SlideShare a Scribd company logo
1 of 28
Download to read offline
Our Scholarship System is
                                       Broke.
                               Can Open Access Fix It?



                           Alex.Holcombe@sydney.edu.au
                           School of Psychology




                                                     http://www.slideshare.net/holcombea/

                                                     @ceptional
Wednesday, 24 October 12                                                                    1
Scientist meets Publisher




                                  Academic knowledge is boxed
                                  in by expensive journals.



                           http://www.youtube.com/watch?v=GMIY_4t-DR0




Wednesday, 24 October 12                                                2
operating profit                                company                                                    industry
               7%                                      Woolworths                                           supermarkets, pokies
              12%                                         BMW                                                    automobiles
              22%                                      Coca-Cola                                            adding sugar to water
              23%                                       Rio Tinto                                                   mining
              36%                                         Apple                                              premium computing
              34%                                       Springer                                             scholarly publishing
              36%                                        Elsevier                                            scholarly publishing
              42%                                         Wiley                                              scholarly publishing




Thanks to Nick Scott-Samuel
                 $3983 USD per article for Elsevier
                 $1350 USD per article for PLoS ONE
                 Claudio Aspesi at http://poynder.blogspot.com.au/2012/03/open-access-brick-by-brick.html
Wednesday, 24 October 12                                                                                                            3
JOURNAL / PUBLISHER    COST ($USD)                            ACCESS



                           $10,780 per                           Subscription
                           article (not including charges
                           for color figures)




                           $85 per page                          Open Access


                           $80 per page                          Open Access
                           (introductory rate is even cheaper)




                           $1350 per article                     Open Access




Wednesday, 24 October 12                                                        4
JOURNAL / PUBLISHER    COST ($USD)                            ACCESS



                           $10,780 per                           Subscription
                           article (not including charges
                           for color figures)




                           $85 per page                          Open Access


                           $80 per page                          Open Access
                           (introductory rate is even cheaper)




                           $1350 per article                     Open Access


                           $99 per life                          Open Access

Wednesday, 24 October 12                                                        4
Monopoly                 +   Profit $        =   =
                               maximization
                                                      Broke




Wednesday, 24 October 12                                  5
OA HULK WANTS TO KNOW WHO TO
                             OCCUPY!

                             ELSEVIER!? ACS!? HARPERCOLLINS!?

                             YOU NAME IT, OA HULK WILL OCCUPY AND
                             SMASH!

        “Open Access Hulk”




Wednesday, 24 October 12                                            6
started January 2012




                 $3983 USD per article for Elsevier
                 $1350 USD per article for PLoS ONE
                 Claudio Aspesi at http://poynder.blogspot.com.au/2012/03/open-access-brick-by-brick.html
Wednesday, 24 October 12                                                                                    7
2007
                2008
                2009
                2010
                2011
                2012


Wednesday, 24 October 12   8
2007
                2008
                2009
                2010
                2011
                2012


Wednesday, 24 October 12   8
2007
                2008
                2009
                2010
                2011
                2012


Wednesday, 24 October 12   8
GREEN ROAD                               GOLD ROAD
       •Deposit your manuscripts in
       the university repository           Article Processing Charge
       (http://ses.library.usyd.edu.au/

             •Even with closed
             journals, you often have
             the right to deposit your
             final version (e.g. Word
             document before typeset
             by publisher)
                                                                $1,350
       •Funders, universities should
       mandate this.
       •Publishers will adapt, as they
       have in physics.

                                                              $3,000




                           Stevan Harnad
Wednesday, 24 October 12                                                 9
Requirements from funders that publications be OA
            •NIH (US) within 12 months
            •Wellcome Trust (UK) within 6 months

                 •final grant payment withheld if you don’t comply
            •NHMRC (Australia) within 12 months
                 •“publications arising from an NHMRC supported research project
                 must be deposited into an open access institutional repository within
                 a twelve month period from the date of publication.”
            •ARC (Australia)
                 •You can use DP funds to pay open-access fees, but must be taken
                 from the funds you were awarded to pay for other things.
                 •“Strongly   encourages” open access, no teeth. Compliance rate very
                 low.




