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Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120

RESEARCH ARTICLE

OPEN ACCESS

Enhancement in Power Generation in Hydroelectric Power Plants
with Water Conservation- A Case Study
Shambhu Ratan Awasthi*, Vishnu Prasad**, Saroj Rangnekar***
*

(Department of Energy, Maulana Azad National Institute of Technology, Bhopal-51)
(Department of Civil, Maulana Azad National Institute of Technology, Bhopal-51)
***
(Department of Energy, Maulana Azad National Institute of Technology, Bhopal-51)
**

ABSTRACT
Today, importance of water is realized better than ever before. Awareness on making judicious and optimum
use of water is continuously on the increase. The hydroelectric power plants need huge quantity of water for
their operation. Normally these plants are operated as per the generation schedule provided by the Load
Dispatch Centre. The method presented in this paper is based on the fact that discharge of water is minimum
when a turbine operates at maximum efficiency, thus conserving water and thereby enhancing power
generation as compared to normal or conventional practice. A case study for Indira Sagar Hydroelectric
power plant is presented and estimated for other hydroelectric power plants in cascade on river Narmada in
India.
Keywords - Power generation, cascaded power plants, generation scheduling, water conservation, turbine
efficiency.

I.

INTRODUCTION

With the increasing population, availability
of water is declining fast which is a matter of serious
concern. In the last century, study of hydro power
plants received little attention as there was no
concept of cost of water. In the 21st century, optimum
utilization of water in hydro power plants is drawing
more attention of the researchers.
In the literature on generation scheduling of hydro
power plants, it is found that all the hydraulic and
electric losses in a power plant are not considered [1,
2, 3]. Start-ups and shut downs result not only in loss
of water but also cause wear and tear leading to
increased maintenance. The concept of additional
cost due to start-ups in a hydroelectric power plant
was presented [4, 5]. The process of start-ups and
shut-downs is phased out and loss of water in these
processes are
mathematically modeled [6].
Polynomial functions of 2nd and 4th degree are used to
model the efficiency of turbine-generator [7]. The
difference in 2nd and 4th degree turbine-generator
efficiency models is found to be very small. A predispatch model is presented for hydroelectric power
system that minimizes generation and transmission
losses on an hourly basis throughout a day [1]. When
applied to a hydroelectric power system in Brazil,
significant savings are achieved as compared to
normal operating practice. An was proposed for
optimal use of water to be discharged by each
hydroelectric power plant, in order to obtain optimal
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commitment of units [8]. The methodology aims
minimum operation cost satisfying the constraints of
forbidden operation zones. A method is presented to
assess the cost of maintaining mandatory operating
reserves in a single hydroelectric power plant in a
Brazilian system [9]. It is costlier to operate
generator at sub-optimal efficiency as compared to
operation at maximum efficiency. A non-linear
programming based model is proposed to solve shortterm operation scheduling problem of a single
hydropower plant with a small reservoir with an
objective to maximize its revenues by [10]. It
considers water discharge and reservoir volume and
schedules start-ups/shut-downs to obtain unit
commitment and dispatch of the committed units. In
order to meet the load demand, the units of a
hydroelectric power plant are to be operated at equal
loads [11, 12, 13].
A non-linear approach to solve short term hydro
scheduling problem is proposed [14] in a head
sensitive cascaded hydro power system with an
objective to maximize the profit in terms of water
stored in reservoirs. The constraints included water
balance, head, power generation, water storage,
discharge and spillage. The case study is conducted
on a Portuguese cascaded hydro power plants by
linear as well as non-linear approach. The results
obtained by both the methods are compared. The
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ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120
non-linear approach results in 4% more profit due to
increased average storage in the reservoir by
considering the effect of head variation.
One of the evolutionary methods, namely, Particle
Swarm Optimisation and its variants [15, 16] are used
successfully in dealing with the problem of generation
scheduling of hydroelectric power plants. Optimum
hourly generation scheduling is obtained using Time
Varying Acceleration Coefficients Particle Swarm
Optimisation method
[3, 16] in cascaded
hydroelectric power plants with an objective to
minimize the gap between load demand and
generation in a system with equality and inequality
constraints pertaining to hydraulic and generation
parameters. The methodology is tried on hydroelectric
power plants on Narmada river in India. The results
show superior dynamic convergence characteristics as
compared to one obtained by Novel Self Adaptive
Inertia Weight method.
A long term fuzzy based dynamic programming
model is proposed [17] to solve the optimization
problem of cascaded hydropower plants. This is
applicable as a single objective or multi-objectives
model. The methodology is applied on Three Gorges
cascaded multifunctional reservoir to maximize
power generation of Three Gorges Hydro electric
project and minimize surplus water of Gezhouba. The
fuzzy based dynamic programming proved to be more
convenient and faster than ordinary dynamic
programming. The authors suggest that for higher
precision, level of the reservoirs can be divided into
more parts, though it may result in the ‘curse of
dimensionality’. This problem can be overcome by
replacing dynamic programming with
some
intelligent
algorithm
like
Particle
Swarm
Optimisation, preferably fuzzy based.
A Grouping Differential Evolution (GDE) algorithm
is applied [18] to solve complex optimal scheduling
of cascaded hydroelectric power plants with an
objective to maximize total generated energy meeting
the constraints of reservoir balance, power output,
water level and discharge limits. The methodology is
applied to Three Gorges cascaded hydro power
project, China. GDE algorithm is found to be more
efficient than dynamic programming and capable of
getting rid of local maxima as well as avoiding
premature convergence.
Ideally, generating units should be operated at
maximum turbine efficiency to meet the load
demand. If it is not possible to do so, then this paper
presents a new technique of dividing total number of
Head
:
Hmin < H < Hmax
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operating units in two groups. The units in one group
operate at maximum turbine efficiency whereas one
or more units in the other group operate at suboptimal turbine efficiencies. The main features of the
developed algorithm are demonstrated by applying to
a 8x125 MW Indira Sagar Hydroelectric Power Plant
on Narmada river in India. In this technique,
enhancement in generation with conserved water is
computed. For other projects in cascade,
enhancement in generation is estimated assuming
water conservation to be in the same proportion as in
the case of Indira Sagar Project. The computer
program developed for Indira Sagar project is project
specific. It is coded in MATLAB and run on a core 2
duo, 2.1 GHz, 4 GB RAM system.
The paper presents formulation of problem for flow
optimization,
application
of
the
proposed
methodology to a working power plant and
computation of enhanced generation with conserved
water. For other power plants in cascade, enhanced
generation is estimated. Finally the conclusions of
the work are drawn.

