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Cooperation in the Digital Age:
 Building the Library Platform

        Constance Malpas
         OCLC Research


        Biblioteklederkonferansen 2011
               Mo i Rana, Norway
               1-2 November 2011
Networked    Reconfigured    Cooperative
Environment     Libraries    Infrastructure

              <TECH>
              Biblio

              <TECH>
Mega-Regions of Europe
                                                    ?




http://www.creativeclass.com/whos_your_city/maps/#Mega-Regions_of_Europe
Os-Göte-hagen?


                                                Constructing a Nordic mega-region
                                                         infrastructure
                                                  for the emerging creative class

                                                        * highly educated
                                                          * entrepreneurial
                                                           * supported by strong ICT
                                                                 and
                                                             * logistics systems


                                                                (and libraries?)

http://www.nortrade.com/index?cmd=show_article&id=512
Data defines the networked information environment
The consumer platform . . . an addressable, self-improving knowledge-base

                          251 Norwegian authors
                                [ +/-4 % ]
The consumer platform . . . maximizes reference-ability
                              exposes ‘hooks’ for social interaction




                                     ?
The consumer platform . . . excels at aggregating and ‘sorting out’ demand




                 My preferences




                                         My social network
Read. Review. Remember.                     + Remix


                                       +            Bookmarklet


                                                 Social reading
                                                  ‘in the flow’

                    Ranas fjell og gruver
Social reading …
         in a crowded space?

                  GoodReads
                  BookSpace
                  Kindle
                  Findings
                  #FridayReads
                           etc.
The library platform . . . excels at ‘sorting out’ supply




     (29)
The library platform . . . excels at aggregating, enriching, structuring data




                         ~150 years of publication history
The library platform . . . embodies a particular domain model




Names matter personal, corporate, geographic
                  uniform titles
 Relationships matter works, expressions,
                         manifestations; roles
  Identifiers matter ISBN, LCCN, OCLC etc.


                      http://experimental.worldcat.org/IDNetwork/
Collections: Reconfigured
 Outside in:
 Books, journals, DVDs, … (Bought and licensed)

 Aim: to   discover …




Inside out:
institutional assets: special collections, research and learning
materials, institutional records, …

Aim: to   have discovered …
                                               (With thanks to Lorcan Dempsey)
Decreasing
                                                          investment in local
                                                          print collection,

                                                          increasing reliance
                                                          on licensed
                                                          electronic
       Growing emphasis on
         Customer Relationship Management




Source: Statistikk for arkiv, bibliotek og museum, 2009
Shift in demand – greater
                                                          reliance on digital formats

                                                          Demand for print has
                                                          leveled off while inventory
                                                          continues to grow




Source: Statistikk for arkiv, bibliotek og museum, 2009
Infrastructure (space & tools) for increased productivity



  Collections: inside-out

      Library value less about ‘commodity’ collections
       more about support for the research process: CRISTIN
                                                   DUO/NORA
A look in the rear-view mirror . . . Ca. 2006




          Collections Emphasis:
                       Outside-In
What Changed? Priorities.




 http://www.forskningsradet.no/en/Newsarticle/High_scores_for_scientific_output_and_intern
 ational_citation/1224066961722
Norske doktorgrader etter fagområde 1980–2010
                        Humaniora                                           Samfunnsvitenskap
                        Matematikk og naturvitenskap                        Teknologi
                        Medisin                                             Landbruksvitenskap og veterinærmedisin

 1,400


            Increasing national research capacity
 1,200



 1,000



   800



   600                                                                                                Increased reliance on
                                                                                                        performance and
   400                                                                                                publication indicators

   200



     0
          1980   1985   1990   1995   1996   1997   1998   1999   2000   2001   2002    2003   2004   2005   2006   2007   2008   2009   2010


Derived from: Nedlastbare figurer og tabeller til Indikatorrapporten 2011 (Tabell A.1.7)
Growing the ‘Creative Class’: Norway’s next great natural resource?