Wednesday, 24 October 12                                                                 10
Open Data: the next step




             NHMRC: The next steps will be improving public and other researchers’ access to publicly funded data.
             https://theconversation.edu.au/all-research-funded-by-nhmrc-to-be-accessible-free-of-charge-5486


Wednesday, 24 October 12                                                                                             11
Open Data: the next step




             NHMRC: The next steps will be improving public and other researchers’ access to publicly funded data.
             https://theconversation.edu.au/all-research-funded-by-nhmrc-to-be-accessible-free-of-charge-5486


Wednesday, 24 October 12                                                                                             11
ce is self- correcting always found.
        Wh y sci           en         i sc onduct; it is          Ul terior Motiv
                                                                                  es
                 oint in
                    p    scientific m           arkm
                                                  M  an, Ph.D. in
         There's no             0, 2010 by Art                         ents, it is hard fo
                                                                                           ra
         Published  on August 1                       othe r's experim
                                    s rep
                                      lwayeating each
                         ntists are a          g.
          B ecause scie o hang on for very lon
                          lt t
          fictitious resu




                                                    The Replicability Crisis

                                                          Bayer HealthCare :only about 25% of published
                                                          preclinical studies could be validated to the point
       Rule among early-stage venture                     at which projects could continue
       capital firms that “at least 50% of
       published studies, even those in top-              Amgen Fifty-three papers were deemed ‘landmark’
       tier academic journals, can't be                   studies (see ‘Reproducibility of research
       repeated with the same conclusions                 findings’)... scientific findings were confirmed in
       by an industrial lab” - Prinz,
       Schlange, & Asadullah. Nature Rev.
                                                          only 6 (11%) cases
       Drug Discov. 10, 712 (2011)


Wednesday, 24 October 12                                                                                        12
The File-Drawer Problem

                                  unpublished
                                    results
                                     files




     http://www.flickr.com/photos/nickperez/2569423078 t. magnum




Wednesday, 24 October 12                                          13
The File-Drawer Problem
                                                                  •Difficult to publish non-
                                                                  replications and replications
                                                                    •Most journals only publish
                                                                    papers that “make a novel
                                  unpublished                       contribution”
                                    results
                                     files                           •Reviewers/editors tend to hold
                                                                    non-replicating manuscript to
                                                                    higher standard than original.


                                                                    •Bem

     http://www.flickr.com/photos/nickperez/2569423078 t. magnum

                                                                  •Little career incentive to publish
                                                                  a non-replication or a replication

Wednesday, 24 October 12                                                                                14
The File-Drawer Problem




  http://www.flickr.com/photos/nickperez/2569423078 t. magnum




Wednesday, 24 October 12                                       15
The File-Drawer Problem


                                                               Corollary 4: The greater the
                                                               flexibility in designs, definitions,
                                                               outcomes, and analytical modes in
                                                               a scientific field, the less likely the
                                                               research findings are to be true.
                                                               Flexibility increases the potential for
                                                               transforming what would be “negative”
                                                               results into “positive” results.



  http://www.flickr.com/photos/nickperez/2569423078 t. magnum




                                                               Corollary 6: The hotter a scientific field (with more
                                                               scientific teams involved), the less likely the research
                                                               findings are to be true.

Wednesday, 24 October 12                                                                                                 15
The File-Drawer Problem


                                                                   Corollary 4: The greater the
                                                                   flexibility in designs, definitions,
                                                                   outcomes, and analytical modes in
                                                                   a scientific field, the less likely the
                                                                   research findings are to be true.
                                                                   Flexibility increases the potential for
                                                                   transforming what would be “negative”
                                                                   results into “positive” results.


                                                                                          t
                                                                                 at mos
                                                                        idis th
                                                                 Ioann
  http://www.flickr.com/photos/nickperez/2569423078 t. magnum
                                                             ith
                                                      ree w
                                         le we ag .”
                               ry, whi e false..
            “In s   umma ings ar                                    Corollary 6: The hotter a scientific field (with more
                            fi nd
            res   earch                                             scientific teams involved), the less likely the research
                                                                   findings are to be true.

Wednesday, 24 October 12                                                                                                      15
Barriers to publishing replications and failed-
   replications

      • No glory in publishing a replication
      • Few journals publish replications
            • usually uphill battle even with
              those that do
      • The wrath of the original researcher




Wednesday, 24 October 12                         16
Barriers to publishing replications and failed-
   replications

      • No glory in publishing a replication
      • Few journals publish replications
            • usually uphill battle even with
              those that do
      • The wrath of the original researcher




Wednesday, 24 October 12                         16
Barriers to publishing replications and failed-
   replications

      • No glory in publishing a replication
      • Few journals publish replications
            • usually uphill battle even with
              those that do
      • The wrath of the original researcher




Wednesday, 24 October 12                         16
File-drawer fixes
•      Journals that don’t reject
       replications for being
       uninteresting or unimportant
                                           ◦   •   ✔