II. PROBLEM FORMULATION
OPTIMISATION

AND

The objective function is taken as :

where Qi = discharge of ith unit
m = number of units in operation
2.1 Constraints
Equality constraint
Power balance :
Load dispatch = Generator output + electrical
losses upto switchyard
Inequality constraint
m

≤

n
2.2 Bounds
Reservoir elevation
FRL
Turbine discharge
Unit output
Pmax

MDDL ≥ Hlh ≤

:
:
:

Qmin < Q < Qmax
Pmin < Pgeach <

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Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120
Efficiency of turbine is obtained from hill curves of a prototype. Variation of turbine efficiency with head
and power output for Indira Sagar Project is shown in Fig. 1.

Figure 1. Hill curves of a prototype
Operation of a turbine at maximum turbine
efficiency results in minimum requirement of
water. Variation in maximum turbine efficiency

with head for Indira Sagar Project is shown in Fig.
2.

Figure 2. Variation in maximum turbine efficiency with head

III. APPLICATION TO A
HYDROELECTRIC POWER PLANT
The coefficients required for various
equations in the proposed methodology are computed
for 8x125 MW Indira Sagar Hydroelectric power
plant for its optimal generation scheduling. The
power plant is built on a 1312 km long interstate river
Narmada in the state of Madhya Pradesh in India.
The reservoir of project is the largest in India with
gross storage capacity of 12.22 billion m3, surface
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area of 913 km2 at full reservoir level and catchment
area of 61,642 km2. The full reservoir elevation of the
reservoir is 262.13 m whereas minimum draw down
level is 243.23 m. The power plant is equipped with
Francis turbines with a rated head of 60 m and a
discharge of 229.5 cumecs. The generating units are
designed for 10% continuous overload operation.

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ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120
The loading of the units in a power plant depends on
the load demand while the head on turbines depends
on the water level in the reservoir.
Hence, the
numerical computations have been performed for
following two cases :
- Constant load to minimize discharge
- Constant head to maximize generation

3.1 Constant load
Reservoir
elevation
(m)

243.23
245.0
250.0
255.0
260.0
262.13

The total capacity of the power plant is 1000 MW.
However, for the purpose of computations, average
constant load of 700 MW is considered. The
electrical losses from generator terminals to
switchyard are taken as 0.3% based on power plant
data, the generator output required is 702.1 MW.
The plant discharges for optimized combinations of
units at different heads from MDDL to FRL are
computed and given in Table I.

Table 1. Optimized Combination of Units and Plant Discharges
Units at maximum turbine
Units at sub-optimal turbine
efficiency
efficiency
Gen.
Maximum Discharge
Gen.
Turbine
Discharge
output
Turbine
(cumecs)
Output efficiency
(cumecs)
(MW) efficiency
(MW)
--0.9414
--8x87.7
0.9274
8x212.0
6x101.2
0.9445
6x230.7
1x94.6
0.9300
1x218.5
5x113.6
0.9489
5x232.4 1x82.0+1x 0.8847
1x180.3
51.9
0.8133
1x125.1
5x125.9
0.9507
5x234.3
1x72.6
0.8500
1x151.3
4x137.5
0.9502
4x236.4 2x75.95
0.83685
2x148.1
4x137.5
0.9493
4x237.5 2x75.95
0.825
2x145.27

The plant discharges obtained for
equal load operation are given in Table 2.
Reservoir
elevation (m)
243.23
245.0
250.0
255.0
260.0
262.13

Table 2. Operation with Units at Equal Loads
Head
Generator
Turbine
Plant
(m)
Output (MW)
efficiency
discharge
(cumecs)
46.346
8x87.7
0.9274
1696.0
48.210
7x100.3
0.9292
1626.4
53.426
7x100.3
0.9213
1480.2
58.593
6x117
0.9096
1366.8
63.722
6x117
0.8842
1292.8
65.897
6x117
0.8736
1265.3

It is seen from Tables 1 and 2 that discharge
required in Table-2 is less than that in Table-1
except at reservoir elevation of 243.23 m. The

saving in discharge and enhancement in power
output at different heads is given in Table 3.

