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ENCAP EA-ESD Course: Basic Concepts
for EIA. Visit www.encapafrica.org
1
What is EIA ?
 EIA is intended as a proactive, preventative
approach to environmental management and
protection.
 It provides a framework a information basis for
on activities affecting the environment.
History of EIA
 EIA was first introduced in the USA within the
framework of the National Environmental Policy
Act(NEPA) in 1969.
 It is become law on January 1,1971.
3
EIA In India
The Ministry of Environment and Forest, Govt. of
India has been assigned the responsibility for
carrying out Environmental Impact Assessment
of developmental projects and various sectors.
4
The Ministry initiated EIA with the river valley
projects had during 1978-79.
The notification of EIA of developmental projects was
issue in 1994 and amended later in 1977 and 2000.
The EIA developmental projects has been done on
the basis of “Executive Order” issuing the provisions
of the Environment (Protection)Act,1986.
The Projects Covered
 Industry and Mining- Irrigation and power.
 Transport and Communication.
5
The coverage of the project generally includes:
Required public clearance from
the public investment board.
Required international funding.
Project referred from state govt.
or administrative Ministries.
Project in sensitive areas.
Projects on which there are public
complaints.
The Philosophy
 Impact assessment is designed as a preventive
measure.
 It should give environmental consideration equal
weight with technical and economic aspects.
6
Environmental Impact Statement(EIS)
The developmental projects are required to prepare an
environmental Impact Statement (EIS) covering the
following:
7
Effect on land including land degradation and
subsistence.
Flora and fauna and lose of biological diversity.
Noise pollution and vibrations.
Risk analysis and digester management.
Recycling and the reduction of waste.
Efficient use of input.
Review: Definition of EIA
Environmental
Impact Assessment is
A formal process for identifying:
•likely effects of activities or
projects on the
ENVIRONMENT, and on
human health and welfare.
•means and measures to
mitigate & monitor these
impacts

Environment is
broadly interpreted:
physical, biological,
and social.
9
What is an impact?
The impact of an activity is
a deviation (a change)
from the baseline situation
that is caused by the
activity.
To measure an impact, you
must know what the
baseline situation is.
!
The baseline
situation is the
existing
environmental
situation or
condition in the
absence of the
activity.
10
The baseline situation
In characterizing the
baseline situation,
many environmental
components MAY be
of interest
Water Quantity, quality, reliability,
accessibility
Soils Erosion, crop productivity,
fallow periods, salinity,
nutrient concentrations
Flora Composition and density of
natural vegetation,
productivity, key species
Fauna Populations, habitat
Special Key species
ecosystems
Env Health Disease vectors, pathogens
The components of
interest are those that
are likely to be affected
by our activity—or
upon which our activity
depends for its
success
11
The baseline situation
The baseline situation is
not simply a “snapshot.”
Describing the baseline
situation requires describing
both the normal variability in
environmental components &
current trends in these
components.
time
Watertable
This chart of
groundwater levels
shows both variability
and a trend over time.
Both are part of the
groundwater baseline
situation.
12
! It is ESSENTIAL in EIA
to focus on the most
significant impacts.
Don’t waste effort & time
analyzing and discussing
impacts that are less
important.
Specifically,
The EIA Process
Fig. Generalized EIA process Flow-Chart 13
14
The EIA process
• Scoping
• Evaluate baseline situation
• Identify & choose alternatives
• Identify and characterize potential
impacts of proposed activity and
each alternative
• Develop mitigation and monitoring
• Communicate and document
Phase I:
Initial inquiries
Phase II:
Full EIA study
(if needed)
Our focus!
•Understand
proposed activities
•Screening
•Conduct preliminary
assessment (if
needed)
15
Phase 1 of the EIA Process
Screen the
activity
Based on the
nature of the
activity what
level of
environmental
review is
indicated?
