
  performance
• Formative characterises a type of use to which
  assessment judgements are put = using
  assessment to achieve a formative purpose,
  which can include summative assessment



                       Quality Education & Training:
                         Towards a Better Future
student monitoring
     to decide whether students are making sufficient
     progress in attainment in relation to expectations or
     targets; and, potentially, to allocate rewards or sanctions
formative
     to identify students’ proximal learning needs, guiding
     subsequent teaching
social evaluation
     to judge the social or personal value of students’
     achievements
diagnosis
     to clarify the type and extent of students’ learning
     difficulties in light of well-established criteria, for
     intervention



                               Quality Education & Training:
                                 Towards a Better Future
provision eligibility
   to determine whether students meet eligibility criteria
   for special educational provision
screening
   to identify students who differ significantly from their
   peers, for further assessment
segregation
   to segregate students into homogeneous groups, on
   the basis of aptitudes or attainments, to make the
   instructional process more straightforward
guidance
   to identify the most suitable courses, or vocations for
   students to pursue, given their aptitudes


                            Quality Education & Training:
                              Towards a Better Future
transfer
    to identify the general educational needs of students who
    transfer to new schools
placement
    to locate students with respect to their position in a
    specified learning sequence, to identify the level of course
    which most closely reflects it
qualification
    to decide whether students are sufficiently qualified for a
    job, course or role in life – that is, whether they are
    equipped to succeed in it – and whether to enrol them or
    to appoint them to it
selection
    to predict which students – all of whom might, in principle,
    be sufficiently qualified – will be the most successful in a
    job, course or role in life, and to select between them



                               Quality Education & Training:
                                 Towards a Better Future
licensing
    to provide legal evidence – the licence – of minimum
    competence to practice a specialist activity, to warrant
    stakeholder trust in the practitioner
certification
    to provide evidence – the certificate – of higher
    competence to practice a specialist activity, or subset
    thereof, to warrant stakeholder trust in the practitioner
school choice
    to identify the most desirable school for a child to attend
institution monitoring
    to decide whether institutional performance – relating to
    individual teachers, classes or schools – is rising or falling
    in relation to expectations or targets; and, potentially, to
    allocate rewards or sanctions




                                 Quality Education & Training:
15                                 Towards a Better Future
resource allocation
    to identify institutional needs and, consequently, to allocate
    resources
organizational intervention
    to identify institutional failure and, consequently, to justify
    intervention
programme evaluation
    to evaluate the success of educational programmes or
    initiatives, nationally or locally
system monitoring
    to decide whether system performance – relating to
    individual regions or the nation – is rising or falling in relation
    to expectations or targets; and, potentially, to allocate
    rewards or sanctions
comparability
    to guide decisions on comparability of examination standards
    for later assessments on the basis of cohort performance in
    earlier ones
national accounting
    to ‘quality adjust’ education output indicators


                                  Quality Education & Training:
                                    Towards a Better Future
Any questions?
       t.isaacs@ioe.ac.uk



Quality Education & Training:
  Towards a Better Future

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QAAET Conference - The purposes of assessment last- Dr Tina Issacs