Table 3. Enhanced Generation with Conserved Water
Reservoir Optimised Plant
Saving in
elevation
plant
discharge
discharge
(m)
discharge with equal
(cumecs)
loads
(Table I)
(cumecs)
(cumecs)
(Table II)
243.23
--1696.0
0.0
245.0
1602.6
1626.4
23.8
250.0
1467.5
1480.2
12.7
255.0
1322.9
1366.8
44.0
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Enhancement in
power

MW
0.0
9.1
5.39
20.38
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ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120
260.0
262.13

1242.0
1240.5

1292.8
1265.3

It is observed from Table 3 that saving in discharge
does not follow a regular pattern it but varies with
head. Discharge is minimum at maximum turbine
efficiency. It depends on the deviation of the unit(s)
operating at sub-optimal turbine efficiency from
maximum turbine efficiency. At each head there is a

50.84
24.87

25.64
12.97

maximum output limit. The output available around
rated and higher heads is quite high but a generating
unit is operated within design output limit as well as
maximum output limit. Variation in enhancement in
power with the head variation from MDDL to FRL is
shown in Fig. 3.

Figure 3. Variation in enhanced generation with head
3.2 Constant head
In this case, an average head of 55 m is taken as
constant head. The maximum turbine efficiency at
55 m head is 0.9497. Load demand is varied and

Load
demand
(MW)

400
500
600
700
800
900

taken at 40%, 50%, 60%, 70%, 80% and 90% of
rated plant output. The plant discharges for
optimized combination of units at different loads
are
computed and
given in Table 4.

Table 4. Optimized Combination of Units at Constant Head
Units at maximum turbine efficiency
Units at sub-optimal
turbine efficiency
Gen.
Maximum
Discharge
Gen.
Turbine
Discharge
output
turbine
(cumecs)
Output efficiency (cumecs)
(MW)
efficiency
(MW)
3x117.3 0.9497
3x233.0
1x49.2
0.790
1x118.4
3x117.3 0.9497
3x233.0
1x54.4,
0.8156,
1x126.8,
1x95.1
0.9037
1x198.6
4x117.3 0.9497
4x233.0
2x66.18
0.8494
2x147.6
5x117.3 0.9497
5x233.0
2x57.65
0.8272
2x132.3
6x117.3 0.9497
6x233.0
1x98.1
0.9092
1x203.7
7x117.3 0.9497
7x233.0
1x81.0
0.8770
1x174.5

The plant discharges obtained for equal load
operation are given in Table 5
.
Table 5. Operation with Equal Loading of Units
Load
Power loss
Total
Nos. x Output
Turbine
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Plant
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Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120
demand
(MW)

400
500
600
700
800
900

from generator
terminals to
switchyard
(MW)
1.2
1.5
1.8
2.1
2.4
2.7

generated
output
(MW)

of each
generator
(MW)

Efficiency

discharge
(cumecs)

401.2
501.5
601.8
702.1
802.4
902.7

4x100.3
5x100.3
6x100.3
7x100.3
7x114.6
8x112.8

0.9128
0.9128
0.9128
0.9128
0.9210
0.9223

829.5
1036.8
1244.1
1451.3
1643.4
1846.1

From Table 4 and 5, two sets of plant discharges
are available for each reservoir elevation. Saving in
discharges are computed and given in Table 6.

Load
demand
(MW)

400
500
600
700
800
900

Table 6. Enhanced Generation with Conserved Water
at Constant Head
Optimised
Plant discharge with Saving in
Enhancement in
plant
equally loaded units discharge
power
discharge
(cumecs)
(cumecs)
(Table V)
(cumecs)
MW
(Table IV)
815.4
829.50
12.10
5.27
1024.3
1036.8
12.49
5.44
1227.1
1244.1
16.95
7.38
1429.5
1451.3
21.80
9.49
1601.6
1643.4
41.74
18.17
1805.4
1846.1
40.70
17.71

It can be seen from Table 6 that saving in discharge
is maximum at load demands of 800 and 900 MW
which correspond to maximum turbine efficiencies.
Similarly, at load demands of 400 and 500 MW,

turbine efficiencies as well as saving in discharges
are low. Variation in enhancement in generation
with load is shown in Fig. 4.

Figure 4. Variation in enhanced generation with load
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ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120

IV. APPLICATION TO CASCADED HYDROELECTRIC POWER PLANTS
Various projects in cascade on river Narmada and their hydraulic parameters are given in Table 7.