           Norway
The   next generation of Norwegian researchers . . .
                       will require a   new kind of HE environment




                                                Digital Residents




Source: NSD Årsmelding, 2009
#dan




Digital library agenda is key to
‘virtualization’ of research enterprise:
 it maximizes impact in the network
National information infrastructure
                                       in a global library platform
                                             = network effects
                    1.5M
               personal names               + 15M personal names in VIAF
    ~250              in
  Norwegian
  authors in       BIBSYS
  Wikipedia    linked data set                 450K* titles in NorBok


                                              ~250K digitized by NB.no
       + 16K Norwegian titles in HathiTrust
                                                  48K in Bokhylla
*http://www.nb.no/bokhylla/om/om-bokhylla
New Cooperative Infrastructure
  Shared stewardship           TRLN
   of digitized corpus           4                            ~50% contribute content
                                                          C
                                              C
                                                  C
            CIC
            13                            C                       C

                                                      C       C       Shared management
                                      C
                                                                         of legacy print
                UC
               10 + 1
                                  C
                                                      C


                                                                         N =58
October 2008                                  October 2010

                        October 2009                                   October 2011
  N =34
“I’ve been in
                                                   this business
                                                   for
                                                   decades, but
                                                   this is one of
                                                   the craziest
                                                   things I’ve ever
                                                   seen…”
                                                 http://blog.authorsguild.org/20
                                                 11/10/06/authors-groups-from-
                                                 u-k-canada-norway-and-
                                                 sweden-join-authors-guild-
                                                 australian-society-of-authors-
                                                 and-quebec-writers-union-in-
                                                 suit-against-hathitrust/




http://www.nffo.no/storypg.aspx?zone=40&id=506
Growth of HathiTrust Digital Library
                    6,000,000
                                                                                                                          (Jun 2009 – Oct 2011)                                                                                                                                                      18,000


                                           NB. <50K Norwegian language speakers in US                                                                                                                                                                                       15,605                   16,000
                    5,000,000
                                                                                                                                                                                                                                                                                   5M                14,000


                    4,000,000
                                                                                                                                                                                                                                                                               13,761                12,000




                                                                                                                                                                                                                                                                                                              Norwegian Content
Titles / Editions




                                                                                                                                                                                                                                                                                                     10,000
                    3,000,000

                                                                                                        Library cooperation                                                                                                                                                                          8,000


                    2,000,000
                                                                                                                made this possible                                                                                                                                                                   6,000
                                                                                                          Networked information environment
                                                                                                                   made it imperative                                                                                                                                                                4,000
                    1,000,000
                                                                                                                                                                                                                                                                                                     2,000


                           0                                                                                                                                                                                                                                                                         0
                                                                                                                 Mar-10




                                                                                                                                                                                                                             Mar-11
                                                           Sep-09
                                                                    Oct-09




                                                                                                                                                                       Sep-10
                                                                                                                                                                                Oct-10




                                                                                                                                                                                                                                                                                   Sep-11
                                                                                                                                                                                                                                                                                            Oct-11
                                                  Aug-09




                                                                                                                                                              Aug-10




                                                                                                                                                                                                                                                                          Aug-11
                                Jun-09
                                         Jul-09




                                                                             Nov-09


                                                                                               Jan-10
                                                                                                        Feb-10


                                                                                                                          Apr-10
                                                                                                                                   May-10
                                                                                                                                            Jun-10
                                                                                                                                                     Jul-10




                                                                                                                                                                                         Nov-10


                                                                                                                                                                                                           Jan-11
                                                                                                                                                                                                                    Feb-11


                                                                                                                                                                                                                                      Apr-11
                                                                                                                                                                                                                                               May-11
                                                                                                                                                                                                                                                        Jun-11
                                                                                                                                                                                                                                                                 Jul-11
                                                                                      Dec-09




