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Grice’s Conversational Maxims
H. Paul Grice (1975, “Logic and conversation.” In Cole, P., and J.L.
Morgan, eds. Speech Acts. New York: Academic Press, 41–58) was
interested in the everyday use of logic.
Formal logic embodies a set of axioms that allows
lawful deductions.
Formal Logic
For example, a simply syllogism like:
All psycholinguists are clever.
Jim is a psycholinguist.
Implies (makes the implication), that is,
allows us to infer (or make the inference):
Jim is clever.
Conversational Logic
If I say,
Can you be quiet?
what inference do you draw?
If a colleague asks me how a student did in class, and I
reply,
She always came to class on time and her
penmanship was very neat.
what inference do you draw?
WHAT IS THE LOGICAL BASIS FOR THESE
INFERENCES?
The Cooperative Principle
Grice suggested that conversation is based on a
shared principle of cooperation, something like:
“Make your conversational contribution what is
required, at the stage at which it occurs, by the
accepted purpose or direction of the talk
exchange in which you are engaged.”
This principle was fleshed out in a series of
maxims.
Grice’s Maxims
Maxims of Quantity:
1. “Make your contribution as informative as
required.”
2. “Don’t make your contribution more informative
than is required.”

Maxims of Quality: Be truthful.
1. “Don’t say what you believe to be false.”
2. “Don’t say what you lack adequate evidence for.”
Grice’s Maxims, cont’d
Maxim of Relation:
“Be relevant.”

Maxims of Manner: “Be perspicuous.”
1. “Avoid obscurity of expression.”
2. “Avoid ambiguity.”
3. “Be brief (avoid unnecessary prolixity).”
4. “Be orderly.”
Implicatures
These maxims (or, more precisely, their
violation) form the basis for inferences that
we draw in conversation, which Grice
called implicatures (to distinguish them
from formal logical implications).
Grice asserted that different ways of violating
these maxims give rise to different types of
implicatures.
How to Violate Conversational
Maxims
• “Quietly and unostentatiously”
I ask, Do you love me? And you answer Yes.
(supposing you don’t really: quietly violates maxim
of quality; hence, a lie – no implicature possible)

• Overtly opting out of a maxim:
A colleague asks, How is the job search going? and
I respond, Sorry, that’s confidential.
(explicit information that maxim of quantity cannot
be satisfied, no additional implicature needed.)
How to Violate Conversational
Maxims, cont’d
• Coping with a clash between maxims:
Another student asks you, Where does Professor
Morgan live? and you answer, Somewhere in
Providence.
(You know that the student wants to TP my house,
but you don’t know exactly where I live. To avoid
violating the maxim of quality – providing
information you know to be untrue – you violate
the maxim of quantity – providing less information
than was asked for – possible implicature is that
you don’t know exactly where I live.)
How to Violate Conversational
Maxims, cont’d
• Flouting a maxim in order to exploit it:
Unlike someone who is simply violating a
maxim, someone who is flouting a maxim
expects the listener to notice.
Flouting the first Maxim of Quality (avoid
falsehoods):
A: Tehran's in Turkey, isn't it?
B: Uh-huh, and Boston's in Armenia.
How to Violate Conversational
Maxims, cont’d
Flouting the first Maxim of Manner (obscurity):
A: What are you baking?
B: Be I are tea aitch dee ay wye see ay kay ee.
Flouting the third Maxim of Manner (prolixity):
A: I hear you went to the opera last night; how was the
lead singer?
B: The singer produced a series of sounds corresponding
closely to the score of an aria from '"Rigoletto."
How to Violate Conversational
Maxims, cont’d
Flouting the second Maxim of Quantity:
A: What can you tell me about Catherine’s ability to
concentrate on a task?
B: Catherine is a butterfly flitting from flower to flower.
(invites a metaphorical interpretation)
Flouting the Maxim of Relation (be relevant):
A: What on earth has happened to the roast beef?
B: The dog is looking very happy.
“Conversational implicatures are not tied to
linguistic form. To make a conversational
implicature, a listener must have already parsed
the sentence, assigned it its literal interpretation,
realised that additional inferences must be added
to make it conform to the Gricean maxim, and
determined what these inferences are. Such
activity could not reasonably affect the initial steps
of parsing.”
(Clifton & Ferreira, 1989)
How is contextual information
integrated in sentence processing?
• Conservative hypothesis: Linguistic
knowledge includes mapping relations from
linguistic expressions to contexts
• Radical hypothesis: Human language
processing involves highly automatic
inferencing driven by general
communicative assumptions
Version A of the conservative
hypothesis:
• Constructional presupposition:
Relationship between a modifier/head noun
presupposes discourse contrast
John put the apple in the bowl...
Interpretation A: Referential Phrase “the apple”
X