Project

Rani
Avantibai
Sagar
Indira Sagar
Omkareshwar
Maheshwar
Sardar
Sarovar
River bed
Sardar
Canal

Sarovar

Rated
output
(MW)
2x45
8x125
8x65
10x40
6x200

5x50

Table 7. Hydroelectric Projects in Cascade on Narmada River
Type of
Rated
Rated
Full
MDDL
turbine
head
discharge
Reservoir
(m)
(m)
(cumecs)
Level (m)
Francis
47.85
107
422.76
403.98
Francis
Francis
Kaplan
Reversible
Francis
Kaplan

Max. Tail
water level
(m)
370.88

Min.
Tail
water level
(m)
369.05

60.0
32
20.78
96

229
237.25
230
204.9

262.13
196.6
162.76
138.68

243.23
193.54
162.2
110.64

196.6
162.76
142.9
26.0

193.54
162.2
140.5
19.0

36

157.6

138.68

110.64

95.1

92.07

By
applying
the
proposed
methodology,
enhancement in power is computed for 8x125 MW
Indira Sagar Project. For a constant load of 700 MW,
enhancement in power with conserved water is upto
3.91% with an average of 2.07% as shown in Figure
3. In case of a constant average head of 55 m, water
conservation is upto 2.54% with an average of 1.71%
as shown in Figure 4.
The computer program is project specific and is
developed for Indira Sagar Hydroelectric Project.
Saving in other projects in cascade on river Narmada
can be worked out from respective performance
curves of turbine/generator and power plant data. In

this paper, other projects in cascade and equipped
with Francis turbines are assumed to follow the
proposed methodology and conserve water in the
same proportion. On this assumption, enhanced
generation capacity of the projects in cascade is
worked out. The projects equipped with Kaplan
turbines are ignored because water conserved in
Kaplan turbines is small as their efficiency curves are
quite flat due to dual regulation of water flow. In
view of this, water conservation in Maheshwar and
Sadar Sarovar Canal projects are not taken into
consideration. Enhanced generation capacity for the
projects in cascade at constant load and average head
are shown in Table 8.

Table 8. Estimated enhancement in generation capacity in the projects in cascade
Project
Rated
Type of
Enhancement in generation capacity
output
turbine
(MW)
(MW)
Average 2.07% at
Average 1.71% at
constant load
constant head
Rani Avantibai
2x45
Francis
1.9
1.5
Sagar
Indira Sagar
8x125
Francis
20.7
17.1
Omkareshwar
8x65
Francis
10.8
8.9
Maheshwar
10x40
Kaplan
Saving, not
Saving, not
considered
considered
Sardar Sarovar
6x200
Reversible
24.8
20.5
River bed
Francis
Sardar
Sarovar
5x50
Kaplan
Saving, not
Saving, not
Canal
considered
considered
TOTAL
58.2 MW
48 MW

V. CONCLUSION
An algorithm has been developed for
minimization of plant discharge. The enhanced
average generation of 2.07% and 1.71% respectively
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are achieved for constant load and constant head in
8x125 MW Indira Sagar hydroelectric plant. Total
enhancement in generation is found to be 58.2 MW
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Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120
in constant load variant whereas 48 MW in the case
of a constant head. The enhanced generation capacity
for other cascaded power plants on river Narmada are
found to vary from 1.5 to 24.8 MW.
Availability of such inputs will enable utilities to
coordinate with river regulatory authority and Load
Dispatch Centre for generation scheduling with
optimized flow. Enhanced generation from the same
quantity of water will reduce dependency to some
extent on fossil fuels based power which is mainly
responsible for emissions of green house gases and
in-turn global warming. In summer, water levels in
reservoirs are low but demand of electricity is high.
Such a situation necessitates meticulous water
management. Enhancement in power generation with
conserved water is significant. Another advantage of
operation at maximum turbine efficiency is the
smooth operation of turbines from the point of view
of vibrations and cavitation which reduces
maintenance time and cost.

[6]

[7]

[8]

[9]

[10]

ACKNOWLEDGEMENTS
The authors gratefully acknowledge the
support of Dr. Appu Kuttan K. K., Director, Maulana
Azad National Institute of Technology, Bhopal, India
for in academic work. The authors are grateful to K.
M. Singh, Executive Director,
NHDCn, Bhopal and his team for cooperation and
sharing of data on Indira Sagar Project. The authors
are thankful to S. V. Pandey, Former General
Manager, BHEL for the technical guidance provided
by him.

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Optimal scheduling of cascade hydropower
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algorithm, 2, 2012, 625-629.