  • 1. The Purposes of ssessment Quality Education & Training: Sunday, February 13, 2011 1 Towards a Better Future
  • 2. It’s the economy, stupid (Clinton campaign slogan, 1992) James Callaghan, Ruskin College speech, 18 Oct 1976 I am concerned on my journeys to find complaints from industry that new recruits from the schools sometimes do not have the basic tools to do the job that is required….to the teacher, I would say that you must satisfy the parents and industry that what you are doing meets their requirements and the needs of our children. Quality Education & Training: Towards a Better Future
  • 3. Three questions to ask of any assessment: 1. What is the principal purpose of this assessment? 2. Is the form of the assessment fit for purpose? 3. Does it achieve its purpose? Three broad groupings: 1. Selection and certification 2. Determining and raising standards 3. Formative assessment – assessment for learning Quality Education & Training: 3 Towards a Better Future
  • 4. Assessment = the process of firstly gathering evidence, and secondly interpreting that evidence in the light of some defined criterion in order to form a judgement (Harlen, 1994) Why do we assess? (P. Black et al, 1987): • Diagnostic assessment to identify students’ learning needs • Formative assessment to support and encourage learning • Summative assessment to identify learning outcomes • Evaluative assessment which is directed at assessing the quality of provision in institutions and in the system as a whole Quality Education & Training: Towards a Better Future
  • 5. • Certification of achievement (competence) • Selection (competition) • The evaluation of provision (content) • The control of both individual aspirations and systemic functioning (control) Importance of the relationship between curriculum and assessment Who assesses (teachers, students themselves, government)? What is assessed (knowledge, practical skills, social/emotional skills)? When to assess (for formative purposes, as summative use)? How to assess (norm-referenced, criterion-referenced, ipsative)? Quality Education & Training: Towards a Better Future
  • 6. Chinese civil service selection tests 1st century A.D. – early 20th century • High point during Ming dynasty (1368 – 1662) • Relied on rote knowledge • Extremely low pass rate • Despite extraordinary security, people still found ways to cheat • Still, ‘it is estimated that up to 60 percent of the successful candidates came from families that were not part of the administrative elite’ (Stobart 2008) Quality Education & Training: Towards a Better Future
  • 7. 19th Century enthusiasm for testing • Antithesis of corruption and patronage • Testing of basic abilities as well as attainments and skills • Ability = merit • Talent = virtue Quality Education & Training: 7 Towards a Better Future
  • 8. Diagnostic assessment • Origins in ascertaining who would profit from specialist schooling • Alfred Binet 1905 – 1908, one to one diagnostics, spatial, verbal and numerical sub-tests • US and Great Britain change to written IQ tests – assumption that intelligence is fixed Assessment to set and raise standards • Entrance examinations to universities • Backwash effect on curriculum Assessment as accountability • Payment by results Quality Education & Training: Towards a Better Future
  • 9. The children … were drilled in the contents of those books until they knew them almost by heart. In arithmetic they worked abstract sums, in obedience to formal rules, day after day, and month after month; and they were put up to various tricks and dodges which would, it was hoped, enable them to know by what precise rules the various questions on the arithmetic card were to be answered. Not a thought was given, except in a small minority of schools, to the real training of the child, to the fostering of his mental (and other) growth. To get him through the yearly examination by hook or by crook was the one concern of the teacher. As profound distrust of the teacher was the basis of the policy of the department, so profound distrust of the child was the basis of the policy of the teachers. To leave the child to find anything out for himself, to think out anything for himself, would have been regarded as proof of incapacity, no to say insanity, on the part of the teacher, and would have led to results which, from the ‘percentage’ point of view, would probably have been disastrous. Quality Education & Training: Towards a Better Future
  • 10. • The term ‘assessment purpose’ can be interpreted in a variety of different ways: judgement level; decision level; impact level • The uses to which assessment results are put are often categorized misleadingly Purposes/uses Where assessment systems are supposed to support more than one purpose, the purposes must be prioritized • Quality Education & Training: Towards a Better Future
  • 11. • Distinction between formative and summative assessment is spurious • Summative characterises a type of assessment judgement = summing up appraisal of performance • Formative characterises a type of use to which assessment judgements are put = using assessment to achieve a formative purpose, which can include summative assessment Quality Education & Training: Towards a Better Future
  • 12. student monitoring to decide whether students are making sufficient progress in attainment in relation to expectations or targets; and, potentially, to allocate rewards or sanctions formative to identify students’ proximal learning needs, guiding subsequent teaching social evaluation to judge the social or personal value of students’ achievements diagnosis to clarify the type and extent of students’ learning difficulties in light of well-established criteria, for intervention Quality Education & Training: Towards a Better Future
  • 13. provision eligibility to determine whether students meet eligibility criteria for special educational provision screening to identify students who differ significantly from their peers, for further assessment segregation to segregate students into homogeneous groups, on the basis of aptitudes or attainments, to make the instructional process more straightforward guidance to identify the most suitable courses, or vocations for students to pursue, given their aptitudes Quality Education & Training: Towards a Better Future
  • 14. transfer to identify the general educational needs of students who transfer to new schools placement to locate students with respect to their position in a specified learning sequence, to identify the level of course which most closely reflects it qualification to decide whether students are sufficiently qualified for a job, course or role in life – that is, whether they are equipped to succeed in it – and whether to enrol them or to appoint them to it selection to predict which students – all of whom might, in principle, be sufficiently qualified – will be the most successful in a job, course or role in life, and to select between them Quality Education & Training: Towards a Better Future
  • 15. licensing to provide legal evidence – the licence – of minimum competence to practice a specialist activity, to warrant stakeholder trust in the practitioner certification to provide evidence – the certificate – of higher competence to practice a specialist activity, or subset thereof, to warrant stakeholder trust in the practitioner school choice to identify the most desirable school for a child to attend institution monitoring to decide whether institutional performance – relating to individual teachers, classes or schools – is rising or falling in relation to expectations or targets; and, potentially, to allocate rewards or sanctions Quality Education & Training: 15 Towards a Better Future
  • 16. resource allocation to identify institutional needs and, consequently, to allocate resources organizational intervention to identify institutional failure and, consequently, to justify intervention programme evaluation to evaluate the success of educational programmes or initiatives, nationally or locally system monitoring to decide whether system performance – relating to individual regions or the nation – is rising or falling in relation to expectations or targets; and, potentially, to allocate rewards or sanctions comparability to guide decisions on comparability of examination standards for later assessments on the basis of cohort performance in earlier ones national accounting to ‘quality adjust’ education output indicators Quality Education & Training: Towards a Better Future
  • 17. Any questions? t.isaacs@ioe.ac.uk Quality Education & Training: Towards a Better Future