X

X

X
apple
X

X

Interpretation B: Referential Phrase “the apple in the bowl”
apple
apple in
bowl

X
X

apple
X

X
Other examples of presupposition:
• George has stopped snorting cocaine on the job.
– presupposes George has been snorting cocaine

• Al knows that he is unpopular.
– presupposes that Al is unpopular

• It was Hilary who blew the whistle on Bill.
– presupposes that someone blew the whistle on Bill.
Prediction:
Context effects should be seen with all
instances of modification (e.g. prenominal
adjectives)
Scalar - No Contrast
0.8

Proportion of trials

Target
Competitor

0.6

Contrast
Distractor

0.4

0.2

0.0

0

100

200

300

400

500

600

700

800

900 1000 1100 1200 1300 1400 1500

Time in ms. from adj. onset

Scalar - Contrast
1.0
0.9

Target

Proportion of Trials

0.8

Competitor

0.7

Contrast

0.6

Distractor

0.5
0.4
0.3
0.2
0.1
0.0

0

100

200

300

400

500

600

700

800

900 1000 1100 1200 1300 1400 1500

Time in ms. after adj. onset
However:
• The same effect of context is not seen with
all adjectives
– interpretation of color adjectives is not sensitive
to the context manipulation
Color - Contrast
1.0
Target

Proportion of trials

0.8

Competitor
Contrast

0.6

Distractor

0.4

0.2

0.0

0

100

200

300

400

500

600

700

800

900 1000 1100 1200 1300 1400 1500

Time in ms. from adj. onset

Color - No Contrast
1.0
Target

Proportion of trials

0.8

Competitor
Contrast

0.6

Distractor

0.4

0.2

0.0

0

100

200

300

400

500

600

700

800

900 1000 1100 1200 1300 1400 1500

Time in ms. from adj. onset
Version B of the Conservative
Hypothesis
• Lexical semantic underspecification:
Certain adjectives (e.g. scalar adjectives)
are semantically dependent on some
contextually salient comparison class
• regular predicates: meaning = link between
word and set of entities in a model
• scalar predicates: meaning depends on
contextually fixing some free variable
– John is tall : “The value for height that
corresponds to John is greater than some norm
for a relevant comparison class.”
However:
• The context effect is seen with some
adjectives that are not relational in nature,
where underspecification would not drive
integration of context
Material - No contrast
1.0

