SlideShare ist ein Scribd-Unternehmen logo
1 von 53
NAME OF GROUP TO BE ADDRESSED PREPARED AND PRESENTED BY  EXPORT EXPERTS LLC July 2009 Presentation By James Shaw of Export Experts LLC
PLEASE PAY ATTENTION……. ,[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
All Personnel Must Receive Sufficient Awarenes & Compliance Training As Required By The United States Government For Dealing With Export & Import Controls, International Trade Activities, And National Security. July 2009 Presentation By James Shaw of Export Experts LLC EXPORT EXPERTS LLC – Presents Today Important Information on the United States Government’s Code of Federal Regulations; National Security Programs, Export Controls, Import Security Programs, and Material Classifications for Purposes of Control and Taxation.
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
THE ELEMENTS WE WILL REVIEW TODAY ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
More Elements We Will Review… ,[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
Governing Agencies July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],Presentation By James Shaw of Export Experts LLC
Governing Agencies (Continued...) July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Governing Agencies (Continued) July 2009 ,[object Object],Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],Governing Agencies (Continued) July 2009 Presentation By James Shaw of Export Experts LLC
Export Controls Are Important! ,[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
Federal Export Control Programs are Extensive! ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Export Controls ? Why is this important to you? Presentation By James Shaw of Export Experts LLC
July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Export Control Facts: Presentation By James Shaw of Export Experts LLC
And there are trends towards more controls… ,[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
Controls Also Apply to “Deemed Exports” ,[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
July 2009 ,[object Object],[object Object],[object Object],[object Object],Compliance Requirements: (not optional!) Presentation By James Shaw of Export Experts LLC
July 2009 Export Control Facts (Continued...)  ,[object Object],[object Object],[object Object],[object Object],Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],Export Control Facts (Continued…) July 2009 Presentation By James Shaw of Export Experts LLC
United States Munitions List (ITAR) July 2009 Category I    Firearms, Close Assault Weapons and Combat Shotguns Category II   Materials, Chemicals, Microorganisms, and Toxins  Category III   Ammunition/Ordnance Category IV  Launch Vehicles, Guided Missiles, Ballistic Missiles, Rockets, Torpedoes, Bombs and Mines Category V  Explosives and Energetic Materials, Propellants, Incendiary Agents and Their Constituents Category VI  Vessels of War and Special Naval Equipment. Category VII  Tanks and Military Vehicles Category VIII  Aircraft and Associated Equipment Category IX   Military Training Equipment Category X   Protective Personnel Equipment Category XI   Military Electronics Category XII  Fire Control, Range Finder, Optical and Guidance and Control Equipment Category XIII  Auxiliary Military Equipment Category XIV Toxicological Agents, Including Chemical Agents, Biological Agents, and Associated Equipment Category XV  Spacecraft Systems and Associated Equipment Category XVI  Nuclear Weapons, Design and Testing Related Items Category XVII Classified Articles, Technical Data and Defense Services Not Otherwise Enumerated Category XVIII  Directed Energy Weapons Category XX  Submersible Vessels, Oceanographic and Associated Equipment Presentation By James Shaw of Export Experts LLC
Establish the Export Commodity Control Number: ,[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
Commerce Control List (EAR) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
Product Groups Within Categories ,[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
How to Determine If You Need A License ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
CLASSIFICATION OF ITEMS ,[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
LICENSE REQUIREMENTS ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
DESTINATION COUNTRY RULES ,[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