•      Pre-registration of study designs
       and analysis methods
                                           ◦   ✔   ◦


•      Brief reporting of replications
                                           ◦   ✔   ◦



Wednesday, 24 October 12                           17
File-drawer fixes
•      Journals that don’t reject
       replications as being
       uninteresting or unimportant
                                           ◦   •   ✔



•      Pre-registration of study designs
       and analysis methods
                                           ◦   ✔   ◦


•      Brief reporting of replications
                                           ◦   ✔   ◦



Wednesday, 24 October 12                           18
preregistered Replication Reports
                                                                            Dan Simons


   1. Authors plan a replication study
   2. They submit an introduction and methods section

   3. Sent to reviewers, including author of to-be-replicated article

   4. Editor decides whether to accept/reject, based on:

         1. Reviewer comments regarding the proposed protocol

         2. Importance of original study, judged by argument in the
            introduction, number of citations of original, reviewer
            comments

   5. The Intro, Method and analysis plan, and reviewer comments
      are posted on the journal website                                 ✔   ✔ ✔
   6. After the results come in, the authors submit a conventional
      results and discussion section and that together with the raw
      data are posted, yielding the complete publication


Wednesday, 24 October 12                                                             19
preregistered Replication Reports



       •      Original author signed off on it, so can’t complain / hate
              the replication authors as much.
       •      Good way to start for a new PhD student, anyone
              planning to build on some already-published results
       •      Will post the raw data                                       ✔      ✔    ✔
       •      Will facilitate, publish meta-analyses when replications
              accrue
       •      Reduce the incentive to publish flashy, headline-grabbing
              but unreliable studies?




                                                               at Psychological Science?

Wednesday, 24 October 12                                                                   20

More Related Content

More from Alex Holcombe

Reproducibility, open access, open science
Reproducibility, open access, open scienceReproducibility, open access, open science
Reproducibility, open access, open scienceAlex Holcombe
 
Subscription costs versus open access costs, & Dissolving journals' boundaries
Subscription costs versus open access costs, & Dissolving journals' boundariesSubscription costs versus open access costs, & Dissolving journals' boundaries
Subscription costs versus open access costs, & Dissolving journals' boundariesAlex Holcombe
 
Uts talk openaccess_week_24_october
Uts talk openaccess_week_24_octoberUts talk openaccess_week_24_october
Uts talk openaccess_week_24_octoberAlex Holcombe
 
Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...
Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...
Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...Alex Holcombe
 
The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...
The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...
The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...Alex Holcombe
 
The broadest problem in science: Our publishing system
The broadest problem in science: Our publishing systemThe broadest problem in science: Our publishing system
The broadest problem in science: Our publishing systemAlex Holcombe
 
Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...
Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...
Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...Alex Holcombe
 
Woolcock Institute 20 Mar 2012
Woolcock Institute 20 Mar 2012Woolcock Institute 20 Mar 2012
Woolcock Institute 20 Mar 2012Alex Holcombe
 
Open your Ivory or Sandstone Tower
Open your Ivory or Sandstone TowerOpen your Ivory or Sandstone Tower
Open your Ivory or Sandstone TowerAlex Holcombe
 

More from Alex Holcombe (10)

Reproducibility, open access, open science
Reproducibility, open access, open scienceReproducibility, open access, open science
Reproducibility, open access, open science
 
Subscription costs versus open access costs, & Dissolving journals' boundaries
Subscription costs versus open access costs, & Dissolving journals' boundariesSubscription costs versus open access costs, & Dissolving journals' boundaries
Subscription costs versus open access costs, & Dissolving journals' boundaries
 
Uts talk openaccess_week_24_october
Uts talk openaccess_week_24_octoberUts talk openaccess_week_24_october
Uts talk openaccess_week_24_october
 
Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...
Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...
Seeing slow and seeing fast. Problems with timeline metaphor of perceptual ex...
 
The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...
The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...
The Speed Limits of Vision, psychology colloquium at Uni Western Sydney, June...
 
The broadest problem in science: Our publishing system
The broadest problem in science: Our publishing systemThe broadest problem in science: Our publishing system
The broadest problem in science: Our publishing system
 
Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...
Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...
Splitting Attention Slows Attention: Poor Temporal Resolution in Multiple Obj...
 
Vss satellite talk3
Vss satellite talk3Vss satellite talk3
Vss satellite talk3
 
Woolcock Institute 20 Mar 2012
Woolcock Institute 20 Mar 2012Woolcock Institute 20 Mar 2012
Woolcock Institute 20 Mar 2012
 
Open your Ivory or Sandstone Tower
Open your Ivory or Sandstone TowerOpen your Ivory or Sandstone Tower
Open your Ivory or Sandstone Tower
 

Our Scholarship System is Broke. Can Open Access Fix It?

