Reconciling Participation And Benefits Sharing 1

Ln Perch
Ln PerchPolicy Specialist um United Nations Development Programme - UNDP
Reconciling participation and benefit-sharing: Policy implications for how Africa adapts to climate change,[object Object],by Leisa Perch ,[object Object],Coordinator – Rural and Sustainable Development,[object Object],IPC-IG/UNDP,[object Object],AfricaAdapt Symposium,[object Object],Addis Adaba, Ethiopia,[object Object],March 9th- 11th, 2011,[object Object],Email: leisa.perch@ipc-undp.org,[object Object]
Reasons behind the research,[object Object],NASA Research Finds 2010 Tied for Warmest Year on RecordJanuary 12, 2011http://www.giss.nasa.gov/research/news/20110112/http://data.giss.nasa.gov/gistemp/2010november/,[object Object],South-South Cooperation and Learning requires understanding the South at the macro, meso and micro levels,[object Object],Opportunity to understand better (in synthesis) more about the issues facing Africa broadly,[object Object],Climate Change enables a development lens at scale, scope, spatially and temporally,[object Object],Understanding the nuances between reconciling economy, society and the environment – contradictions and paradoxes,[object Object],Define a role for SSC and SSL in the response for CC – beyond technology transfers,[object Object],Image credit: NASA/Earth Observatory/Robert Simmon),[object Object]
Key Sections of the Paper,[object Object],Resource Access and Allocation (From Global to Local): Signposts for Structural Inequalities including moving the discussion from burden-sharing             benefit sharing;,[object Object],Policy and Practice in [anticipatory] adaptation: Minding the Gap;,[object Object],Reconciling Participation     Benefits-sharing: The Potential of Social Technologies; and,[object Object],Policy Implications for How Africa Adapts: Focusing the Agenda to take account of social risks and social benefits,[object Object]
Africa’s development…..Challenged by complexities,[object Object],[object Object]
(ii) persistent droughts and or floods, intensification of rural poverty and working poverty amongst small holder farmers particular women farmers (IFAD, 2010);
(iii) relatively low adult literacy levels, on average 60% (Ibid);
(iv) inconsistency of access to food and quality food with high levels of under-nourishment (Ibid);
(v) lower life-expectancy at birth than other regions
(vi) Significant ethnic diversity, languages and culture and
(viii) multiplied challenges in health and nutrition due to lack of access to safe water and sanitation, high maternal mortality and  high prevalence of HIV and AIDS,[object Object]
Maintaining adequate levels of food is important for household security, and for health and education gains  for production and productivity.
Continued food production both as a source of good food, economic security and growth depends significantly on adequate and consistent access to water.
Given the high participation of women in agriculture, small farm production and fish processing, the failure to address structural inequalities will likely result in it being that much harder for them to sustain a livelihood and for these activities to contribute to growth.
The enhanced production of food and the expansion/diversification to non-farm and other productive sectors is constrained significantly by the lack of access to energy. © Asha Nsasu. ALERTNET/Felix Mwakyembe,[object Object],Rungwe District malaria coordinator, Gideon Ndawala, oversees a nurse attending malaria patient ,[object Object],According to the WB Africa Strategy document – Malaria costs Africa USD 12 billion (including lost productivity) annually (2011: 19),[object Object]
Structural Inequalities in Climate Change,[object Object],© AFP: Thiago Sampaio,[object Object],Heavy rains and resulting flood waters from the Jacuipe River impacting on the Brazilian town of Jacuipe in mid-2010,[object Object],Largely politically driven: ,[object Object],Unequal access to the global commons (Tragedy of the Commons) ,[object Object],Balance of Private actions and public policy (consumption and production),[object Object],Unequal burden of impact (SIDS, LDCs, coastal areas) ,[object Object],Inequities of capacity to cope,[object Object],Unequal power relations in the political process(poorer countries and poor individuals),[object Object],Equity of burden to take action,[object Object]
Implications for Participation and benefits-sharing ,[object Object],Participation	,[object Object],Benefit-sharing ,[object Object],Beyond consultation and the securing of consent; Seeking of inputs before a policy decision or strategy is formed, finding out how the various stakeholders perceive the problem.,[object Object],Not just people but their issues and development,[object Object],O’Brien and Wolf (2010: 233)  - what is considered legitimate and successful adaptation depends on what people perceive to be worth preserving and achieving, including their culture and identity”. ,[object Object],Active engagement in defining solutions and trade-offs as opposed to these being decided for them.,[object Object],Considerations of benefits as privately-derived (specific to an individual or a group) and publicly-derived (those which benefits society as whole or a cross-section of interests e.g. through public action) and speak to adaptation as an outcome and adaptive capacity as a process. ,[object Object]
Search for Equity implies,[object Object],[object Object]
Climate-compatible development (CDKN)
 Adaptation and mitigation +
Finding ways of minimising harm from the impacts of climate change and harnessing opportunities presented by a low carbon future whilst promoting poverty reduction and human development (CDKN, 2010).,[object Object]
NAPA framework,[object Object]
RESULTS,[object Object]
Resource Access – Between States  (Scope),[object Object],[object Object]
Average annual CO2 emissions per person – 0.2 tonnes (Mozambique);10 tonnes (Germany)
Dependency of LDCs, LLDCs and SIDS on public finance for climate change exposes them to other vulnerabilities
Economic opportunism vs. structural transformation? Emissions trading or emissions reductions?