Conduct a
Preliminary
Assessment
A rapid,
simplified EIA
study using
simple tools
(e.g. the
USAID IEE)
ACTIVITY IS
OF MODERATE
OR UNKNOWN
RISK
SIGNIFICANT
ADVERSE
IMPACTS
POSSIBLE
SIGNIFICANT
ADVERSE
IMPACTS
VERY UNLIKELY
ACTIVITY IS LOW
RISK (Of its nature,
very unlikely to have
significant adverse
impacts)
ACTIVITY IS
HIGH RISK (Of its
nature, likely to have
significant adverse
impacts)
Phase IIPhase IUnderstand
proposed
activity
Why is the
activity being
proposed?
What is being
proposed?
BEGIN
FULL EIA
STUDY
STOP
the EIA
process
16
Phase 1 of the EIA process:
Understand the proposed activity
Understand
the proposed
activities
Why is the
activity being
proposed?
What is being
proposed?
Once we understand the development
objective, we must fully understand
WHAT is being proposed.
This includes associated actions!
PRIMARY ACTIVITY:
construction of diversion dam &
irrigation canal
ASSOCIATED ACTIONS:
• Survey
• negotiate land tenure
• construct borrow pit
• Establish construction camp
• construct temporary
diversion structure
• dispose of soil, debris
17
Phase 1 of the EIA process:
Screen the activity
Screen each
activity
Based on the
nature of the
activity, what
level of
environmental
analysis is
indicated?
SCREENING is the process of asking
a very basic set of questions about
the nature of activity like at what level
EIA required.
 EIA process kicks off with project
screening.
 Development bank also screen
projects presented for financing to
decide whether an EIA is required
using there set criteria.
18
Phase 1 of the EIA process:
Screen the activity
Screen each
activity
Based on the
nature of the
activity, what
level of
environmental
analysis is
indicated?
screening classifies the activity into
a RISK CATEGORY:
VERY LOW RISK
VERY HIGH RISK
MODERATE OR
UNKNOWN RISK
EIA process ends
Do full EIA study
Do preliminary
assessment
The outcome of the
screening process
determines the next step
in the EIA process
19
Phase 1 of the EIA process:
The Preliminary Assessment
Conduct a
Preliminary
Assessment
A rapid,
simplified EIA
study using
simple tools
(e.g. the
USAID IEE)
For each activity it covers, a
preliminary assessment has 3
possible findings:
•The project is very unlikely to have
significant adverse impacts. (EIA
process ends)
•With specified mitigation and
monitoring, the project is unlikely to
have significant adverse impacts
•The project is likely to have
significant adverse impacts (full EIA
study is required)
20
We only proceed to
Phase II of the EIA process
if
Phase I indicates that
a FULL EIA STUDY
is required
!
Most small-scale activities do
not require a full EIA study!
21
Phase 2 of the EIA process:
The Full EIA study
The full EIA study has
very similar objectives
and structure to a
preliminary
assessment.
However, the full EIA
study differs in
important ways:
A formal scoping process
precedes the study to ID
issues to be addressed
Analysis of environmental
impacts is much more
detailed
Alternatives* must be
formally defined. The
impacts of each
alternative must be
identified & evaluated,
and the results compared.
Public participation is
usually required.
A professional EIA team
is usually required.
!
!
!
!
22
Phase 2 of the EIA process:
The Full EIA study
 Scoping.
 Evaluate baseline situation (Impact analysis)
 Identify and characterize potential impacts of proposed activity and
each alternative.
 Develop mitigation and monitoring.
 Reporting.
 Compare alternatives.
 Decision making.
Basic steps of the full EIA study
23
Phase 2 of the EIA process:
The Full EIA study
24
Phase 2 of the EIA process:
The Full EIA study
25
In summary,
The full EIA study is a far
more significant effort than
the preliminary assessment.

It is reserved for activities for
which screening or the
preliminary assessment
shows that significant
impacts are likely.
Phase 2 of the EIA process:
The Full EIA study
26

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Environmental impact assessment

  • 1. ENCAP EA-ESD Course: Basic Concepts for EIA. Visit www.encapafrica.org 1
  • 2. What is EIA ?  EIA is intended as a proactive, preventative approach to environmental management and protection.  It provides a framework a information basis for on activities affecting the environment.
