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                    Principle of FMCW Radars

                    Tobias Otto




    Delft
    University of
    Technology       Remote Sensing of the Environment
A
T   Contents
M
O
S




     I.               Principle of FMCW radar
     II.              FMCW radar signal processing
     III.             Block diagram of an FMCW radar
                      for precipitation measurements




      Delft
      University of
      Technology         Remote Sensing of the Environment
A
T        Principle of FMCW radar
M
O
S
         frequency-modulated                      continuous-wave

         A radar transmitting a continuous carrier modulated by a periodic
         function such as a sinusoid or sawtooth wave to provide range data
         (IEEE Std. 686-2008).

         Modulation is the keyword, since this adds the ranging capability to
         FMCW radars with respect to unmodulated CW radars.
         We will concentrate in this talk on linear FMCW radar (LFMCW).
    frequency                                                       amplitude




    f0
                                                                                time



                                             up-chirp
                                                           time
                Delft
                University of
                Technology      Remote Sensing of the Environment
A
T        Principle of FMCW radar
M
O
S
         frequency-modulated                      continuous-wave

         A radar transmitting a continuous carrier modulated by a periodic
         function such as a sinusoid or sawtooth wave to provide range data
         (IEEE Std. 686-2008).

         Modulation is the keyword, since this adds the ranging capability to
         FMCW radars with respect to unmodulated CW radars.
         We will concentrate in this talk on linear FMCW radar (LFMCW).
    frequency                                                       amplitude

                                       down-chirp

    f0
                                                                                time




                                                           time
                Delft
                University of
                Technology      Remote Sensing of the Environment
A
T        Principle of FMCW radar
M
O
S
         frequency-modulated                      continuous-wave

         A radar transmitting a continuous carrier modulated by a periodic
         function such as a sinusoid or sawtooth wave to provide range data
         (IEEE Std. 686-2008).

         Modulation is the keyword, since this adds the ranging capability to
         FMCW radars with respect to unmodulated CW radars.
         We will concentrate in this talk on linear FMCW radar (LFMCW).
    frequency                                                       amplitude

                                         triangular

    f0
                                                                                time




                                                           time
                Delft
                University of
                Technology      Remote Sensing of the Environment
A
 T          Single target
 M
 O
 S         Radar



                                            range R
                       frequency




 frequency excursion,
sweep bandwidth Bsweep




                                                                       time
                                        sweep time Ts




                   Delft
                   University of
                   Technology      Remote Sensing of the Environment
A
 T          Single target
 M
 O
 S         Radar



                                                   range R
                        frequency
                                                                                                                   td           fb
                                                                                                                   Ts      Bsweep

 frequency excursion,
                                                                                                                            cTs fb
                                                                                                                     R
sweep bandwidth Bsweep                                                        beat frequency fb                            2 Bsweep



                                                                                    time
                                               sweep time Ts

                                         2R
                                    td                                                                       modulus of
                                          c                                                                 the spectrum
                   receiver                                                                       Fourier
                    output                                                                  transformation                            range
                                                                                    time
                                                                                                                           fb        frequency

                    Delft
                    University of
                    Technology            Remote Sensing of the Environment
A
T       Moving single target
M
O
S                                                                                                        A moving target induces a
                                                                                    radial velocity vr
                                                                       f    fD                           Doppler frequency shift
    Radar



                                                                                                                         2vr
                                                                                                                    fD

                                                      range R
                                                                                                         with the radar wavelength λ.


                              frequency
            sweep bandwidth Bsweep
             frequency excursion,




                                                                                           beat frequency


                                                                                                         The beat frequency is not
                                                                                                         only related to the range
                                                 fD                                                      of the target, but also to
                                                                                         time            its relative radial velocity
                                                  sweep time Ts                                          with respect to the radar.