                                                                                                                                                                                                  Dec-10




                                Titles in HathiTrust                                                              Titles published in Norway                                                                                      Titles in Norwegian
100



                                                          90
                                                                                                                Alberta
% of Library Materials Spending on Electronic Resources




                                                                                                         Majority of research libraries shifting toward
                                                          80



                                                          70
                                                                                                             e-centric acquisitions, service model

                                                          60                                                                   73% of university ARLs
                                                          50

                                                                                                                                 Michigan

                                                          40
                                                                                                                              Princeton


                                                          30
                                                                                                                                                               Harvard
                                                                                                                                                                                Yale
                                                          20

                                                                     Shrinking continues to shrink mission and resources
                                                                     This pool pool of Chicago
                                                                                  U Illinois, libraries with
                                                          10         to sustain print preservation as ‘core’ operation – 25?

                                                            0
                                                                $-    $5,000,000   $10,000,000   $15,000,000    $20,000,000    $25,000,000    $30,000,000   $35,000,000   $40,000,000   $45,000,000

                                                                                          Library Materials Expenditures (2008-2009): derived from ARL statistics
Source: Ithaka S+R Faculty Survey, 2009



         If robust digital preservation and access system were available: “74% of
         respondents said that the withdrawal of print books would be an important
         strategy for their libraries in the future …A large majority of libraries (84%)
         said that they would be more likely to withdraw their [digitized and digitally
         preserved] print book collections if they could access print copies of books
         through a trusted sharing network.“          Source: Ithaka S+R Library Survey 2010
80%
                                            Duplication of ARL University Library Holdings
                                                     in HathiTrust Digital Library
                         70%
                                                            Jun-09   Jun-10    Jun-11


                         60%




                         50%
                                   [The network reconfigures the library]
% of Titles Duplicated




                                                            Median duplication in June 2011: 36%
                         40%




                         30%

                                                     Median duplication in June 2010: 31%
                         20%




                         10%
                                             Median duplication in June 2009: 19%
                         0%
                               0       20              40                 60                 80   100   120
                                                       Rank in ARL Investment Index (2007-2008)
A closing reflection.
         If libraries are to
               see themselves
               ‘on the map’
           in the global network,
        in tomorrow’s knowledge base,

         We must build
           a cooperative platform
                together.
Takk for oppmerksomheten.

      . . . Spørsmål?


@ConstanceM
malpasc@oclc.org

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Cooperation in the Digital Age: Building the Library Platform