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  • 1. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 RESEARCH ARTICLE OPEN ACCESS Enhancement in Power Generation in Hydroelectric Power Plants with Water Conservation- A Case Study Shambhu Ratan Awasthi*, Vishnu Prasad**, Saroj Rangnekar*** * (Department of Energy, Maulana Azad National Institute of Technology, Bhopal-51) (Department of Civil, Maulana Azad National Institute of Technology, Bhopal-51) *** (Department of Energy, Maulana Azad National Institute of Technology, Bhopal-51) ** ABSTRACT Today, importance of water is realized better than ever before. Awareness on making judicious and optimum use of water is continuously on the increase. The hydroelectric power plants need huge quantity of water for their operation. Normally these plants are operated as per the generation schedule provided by the Load Dispatch Centre. The method presented in this paper is based on the fact that discharge of water is minimum when a turbine operates at maximum efficiency, thus conserving water and thereby enhancing power generation as compared to normal or conventional practice. A case study for Indira Sagar Hydroelectric power plant is presented and estimated for other hydroelectric power plants in cascade on river Narmada in India. Keywords - Power generation, cascaded power plants, generation scheduling, water conservation, turbine efficiency. I. INTRODUCTION With the increasing population, availability of water is declining fast which is a matter of serious concern. In the last century, study of hydro power plants received little attention as there was no concept of cost of water. In the 21st century, optimum utilization of water in hydro power plants is drawing more attention of the researchers. In the literature on generation scheduling of hydro power plants, it is found that all the hydraulic and electric losses in a power plant are not considered [1, 2, 3]. Start-ups and shut downs result not only in loss of water but also cause wear and tear leading to increased maintenance. The concept of additional cost due to start-ups in a hydroelectric power plant was presented [4, 5]. The process of start-ups and shut-downs is phased out and loss of water in these processes are mathematically modeled [6]. Polynomial functions of 2nd and 4th degree are used to model the efficiency of turbine-generator [7]. The difference in 2nd and 4th degree turbine-generator efficiency models is found to be very small. A predispatch model is presented for hydroelectric power system that minimizes generation and transmission losses on an hourly basis throughout a day [1]. When applied to a hydroelectric power system in Brazil, significant savings are achieved as compared to normal operating practice. An was proposed for optimal use of water to be discharged by each hydroelectric power plant, in order to obtain optimal www.ijera.com commitment of units [8]. The methodology aims minimum operation cost satisfying the constraints of forbidden operation zones. A method is presented to assess the cost of maintaining mandatory operating reserves in a single hydroelectric power plant in a Brazilian system [9]. It is costlier to operate generator at sub-optimal efficiency as compared to operation at maximum efficiency. A non-linear programming based model is proposed to solve shortterm operation scheduling problem of a single hydropower plant with a small reservoir with an objective to maximize its revenues by [10]. It considers water discharge and reservoir volume and schedules start-ups/shut-downs to obtain unit commitment and dispatch of the committed units. In order to meet the load demand, the units of a hydroelectric power plant are to be operated at equal loads [11, 12, 13]. A non-linear approach to solve short term hydro scheduling problem is proposed [14] in a head sensitive cascaded hydro power system with an objective to maximize the profit in terms of water stored in reservoirs. The constraints included water balance, head, power generation, water storage, discharge and spillage. The case study is conducted on a Portuguese cascaded hydro power plants by linear as well as non-linear approach. The results obtained by both the methods are compared. The 112 | P a g e
  • 2. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 non-linear approach results in 4% more profit due to increased average storage in the reservoir by considering the effect of head variation. One of the evolutionary methods, namely, Particle Swarm Optimisation and its variants [15, 16] are used successfully in dealing with the problem of generation scheduling of hydroelectric power plants. Optimum hourly generation scheduling is obtained using Time Varying Acceleration Coefficients Particle Swarm Optimisation method [3, 16] in cascaded hydroelectric power plants with an objective to minimize the gap between load demand and generation in a system with equality and inequality constraints pertaining to hydraulic and generation parameters. The methodology is tried on hydroelectric power plants on Narmada river in India. The results show superior dynamic convergence characteristics as compared to one obtained by Novel Self Adaptive Inertia Weight method. A long term fuzzy based dynamic programming model is proposed [17] to solve the optimization problem of cascaded hydropower plants. This is applicable as a single objective or multi-objectives model. The methodology is applied on Three Gorges cascaded multifunctional reservoir to maximize power generation of Three Gorges Hydro electric project and minimize surplus water of Gezhouba. The fuzzy based dynamic programming proved to be more convenient and faster than ordinary dynamic programming. The authors suggest that for higher precision, level of the reservoirs can be divided into more parts, though