                                Delft
                                University of
                                Technology      Remote Sensing of the Environment
A
T          Moving single target
M
O                                                                                                  Beat frequency components
S                                                                                                  due to range and Doppler
                                                                       radial velocity vr
                                                                                                   frequency shift:
                                                        f         fD
       Radar


                                                                                                          Bsweep 2 R
                                                                                                    fb
                                                                                                           Ts     c
                                                                                                           2vr
                                       range R                                                      fD
  frequency
                                                                                                   that are superimposed as

                                                                                                    fbu       fb         fd
                                                                                                    fbd       fb         fd

                                                                                                   so range and radial velocity
                                                                                                   can be obtained as
                                                                                            time
                                                                                                            cTs
                                                                                                    R              f bd             fbu
beat frequency                                                                                            4 Bsweep

                                                                                                   vr              fbd        fbu
                     fbu            fbd                     fbu                    fbd                    4
                                                                                            time
                 Delft
                 University of
                 Technology      Remote Sensing of the Environment
A
T   Atmospheric FMCW radar
M
O
S




                          Radar                              range R

    When the expected Doppler frequency shift of the target has a negligible effect on the range
    extraction from the beat frequency, it can be estimated by comparing the phase of the
    echoes of successive sweeps, e.g. for meteorological applications.
                                                                           2
    the phase of the received signal is                r       t      2R

    the change of the phase of the received signal with time is given by
                                                 d r        4 dR           4
                                                                               vr
                                                  dt          dt
    and the change of the phase of the received signal from sweep to sweep is given as

                                        r   4                                       r
                                                 vr                   vr
                                   Ts                                          Ts       4


          Delft
          University of
          Technology              Remote Sensing of the Environment
A
T   Contents
M
O
S




     I.               Principle of FMCW radar
     II.              FMCW radar signal processing
     III.             Block diagram of an FMCW radar
                      for precipitation measurements




      Delft
      University of
      Technology         Remote Sensing of the Environment
A
T   FMCW radar signal processing
M
O
S    frequency




                                                                          time
                       FFT           FFT        FFT        FFT




                                                                          range
                             range




                                                              FFT




                                             time                                  Doppler
                                                                                  frequency


                                                                                              FFT .. fast Fourier transformation
       Delft
       University of
       Technology                     Remote Sensing of the Environment
A
T            FMCW radar signal processing
M
O   frequency
S
                                                                                         spectrogram of the received power




                                                                                 range
                                                                         time
                                  in-phase   quadrature
                                 component   component
                       samples
    window function




                                              sweeps
                       samples




                                                                     2D FFT


                                                                                                              Doppler frequency

                                              sweeps                                                                  Data: IDRA, TU Delft
                      Delft
                      University of
                      Technology             Remote Sensing of the Environment
A
T   Contents
M
O
S




     I.               Principle of FMCW radar
     II.              FMCW radar signal processing
     III.             Block diagram of an FMCW radar
                      for precipitation measurements




      Delft
      University of
      Technology         Remote Sensing of the Environment
A
T   General block diagram of an FMCW radar
M
O
S



       modulated                                                   power         high-power
       oscillator                                                  divider   microwave amplifier




    radar control and                     amplifier and                      low-noise amplifier
                                                                   mixer
    signal processing                    low-pass filter                        and filtering

                          beat frequency fb




          Delft
          University of
          Technology                  Remote Sensing of the Environment
A
T                                                                IDRA – TU Delft IRCTR Drizzle radar
M
O
S                                                                                       Specifications
    CESAR – Cabauw Experimental Site for Atmospheric Research



                                                                                        •    9.475 GHz central frequency
                                                                                        •    FMCW with sawtooth modulation
                                                                                        •    transmitting alternately horizontal and vertical
                                                                                             polarisation, receiving simultaneously the co-
                                                                                             and the cross-polarised component
                                                                                        •    20 W transmission power
                                                                                        •    102.4 µs – 3276.8 µs sweep time
                                                                                        •    2.5 MHz – 50 MHz Tx bandwidth
                                                                                        •    60 m – 3 m range resolution
                                                                                        •    1.8 antenna half-power beamwidth