July 2009 ,[object Object],[object Object],[object Object],When Do Export Controls Apply? Presentation By James Shaw of Export Experts LLC
July 2009 Export Control Decision Tree For Sponsored Projects  Project involves equipment, software, chemicals, bio-agent or technology which is on the US Munitions List  ( ITAR)  Project involves equipment, software, chemicals, bio-agent or technology is classified as a defense article designed or modified for military use, use in outer space, or weapons (ITAR) Project involves encryption software in source or object code  (EAR)  No No Yes Yes Yes See Compliance Manager for an  Export Control Review; Is foreign travel or shipment of articles under the project anticipated?   Project involves items on the Commerce Control List (CCL) that are dual use in nature; having commercial or military application (EAR)  Yes Project  meets criteria for Research Exclusion and  Not Subject to Export  Controls Sponsored Programs and Grants Office shall prepare for required licenses upon award of government grant Yes No Yes Project involves a country with US imposed  sanctions stipulated or restricted travel to an embargoed country by the US  No Key Research and Review Web Sites http://www.pmddtc.state.gov/itar_index.htm  (ITAR) http://www.access.gpo.gov/bis/index.html   (EAR) http://www.treas.gov/offices/enforcement/ofac/programs/index.shtml   (OFAC) Project involves equipment, software, chemicals, bio-agent or technology which is on the US Munitions List  ( ITAR)  Project results will be freely published with no restrictions, no NDA’s or Confidentiality Agreements  No Yes Compliance Manager investigates and evaluates the nature of Export, foreign travel, license requirements, and any restrictions – Compliance Manager completes an Annual Export Certification when traveling abroad Presentation By James Shaw of Export Experts LLC
Definitions ,[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],Definitions (Continued…) July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],Definitions (Continued…) July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],July 2009 Examples of technical data include:  Presentation By James Shaw of Export Experts LLC
Definitions (Continued…)   “ Technical Data” defined by EAR 15 CFR §772:  (Title 15 Code of Federal Regulations Section 772) May take forms such as blueprints, plans, diagrams, models, formulae, tables, engineering designs and specifications, manuals, and instructions written or recorded on other media or devices such as disk, tape, or read-only memories (CD, DVD, et al.)   July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Definitions (Continued…) Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],July 2009 Definitions (Continued…) Presentation By James Shaw of Export Experts LLC
Exclusions Possibly Applicable to Universities and Educational Facilities July 2009 ,[object Object],[object Object],[object Object],[object Object],Presentation By James Shaw of Export Experts LLC
Fundamental Research Exclusion July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Presentation By James Shaw of Export Experts LLC
Exclusions (Continued…) July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Presentation By James Shaw of Export Experts LLC
Exclusions (Continued…) July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Presentation By James Shaw of Export Experts LLC
July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],Establish A Formal Corporate Policy Presentation By James Shaw of Export Experts LLC
July 2009 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Establishment of Policy (Continued…) Presentation By James Shaw of Export Experts LLC
Getting More Information Via The Web ,[object Object],[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
NOW IT IS TEST TIME!!  Question #1 ,[object Object],July 2009 Presentation By James Shaw of Export Experts LLC True  False
Answer For Question #1 ,[object Object],July 2009 Presentation By James Shaw of Export Experts LLC True  False
[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
[object Object],[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
Conclusion Statement… ,[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC
Questions?  Now is the time to ask? ,[object Object],[object Object],[object Object],July 2009 Presentation By James Shaw of Export Experts LLC