  • 1. Cooperation in the Digital Age: Building the Library Platform Constance Malpas OCLC Research Biblioteklederkonferansen 2011 Mo i Rana, Norway 1-2 November 2011
  • 2. Networked Reconfigured Cooperative Environment Libraries Infrastructure <TECH> Biblio <TECH>
  • 3. Mega-Regions of Europe ? http://www.creativeclass.com/whos_your_city/maps/#Mega-Regions_of_Europe
  • 4. Os-Göte-hagen? Constructing a Nordic mega-region infrastructure for the emerging creative class * highly educated * entrepreneurial * supported by strong ICT and * logistics systems (and libraries?) http://www.nortrade.com/index?cmd=show_article&id=512
  • 5. Data defines the networked information environment
  • 6. The consumer platform . . . an addressable, self-improving knowledge-base 251 Norwegian authors [ +/-4 % ]
  • 7. The consumer platform . . . maximizes reference-ability exposes ‘hooks’ for social interaction ?
  • 8. The consumer platform . . . excels at aggregating and ‘sorting out’ demand My preferences My social network
  • 9. Read. Review. Remember. + Remix + Bookmarklet Social reading ‘in the flow’ Ranas fjell og gruver
  • 10. Social reading … in a crowded space? GoodReads BookSpace Kindle Findings #FridayReads etc.
  • 11. The library platform . . . excels at ‘sorting out’ supply (29)
  • 12. The library platform . . . excels at aggregating, enriching, structuring data ~150 years of publication history
  • 13. The library platform . . . embodies a particular domain model Names matter personal, corporate, geographic uniform titles Relationships matter works, expressions, manifestations; roles Identifiers matter ISBN, LCCN, OCLC etc. http://experimental.worldcat.org/IDNetwork/
  • 14. Collections: Reconfigured Outside in: Books, journals, DVDs, … (Bought and licensed) Aim: to discover … Inside out: institutional assets: special collections, research and learning materials, institutional records, … Aim: to have discovered … (With thanks to Lorcan Dempsey)
  • 15. Decreasing investment in local print collection, increasing reliance on licensed electronic Growing emphasis on Customer Relationship Management Source: Statistikk for arkiv, bibliotek og museum, 2009
  • 16. Shift in demand – greater reliance on digital formats Demand for print has leveled off while inventory continues to grow Source: Statistikk for arkiv, bibliotek og museum, 2009
  • 17. Infrastructure (space & tools) for increased productivity Collections: inside-out Library value less about ‘commodity’ collections more about support for the research process: CRISTIN DUO/NORA
  • 18. A look in the rear-view mirror . . . Ca. 2006 Collections Emphasis: Outside-In
  • 19. What Changed? Priorities. http://www.forskningsradet.no/en/Newsarticle/High_scores_for_scientific_output_and_intern ational_citation/1224066961722
  • 20. Norske doktorgrader etter fagområde 1980–2010 Humaniora Samfunnsvitenskap Matematikk og naturvitenskap Teknologi Medisin Landbruksvitenskap og veterinærmedisin 1,400 Increasing national research capacity 1,200 1,000 800 600 Increased reliance on performance and 400 publication indicators 200 0 1980 1985 1990 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Derived from: Nedlastbare figurer og tabeller til Indikatorrapporten 2011 (Tabell A.1.7)
  • 21. Growing the ‘Creative Class’: Norway’s next great natural resource? Norway
  • 22. The next generation of Norwegian researchers . . . will require a new kind of HE environment Digital Residents Source: NSD Årsmelding, 2009
  • 23. #dan Digital library agenda is key to ‘virtualization’ of research enterprise: it maximizes impact in the network
  • 24. National information infrastructure in a global library platform = network effects 1.5M personal names + 15M personal names in VIAF ~250 in Norwegian authors in BIBSYS Wikipedia linked data set 450K* titles in NorBok ~250K digitized by NB.no + 16K Norwegian titles in HathiTrust 48K in Bokhylla *http://www.nb.no/bokhylla/om/om-bokhylla
  • 25. New Cooperative Infrastructure Shared stewardship TRLN of digitized corpus 4 ~50% contribute content C C C CIC 13 C C C C Shared management C of legacy print UC 10 + 1 C C N =58 October 2008 October 2010 October 2009 October 2011 N =34
  • 26. “I’ve been in this business for decades, but this is one of the craziest things I’ve ever seen…” http://blog.authorsguild.org/20 11/10/06/authors-groups-from- u-k-canada-norway-and- sweden-join-authors-guild- australian-society-of-authors- and-quebec-writers-union-in- suit-against-hathitrust/ http://www.nffo.no/storypg.aspx?zone=40&id=506
  • 27. Growth of HathiTrust Digital Library 6,000,000 (Jun 2009 – Oct 2011) 18,000 NB. <50K Norwegian language speakers in US 15,605 16,000 5,000,000 5M 14,000 4,000,000 13,761 12,000 Norwegian Content Titles / Editions 10,000 3,000,000 Library cooperation 8,000 2,000,000 made this possible 6,000 Networked information environment made it imperative 4,000 1,000,000 2,000 0 0 Mar-10 Mar-11 Sep-09 Oct-09 Sep-10 Oct-10 Sep-11 Oct-11 Aug-09 Aug-10 Aug-11 Jun-09 Jul-09 Nov-09 Jan-10 Feb-10 Apr-10 May-10 Jun-10 Jul-10 Nov-10 Jan-11 Feb-11 Apr-11 May-11 Jun-11 Jul-11 Dec-09 Dec-10 Titles in HathiTrust Titles published in Norway Titles in Norwegian
  • 28. 100 90 Alberta % of Library Materials Spending on Electronic Resources Majority of research libraries shifting toward 80 70 e-centric acquisitions, service model 60 73% of university ARLs 50 Michigan 40 Princeton 30 Harvard Yale 20 Shrinking continues to shrink mission and resources This pool pool of Chicago U Illinois, libraries with 10 to sustain print preservation as ‘core’ operation – 25? 0 $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 $30,000,000 $35,000,000 $40,000,000 $45,000,000 Library Materials Expenditures (2008-2009): derived from ARL statistics
  • 29. Source: Ithaka S+R Faculty Survey, 2009 If robust digital preservation and access system were available: “74% of respondents said that the withdrawal of print books would be an important strategy for their libraries in the future …A large majority of libraries (84%) said that they would be more likely to withdraw their [digitized and digitally preserved] print book collections if they could access print copies of books through a trusted sharing network.“ Source: Ithaka S+R Library Survey 2010
  • 30. 80% Duplication of ARL University Library Holdings in HathiTrust Digital Library 70% Jun-09 Jun-10 Jun-11 60% 50% [The network reconfigures the library] % of Titles Duplicated Median duplication in June 2011: 36% 40% 30% Median duplication in June 2010: 31% 20% 10% Median duplication in June 2009: 19% 0% 0 20 40 60 80 100 120 Rank in ARL Investment Index (2007-2008)
  • 31. A closing reflection. If libraries are to see themselves ‘on the map’ in the global network, in tomorrow’s knowledge base, We must build a cooperative platform together.
  • 32. Takk for oppmerksomheten. . . . Spørsmål? @ConstanceM malpasc@oclc.org