  • 3. History of EIA  EIA was first introduced in the USA within the framework of the National Environmental Policy Act(NEPA) in 1969.  It is become law on January 1,1971. 3
  • 4. EIA In India The Ministry of Environment and Forest, Govt. of India has been assigned the responsibility for carrying out Environmental Impact Assessment of developmental projects and various sectors. 4 The Ministry initiated EIA with the river valley projects had during 1978-79. The notification of EIA of developmental projects was issue in 1994 and amended later in 1977 and 2000. The EIA developmental projects has been done on the basis of “Executive Order” issuing the provisions of the Environment (Protection)Act,1986.
  • 5. The Projects Covered  Industry and Mining- Irrigation and power.  Transport and Communication. 5 The coverage of the project generally includes: Required public clearance from the public investment board. Required international funding. Project referred from state govt. or administrative Ministries. Project in sensitive areas. Projects on which there are public complaints.
  • 6. The Philosophy  Impact assessment is designed as a preventive measure.  It should give environmental consideration equal weight with technical and economic aspects. 6
  • 7. Environmental Impact Statement(EIS) The developmental projects are required to prepare an environmental Impact Statement (EIS) covering the following: 7 Effect on land including land degradation and subsistence. Flora and fauna and lose of biological diversity. Noise pollution and vibrations. Risk analysis and digester management. Recycling and the reduction of waste. Efficient use of input.
  • 8. Review: Definition of EIA Environmental Impact Assessment is A formal process for identifying: •likely effects of activities or projects on the ENVIRONMENT, and on human health and welfare. •means and measures to mitigate & monitor these impacts  Environment is broadly interpreted: physical, biological, and social.
  • 9. 9 What is an impact? The impact of an activity is a deviation (a change) from the baseline situation that is caused by the activity. To measure an impact, you must know what the baseline situation is. ! The baseline situation is the existing environmental situation or condition in the absence of the activity.
  • 10. 10 The baseline situation In characterizing the baseline situation, many environmental components MAY be of interest Water Quantity, quality, reliability, accessibility Soils Erosion, crop productivity, fallow periods, salinity, nutrient concentrations Flora Composition and density of natural vegetation, productivity, key species Fauna Populations, habitat Special Key species ecosystems Env Health Disease vectors, pathogens The components of interest are those that are likely to be affected by our activity—or upon which our activity depends for its success
  • 11. 11 The baseline situation The baseline situation is not simply a “snapshot.” Describing the baseline situation requires describing both the normal variability in environmental components & current trends in these components. time Watertable This chart of groundwater levels shows both variability and a trend over time. Both are part of the groundwater baseline situation.
  • 12. 12 ! It is ESSENTIAL in EIA to focus on the most significant impacts. Don’t waste effort & time analyzing and discussing impacts that are less important. Specifically,
  • 13. The EIA Process Fig. Generalized EIA process Flow-Chart 13
  • 14. 14 The EIA process • Scoping • Evaluate baseline situation • Identify & choose alternatives • Identify and characterize potential impacts of proposed activity and each alternative • Develop mitigation and monitoring • Communicate and document Phase I: Initial inquiries Phase II: Full EIA study (if needed) Our focus! •Understand proposed activities •Screening •Conduct preliminary assessment (if needed)
  • 15. 15 Phase 1 of the EIA Process Screen the activity Based on the nature of the activity what level of environmental review is indicated? Conduct a Preliminary Assessment A rapid, simplified EIA study using simple tools (e.g. the USAID IEE) ACTIVITY IS OF MODERATE OR UNKNOWN RISK SIGNIFICANT ADVERSE IMPACTS POSSIBLE SIGNIFICANT ADVERSE IMPACTS VERY UNLIKELY ACTIVITY IS LOW RISK (Of its nature, very unlikely to have significant adverse impacts) ACTIVITY IS HIGH RISK (Of its nature, likely to have significant adverse impacts) Phase IIPhase IUnderstand proposed activity Why is the activity being proposed? What is being proposed? BEGIN FULL EIA STUDY STOP the EIA process
  • 16. 16 Phase 1 of the EIA process: Understand the proposed activity Understand the proposed activities Why is the activity being proposed? What is being proposed? Once we understand the development objective, we must fully understand WHAT is being proposed. This includes associated actions! PRIMARY ACTIVITY: construction of diversion dam & irrigation canal ASSOCIATED ACTIONS: • Survey • negotiate land tenure • construct borrow pit • Establish construction camp • construct temporary diversion structure • dispose of soil, debris
  • 17. 17 Phase 1 of the EIA process: Screen the activity Screen each activity Based on the nature of the activity, what level of environmental analysis is indicated? SCREENING is the process of asking a very basic set of questions about the nature of activity like at what level EIA required.  EIA process kicks off with project screening.  Development bank also screen projects presented for financing to decide whether an EIA is required using there set criteria.