Weitere ähnliche Inhalte

Was ist angesagt?

Jw Uhd Strategic Issues Legal Challenges In Global Business Foreign Inv...
Jw   Uhd   Strategic Issues  Legal Challenges In Global Business  Foreign Inv...Jw   Uhd   Strategic Issues  Legal Challenges In Global Business  Foreign Inv...
Jw Uhd Strategic Issues Legal Challenges In Global Business Foreign Inv...Bridge360
 
Busting Myths About Ddtc Registration
Busting Myths About Ddtc RegistrationBusting Myths About Ddtc Registration
Busting Myths About Ddtc RegistrationJon Yormick
 
Hanhai - Doing Business Internationally - Oct 2014 (3)
Hanhai - Doing Business Internationally - Oct  2014 (3)Hanhai - Doing Business Internationally - Oct  2014 (3)
Hanhai - Doing Business Internationally - Oct 2014 (3)Jim Chapman
 
NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14
NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14
NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14Jon Yormick
 
International Market Selection Strategies for Softwarte Companies
International Market Selection Strategies for Softwarte CompaniesInternational Market Selection Strategies for Softwarte Companies
International Market Selection Strategies for Softwarte CompaniesRichard Austin
 
Sanctions & Export Controls: Focus on Medical Devices
Sanctions & Export Controls: Focus on Medical DevicesSanctions & Export Controls: Focus on Medical Devices
Sanctions & Export Controls: Focus on Medical DevicesWinston & Strawn LLP
 
Acc knowledge seminar_fcpa_jan29_2014
Acc knowledge seminar_fcpa_jan29_2014Acc knowledge seminar_fcpa_jan29_2014
Acc knowledge seminar_fcpa_jan29_2014Olga Sokolova
 

Was ist angesagt? (7)

Jw Uhd Strategic Issues Legal Challenges In Global Business Foreign Inv...
Jw   Uhd   Strategic Issues  Legal Challenges In Global Business  Foreign Inv...Jw   Uhd   Strategic Issues  Legal Challenges In Global Business  Foreign Inv...
Jw Uhd Strategic Issues Legal Challenges In Global Business Foreign Inv...
 
Busting Myths About Ddtc Registration
Busting Myths About Ddtc RegistrationBusting Myths About Ddtc Registration
Busting Myths About Ddtc Registration
 
Hanhai - Doing Business Internationally - Oct 2014 (3)
Hanhai - Doing Business Internationally - Oct  2014 (3)Hanhai - Doing Business Internationally - Oct  2014 (3)
Hanhai - Doing Business Internationally - Oct 2014 (3)
 
NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14
NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14
NACM Credit Congress & Expo.Navigating Economic Sanctions Successfully.01jun14
 
International Market Selection Strategies for Softwarte Companies
International Market Selection Strategies for Softwarte CompaniesInternational Market Selection Strategies for Softwarte Companies
International Market Selection Strategies for Softwarte Companies
 
Sanctions & Export Controls: Focus on Medical Devices
Sanctions & Export Controls: Focus on Medical DevicesSanctions & Export Controls: Focus on Medical Devices
Sanctions & Export Controls: Focus on Medical Devices
 
Acc knowledge seminar_fcpa_jan29_2014
Acc knowledge seminar_fcpa_jan29_2014Acc knowledge seminar_fcpa_jan29_2014
Acc knowledge seminar_fcpa_jan29_2014
 

Ähnlich wie Export Compliance & Controls Training July 31 2009.............................................................................................................................................................................................................

General Instructions On Export Controls In Pdf Policies 8 3 2009
General Instructions On Export Controls In Pdf Policies 8 3 2009General Instructions On Export Controls In Pdf Policies 8 3 2009
General Instructions On Export Controls In Pdf Policies 8 3 2009Export Experts, LLC
 
August Presentation On Special Export Controls With References
August Presentation On Special Export Controls With ReferencesAugust Presentation On Special Export Controls With References
August Presentation On Special Export Controls With ReferencesExport Experts, LLC
 
Export Compliance
Export ComplianceExport Compliance
Export ComplianceLinqs
 
International Bus Law Ch 13
International Bus  Law Ch  13International Bus  Law Ch  13
International Bus Law Ch 13Frank Cavaliere
 
Export Compliance ITAR 2 of 3
Export Compliance ITAR 2 of 3Export Compliance ITAR 2 of 3
Export Compliance ITAR 2 of 3Robert Corona
 
European Export Controls & Sanctions: Enforcement and Disclosures
European Export Controls & Sanctions: Enforcement and DisclosuresEuropean Export Controls & Sanctions: Enforcement and Disclosures
European Export Controls & Sanctions: Enforcement and Disclosuresjasperhelder
 
With the use of a trade data analysis, we can decrease our trade deficit..pdf
With the use of a trade data analysis, we can decrease our trade deficit..pdfWith the use of a trade data analysis, we can decrease our trade deficit..pdf
With the use of a trade data analysis, we can decrease our trade deficit..pdfImportKey1
 
Exporting from the United States: Key Legal Considerations
Exporting from the United States: Key Legal ConsiderationsExporting from the United States: Key Legal Considerations
Exporting from the United States: Key Legal ConsiderationsKegler Brown Hill + Ritter
 
Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...
Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...
Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...EagleCompliance
 