Hinweis der Redaktion

  1. My remarks are loosely organized around three themes:I will start with a few observations about the information environment in which libraries operate.Then I will examine some factors that transforming the organization of individual libraries. Academic libraries in particular. Finally, I’ll have something to say about the kind of cooperative infrastructure that is needed to support a positive reconfiguration and revalorization of the library service portfolio.
  2. HT is not just a community, it’s a vast repository of digitized content.In the last three years, it has more than tripled in size. Its coverage exceeds that of most research libraries in the US. (~1.8M titles). Figure that’s about the size of Oslo’s collection (3.5 M volumes).
  3. So why does HathiTrust matter so much to US libraries? It has a lot to do with how much they are spending on electronic resources. This slide shows the percentage of spending that the top US research libraries spend on licensed electronic materials compared to print resources.73%It’s a pretty staggering number. It amounts to more than $700M annually. (ARLs constitute less than 4% of the total US academic library community)As a consequence, libraries in the US are having to fundamentally rethink print preservation strategies. There just aren’t enough libraries left who can afford to assume the care and feeding of the print record individually. This is part of the reason that HathiTrust has taken up Shared Print management as a new area of work.73% spend more than 50% eOf the ~30 institutions that are still making significant annual investments in tangible formats, more than half are investing in HathiThe important thing, however, is that a significant number of those above the line – who are less likely to be contributing content to HT – are also participating as capital contributors In 2008-2009, US university research libraries spent &gt;$700M on electronic resources
  4. Recent research on faculty and librarian attitudes suggests that scholars are increasing comfortable operating in an environment where local print collections are no longer the center of library attention. In the US, great deal of attention to models for cooperative print management. And its in this context that the HathiTrust takes on an even greater importance.
  5. What this shows is that US academic libraries have an opportunity – perhaps even an obligation – to rethink their service model in view of the massive migration of monographic content to the Web.A powerful demonstration of how the network reconfigures the library.This should also serve to remind us that cooperative infrastructure is the key to enabling libraries to achieve a renewal of their core value proposition.