  • 18. 18 Phase 1 of the EIA process: Screen the activity Screen each activity Based on the nature of the activity, what level of environmental analysis is indicated? screening classifies the activity into a RISK CATEGORY: VERY LOW RISK VERY HIGH RISK MODERATE OR UNKNOWN RISK EIA process ends Do full EIA study Do preliminary assessment The outcome of the screening process determines the next step in the EIA process
  • 19. 19 Phase 1 of the EIA process: The Preliminary Assessment Conduct a Preliminary Assessment A rapid, simplified EIA study using simple tools (e.g. the USAID IEE) For each activity it covers, a preliminary assessment has 3 possible findings: •The project is very unlikely to have significant adverse impacts. (EIA process ends) •With specified mitigation and monitoring, the project is unlikely to have significant adverse impacts •The project is likely to have significant adverse impacts (full EIA study is required)
  • 20. 20 We only proceed to Phase II of the EIA process if Phase I indicates that a FULL EIA STUDY is required ! Most small-scale activities do not require a full EIA study!
  • 21. 21 Phase 2 of the EIA process: The Full EIA study The full EIA study has very similar objectives and structure to a preliminary assessment. However, the full EIA study differs in important ways: A formal scoping process precedes the study to ID issues to be addressed Analysis of environmental impacts is much more detailed Alternatives* must be formally defined. The impacts of each alternative must be identified & evaluated, and the results compared. Public participation is usually required. A professional EIA team is usually required. ! ! ! !
  • 22. 22 Phase 2 of the EIA process: The Full EIA study  Scoping.  Evaluate baseline situation (Impact analysis)  Identify and characterize potential impacts of proposed activity and each alternative.  Develop mitigation and monitoring.  Reporting.  Compare alternatives.  Decision making. Basic steps of the full EIA study
  • 23. 23 Phase 2 of the EIA process: The Full EIA study
  • 24. 24 Phase 2 of the EIA process: The Full EIA study
  • 25. 25 In summary, The full EIA study is a far more significant effort than the preliminary assessment.  It is reserved for activities for which screening or the preliminary assessment shows that significant impacts are likely. Phase 2 of the EIA process: The Full EIA study
  • 26. 26

Hinweis der Redaktion

  1. Aspects of the environment: Physical: soil & water resources, air quality Biological: fauna, flora, ecosystem Social: human health and welfare, culture, religion, and local values Or: Economical, social and eco-systemic
  2. For example, an ecotourism activity might depend on water level in watering holes---but this environmental component is not in fact affected by your activity.
  3. Note that the difference between ACTIVITIES and ACTIONS is discussed in
  4. Are these questions indicative of low-risk or high-risk activities
  5. The purpose of a Full EIA study is not to find that impacts will not be significant. Its purpose is to allow an informed decision to be made about which significant environmental impacts may be acceptable to obtain a particular development objective. The preliminary assessment cannot serve this function.