Usa international trade
Usa international tradeUsa international trade
Usa international tradeEka Darmadi
 
Export Control Overview
Export Control OverviewExport Control Overview
Export Control OverviewJerry Bishop
 
Export Compliance
Export ComplianceExport Compliance
Export ComplianceLinqs
 
Export Compliance ITAR 1 of 3
Export Compliance ITAR 1 of 3Export Compliance ITAR 1 of 3
Export Compliance ITAR 1 of 3Robert Corona
 

Ähnlich wie Export Compliance & Controls Training July 31 2009............................................................................................................................................................................................................. (20)

General Instructions On Export Controls In Pdf Policies 8 3 2009
General Instructions On Export Controls In Pdf Policies 8 3 2009General Instructions On Export Controls In Pdf Policies 8 3 2009
General Instructions On Export Controls In Pdf Policies 8 3 2009
 
August Presentation On Special Export Controls With References
August Presentation On Special Export Controls With ReferencesAugust Presentation On Special Export Controls With References
August Presentation On Special Export Controls With References
 
Export Compliance
Export ComplianceExport Compliance
Export Compliance
 
International Bus Law Ch 13
International Bus  Law Ch  13International Bus  Law Ch  13
International Bus Law Ch 13
 
Working with Universities on Export-Controlled Technology
Working with Universities on Export-Controlled TechnologyWorking with Universities on Export-Controlled Technology
Working with Universities on Export-Controlled Technology
 
Working with Universities on Export-Controlled Technology
Working with Universities on Export-Controlled TechnologyWorking with Universities on Export-Controlled Technology
Working with Universities on Export-Controlled Technology
 
Export contols basics
Export contols  basicsExport contols  basics
Export contols basics
 
Export Compliance ITAR 2 of 3
Export Compliance ITAR 2 of 3Export Compliance ITAR 2 of 3
Export Compliance ITAR 2 of 3
 
European Export Controls & Sanctions: Enforcement and Disclosures
European Export Controls & Sanctions: Enforcement and DisclosuresEuropean Export Controls & Sanctions: Enforcement and Disclosures
European Export Controls & Sanctions: Enforcement and Disclosures
 
BDG International - Global Trade
BDG International - Global TradeBDG International - Global Trade
BDG International - Global Trade
 
With the use of a trade data analysis, we can decrease our trade deficit..pdf
With the use of a trade data analysis, we can decrease our trade deficit..pdfWith the use of a trade data analysis, we can decrease our trade deficit..pdf
With the use of a trade data analysis, we can decrease our trade deficit..pdf
 
Introduction to Green Light Exports
Introduction to Green Light ExportsIntroduction to Green Light Exports
Introduction to Green Light Exports
 
Exporting from the United States: Key Legal Considerations
Exporting from the United States: Key Legal ConsiderationsExporting from the United States: Key Legal Considerations
Exporting from the United States: Key Legal Considerations
 
Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...
Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...
Export Compliance Management Seminar 29 & 31 May 2012: An overview of U.S. Ex...
 
US Trade law Regulation of Technology Exports
US Trade law Regulation of Technology ExportsUS Trade law Regulation of Technology Exports
US Trade law Regulation of Technology Exports
 
Usa international trade
Usa international tradeUsa international trade
Usa international trade
 
DPLGuru
DPLGuru DPLGuru
DPLGuru
 
Export Control Overview
Export Control OverviewExport Control Overview
Export Control Overview
 
Export Compliance
Export ComplianceExport Compliance
Export Compliance
 
Export Compliance ITAR 1 of 3
Export Compliance ITAR 1 of 3Export Compliance ITAR 1 of 3
Export Compliance ITAR 1 of 3
 

Kürzlich hochgeladen

Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...
Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...
Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...ssuserf63bd7
 
Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...
Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...
Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...Aggregage
 
Go for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptx
Go for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptxGo for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptx
Go for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptxRakhi Bazaar
 
Technical Leaders - Working with the Management Team
Technical Leaders - Working with the Management TeamTechnical Leaders - Working with the Management Team
Technical Leaders - Working with the Management TeamArik Fletcher
 
