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What	
  is	
  policy	
  analysis?	
  	
                                                                                                                                                                                                   	
     	
  
Journal	
  entry	
  24/09/2010	
  
Steven	
  Lauwers	
  
                                                                                                                                                                                                                                   	
  
According	
  to	
  Lester	
  Salamon,	
  “the	
  central	
  preoccupation	
  of	
  this	
  field	
  (policy	
  analysis)	
  has	
  
been	
   the	
   application	
   of	
   sophisticated	
   techniques	
   of	
   microeconomics	
   to	
   the	
   analysis	
   of	
  
public	
  problems.”	
   i	
  But	
  didn’t	
  Professor	
  Dr.	
  H.	
  Anheier	
  just	
  tell	
  us	
  in	
  his	
  last	
  lecture	
  that	
  
one	
  cannot	
  use	
  microeconomics	
  as	
  the	
  only	
  approach	
  to	
  explain	
  public	
  policy?	
  So	
  what	
  
does	
  policy	
  analysis	
  analyze,	
  and	
  what	
  is	
  its	
  preoccupation?	
  	
  
	
  
I	
   would	
   like	
   to	
   assume	
   policy	
   analysts’	
   preoccupation	
   is	
   the	
   creation	
   of	
   good	
   public	
  
policy	
   through	
   a	
   critical	
   analysis	
   of	
   what	
   is	
   going	
   on	
   in	
   today’s	
   “new	
   governance”.	
   The	
  
theory	
   of	
   “new	
   governance”	
   emphasizes	
   what	
   is	
   perhaps	
   the	
   central	
   reality	
   of	
   public	
  
problem	
   solving	
   for	
   the	
   foreseeable	
   future:	
   problems	
   have	
   become	
   too	
   complex	
   for	
  
governments	
   to	
   handle	
   on	
   their	
   own,	
   which	
   required	
   them	
   to	
   collaborate	
   with	
   third	
  
parties	
   ii.	
   We	
   need	
   to	
   be	
   aware	
   of	
   this	
   shift	
   from	
   hierarchically	
   structured	
   public	
  
organization	
  towards	
  a	
  network	
  of	
  actors,	
  all	
  with	
  different	
  agendas,	
  to	
  understand	
  the	
  
sheer	
  complexity	
  of	
  policy	
  analysis.	
  This	
  of	
  course	
  raises	
  the	
  issue	
  of	
  accountability	
  and	
  
transparency:	
  in	
  such	
  a	
  complex	
  network,	
  what	
  are	
  the	
  rules,	
  who	
  defines	
  them	
  and	
  how	
  
are	
   they	
   defined?	
   In	
   other	
   words,	
   can	
   every	
   actor,	
   including	
   the	
   government,	
   be	
   kept	
  
accountable	
  for	
  its	
  decisions	
  and	
  the	
  possible	
  consequences?	
  
	
  
The	
  only	
  way	
  a	
  political	
  analyst	
  can	
  grasp	
  everything	
  that	
  is	
  going	
  on	
  in	
  this	
  immensely	
  
complex	
   network	
   is	
   by	
   making	
   it	
   less	
   complex,	
   by	
   breaking	
   it	
   into	
   small	
   pieces	
   and	
  
understand	
   how	
   the	
   individual	
   parts	
   relate.	
   For	
   that,	
   policy	
   analysis	
   requires	
   tools	
   to	
  
understand	
  the	
  complex	
  network	
  that	
  governance	
  now	
  is.	
  These	
  tools	
  1	
  allow	
  the	
  analyst	
  
to	
   get	
   to	
   the	
   grassroots	
   of	
   the	
   different	
   relationships	
   in	
   these	
   networks	
   and	
   to	
   predict	
  
what	
  will	
  happen	
  -­‐	
  or	
  explain	
  what	
  is	
  going	
  on.	
  And	
  yes,	
  microeconomics	
  is	
  one	
  of	
  the	
  
perspectives	
   through	
   which	
   policy	
   analysis	
   will	
   approach	
   a	
   current	
   situation	
   to	
  
understand	
  certain	
  decisions,	
  but	
  it	
  will	
  never	
  be	
  the	
  only	
  one.	
  	
  
	
  
	
  
	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1	
  These	
  tools	
  are	
  too	
  many	
  and	
  too	
  complex	
  of	
  structure	
  to	
  be	
  able	
  to	
  list	
  all	
  of	
  them	
  here.	
  I	
  would	
  

like	
  to	
  refer	
  to	
  L.	
  Salamon’s	
  text	
  you	
  find	
  in	
  the	
  endnotes.	
  
The	
   basis	
   of	
   governance,	
   in	
   whatever	
   form	
   we	
   encounter	
   it,	
   should	
   be	
   evidence	
   iii:	
  
evidence,	
   acquired	
   through	
   thorough	
   research	
   that	
   allows	
   to	
   critically	
   analyze	
   –	
   and	
  
improve	
  –	
  the	
  public	
  policy	
  currently	
  in	
  place.	
  And	
  that	
  is	
  where	
  policy	
  analysis	
  comes	
  
in:	
   whoever	
   defines	
   the	
   problem	
   has	
   control	
   of	
   the	
   design	
   of	
   solutions.	
   iv	
   By	
   analyzing	
  
the	
  outcomes	
  of	
  public	
  policy,	
  we	
  can	
  define	
  the	
  input	
  that	
  is	
  required	
  to	
  improve	
  public	
  
policy	
  –	
  and	
  if	
  it	
  is	
  necessary	
  to	
  do	
  so.	
  	