                                                                                        Reference
                                                                                        J. Figueras i Ventura: “Design of a High Resolution X-band
                                                                                        Doppler Polarimetric Weather Radar”, PhD Thesis, TU Delft,
                                                                                        2009. (online available at http://repository.tudelft.nl)

                                                                                        Near real-time display:
                                                                                        http://ftp.tudelft.nl/TUDelft/irctr-rse/idra
                                                                IDRA is mounted on
                                                                top of the 213 m high   Processed and raw data available at:
                                                                meteorological tower.   http://data.3tu.nl/repository/collection:cabauw


                                                                       Delft
                                                                       University of
                                                                       Technology       Remote Sensing of the Environment
A
T   IDRA - IRCTR Drizzle radar
M
O
S




                                                          transmitter
                                                             receiver




      Delft
      University of
      Technology      Remote Sensing of the Environment
A
T       IDRA - IRCTR Drizzle radar (transmitter)
M
O
S




                                                                                                     transmitter



    - GPS stabilised 10 MHz oscillator, for synchronisation of the whole system and data timestamp

    - direct digital synthesizer (DDS) that generates the sawtooth modulation
      (other waveforms can be easily programmed)

    - first up-conversion to the 350-400 MHz band, filtering and amplification /
      a power splitter provides the signal reference for the down-conversion in the receiver

    - second up-conversion to the radar frequency 9.45 – 9.5 GHz (X-band)

    - switch for transmitting either horizontal or vertical polarisation,
      and high-power solid-state microwave amplifiers


               Delft
               University of
               Technology       Remote Sensing of the Environment
A
T       IDRA - IRCTR Drizzle radar (transmitter)
M
O
S




                                                                                                     transmitter
                                                                                                       receiver


    - GPS stabilised 10 MHz oscillator, for synchronisation of the whole system and data timestamp

    - direct digital synthesizer (DDS) that generates the sawtooth modulation, other waveforms can be
      easily programmed

    - first up-conversion to the 350-400 MHz band, filtering and amplification /
      a power splitter provides the signal reference for the down-conversion in the receiver

    - second up-conversion to the radar frequency 9.45 – 9.5 GHz (X-band)

    - switch for transmitting either horizontal or vertical polarisation,
      and high-power solid-state microwave amplifier


               Delft
               University of
               Technology       Remote Sensing of the Environment
A
T   IDRA - IRCTR Drizzle radar (receiver)
M
O   - two-channel receiver to receive simultaneously the horizontal and vertical polarised echoes,
S     that first undergo the low noise amplification and first filtering stage
    - first down-conversion to the 350-400 MHz band followed by filtering and amplification
    - I/Q receiver, i.e. the received signal is splitted and mixed with 90 phase difference
      realisations of the transmitted signal at 400 MHz in order to obtain the in-phase and the
      quadrature-phase components of the received signal
    - after the analog-to-digital conversion, the received signal is sent to the
      radar control computer for signal processing
                                                                                                     receiver




          Delft
          University of
          Technology       Remote Sensing of the Environment
A
T
M
O
S