Psychic Reading | Spiritual Guidance – Astro Ganesh Ji
Psychic Reading | Spiritual Guidance – Astro Ganesh JiPsychic Reading | Spiritual Guidance – Astro Ganesh Ji
Psychic Reading | Spiritual Guidance – Astro Ganesh Jiastral oracle
 
Jewish Resources in the Family Resource Centre
Jewish Resources in the Family Resource CentreJewish Resources in the Family Resource Centre
Jewish Resources in the Family Resource CentreNZSG
 
Memorándum de Entendimiento (MoU) entre Codelco y SQM
Memorándum de Entendimiento (MoU) entre Codelco y SQMMemorándum de Entendimiento (MoU) entre Codelco y SQM
Memorándum de Entendimiento (MoU) entre Codelco y SQMVoces Mineras
 
Welding Electrode Making Machine By Deccan Dynamics
Welding Electrode Making Machine By Deccan DynamicsWelding Electrode Making Machine By Deccan Dynamics
Welding Electrode Making Machine By Deccan DynamicsIndiaMART InterMESH Limited
 
How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...
How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...
How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...SOFTTECHHUB
 
20200128 Ethical by Design - Whitepaper.pdf
20200128 Ethical by Design - Whitepaper.pdf20200128 Ethical by Design - Whitepaper.pdf
20200128 Ethical by Design - Whitepaper.pdfChris Skinner
 
digital marketing , introduction of digital marketing
digital marketing , introduction of digital marketingdigital marketing , introduction of digital marketing
digital marketing , introduction of digital marketingrajputmeenakshi733
 
WSMM Technology February.March Newsletter_vF.pdf
WSMM Technology February.March Newsletter_vF.pdfWSMM Technology February.March Newsletter_vF.pdf
WSMM Technology February.March Newsletter_vF.pdfJamesConcepcion7
 
NAB Show Exhibitor List 2024 - Exhibitors Data
NAB Show Exhibitor List 2024 - Exhibitors DataNAB Show Exhibitor List 2024 - Exhibitors Data
NAB Show Exhibitor List 2024 - Exhibitors DataExhibitors Data
 
14680-51-4.pdf Good quality CAS Good quality CAS
14680-51-4.pdf  Good  quality CAS Good  quality CAS14680-51-4.pdf  Good  quality CAS Good  quality CAS
14680-51-4.pdf Good quality CAS Good quality CAScathy664059
 
Excvation Safety for safety officers reference
Excvation Safety for safety officers referenceExcvation Safety for safety officers reference
Excvation Safety for safety officers referencessuser2c065e
 
business environment micro environment macro environment.pptx
business environment micro environment macro environment.pptxbusiness environment micro environment macro environment.pptx
business environment micro environment macro environment.pptxShruti Mittal
 
GUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdf
GUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdfGUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdf
GUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdfDanny Diep To
 
Planetary and Vedic Yagyas Bring Positive Impacts in Life
Planetary and Vedic Yagyas Bring Positive Impacts in LifePlanetary and Vedic Yagyas Bring Positive Impacts in Life
Planetary and Vedic Yagyas Bring Positive Impacts in LifeBhavana Pujan Kendra
 
Environmental Impact Of Rotary Screw Compressors
Environmental Impact Of Rotary Screw CompressorsEnvironmental Impact Of Rotary Screw Compressors
Environmental Impact Of Rotary Screw Compressorselgieurope
 

Kürzlich hochgeladen (20)

Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...
Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...
Intermediate Accounting, Volume 2, 13th Canadian Edition by Donald E. Kieso t...
 
Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...
Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...
Strategic Project Finance Essentials: A Project Manager’s Guide to Financial ...
 