Funds side – 22 funds all with various rules and guidelinesFigure 1.  A Gaunt View by Lawrence Moore (Tiempo, July 2010).,[object Object]
Resource Allocation Between States – Issues of Scale  ,[object Object],[object Object]
Copenhagen asks for balance between A and M but funds are currently allocated: mitigation (86%); 8% (adaptation); 63% of EU Fast Track funds for mitigation
Economies of scale make a lot of mitigation opportunities inapplicable for many (Lesotho - 1% forest).
Quality of resources: limited accountability or responsibility for social co-benefits.
Inclusive response would require multiple focus action – less than 5%
Sub-Saharan Africa accounts for less than 1 per cent of total private investment in clean energyFigure 2. Analysis of focus of funding directly sourced from  ClimateFundsUpdate.Org),[object Object]
From Policy to Practice – Minding the Gap Within States,[object Object],Making adaptation and mitigation compatible:,[object Object], adaptation socially defined in a limited way, constrained by concepts of vulnerability,[object Object],Mitigation is usually instrumentally defined with little social analysis or framing,[object Object],Source: alertnet // Geoffrey Kamadi A Kenyan woman peels a potato at the Teret settlement scheme of the Mau Forest Complex in the Rift Valley on July 29, 2009. REUTERS/Thomas Mukoya,[object Object],*Adaptation practice may make a number of assumptions about the circumstances of this Kenyan farmer as does mitigation……,[object Object],* Current governance frameworks tend to leave it very unclear how social benefits will be defined or accounted for. Leaves it to governments to mediate priorities and determine relevance for types of benefits and their prioritization,[object Object]
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Reconciling Participation And Benefits Sharing 1

  • 1.
  • 2.
  • 3.
  • 4.
  • 5. (ii) persistent droughts and or floods, intensification of rural poverty and working poverty amongst small holder farmers particular women farmers (IFAD, 2010);
  • 6. (iii) relatively low adult literacy levels, on average 60% (Ibid);
  • 7. (iv) inconsistency of access to food and quality food with high levels of under-nourishment (Ibid);
  • 8. (v) lower life-expectancy at birth than other regions
  • 9. (vi) Significant ethnic diversity, languages and culture and
  • 10.
  • 11. Maintaining adequate levels of food is important for household security, and for health and education gains for production and productivity.
  • 12. Continued food production both as a source of good food, economic security and growth depends significantly on adequate and consistent access to water.
  • 13. Given the high participation of women in agriculture, small farm production and fish processing, the failure to address structural inequalities will likely result in it being that much harder for them to sustain a livelihood and for these activities to contribute to growth.
  • 14.
  • 15.
  • 16.
  • 17.
  • 19. Adaptation and mitigation +
  • 20.
  • 21.
  • 22.
  • 23.
  • 24. Average annual CO2 emissions per person – 0.2 tonnes (Mozambique);10 tonnes (Germany)
  • 25. Dependency of LDCs, LLDCs and SIDS on public finance for climate change exposes them to other vulnerabilities
  • 26. Economic opportunism vs. structural transformation? Emissions trading or emissions reductions?
  • 27.
  • 28.
  • 29. Copenhagen asks for balance between A and M but funds are currently allocated: mitigation (86%); 8% (adaptation); 63% of EU Fast Track funds for mitigation
  • 30. Economies of scale make a lot of mitigation opportunities inapplicable for many (Lesotho - 1% forest).
  • 31. Quality of resources: limited accountability or responsibility for social co-benefits.
  • 32. Inclusive response would require multiple focus action – less than 5%
  • 33.
  • 34.
  • 35.
  • 36.
  • 37.
  • 38.
  • 39.
  • 40.
  • 41.
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  • 44.
  • 45.
  • 46.
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  • 48.
  • 49.
  • 50.
  • 51.
  • 52.
  • 53. Maximizing IBSA, the China-Africa and India-Africa partnerships to upscale the transfer of social technologies:
  • 54. Bring agriculture, health and nutrition together
  • 55. Securing LCD and green economy benefits from the recent pledge by the Government of India for another $500 million in aid for a host of projects in Least Developed Countries (LDCs)
  • 56.