                    Principles and Applications of FMCW Radars

                    Tobias Otto

                    e-mail      t.otto@tudelft.nl

                    web         http://atmos.weblog.tudelft.nl




    Delft
    University of
    Technology       Remote Sensing of the Environment

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Principle of FMCW radar

  • 1. A T M O S Principle of FMCW Radars Tobias Otto Delft University of Technology Remote Sensing of the Environment
  • 2. A T Contents M O S I. Principle of FMCW radar II. FMCW radar signal processing III. Block diagram of an FMCW radar for precipitation measurements Delft University of Technology Remote Sensing of the Environment
  • 3. A T Principle of FMCW radar M O S frequency-modulated continuous-wave A radar transmitting a continuous carrier modulated by a periodic function such as a sinusoid or sawtooth wave to provide range data (IEEE Std. 686-2008). Modulation is the keyword, since this adds the ranging capability to FMCW radars with respect to unmodulated CW radars. We will concentrate in this talk on linear FMCW radar (LFMCW). frequency amplitude f0 time up-chirp time Delft University of Technology Remote Sensing of the Environment
  • 4. A T Principle of FMCW radar M O S frequency-modulated continuous-wave A radar transmitting a continuous carrier modulated by a periodic function such as a sinusoid or sawtooth wave to provide range data (IEEE Std. 686-2008). Modulation is the keyword, since this adds the ranging capability to FMCW radars with respect to unmodulated CW radars. We will concentrate in this talk on linear FMCW radar (LFMCW). frequency amplitude down-chirp f0 time time Delft University of Technology Remote Sensing of the Environment
  • 5. A T Principle of FMCW radar M O S frequency-modulated continuous-wave A radar transmitting a continuous carrier modulated by a periodic function such as a sinusoid or sawtooth wave to provide range data (IEEE Std. 686-2008). Modulation is the keyword, since this adds the ranging capability to FMCW radars with respect to unmodulated CW radars. We will concentrate in this talk on linear FMCW radar (LFMCW). frequency amplitude triangular f0 time time Delft University of Technology Remote Sensing of the Environment
  • 6. A T Single target M O S Radar range R frequency frequency excursion, sweep bandwidth Bsweep time sweep time Ts Delft University of Technology Remote Sensing of the Environment
  • 7. A T Single target M O S Radar range R frequency td fb Ts Bsweep frequency excursion, cTs fb R sweep bandwidth Bsweep beat frequency fb 2 Bsweep time sweep time Ts 2R td modulus of c the spectrum receiver Fourier output transformation range time fb frequency Delft University of Technology Remote Sensing of the Environment
  • 8. A T Moving single target M O S A moving target induces a radial velocity vr f fD Doppler frequency shift Radar 2vr fD range R with the radar wavelength λ. frequency sweep bandwidth Bsweep frequency excursion, beat frequency The beat frequency is not only related to the range fD of the target, but also to time its relative radial velocity sweep time Ts with respect to the radar. Delft University of Technology Remote Sensing of the Environment
  • 9. A T Moving single target M O Beat frequency components S due to range and Doppler radial velocity vr frequency shift: f fD Radar Bsweep 2 R fb Ts c 2vr range R fD frequency that are superimposed as fbu fb fd fbd fb fd so range and radial velocity can be obtained as time cTs R f bd fbu beat frequency 4 Bsweep vr fbd fbu fbu fbd fbu fbd 4 time Delft University of Technology Remote Sensing of the Environment
  • 10. A T Atmospheric FMCW radar M O S Radar range R When the expected Doppler frequency shift of the target has a negligible effect on the range extraction from the beat frequency, it can be estimated by comparing the phase of the echoes of successive sweeps, e.g. for meteorological applications. 2 the phase of the received signal is r t 2R the change of the phase of the received signal with time is given by d r 4 dR 4 vr dt dt and the change of the phase of the received signal from sweep to sweep is given as r 4 r vr vr Ts Ts 4 Delft University of Technology Remote Sensing of the Environment
  • 11. A T Contents M O S I. Principle of FMCW radar II. FMCW radar signal processing III. Block diagram of an FMCW radar for precipitation measurements Delft University of Technology Remote Sensing of the Environment