Target

Proportion of trials

0.8

Competitor

Contrast
0.6

Distr actor

0.4

0.2

0.0
0

100

200

300

400

500

600

700

800

900 1000 1100 1200 1300 1400 1500

Time in ms. from adj. onset

Material - Contrast
1.0
Target

Proportion of trials

0.8

Competitor
Contrast

0.6

Distractor

0.4

0.2

0.0
0

100

200

300

400

500

600

700

800

900 1000 1100 1200 1300 1400 1500

Time in ms. from adj. onset
Radical hypothesis:
• Hearers expect speakers to avoid excessive
or insufficient information (Grice, 1975)
• In discourse contrast conditions, use of
modifier is communicatively motivated for
referring to target, but not competitor
What about color adjectives?
What counts as “excessive”
information?
• Not determined solely by requirements of
establishing unique reference
• Determined on the basis of implicit
comparisons of alternative expressions
against a default
Identifying default expressions:
Spontaneous descriptions in elicited
production tasks:
• Color adjectives are frequently used (4060% of trials) even when not required for
referential uniqueness
• Scalar and material adjectives are rarely
included (<10% of trials) unless needed for
referential uniqueness
What determines default
description for an object?
• Perceptual accessibility or salience
• Linguistic accessibility
• Informational value of an expression
Redundancy in noun-noun
combinations:
Bagel sandwich

Ham sandwich
Experimental extensions:
• Can knowledge of redundant properties
determine default use of adjectives?
• Can referential context effects in
comprehension be linked to this knowledge?
Proportion of Trials Including Color Adjective
0.5

Proportion of Trials

0.4

Orthogonal
Redundant

0.3

0.2

0.1

0.0
1
Eye Movement Data for Displays without Contrast
1.0

Target
0.8

Competitor
Distractor1

Proportion of trials

Distractor2
0.6

0.4

0.2

0.0
0

100

200

300

400

500

600

700

800

Time in ms.

900

1000

1100

1200

1300

1400

1500
Eye Movement Data for Displays with Contrast
0.8

Target

0.6

Competitor

Proportion of Trials

Contrast
Distractor
0.4

0.2

0.0
0

100

200

300

400

500

600

700

800

Time in ms.

900

1000

1100

1200

1300

1400

1500
Results and implications
• Referential context effects are sensitive to
the informational value of a modifier
– Further support for general communicative
expectations underlying context effects

• Context effects should generalize beyond
modified structures
– Processing of subordinate-level expressions
should also show similar sensitivity to context
Conclusions
• Referential context effects cannot be attributed
directly to constructional or lexical linguistic
properties of modifiers
• Context effects reflect rapid inferences triggered
by deviation from default description
• Default descriptions can be predicted in part by
informative value of property encoding
• Context effects may extend to non-modified
expressions where contrasts in quantity of
information is involved

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Gricean maxims.howtoavoid pdf

