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Leslie Chan 
University of Toronto Scarborough 
@lesliekwchan 
Open Science, Open Issues 
International seminar, workshops and 
Open Science work group meeting 
August 18-22, 2014 @ Rio de Janeiro, 
Brazil
"Not everything that can be 
counted counts and not 
everything that counts can be 
counted.” 
Albert Einstein
QUESTIONS 
• Is the diversity of research practices and 
outputs, particularly those enabled by digital 
tools and network, recognized in the current 
academic reward system? 
• If current metrics are so poor, why are they so 
hard to replace? 
• Is “altmetrics” the answer to this “accounting” 
problem? 
• Is altmetrics truly alternative? 
• How to capture “deep” or meaningful data of 
research and scholarly activities?
METRICS AS 
Complex socio-technical system 
Driver of behaviour (reactivity) 
Mirror of specific value system
Shanghai Jiao Tong ranks universities by 
measuring objective indicators of academic or 
research performance. These include: alumni and 
faculty winning prestigious prizes and medals; 
highly cited researchers; articles published in 
Nature and Science; articles indexed in major 
citation indices, and the per capita academic 
performance of an institution. 
http://news.utoronto.ca/university-toronto-ranked-first-canada-24th-world? 
utm_source=Bulletin&utm_medium=Email&utm_content=Lead
http://www.shanghairanking.com/index.html
http://www.shanghairanking.com/index.html
http://www.timeshighereducation.co.uk/world-university-rankings/
http://ke.thomsonreuters.com/#/index.html
http://thomsonreuters.com/
So what does that mean?
http://www.nature.com.myaccess.library.utoronto.ca/nature/journal/v454/n7203/full/454398a.ml
Nature Vol 454|24 July 2008 
http://www.nature.com.myaccess.library.utoronto.ca/nature/journal/v454/n7203/full/454398a.ml
RESEARCH PRIORITY, POLICY 
AND NATIONAL INTERESTS
Rethink the framework and language 
of “accounting”
CRITICAL ACCOUNTING 
The very act of “counting” certain things and 
excluding others shapes a particular 
interpretation of social reality, which in turn 
has policy implications 
For example, what should ”performance”, “impact” 
and ”prestige" include/exclude? 
The answers to questions such as these define 
the “mission”, "health," ”values" and 
"performance" of an institution
SOCIAL ACCOUNTING? 
“A systematic analysis of the effects of an 
organization on its communities of interest or 
stakeholders, with stakeholder input as part of 
the data that is analyzed for the accounting 
statement” 
Broadens the domain of items that are included 
in “accounting statements” (i.e. outputs) so 
that social organizations and institutions can 
better tell their story 
Quarter, Mook & Richmond (2003)
… SOCIAL ACCOUNTING 
18 
Knowledge as “public good” and 
implications for “open” scholarship 
and research
BROADENING THE DEFINITION OF 
“SUCCESS” AND “VALUE” 
Traditional value: economic return 
Scholarly value - reputation and citation 
Institutional value - public mission, 
community outreach 
Social value - equity, participation, 
diversity 
Political value - evidence based policy, 
transparency, accountability
… ACCOUNTING FOR SOCIAL IMPACT 
What counts as “input”, cost or investment 
What counts as “output” or benefits and impact 
What are the positive and negative externalities
BOYER’S SCHOLARSHIP OF ENGAGEMENT 
Discovery 
Integration 
Application 
Teaching
"The scholarship of engagement 
means connecting the rich 
resources of the university to our 
most pressing social, civic and 
ethical problems, to our children, 
to our schools, to our teachers 
and to our cities..." 
Ernest Boyer in The Scholarship of 
Engagement (1996)
BOYER’S SCHOLARSHIP OF ENGAGEMENT 
Discovery 
Integration 
Application 
Teaching 
Engageme 
nt
Opportunities for Open 
Scholarship 
Public outreach 
and engagement 
New forms of 
“impact” 
Data sharing 
New scholarly 
practices 
Experimentations 
Interdisciplinary 
and Collaborative 
research 
Professional 
development 
Student training 
Curation 
Service 
Personalization
RETHINK 
Knowledge as Public Good 
Scholarship as Service 
Quality and Prestige 
Social Metrics 
Education as Emancipation
The beauty of the current moment 
is that new media has thrown all of 
us as educators into just this kind 
of question-asking, bias-busting, 
assumption-exposing 
environment. There are no easy 
answers, but we can at least be 
thankful for the questions that 
drive us on. 