  • 57.
  • 58.

Hinweis der Redaktion

  1. If I were asked to summarize these issues I would say it is about reasonableness and equity. What is reasonable enough scale of response to avoid the worse and ensuring equity in addressing the impacts
  2. 1) The richer and developed countries have undoubtedly contributed to the levels and scale of GHG emissions. Not only directly but through the terms of trade. Both travel and global business contribute.
  3. 1) The richer and developed countries have undoubtedly contributed to the levels and scale of GHG emissions. Not only directly but through the terms of trade. Both travel and global business contribute.
  4. Policy Guidance Documents:National Adaptation Plans of Action (NAPA) guidelinesUNFCCC negotiated textGovernance : Operational frameworks for Climate finance Funds and Instruments: Adaptation Fund, SCCF, LDCF, CDM, REDD Application:NAPAs, Adaptation Fund Projects, CDM, REDD+Implementation records of World Bank and GE
  5. Policy Guidance Documents:National Adaptation Plans of Action (NAPA) guidelinesUNFCCC negotiated textGovernance : Operational frameworks for Climate finance Funds and Instruments: Adaptation Fund, SCCF, LDCF, CDM, REDD Application:NAPAs, Adaptation Fund Projects, CDM, REDD+Implementation records of World Bank and GE
  6. Important distinctions because the global public response is based on accountability, responsibility, reporting etc in a response to a problem caused and defined by none of these concepts in reality.Also the need to distinguish between emissions trading and emissions reduction.Growing concern over the lack of coherence between CC and Biodiv and CC and the Montreal Protocol – make for some real concerns…..
  7. Important for shaping adaptation practice and how much is available for adaptation and also in terms of what is “adequate adaptation”.
  8. While NAPA guidelines state that “particular attention should be given to including the voices of the poor (women and men) during stakeholder consultations” and “should promote consideration of broader social and environmental issues”, our review of the 32 National Adaptation Plans of Action (NAPAs) available in English suggests that the conceptual and operational difficulties highlighted earlier in this section are also reflected at the national level. ActionAid (2009), too, concludes that few NAPAs have been able to effectively link poverty and inequality to vulnerability to climate change. Of the 32 NAPAS reviewed in assessing the scale and scope of participation, only two mentioned any significant participation by other ministries (see Annex 1).
  9. While NAPA guidelines state that “particular attention should be given to including the voices of the poor (women and men) during stakeholder consultations” and “should promote consideration of broader social and environmental issues”, our review of the 32 National Adaptation Plans of Action (NAPAs) available in English suggests that the conceptual and operational difficulties highlighted earlier in this section are also reflected at the national level. ActionAid (2009), too, concludes that few NAPAs have been able to effectively link poverty and inequality to vulnerability to climate change. Of the 32 NAPAS reviewed in assessing the scale and scope of participation, only two mentioned any significant participation by other ministries (see Annex 1).
  10. A de-link between benefit-sharing and risk-sharing potentially undermines the sustainability of benefits – either due to them being impacted upon or wiped away by other shocks, negated by other realities (i.e. earnings by women that they are unable to spend due to inability to open bank accounts for example) or which are superficial in nature (these are largely communal or group-owned and no real impact/change occurs in assets, livelihood opportunities and development status).
  11. A de-link between benefit-sharing and risk-sharing potentially undermines the sustainability of benefits – either due to them being impacted upon or wiped away by other shocks, negated by other realities (i.e. earnings by women that they are unable to spend due to inability to open bank accounts for example) or which are superficial in nature (these are largely communal or group-owned and no real impact/change occurs in assets, livelihood opportunities and development status).
  12. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  13. SLF approaches which include income, variability, policy and systemsSocial Responsibility risk reduction model – looks at immediate and delayed consequences of shocks and considers conditional and situational factors of vulnerabilityAnd the SRM – prevention, mitigation and coping with stress, shocks and impacts
  14. A de-link between benefit-sharing and risk-sharing potentially undermines the sustainability of benefits – either due to them being impacted upon or wiped away by other shocks, negated by other realities (i.e. earnings by women that they are unable to spend due to inability to open bank accounts for example) or which are superficial in nature (these are largely communal or group-owned and no real impact/change occurs in assets, livelihood opportunities and development status).
  15. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  16. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  17. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  18. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  19. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.
  20. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro. You need both strategic and practical responses and both top-down and bottom-up. Africa needs to make the argument that these types of actions and processes fit within the scope of “adequate” or “appropriate” adaptation. Needs to become policy and not be one-off events.
  21. Even the tension between adaptation and mitigation is a symptom of the tension between the macro and the micro.