it may result in the ‘curse of dimensionality’. This problem can be overcome by replacing dynamic programming with some intelligent algorithm like Particle Swarm Optimisation, preferably fuzzy based. A Grouping Differential Evolution (GDE) algorithm is applied [18] to solve complex optimal scheduling of cascaded hydroelectric power plants with an objective to maximize total generated energy meeting the constraints of reservoir balance, power output, water level and discharge limits. The methodology is applied to Three Gorges cascaded hydro power project, China. GDE algorithm is found to be more efficient than dynamic programming and capable of getting rid of local maxima as well as avoiding premature convergence. Ideally, generating units should be operated at maximum turbine efficiency to meet the load demand. If it is not possible to do so, then this paper presents a new technique of dividing total number of Head : Hmin < H < Hmax www.ijera.com operating units in two groups. The units in one group operate at maximum turbine efficiency whereas one or more units in the other group operate at suboptimal turbine efficiencies. The main features of the developed algorithm are demonstrated by applying to a 8x125 MW Indira Sagar Hydroelectric Power Plant on Narmada river in India. In this technique, enhancement in generation with conserved water is computed. For other projects in cascade, enhancement in generation is estimated assuming water conservation to be in the same proportion as in the case of Indira Sagar Project. The computer program developed for Indira Sagar project is project specific. It is coded in MATLAB and run on a core 2 duo, 2.1 GHz, 4 GB RAM system. The paper presents formulation of problem for flow optimization, application of the proposed methodology to a working power plant and computation of enhanced generation with conserved water. For other power plants in cascade, enhanced generation is estimated. Finally the conclusions of the work are drawn. II. PROBLEM FORMULATION OPTIMISATION AND The objective function is taken as : where Qi = discharge of ith unit m = number of units in operation 2.1 Constraints Equality constraint Power balance : Load dispatch = Generator output + electrical losses upto switchyard Inequality constraint m ≤ n 2.2 Bounds Reservoir elevation FRL Turbine discharge Unit output Pmax MDDL ≥ Hlh ≤ : : : Qmin < Q < Qmax Pmin < Pgeach < 113 | P a g e
  • 3. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 Efficiency of turbine is obtained from hill curves of a prototype. Variation of turbine efficiency with head and power output for Indira Sagar Project is shown in Fig. 1. Figure 1. Hill curves of a prototype Operation of a turbine at maximum turbine efficiency results in minimum requirement of water. Variation in maximum turbine efficiency with head for Indira Sagar Project is shown in Fig. 2. Figure 2. Variation in maximum turbine efficiency with head III. APPLICATION TO A HYDROELECTRIC POWER PLANT The coefficients required for various equations in the proposed methodology are computed for 8x125 MW Indira Sagar Hydroelectric power plant for its optimal generation scheduling. The power plant is built on a 1312 km long interstate river Narmada in the state of Madhya Pradesh in India. The reservoir of project is the largest in India with gross storage capacity of 12.22 billion m3, surface www.ijera.com area of 913 km2 at full reservoir level and catchment area of 61,642 km2. The full reservoir elevation of the reservoir is 262.13 m whereas minimum draw down level is 243.23 m. The power plant is equipped with Francis turbines with a rated head of 60 m and a discharge of 229.5 cumecs. The generating units are designed for 10% continuous overload operation. 114 | P a g e
  • 4. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 The loading of the units in a power plant depends on the load demand while the head on turbines depends on the water level in the reservoir. Hence, the numerical computations have been performed for following two cases : - Constant load to minimize discharge - Constant head to maximize generation 3.1 Constant load Reservoir elevation (m) 243.23 245.0 250.0 255.0 260.0 262.13 The total capacity of the power plant is 1000 MW. However, for the purpose of computations, average constant load of 700 MW is considered. The electrical losses from generator terminals to switchyard are taken as 0.3% based on power plant data, the generator output required is 702.1 MW. The plant discharges for optimized combinations of units at different heads from MDDL to FRL are computed and given in Table I. Table 1. Optimized Combination of Units and Plant Discharges Units at maximum turbine Units at sub-optimal turbine efficiency efficiency Gen. Maximum Discharge Gen. Turbine Discharge output Turbine (cumecs) Output efficiency (cumecs) (MW) efficiency (MW) --0.9414 --8x87.7 0.9274 8x212.0 6x101.2 0.9445 6x230.7 1x94.6 0.9300 1x218.5 5x113.6 0.9489 5x232.4 1x82.0+1x 0.8847 1x180.3 51.9 0.8133 1x125.1 5x125.9 0.9507 5x234.3 1x72.6 0.8500 1x151.3 4x137.5 0.9502 4x236.4 2x75.95 0.83685 2x148.1 4x137.5 0.9493 4x237.5 2x75.95 0.825 2x145.27 The plant discharges obtained for equal load operation are given in Table 2. Reservoir elevation (m) 243.23 245.0 250.0 255.0 260.0 262.13 Table 2. Operation with Units at Equal Loads Head Generator Turbine Plant (m) Output (MW) efficiency discharge (cumecs) 46.346 8x87.7 0.9274 1696.0 48.210 7x100.3 0.9292 1626.4 53.426 7x100.3 0.9213 1480.2 58.593 6x117 0.9096 1366.8 63.722 6x117 0.8842 1292.8 65.897 6x117 0.8736 1265.3 It is seen from Tables 1 and 2 that discharge required in Table-2 is less than that in Table-1 except at reservoir elevation of 243.23 m. The saving in discharge and enhancement in power output at different heads is given in Table 3. Table 3. Enhanced Generation with Conserved Water Reservoir Optimised Plant Saving in elevation plant discharge discharge (m) discharge with equal (cumecs) loads (Table I) (cumecs) (cumecs) (Table II) 243.23 --1696.0 0.0 245.0 1602.6 1626.4 23.8 250.0 1467.5 1480.2 12.7 255.0 1322.9 1366.8 44.0 www.ijera.com Enhancement in power MW 0.0 9.1 5.39 20.38 115 | P a g e