  • 12. A T FMCW radar signal processing M O S frequency time FFT FFT FFT FFT range range FFT time Doppler frequency FFT .. fast Fourier transformation Delft University of Technology Remote Sensing of the Environment
  • 13. A T FMCW radar signal processing M O frequency S spectrogram of the received power range time in-phase quadrature component component samples window function sweeps samples 2D FFT Doppler frequency sweeps Data: IDRA, TU Delft Delft University of Technology Remote Sensing of the Environment
  • 14. A T Contents M O S I. Principle of FMCW radar II. FMCW radar signal processing III. Block diagram of an FMCW radar for precipitation measurements Delft University of Technology Remote Sensing of the Environment
  • 15. A T General block diagram of an FMCW radar M O S modulated power high-power oscillator divider microwave amplifier radar control and amplifier and low-noise amplifier mixer signal processing low-pass filter and filtering beat frequency fb Delft University of Technology Remote Sensing of the Environment
  • 16. A T IDRA – TU Delft IRCTR Drizzle radar M O S Specifications CESAR – Cabauw Experimental Site for Atmospheric Research • 9.475 GHz central frequency • FMCW with sawtooth modulation • transmitting alternately horizontal and vertical polarisation, receiving simultaneously the co- and the cross-polarised component • 20 W transmission power • 102.4 µs – 3276.8 µs sweep time • 2.5 MHz – 50 MHz Tx bandwidth • 60 m – 3 m range resolution • 1.8 antenna half-power beamwidth Reference J. Figueras i Ventura: “Design of a High Resolution X-band Doppler Polarimetric Weather Radar”, PhD Thesis, TU Delft, 2009. (online available at http://repository.tudelft.nl) Near real-time display: http://ftp.tudelft.nl/TUDelft/irctr-rse/idra IDRA is mounted on top of the 213 m high Processed and raw data available at: meteorological tower. http://data.3tu.nl/repository/collection:cabauw Delft University of Technology Remote Sensing of the Environment
  • 17. A T IDRA - IRCTR Drizzle radar M O S transmitter receiver Delft University of Technology Remote Sensing of the Environment
  • 18. A T IDRA - IRCTR Drizzle radar (transmitter) M O S transmitter - GPS stabilised 10 MHz oscillator, for synchronisation of the whole system and data timestamp - direct digital synthesizer (DDS) that generates the sawtooth modulation (other waveforms can be easily programmed) - first up-conversion to the 350-400 MHz band, filtering and amplification / a power splitter provides the signal reference for the down-conversion in the receiver - second up-conversion to the radar frequency 9.45 – 9.5 GHz (X-band) - switch for transmitting either horizontal or vertical polarisation, and high-power solid-state microwave amplifiers Delft University of Technology Remote Sensing of the Environment
  • 19. A T IDRA - IRCTR Drizzle radar (transmitter) M O S transmitter receiver - GPS stabilised 10 MHz oscillator, for synchronisation of the whole system and data timestamp - direct digital synthesizer (DDS) that generates the sawtooth modulation, other waveforms can be easily programmed - first up-conversion to the 350-400 MHz band, filtering and amplification / a power splitter provides the signal reference for the down-conversion in the receiver - second up-conversion to the radar frequency 9.45 – 9.5 GHz (X-band) - switch for transmitting either horizontal or vertical polarisation, and high-power solid-state microwave amplifier Delft University of Technology Remote Sensing of the Environment
  • 20. A T IDRA - IRCTR Drizzle radar (receiver) M O - two-channel receiver to receive simultaneously the horizontal and vertical polarised echoes, S that first undergo the low noise amplification and first filtering stage - first down-conversion to the 350-400 MHz band followed by filtering and amplification - I/Q receiver, i.e. the received signal is splitted and mixed with 90 phase difference realisations of the transmitted signal at 400 MHz in order to obtain the in-phase and the quadrature-phase components of the received signal - after the analog-to-digital conversion, the received signal is sent to the radar control computer for signal processing receiver Delft University of Technology Remote Sensing of the Environment
  • 21. A T M O S Principles and Applications of FMCW Radars Tobias Otto e-mail t.otto@tudelft.nl web http://atmos.weblog.tudelft.nl Delft University of Technology Remote Sensing of the Environment