  • 1. Our Scholarship System is Broke. Can Open Access Fix It? Alex.Holcombe@sydney.edu.au School of Psychology http://www.slideshare.net/holcombea/ @ceptional Wednesday, 24 October 12 1
  • 2. Scientist meets Publisher Academic knowledge is boxed in by expensive journals. http://www.youtube.com/watch?v=GMIY_4t-DR0 Wednesday, 24 October 12 2
  • 3. operating profit company industry 7% Woolworths supermarkets, pokies 12% BMW automobiles 22% Coca-Cola adding sugar to water 23% Rio Tinto mining 36% Apple premium computing 34% Springer scholarly publishing 36% Elsevier scholarly publishing 42% Wiley scholarly publishing Thanks to Nick Scott-Samuel $3983 USD per article for Elsevier $1350 USD per article for PLoS ONE Claudio Aspesi at http://poynder.blogspot.com.au/2012/03/open-access-brick-by-brick.html Wednesday, 24 October 12 3
  • 4. JOURNAL / PUBLISHER COST ($USD) ACCESS $10,780 per Subscription article (not including charges for color figures) $85 per page Open Access $80 per page Open Access (introductory rate is even cheaper) $1350 per article Open Access Wednesday, 24 October 12 4
  • 5. JOURNAL / PUBLISHER COST ($USD) ACCESS $10,780 per Subscription article (not including charges for color figures) $85 per page Open Access $80 per page Open Access (introductory rate is even cheaper) $1350 per article Open Access $99 per life Open Access Wednesday, 24 October 12 4
  • 6. Monopoly + Profit $ = = maximization Broke Wednesday, 24 October 12 5
  • 7. OA HULK WANTS TO KNOW WHO TO OCCUPY! ELSEVIER!? ACS!? HARPERCOLLINS!? YOU NAME IT, OA HULK WILL OCCUPY AND SMASH! “Open Access Hulk” Wednesday, 24 October 12 6
  • 8. started January 2012 $3983 USD per article for Elsevier $1350 USD per article for PLoS ONE Claudio Aspesi at http://poynder.blogspot.com.au/2012/03/open-access-brick-by-brick.html Wednesday, 24 October 12 7
  • 9. 2007 2008 2009 2010 2011 2012 Wednesday, 24 October 12 8
  • 10. 2007 2008 2009 2010 2011 2012 Wednesday, 24 October 12 8
  • 11. 2007 2008 2009 2010 2011 2012 Wednesday, 24 October 12 8
  • 12. GREEN ROAD GOLD ROAD •Deposit your manuscripts in the university repository Article Processing Charge (http://ses.library.usyd.edu.au/ •Even with closed journals, you often have the right to deposit your final version (e.g. Word document before typeset by publisher) $1,350 •Funders, universities should mandate this. •Publishers will adapt, as they have in physics. $3,000 Stevan Harnad Wednesday, 24 October 12 9
  • 13. Requirements from funders that publications be OA •NIH (US) within 12 months •Wellcome Trust (UK) within 6 months •final grant payment withheld if you don’t comply •NHMRC (Australia) within 12 months •“publications arising from an NHMRC supported research project must be deposited into an open access institutional repository within a twelve month period from the date of publication.” •ARC (Australia) •You can use DP funds to pay open-access fees, but must be taken from the funds you were awarded to pay for other things. •“Strongly encourages” open access, no teeth. Compliance rate very low. Wednesday, 24 October 12 10
  • 14. Open Data: the next step NHMRC: The next steps will be improving public and other researchers’ access to publicly funded data. https://theconversation.edu.au/all-research-funded-by-nhmrc-to-be-accessible-free-of-charge-5486 Wednesday, 24 October 12 11
  • 15. Open Data: the next step NHMRC: The next steps will be improving public and other researchers’ access to publicly funded data. https://theconversation.edu.au/all-research-funded-by-nhmrc-to-be-accessible-free-of-charge-5486 Wednesday, 24 October 12 11
  • 16. ce is self- correcting always found. Wh y sci en i sc onduct; it is Ul terior Motiv es oint in p scientific m arkm M an, Ph.D. in There's no 0, 2010 by Art ents, it is hard fo ra Published on August 1 othe r's experim s rep lwayeating each ntists are a g. B ecause scie o hang on for very lon lt t fictitious resu The Replicability Crisis Bayer HealthCare :only about 25% of published preclinical studies could be validated to the point Rule among early-stage venture at which projects could continue capital firms that “at least 50% of published studies, even those in top- Amgen Fifty-three papers were deemed ‘landmark’ tier academic journals, can't be studies (see ‘Reproducibility of research repeated with the same conclusions findings’)... scientific findings were confirmed in by an industrial lab” - Prinz, Schlange, & Asadullah. Nature Rev. only 6 (11%) cases Drug Discov. 10, 712 (2011) Wednesday, 24 October 12 12