  • 5. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 260.0 262.13 1242.0 1240.5 1292.8 1265.3 It is observed from Table 3 that saving in discharge does not follow a regular pattern it but varies with head. Discharge is minimum at maximum turbine efficiency. It depends on the deviation of the unit(s) operating at sub-optimal turbine efficiency from maximum turbine efficiency. At each head there is a 50.84 24.87 25.64 12.97 maximum output limit. The output available around rated and higher heads is quite high but a generating unit is operated within design output limit as well as maximum output limit. Variation in enhancement in power with the head variation from MDDL to FRL is shown in Fig. 3. Figure 3. Variation in enhanced generation with head 3.2 Constant head In this case, an average head of 55 m is taken as constant head. The maximum turbine efficiency at 55 m head is 0.9497. Load demand is varied and Load demand (MW) 400 500 600 700 800 900 taken at 40%, 50%, 60%, 70%, 80% and 90% of rated plant output. The plant discharges for optimized combination of units at different loads are computed and given in Table 4. Table 4. Optimized Combination of Units at Constant Head Units at maximum turbine efficiency Units at sub-optimal turbine efficiency Gen. Maximum Discharge Gen. Turbine Discharge output turbine (cumecs) Output efficiency (cumecs) (MW) efficiency (MW) 3x117.3 0.9497 3x233.0 1x49.2 0.790 1x118.4 3x117.3 0.9497 3x233.0 1x54.4, 0.8156, 1x126.8, 1x95.1 0.9037 1x198.6 4x117.3 0.9497 4x233.0 2x66.18 0.8494 2x147.6 5x117.3 0.9497 5x233.0 2x57.65 0.8272 2x132.3 6x117.3 0.9497 6x233.0 1x98.1 0.9092 1x203.7 7x117.3 0.9497 7x233.0 1x81.0 0.8770 1x174.5 The plant discharges obtained for equal load operation are given in Table 5 . Table 5. Operation with Equal Loading of Units Load Power loss Total Nos. x Output Turbine www.ijera.com Plant 116 | P a g e
  • 6. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 demand (MW) 400 500 600 700 800 900 from generator terminals to switchyard (MW) 1.2 1.5 1.8 2.1 2.4 2.7 generated output (MW) of each generator (MW) Efficiency discharge (cumecs) 401.2 501.5 601.8 702.1 802.4 902.7 4x100.3 5x100.3 6x100.3 7x100.3 7x114.6 8x112.8 0.9128 0.9128 0.9128 0.9128 0.9210 0.9223 829.5 1036.8 1244.1 1451.3 1643.4 1846.1 From Table 4 and 5, two sets of plant discharges are available for each reservoir elevation. Saving in discharges are computed and given in Table 6. Load demand (MW) 400 500 600 700 800 900 Table 6. Enhanced Generation with Conserved Water at Constant Head Optimised Plant discharge with Saving in Enhancement in plant equally loaded units discharge power discharge (cumecs) (cumecs) (Table V) (cumecs) MW (Table IV) 815.4 829.50 12.10 5.27 1024.3 1036.8 12.49 5.44 1227.1 1244.1 16.95 7.38 1429.5 1451.3 21.80 9.49 1601.6 1643.4 41.74 18.17 1805.4 1846.1 40.70 17.71 It can be seen from Table 6 that saving in discharge is maximum at load demands of 800 and 900 MW which correspond to maximum turbine efficiencies. Similarly, at load demands of 400 and 500 MW, turbine efficiencies as well as saving in discharges are low. Variation in enhancement in generation with load is shown in Fig. 4. Figure 4. Variation in enhanced generation with load www.ijera.com 117 | P a g e
  • 7. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 IV. APPLICATION TO CASCADED HYDROELECTRIC POWER PLANTS Various projects in cascade on river Narmada and their hydraulic parameters are given in Table 7. Project Rani Avantibai Sagar Indira Sagar Omkareshwar Maheshwar Sardar Sarovar River bed Sardar Canal Sarovar Rated output (MW) 2x45 8x125 8x65 10x40 6x200 5x50 Table 7. Hydroelectric Projects in Cascade on Narmada River Type of Rated Rated Full MDDL turbine head discharge Reservoir (m) (m) (cumecs) Level (m) Francis 47.85 107 422.76 403.98 Francis Francis Kaplan Reversible Francis Kaplan Max. Tail water level (m) 370.88 Min. Tail water level (m) 369.05 60.0 32 20.78 96 229 237.25 230 204.9 262.13 196.6 162.76 138.68 243.23 193.54 162.2 110.64 196.6 162.76 142.9 26.0 193.54 162.2 140.5 19.0 36 157.6 138.68 110.64 95.1 92.07 By applying the proposed methodology, enhancement in power is computed for 8x125 MW Indira Sagar Project. For a constant load of 700 MW, enhancement in power with conserved water is upto 3.91% with an average of 2.07% as shown in Figure 3. In case of a constant average head of 55 m, water conservation is upto 2.54% with an average of 1.71% as shown in Figure 4. The computer program is project specific and is developed for Indira Sagar Hydroelectric Project. Saving in other projects in cascade on river Narmada can be worked out from respective performance curves of turbine/generator and power plant data. In this paper, other projects in cascade and equipped with Francis turbines are assumed to follow the proposed methodology and conserve water in the same proportion. On this assumption, enhanced generation capacity of the projects in cascade is worked out. The projects equipped with Kaplan turbines are ignored because water conserved in Kaplan turbines is small as their efficiency curves are quite flat due to dual regulation of water flow. In view of this, water conservation in Maheshwar and Sadar Sarovar Canal projects are not taken into consideration. Enhanced generation capacity for the projects in cascade at constant load and average head are shown in Table 8. Table 8. Estimated enhancement in generation capacity in the projects in cascade Project Rated Type of Enhancement in generation capacity output turbine (MW) (MW) Average 2.07% at Average 1.71% at constant load constant head Rani Avantibai 2x45 Francis 1.9 1.5 Sagar Indira Sagar 8x125 Francis 20.7 17.1 Omkareshwar 8x65 Francis 10.8 8.9 Maheshwar 10x40 Kaplan Saving, not Saving, not considered considered Sardar Sarovar 6x200 Reversible 24.8 20.5 River bed Francis Sardar Sarovar 5x50 Kaplan Saving, not Saving, not Canal considered considered TOTAL 58.2 MW 48 MW V. CONCLUSION An algorithm has been developed for minimization of plant discharge. The enhanced average generation of 2.07% and 1.71% respectively www.ijera.com are achieved for constant load and constant head in 8x125 MW Indira Sagar hydroelectric plant. Total enhancement in generation is found to be 58.2 MW 118 | P a g e