  
	
  
Professor	
  Dr.	
  M.	
  Stürmer	
  told	
  us	
  in	
  his	
  guest	
  lecture	
  that	
  history	
  is	
  a	
  dialogue	
  between	
  
the	
   living	
   and	
   the	
   death,	
   that	
   history	
   defines	
   the	
   future.	
   And	
   in	
   assuming	
   policy	
   analysis	
  
helps	
  to	
  define	
  public	
  policy,	
   our	
  analysis	
  of	
  today’s	
  governance	
  will	
  help	
  to	
  figure	
  out	
  
how	
  the	
  future	
  is	
  best	
  managed.	
  We	
  better	
  get	
  started.	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
i	
  	
  Salamon,	
  L.	
  M.	
  (2002):	
  The	
  New	
  Governance	
  and	
  the	
  Tools	
  of	
  Public	
  Action:	
  An	
  Introduction,	
  p.	
  7	
  

ii	
  Salamon,	
  L.	
  M.	
  (2002):	
  idem.	
  
iii	
  Dunworth,	
  T.	
  et	
  al	
  (2003):	
  Beyond	
  Ideology,	
  Politics,	
  and	
  Guesswork:	
  The	
  Case	
  for	
  Evidence-­Based	
  Policy.	
  The	
  
Urban	
  Institute,	
  Revised	
  Edition	
  2008.	
  	
  
iv	
  Moran	
  M.	
  et	
  al	
  (2006).	
  The	
  Oxford	
  Handbook	
  of	
  Public	
  Policy.	
  Ingram	
  H.,	
  Schneider	
  A.	
  L.,	
  Chapter	
  8:	
  Policy	
  
Analysis	
  for	
  Democracy,	
  p.	
  174.	
  (Quote	
  Bardach	
  et	
  al)	
  

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Journal 2: What is policy analysis?

  • 1. What  is  policy  analysis?         Journal  entry  24/09/2010   Steven  Lauwers     According  to  Lester  Salamon,  “the  central  preoccupation  of  this  field  (policy  analysis)  has   been   the   application   of   sophisticated   techniques   of   microeconomics   to   the   analysis   of   public  problems.”   i  But  didn’t  Professor  Dr.  H.  Anheier  just  tell  us  in  his  last  lecture  that   one  cannot  use  microeconomics  as  the  only  approach  to  explain  public  policy?  So  what   does  policy  analysis  analyze,  and  what  is  its  preoccupation?       I   would   like   to   assume   policy   analysts’   preoccupation   is   the   creation   of   good   public   policy   through   a   critical   analysis   of   what   is   going   on   in   today’s   “new   governance”.   The   theory   of   “new   governance”   emphasizes   what   is   perhaps   the   central   reality   of   public   problem   solving   for   the   foreseeable   future:   problems   have   become   too   complex   for   governments   to   handle   on   their   own,   which   required   them   to   collaborate   with   third   parties   ii.   We   need   to   be   aware   of   this   shift   from   hierarchically   structured   public   organization  towards  a  network  of  actors,  all  with  different  agendas,  to  understand  the   sheer  complexity  of  policy  analysis.  This  of  course  raises  the  issue  of  accountability  and   transparency:  in  such  a  complex  network,  what  are  the  rules,  who  defines  them  and  how   are   they   defined?   In   other   words,   can   every   actor,   including   the   government,   be   kept   accountable  for  its  decisions  and  the  possible  consequences?     The  only  way  a  political  analyst  can  grasp  everything  that  is  going  on  in  this  immensely   complex   network   is   by   making   it   less   complex,   by   breaking   it   into   small   pieces   and   understand   how   the   individual   parts   relate.   For   that,   policy   analysis   requires   tools   to   understand  the  complex  network  that  governance  now  is.  These  tools  1  allow  the  analyst   to   get   to   the   grassroots   of   the   different   relationships   in   these   networks   and   to   predict   what  will  happen  -­‐  or  explain  what  is  going  on.  And  yes,  microeconomics  is  one  of  the   perspectives   through   which   policy   analysis   will   approach   a   current   situation   to   understand  certain  decisions,  but  it  will  never  be  the  only  one.                                                                                                                           1  These  tools  are  too  many  and  too  complex  of  structure  to  be  able  to  list  all  of  them  here.  I  would   like  to  refer  to  L.  Salamon’s  text  you  find  in  the  endnotes.  
  • 2. The   basis   of   governance,   in   whatever   form   we   encounter   it,   should   be   evidence   iii:   evidence,   acquired   through   thorough   research   that   allows   to   critically   analyze   –   and   improve  –  the  public  policy  currently  in  place.  And  that  is  where  policy  analysis  comes   in:   whoever   defines   the   problem   has   control   of   the   design   of   solutions.   iv   By   analyzing   the  outcomes  of  public  policy,  we  can  define  the  input  that  is  required  to  improve  public   policy  –  and  if  it  is  necessary  to  do  so.       Professor  Dr.  M.  Stürmer  told  us  in  his  guest  lecture  that  history  is  a  dialogue  between   the   living   and   the   death,   that   history   defines   the   future.   And   in   assuming   policy   analysis   helps  to  define  public  policy,   our  analysis  of  today’s  governance  will  help  to  figure  out   how  the  future  is  best  managed.  We  better  get  started.                                                                                                                                                           i    Salamon,  L.  M.  (2002):  The  New  Governance  and  the  Tools  of  Public  Action:  An  Introduction,  p.  7   ii  Salamon,  L.  M.  (2002):  idem.   iii  Dunworth,  T.  et  al  (2003):  Beyond  Ideology,  Politics,  and  Guesswork:  The  Case  for  Evidence-­Based  Policy.  The   Urban  Institute,  Revised  Edition  2008.     iv  Moran  M.  et  al  (2006).  The  Oxford  Handbook  of  Public  Policy.  Ingram  H.,  Schneider  A.  L.,  Chapter  8:  Policy   Analysis  for  Democracy,  p.  174.  (Quote  Bardach  et  al)