This document provides an overview of mutual funds including what they are, how they work, and asset under management statistics. The key points are: - A mutual fund is a trust that pools investments from many investors who share a common financial goal. It invests the money in securities like stocks and bonds. - Investors purchase units of a fund and share proportionally in its income, capital gains, and losses. - As of March 2011, the total assets under management across mutual funds in India was over Rs. 7 trillion. Equity funds made up the largest portion at over Rs. 554 billion.

1. Mutual Funds
A presentation by :
Abhishek Singh
Ashwani Gupta
Jaspreet Singh Rajpal
Rubina Chakma

2. What is a Mutual Fund?
• A Mutual Fund is a trust that pools the savings of a number of investors
who share a common financial goal.
• Anybody with an investible surplus of as little as a few thousand rupees
can invest in Mutual Funds.
• These investors buy units of a particular Mutual Fund scheme that has a
defined investment objective and strategy.
• The money collected is invested by the fund manager in different types of
securities. These could range from shares to debentures to money market
instruments, depending upon the scheme’s stated objectives.
• The income earned through these investments and the capital
appreciation realized by the scheme are shared by its unit holders in
proportion to the number of units owned by them.
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3. Asset Under Management
As on March’11
AMC wise AUM
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4. Risk – Return Trade Off
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5. 5

6. 6

7. ASSET UNDER MANAGEMENT AND FOLIOS - CATEGORY WISE - AGGREGATE - AS ON
September 30, 2013
Types of Schemes
Liquid/Money Market
Investor Classification
Corporates
AUM (Rs.
% to Total
Cr)
No of
Folios
% to Total
100356.21
82.16
21347
8.77
Banks/FIs
7387.65
6.05
419
0.17
FIIs
High Networth
Individuals*
1010.74
0.83
60
0.02
11371.4
9.31
34243
14.06
Retail
2028.28
1.66
187441
76.97
Total
Grand Total
Gilt
122154.28
122154.28
Corporates
100
243510
100
243510
Retail
3924
6.15
0.42
32
0.05
59
0.8
5
0.01
2765.08
37.43
6623
10.37
341.5
FIIs
High Networth
Individuals*
56.73
30.82
Banks/FIs
4190.03
4.62
53253
83.42
Total
7386.43
Grand Total
129540.71
100
63837
307347
100
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8. Types of Schemes
Debt Oriented
Investor Classification
Corporates
AUM (Rs.
% to Total
Cr)
% to Total
239057.48
Retail
1.85
1.07
1207
0.02
0.18
37
0
151337.28
35.64
558226
8.98
28900.8
High Networth Individuals*
114851
750.31
FIIs
56.3
4537.85
Banks/FIs
6.81
5539692
89.15
Total
424583.72
Grand Total
Equity Oriented
No of
Folios
100
6214013
554124.43
100
6521360
Corporates
14784.66
9.1
192777
0.62
Banks/FIs
1317.16
0.81
998
0
FIIs
2582.63
1.59
106
0
34971.23
21.53
340994
1.09
108793.39
66.97
30634873
98.28
High Networth Individuals*
Retail
Total
162449.07
Grand Total
716573.5
100
31169748
37691108
100
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9. Types of Schemes
Balanced
Investor Classification
Corporates
AUM (Rs.
% to Total
Cr)
No of
Folios
% to Total
10.92
16304
0.59
37.54
Banks/FIs
1661.92
0.25
68
0
FIIs
High Networth
Individuals*
4.13
0.03
2
0
5161.26
33.91
51291
1.87
Retail
8353.39
54.89
2675537
97.53
Total
Grand Total
Gold ETF
15218.24
731791.75
Corporates
100
2743202
100
40434310
5666.63
54.41
4623
0.86
Banks/FIs
3.89
0.04
8
0
FIIs
High Networth
Individuals*
3.37
0.03
4
0
1728.61
16.6
10185
1.89
Retail
3012.81
28.93
524411
97.25
Total
10415.32
Grand Total
742207.06
100
539231
100
40973541
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10. Types of Schemes
ETFs(other than Gold)
Investor Classification
AUM (Rs.
% to Total
Cr)
No of
Folios
% to Total
Corporates
430.48
30.93
4243
2.67
Banks/FIs
24.01
1.73
19
0.01
FIIs
57.62
4.14
16
0.01
High Networth
Individuals*
558.5
40.12
2772
1.75
23.08
151575
100
158625
95.56
100
Retail
Total
Grand Total
Fund of Funds investing
Overseas
Corporates
321.33
1391.96
743599.02
41132166
High Networth
Individuals*
Retail
Total
Grand Total
1416
0.81
0.02
2
0
0
FIIs
16.87
0.59
Banks/FIs
399.88
0
0
0
1237.7
52.23
8405
4.8
30.87
165445
100
175268
94.4
731.53
2369.69
745968.71
100
41307434
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11. Category Wise AUM
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12. Systematic Investment Plan
An investment plan to invest a
fixed amount regularly at a
specified frequency say, monthly
or quarterly.
SIP is a simple method of investing used
across the world as a means to creating wealth
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13. Benefits of SIP
• Regular
• Power Of Compounding
• Rupee Cost Averaging
• Forced saving
• Automated
• Light on the wallet
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14. Thank You
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