  • 8. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 in constant load variant whereas 48 MW in the case of a constant head. The enhanced generation capacity for other cascaded power plants on river Narmada are found to vary from 1.5 to 24.8 MW. Availability of such inputs will enable utilities to coordinate with river regulatory authority and Load Dispatch Centre for generation scheduling with optimized flow. Enhanced generation from the same quantity of water will reduce dependency to some extent on fossil fuels based power which is mainly responsible for emissions of green house gases and in-turn global warming. In summer, water levels in reservoirs are low but demand of electricity is high. Such a situation necessitates meticulous water management. Enhancement in power generation with conserved water is significant. Another advantage of operation at maximum turbine efficiency is the smooth operation of turbines from the point of view of vibrations and cavitation which reduces maintenance time and cost. [6] [7] [8] [9] [10] ACKNOWLEDGEMENTS The authors gratefully acknowledge the support of Dr. Appu Kuttan K. K., Director, Maulana Azad National Institute of Technology, Bhopal, India for in academic work. The authors are grateful to K. M. Singh, Executive Director, NHDCn, Bhopal and his team for cooperation and sharing of data on Indira Sagar Project. The authors are thankful to S. V. Pandey, Former General Manager, BHEL for the technical guidance provided by him. REFERENCES [1] [2] [3] [4] [5] Soares S, and C.T. Salmazo, Minimum loss predispatch model for hydroelectric power system. IEEE Transactions on Power Systems, 12, 1997, 1220-1228. J P S Catalão, S.J.P.S. Mariano, V.M. F. Mendes, and L.A.F.M. Ferreira, Scheduling of head-Sensitive cascaded hydro systems: A nonlinear approach. IEEE Transactions on Power Systems, 24, 2009, 337-346. A Mahor, and S. Rangnekar, Short term optimal generation scheduling of Narmada cascaded hydro electric system. Hydro Nepal, 7, 2010a, 71-80. C Li, E. Hsu, A.J. Svoboda, and Chung-li Tseng, Johnson R B, Hydro unit commitment in hydro-thermal optimization IEEE Transactions on Power Systems, 12(2), 1997, 764-769. O Nilsson, and D. Sjelvgren, Variable splitting applied to modeling of start-up costs in short term hydro generation scheduling. www.ijera.com [11] [12] [13] [14] [15] [16] IEEE Transactions on Power Systems, 12, 1997, 770-775. O Nilsson, and D. Sjelvgren, Hydro unit startup costs and their impact on the short term scheduling strategies of Swedish Power Producers. IEEE Transactions Power Systems, 12, 1997, 38-44. A L DinizL, P.P.I. Esteves, and C. Sagastizábal, IEEE PES General Meeting, Tampa, FL, A Mathematical Model for the Efficiency Curves of Hydroelectric units. 2007, 1-7. E C Finardi, and E.L. daSilva, Unit commitment of single hydroelectric plant. Electric Power Systems Research, 75, 2005, 116-123. J C Galvis, A. Padilha-Feltrin A, and J.Y.M. Loyo, Cost assessment of efficiency losses in hydroelectric plants. Electric Power Systems Research, 81, 2011, 1866-1873. A Mahor A, and S. Rangnekar, Short term generation scheduling of cascaded hydro electric system using time varying acceleration coefficients PSO. International Journal of Energy and Environment, 1, 2010, 769-782. A Arce, T. Ohishi, and S. Soares, Optimal dispatch of generating units of the Itaipú hydroelectric plant. IEEE Transactions on Power Systems, 17, 2002, 154-158. S Soares, T. Ohishi, M. Cicogna, Arce A 2003 Proceedings of the IEEE Bologna PowerTech Conference, Bologna, Italy, Dynamic dispatch of hydro generating units, 2, 2003, 1-6. T Sousa, J. A. Jardini, R. A. de Lima, In Proceedings of the IEEE Lausanne PowerTech Conference, Lausanne, Switzerland, Hydroelectric Power Plant Unit Efficiencies Evaluation and Unit Commitment, 2007, 1368-1373. J P S Catalao, S.J.P.S. Mariano, V.M.F. Mendes, L. A. F. M. Ferreira, Scheduling of head-sensitive cascaded hydro systems: a nonlinear approach. IEEE Transactions on Power Systems, 24, 2009, 172-183. J R Pérez-Díaz, J.R. Wilhelmi, and J.A. Sánchez-Fernández, Short-term operation scheduling of a hydropower plant in the dayahead electricity market. Electrical Power Systems Research, 80, 2010, 1535-1542. N Kishore, and Mahor, Optimal generation scheduling of cascaded hydroelectric system using natural exponential inertia weight PSO. Global Journal of Researches in Engineering 12, 2012, 61-70. 119 | P a g e
  • 9. Shambhu Ratan Awasthi et al Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 4, Issue 1( Version 2), January 2014, pp.112-120 [17] P Luo, J. Zhou, H. Qin, Y. Lu, Long term optimal scheduling of cascade hydro power stations using fuzzy multi-objective dynamic programming approach. Intelligent Computation Technology and Automation, 1, 2011, 174-176. [18] Y Li, and J. Zuo, In Proceedings of the Computer Science and Electronics Engineering conference. Hangzhou, China, Optimal scheduling of cascade hydropower system using grouping differential evolution algorithm, 2, 2012, 625-629. www.ijera.com 120 | P a g e