Michael Wesch 
http://mediatedcultures.net/publications/from-knowledgeable-to-knowledge-able-learning- 
in-new-media-environments/

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What is research metrics and do we need them?

  • 1. Leslie Chan University of Toronto Scarborough @lesliekwchan Open Science, Open Issues International seminar, workshops and Open Science work group meeting August 18-22, 2014 @ Rio de Janeiro, Brazil
  • 2. "Not everything that can be counted counts and not everything that counts can be counted.” Albert Einstein
  • 3. QUESTIONS • Is the diversity of research practices and outputs, particularly those enabled by digital tools and network, recognized in the current academic reward system? • If current metrics are so poor, why are they so hard to replace? • Is “altmetrics” the answer to this “accounting” problem? • Is altmetrics truly alternative? • How to capture “deep” or meaningful data of research and scholarly activities?
  • 4. METRICS AS Complex socio-technical system Driver of behaviour (reactivity) Mirror of specific value system
  • 5. Shanghai Jiao Tong ranks universities by measuring objective indicators of academic or research performance. These include: alumni and faculty winning prestigious prizes and medals; highly cited researchers; articles published in Nature and Science; articles indexed in major citation indices, and the per capita academic performance of an institution. http://news.utoronto.ca/university-toronto-ranked-first-canada-24th-world? utm_source=Bulletin&utm_medium=Email&utm_content=Lead
  • 11. So what does that mean?
  • 13. Nature Vol 454|24 July 2008 http://www.nature.com.myaccess.library.utoronto.ca/nature/journal/v454/n7203/full/454398a.ml
  • 14. RESEARCH PRIORITY, POLICY AND NATIONAL INTERESTS
  • 15. Rethink the framework and language of “accounting”
  • 16. CRITICAL ACCOUNTING The very act of “counting” certain things and excluding others shapes a particular interpretation of social reality, which in turn has policy implications For example, what should ”performance”, “impact” and ”prestige" include/exclude? The answers to questions such as these define the “mission”, "health," ”values" and "performance" of an institution
  • 17. SOCIAL ACCOUNTING? “A systematic analysis of the effects of an organization on its communities of interest or stakeholders, with stakeholder input as part of the data that is analyzed for the accounting statement” Broadens the domain of items that are included in “accounting statements” (i.e. outputs) so that social organizations and institutions can better tell their story Quarter, Mook & Richmond (2003)
  • 18. … SOCIAL ACCOUNTING 18 Knowledge as “public good” and implications for “open” scholarship and research
  • 19. BROADENING THE DEFINITION OF “SUCCESS” AND “VALUE” Traditional value: economic return Scholarly value - reputation and citation Institutional value - public mission, community outreach Social value - equity, participation, diversity Political value - evidence based policy, transparency, accountability
  • 20. … ACCOUNTING FOR SOCIAL IMPACT What counts as “input”, cost or investment What counts as “output” or benefits and impact What are the positive and negative externalities
  • 21. BOYER’S SCHOLARSHIP OF ENGAGEMENT Discovery Integration Application Teaching
  • 22. "The scholarship of engagement means connecting the rich resources of the university to our most pressing social, civic and ethical problems, to our children, to our schools, to our teachers and to our cities..." Ernest Boyer in The Scholarship of Engagement (1996)
  • 23. BOYER’S SCHOLARSHIP OF ENGAGEMENT Discovery Integration Application Teaching Engageme nt
  • 24. Opportunities for Open Scholarship Public outreach and engagement New forms of “impact” Data sharing New scholarly practices Experimentations Interdisciplinary and Collaborative research Professional development Student training Curation Service Personalization
  • 25. RETHINK Knowledge as Public Good Scholarship as Service Quality and Prestige Social Metrics Education as Emancipation
  • 26. The beauty of the current moment is that new media has thrown all of us as educators into just this kind of question-asking, bias-busting, assumption-exposing environment. There are no easy answers, but we can at least be thankful for the questions that drive us on. Michael Wesch http://mediatedcultures.net/publications/from-knowledgeable-to-knowledge-able-learning- in-new-media-environments/