Go for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptx
Go for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptxGo for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptx
Go for Rakhi Bazaar and Pick the Latest Bhaiya Bhabhi Rakhi.pptx
 
Technical Leaders - Working with the Management Team
Technical Leaders - Working with the Management TeamTechnical Leaders - Working with the Management Team
Technical Leaders - Working with the Management Team
 
Psychic Reading | Spiritual Guidance – Astro Ganesh Ji
Psychic Reading | Spiritual Guidance – Astro Ganesh JiPsychic Reading | Spiritual Guidance – Astro Ganesh Ji
Psychic Reading | Spiritual Guidance – Astro Ganesh Ji
 
Jewish Resources in the Family Resource Centre
Jewish Resources in the Family Resource CentreJewish Resources in the Family Resource Centre
Jewish Resources in the Family Resource Centre
 
Memorándum de Entendimiento (MoU) entre Codelco y SQM
Memorándum de Entendimiento (MoU) entre Codelco y SQMMemorándum de Entendimiento (MoU) entre Codelco y SQM
Memorándum de Entendimiento (MoU) entre Codelco y SQM
 
Welding Electrode Making Machine By Deccan Dynamics
Welding Electrode Making Machine By Deccan DynamicsWelding Electrode Making Machine By Deccan Dynamics
Welding Electrode Making Machine By Deccan Dynamics
 
How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...
How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...
How To Simplify Your Scheduling with AI Calendarfly The Hassle-Free Online Bo...
 
20200128 Ethical by Design - Whitepaper.pdf
20200128 Ethical by Design - Whitepaper.pdf20200128 Ethical by Design - Whitepaper.pdf
20200128 Ethical by Design - Whitepaper.pdf
 
digital marketing , introduction of digital marketing
digital marketing , introduction of digital marketingdigital marketing , introduction of digital marketing
digital marketing , introduction of digital marketing
 
WSMM Technology February.March Newsletter_vF.pdf
WSMM Technology February.March Newsletter_vF.pdfWSMM Technology February.March Newsletter_vF.pdf
WSMM Technology February.March Newsletter_vF.pdf
 
NAB Show Exhibitor List 2024 - Exhibitors Data
NAB Show Exhibitor List 2024 - Exhibitors DataNAB Show Exhibitor List 2024 - Exhibitors Data
NAB Show Exhibitor List 2024 - Exhibitors Data
 
14680-51-4.pdf Good quality CAS Good quality CAS
14680-51-4.pdf  Good  quality CAS Good  quality CAS14680-51-4.pdf  Good  quality CAS Good  quality CAS
14680-51-4.pdf Good quality CAS Good quality CAS
 
Excvation Safety for safety officers reference
Excvation Safety for safety officers referenceExcvation Safety for safety officers reference
Excvation Safety for safety officers reference
 
business environment micro environment macro environment.pptx
business environment micro environment macro environment.pptxbusiness environment micro environment macro environment.pptx
business environment micro environment macro environment.pptx
 
GUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdf
GUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdfGUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdf
GUIDELINES ON USEFUL FORMS IN FREIGHT FORWARDING (F) Danny Diep Toh MBA.pdf
 
Planetary and Vedic Yagyas Bring Positive Impacts in Life
Planetary and Vedic Yagyas Bring Positive Impacts in LifePlanetary and Vedic Yagyas Bring Positive Impacts in Life
Planetary and Vedic Yagyas Bring Positive Impacts in Life
 
The Bizz Quiz-E-Summit-E-Cell-IITPatna.pptx
The Bizz Quiz-E-Summit-E-Cell-IITPatna.pptxThe Bizz Quiz-E-Summit-E-Cell-IITPatna.pptx
The Bizz Quiz-E-Summit-E-Cell-IITPatna.pptx
 
Environmental Impact Of Rotary Screw Compressors
Environmental Impact Of Rotary Screw CompressorsEnvironmental Impact Of Rotary Screw Compressors
Environmental Impact Of Rotary Screw Compressors
 

Export Compliance & Controls Training July 31 2009.............................................................................................................................................................................................................