  • 1. Grice’s Conversational Maxims H. Paul Grice (1975, “Logic and conversation.” In Cole, P., and J.L. Morgan, eds. Speech Acts. New York: Academic Press, 41–58) was interested in the everyday use of logic. Formal logic embodies a set of axioms that allows lawful deductions.
  • 2. Formal Logic For example, a simply syllogism like: All psycholinguists are clever. Jim is a psycholinguist. Implies (makes the implication), that is, allows us to infer (or make the inference): Jim is clever.
  • 3. Conversational Logic If I say, Can you be quiet? what inference do you draw? If a colleague asks me how a student did in class, and I reply, She always came to class on time and her penmanship was very neat. what inference do you draw? WHAT IS THE LOGICAL BASIS FOR THESE INFERENCES?
  • 4. The Cooperative Principle Grice suggested that conversation is based on a shared principle of cooperation, something like: “Make your conversational contribution what is required, at the stage at which it occurs, by the accepted purpose or direction of the talk exchange in which you are engaged.” This principle was fleshed out in a series of maxims.
  • 5. Grice’s Maxims Maxims of Quantity: 1. “Make your contribution as informative as required.” 2. “Don’t make your contribution more informative than is required.” Maxims of Quality: Be truthful. 1. “Don’t say what you believe to be false.” 2. “Don’t say what you lack adequate evidence for.”
  • 6. Grice’s Maxims, cont’d Maxim of Relation: “Be relevant.” Maxims of Manner: “Be perspicuous.” 1. “Avoid obscurity of expression.” 2. “Avoid ambiguity.” 3. “Be brief (avoid unnecessary prolixity).” 4. “Be orderly.”
  • 7. Implicatures These maxims (or, more precisely, their violation) form the basis for inferences that we draw in conversation, which Grice called implicatures (to distinguish them from formal logical implications). Grice asserted that different ways of violating these maxims give rise to different types of implicatures.
  • 8. How to Violate Conversational Maxims • “Quietly and unostentatiously” I ask, Do you love me? And you answer Yes. (supposing you don’t really: quietly violates maxim of quality; hence, a lie – no implicature possible) • Overtly opting out of a maxim: A colleague asks, How is the job search going? and I respond, Sorry, that’s confidential. (explicit information that maxim of quantity cannot be satisfied, no additional implicature needed.)
  • 9. How to Violate Conversational Maxims, cont’d • Coping with a clash between maxims: Another student asks you, Where does Professor Morgan live? and you answer, Somewhere in Providence. (You know that the student wants to TP my house, but you don’t know exactly where I live. To avoid violating the maxim of quality – providing information you know to be untrue – you violate the maxim of quantity – providing less information than was asked for – possible implicature is that you don’t know exactly where I live.)
  • 10. How to Violate Conversational Maxims, cont’d • Flouting a maxim in order to exploit it: Unlike someone who is simply violating a maxim, someone who is flouting a maxim expects the listener to notice. Flouting the first Maxim of Quality (avoid falsehoods): A: Tehran's in Turkey, isn't it? B: Uh-huh, and Boston's in Armenia.
  • 11. How to Violate Conversational Maxims, cont’d Flouting the first Maxim of Manner (obscurity): A: What are you baking? B: Be I are tea aitch dee ay wye see ay kay ee. Flouting the third Maxim of Manner (prolixity): A: I hear you went to the opera last night; how was the lead singer? B: The singer produced a series of sounds corresponding closely to the score of an aria from '"Rigoletto."
  • 12. How to Violate Conversational Maxims, cont’d Flouting the second Maxim of Quantity: A: What can you tell me about Catherine’s ability to concentrate on a task? B: Catherine is a butterfly flitting from flower to flower. (invites a metaphorical interpretation) Flouting the Maxim of Relation (be relevant): A: What on earth has happened to the roast beef? B: The dog is looking very happy.
  • 13. “Conversational implicatures are not tied to linguistic form. To make a conversational implicature, a listener must have already parsed the sentence, assigned it its literal interpretation, realised that additional inferences must be added to make it conform to the Gricean maxim, and determined what these inferences are. Such activity could not reasonably affect the initial steps of parsing.” (Clifton & Ferreira, 1989)
  • 14. How is contextual information integrated in sentence processing? • Conservative hypothesis: Linguistic knowledge includes mapping relations from linguistic expressions to contexts • Radical hypothesis: Human language processing involves highly automatic inferencing driven by general communicative assumptions
  • 15. Version A of the conservative hypothesis: • Constructional presupposition: Relationship between a modifier/head noun presupposes discourse contrast
  • 16. John put the apple in the bowl... Interpretation A: Referential Phrase “the apple” X X X X apple X X Interpretation B: Referential Phrase “the apple in the bowl” apple apple in bowl X X apple X X