  • 17. The File-Drawer Problem unpublished results files http://www.flickr.com/photos/nickperez/2569423078 t. magnum Wednesday, 24 October 12 13
  • 18. The File-Drawer Problem •Difficult to publish non- replications and replications •Most journals only publish papers that “make a novel unpublished contribution” results files •Reviewers/editors tend to hold non-replicating manuscript to higher standard than original. •Bem http://www.flickr.com/photos/nickperez/2569423078 t. magnum •Little career incentive to publish a non-replication or a replication Wednesday, 24 October 12 14
  • 19. The File-Drawer Problem http://www.flickr.com/photos/nickperez/2569423078 t. magnum Wednesday, 24 October 12 15
  • 20. The File-Drawer Problem Corollary 4: The greater the flexibility in designs, definitions, outcomes, and analytical modes in a scientific field, the less likely the research findings are to be true. Flexibility increases the potential for transforming what would be “negative” results into “positive” results. http://www.flickr.com/photos/nickperez/2569423078 t. magnum Corollary 6: The hotter a scientific field (with more scientific teams involved), the less likely the research findings are to be true. Wednesday, 24 October 12 15
  • 21. The File-Drawer Problem Corollary 4: The greater the flexibility in designs, definitions, outcomes, and analytical modes in a scientific field, the less likely the research findings are to be true. Flexibility increases the potential for transforming what would be “negative” results into “positive” results. t at mos idis th Ioann http://www.flickr.com/photos/nickperez/2569423078 t. magnum ith ree w le we ag .” ry, whi e false.. “In s umma ings ar Corollary 6: The hotter a scientific field (with more fi nd res earch scientific teams involved), the less likely the research findings are to be true. Wednesday, 24 October 12 15
  • 22. Barriers to publishing replications and failed- replications • No glory in publishing a replication • Few journals publish replications • usually uphill battle even with those that do • The wrath of the original researcher Wednesday, 24 October 12 16
  • 23. Barriers to publishing replications and failed- replications • No glory in publishing a replication • Few journals publish replications • usually uphill battle even with those that do • The wrath of the original researcher Wednesday, 24 October 12 16
  • 24. Barriers to publishing replications and failed- replications • No glory in publishing a replication • Few journals publish replications • usually uphill battle even with those that do • The wrath of the original researcher Wednesday, 24 October 12 16
  • 25. File-drawer fixes • Journals that don’t reject replications for being uninteresting or unimportant ◦ • ✔ • Pre-registration of study designs and analysis methods ◦ ✔ ◦ • Brief reporting of replications ◦ ✔ ◦ Wednesday, 24 October 12 17
  • 26. File-drawer fixes • Journals that don’t reject replications as being uninteresting or unimportant ◦ • ✔ • Pre-registration of study designs and analysis methods ◦ ✔ ◦ • Brief reporting of replications ◦ ✔ ◦ Wednesday, 24 October 12 18
  • 27. preregistered Replication Reports Dan Simons 1. Authors plan a replication study 2. They submit an introduction and methods section 3. Sent to reviewers, including author of to-be-replicated article 4. Editor decides whether to accept/reject, based on: 1. Reviewer comments regarding the proposed protocol 2. Importance of original study, judged by argument in the introduction, number of citations of original, reviewer comments 5. The Intro, Method and analysis plan, and reviewer comments are posted on the journal website ✔ ✔ ✔ 6. After the results come in, the authors submit a conventional results and discussion section and that together with the raw data are posted, yielding the complete publication Wednesday, 24 October 12 19
  • 28. preregistered Replication Reports • Original author signed off on it, so can’t complain / hate the replication authors as much. • Good way to start for a new PhD student, anyone planning to build on some already-published results • Will post the raw data ✔ ✔ ✔ • Will facilitate, publish meta-analyses when replications accrue • Reduce the incentive to publish flashy, headline-grabbing but unreliable studies? at Psychological Science? Wednesday, 24 October 12 20