  • 1. NAME OF GROUP TO BE ADDRESSED PREPARED AND PRESENTED BY EXPORT EXPERTS LLC July 2009 Presentation By James Shaw of Export Experts LLC
  • 2.
  • 3. All Personnel Must Receive Sufficient Awarenes & Compliance Training As Required By The United States Government For Dealing With Export & Import Controls, International Trade Activities, And National Security. July 2009 Presentation By James Shaw of Export Experts LLC EXPORT EXPERTS LLC – Presents Today Important Information on the United States Government’s Code of Federal Regulations; National Security Programs, Export Controls, Import Security Programs, and Material Classifications for Purposes of Control and Taxation.
  • 4.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9.
  • 10.
  • 11.
  • 12.
  • 13.
  • 14.
  • 15.
  • 16.
  • 17.
  • 18.
  • 19.
  • 20. United States Munitions List (ITAR) July 2009 Category I    Firearms, Close Assault Weapons and Combat Shotguns Category II   Materials, Chemicals, Microorganisms, and Toxins Category III   Ammunition/Ordnance Category IV  Launch Vehicles, Guided Missiles, Ballistic Missiles, Rockets, Torpedoes, Bombs and Mines Category V  Explosives and Energetic Materials, Propellants, Incendiary Agents and Their Constituents Category VI  Vessels of War and Special Naval Equipment. Category VII  Tanks and Military Vehicles Category VIII  Aircraft and Associated Equipment Category IX   Military Training Equipment Category X   Protective Personnel Equipment Category XI   Military Electronics Category XII  Fire Control, Range Finder, Optical and Guidance and Control Equipment Category XIII  Auxiliary Military Equipment Category XIV Toxicological Agents, Including Chemical Agents, Biological Agents, and Associated Equipment Category XV  Spacecraft Systems and Associated Equipment Category XVI  Nuclear Weapons, Design and Testing Related Items Category XVII Classified Articles, Technical Data and Defense Services Not Otherwise Enumerated Category XVIII  Directed Energy Weapons Category XX  Submersible Vessels, Oceanographic and Associated Equipment Presentation By James Shaw of Export Experts LLC
  • 21.
  • 22.
  • 23.
  • 24.
  • 25.
  • 26.
  • 27.
  • 28.
  • 29. July 2009 Export Control Decision Tree For Sponsored Projects Project involves equipment, software, chemicals, bio-agent or technology which is on the US Munitions List ( ITAR) Project involves equipment, software, chemicals, bio-agent or technology is classified as a defense article designed or modified for military use, use in outer space, or weapons (ITAR) Project involves encryption software in source or object code (EAR) No No Yes Yes Yes See Compliance Manager for an Export Control Review; Is foreign travel or shipment of articles under the project anticipated? Project involves items on the Commerce Control List (CCL) that are dual use in nature; having commercial or military application (EAR) Yes Project meets criteria for Research Exclusion and Not Subject to Export Controls Sponsored Programs and Grants Office shall prepare for required licenses upon award of government grant Yes No Yes Project involves a country with US imposed sanctions stipulated or restricted travel to an embargoed country by the US No Key Research and Review Web Sites http://www.pmddtc.state.gov/itar_index.htm (ITAR) http://www.access.gpo.gov/bis/index.html (EAR) http://www.treas.gov/offices/enforcement/ofac/programs/index.shtml (OFAC) Project involves equipment, software, chemicals, bio-agent or technology which is on the US Munitions List ( ITAR) Project results will be freely published with no restrictions, no NDA’s or Confidentiality Agreements No Yes Compliance Manager investigates and evaluates the nature of Export, foreign travel, license requirements, and any restrictions – Compliance Manager completes an Annual Export Certification when traveling abroad Presentation By James Shaw of Export Experts LLC
  • 30.
  • 31.
  • 32.
  • 33.
  • 34. Definitions (Continued…) “ Technical Data” defined by EAR 15 CFR §772: (Title 15 Code of Federal Regulations Section 772) May take forms such as blueprints, plans, diagrams, models, formulae, tables, engineering designs and specifications, manuals, and instructions written or recorded on other media or devices such as disk, tape, or read-only memories (CD, DVD, et al.) July 2009 Presentation By James Shaw of Export Experts LLC
  • 35.
  • 36.
  • 37.
  • 38.
  • 39.
  • 40.
  • 41.
  • 42.
  • 43.
  • 44.
  • 45.
  • 46.
  • 47.
  • 48.
  • 49.
  • 50.
  • 51.
  • 52.
  • 53.