  • 17. Other examples of presupposition: • George has stopped snorting cocaine on the job. – presupposes George has been snorting cocaine • Al knows that he is unpopular. – presupposes that Al is unpopular • It was Hilary who blew the whistle on Bill. – presupposes that someone blew the whistle on Bill.
  • 18. Prediction: Context effects should be seen with all instances of modification (e.g. prenominal adjectives)
  • 19.
  • 20.
  • 21. Scalar - No Contrast 0.8 Proportion of trials Target Competitor 0.6 Contrast Distractor 0.4 0.2 0.0 0 100 200 300 400 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Time in ms. from adj. onset Scalar - Contrast 1.0 0.9 Target Proportion of Trials 0.8 Competitor 0.7 Contrast 0.6 Distractor 0.5 0.4 0.3 0.2 0.1 0.0 0 100 200 300 400 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Time in ms. after adj. onset
  • 22. However: • The same effect of context is not seen with all adjectives – interpretation of color adjectives is not sensitive to the context manipulation
  • 23.
  • 24. Color - Contrast 1.0 Target Proportion of trials 0.8 Competitor Contrast 0.6 Distractor 0.4 0.2 0.0 0 100 200 300 400 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Time in ms. from adj. onset Color - No Contrast 1.0 Target Proportion of trials 0.8 Competitor Contrast 0.6 Distractor 0.4 0.2 0.0 0 100 200 300 400 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Time in ms. from adj. onset
  • 25. Version B of the Conservative Hypothesis • Lexical semantic underspecification: Certain adjectives (e.g. scalar adjectives) are semantically dependent on some contextually salient comparison class
  • 26. • regular predicates: meaning = link between word and set of entities in a model • scalar predicates: meaning depends on contextually fixing some free variable – John is tall : “The value for height that corresponds to John is greater than some norm for a relevant comparison class.”
  • 27. However: • The context effect is seen with some adjectives that are not relational in nature, where underspecification would not drive integration of context
  • 28.
  • 29.
  • 30. Material - No contrast 1.0 Target Proportion of trials 0.8 Competitor Contrast 0.6 Distr actor 0.4 0.2 0.0 0 100 200 300 400 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Time in ms. from adj. onset Material - Contrast 1.0 Target Proportion of trials 0.8 Competitor Contrast 0.6 Distractor 0.4 0.2 0.0 0 100 200 300 400 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Time in ms. from adj. onset
  • 31. Radical hypothesis: • Hearers expect speakers to avoid excessive or insufficient information (Grice, 1975) • In discourse contrast conditions, use of modifier is communicatively motivated for referring to target, but not competitor
  • 32. What about color adjectives?
  • 33. What counts as “excessive” information? • Not determined solely by requirements of establishing unique reference • Determined on the basis of implicit comparisons of alternative expressions against a default
  • 34. Identifying default expressions: Spontaneous descriptions in elicited production tasks: • Color adjectives are frequently used (4060% of trials) even when not required for referential uniqueness • Scalar and material adjectives are rarely included (<10% of trials) unless needed for referential uniqueness
  • 35. What determines default description for an object? • Perceptual accessibility or salience • Linguistic accessibility • Informational value of an expression
  • 37. Experimental extensions: • Can knowledge of redundant properties determine default use of adjectives? • Can referential context effects in comprehension be linked to this knowledge?
  • 38.
  • 39.
  • 40. Proportion of Trials Including Color Adjective 0.5 Proportion of Trials 0.4 Orthogonal Redundant 0.3 0.2 0.1 0.0 1
  • 41. Eye Movement Data for Displays without Contrast 1.0 Target 0.8 Competitor Distractor1 Proportion of trials Distractor2 0.6 0.4 0.2 0.0 0 100 200 300 400 500 600 700 800 Time in ms. 900 1000 1100 1200 1300 1400 1500
  • 42. Eye Movement Data for Displays with Contrast 0.8 Target 0.6 Competitor Proportion of Trials Contrast Distractor 0.4 0.2 0.0 0 100 200 300 400 500 600 700 800 Time in ms. 900 1000 1100 1200 1300 1400 1500
  • 43. Results and implications • Referential context effects are sensitive to the informational value of a modifier – Further support for general communicative expectations underlying context effects • Context effects should generalize beyond modified structures – Processing of subordinate-level expressions should also show similar sensitivity to context
  • 44. Conclusions • Referential context effects cannot be attributed directly to constructional or lexical linguistic properties of modifiers • Context effects reflect rapid inferences triggered by deviation from default description • Default descriptions can be predicted in part by informative value of property encoding • Context effects may extend to non-modified expressions where contrasts in quantity of information is involved