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CREATING NETWORKS OF MODEL
SCHOOLS: INTERNATIONAL
EXPERIENCE AND BEST PRACTICE



Brian J. Caldwell
Associate Director iNet (Global)
Director Educational Transformations


Presentation at the Asia Pacific Forum on
Secondary Education hosted by The Asia
Society, New Delhi, India, 24-26 March 2008
Concept of Autonomy

• Unconstrained school autonomy is rare
• There is constrained autonomy in local management,
  school-based management, self-management
• The self-managing school is ‘a school in a system of
  education to which there has been decentralized a
  significant amount of authority and responsibility to
  make decisions related to the allocation of resources
  within a centrally determined framework of goals,
  policies, standards and accountabilities’
• Resources are defined broadly to include finance,
  curriculum, staffing, facilities and maintenance
Trends and impact of autonomy

• There is a trend to autonomy (decentralization) but
  there are parallel trends to centralization
• Early research on impact was inconclusive
• Recent research for OECD yields the most important
  findings on autonomy
• The report of PISA 2006 includes a model to explain
  the joint impact of school and system resources,
  practices, and policies on student performance. Of
  the 15 factors in the model, the system average on
  the school autonomy index in budgeting is by far the
  most powerful
School accountability, autonomy and
choice: The OECD Working Paper 13

 On average, students perform better if schools have
 autonomy to decide on staffing and to hire their own
 teachers, while student achievement is lower when
 schools have autonomy in areas with large scope for
 opportunistic behaviour, such as formulating their
 own budget. But school autonomy in formulating the
 budget, in establishing teacher salaries, and in
 determining course content are all significantly more
 beneficial in systems where external exit exams
 introduce accountability. (Wößmann, Lüdemann,
 Schütz and West, 2007, p. 59)
School accountability, autonomy and
choice: The OECD Working Paper 14

. . . rather than harming disadvantaged
  students, accountability, autonomy, and
  choice are tides that lift all the boats. . . there
  is not a single case where a policy designed
  to introduce accountability, autonomy, or
  choice into schooling benefits high-SES
  students to the detriment of low-SES
  students (Schütz, G., Wößmann, L. and
  West, M.R., 2007, p. 34)
Two important issues

1. How do autonomous or self-managing
   schools build capacity to achieve
   expectations?
2. What is the role of system authorities at the
   national, state, regional or district levels
   that traditionally provide direction and
   support?
Re-imagining the self-managing
school: The new enterprise logic

1. The student is the most important unit of
   organization
2. Schools cannot achieve expectations for
   transformation by acting alone
3. Leadership is distributed across schools in
   networks as well as within schools
4. Networks involve a range of individuals, agencies,
   institutions and organizations across public and
   private sectors in educational and non-educational
   settings
5. New approaches to resource allocation are
   required under these conditions
6. Intellectual capital and social capital are as
   important as other forms of capital
Research on networking

•   National Foundation for Educational
    Research (England): ‘there is a lack of
    research that captures the messy and
    complex nature of network processes’
•   Evidence of impact in the Networking
    Learning Communities supported by the
    National College for School Leadership
    (NCSL) (England) and in the Los Angeles
    Annenberg Metropolitan Project (USA)
Models of good practice in networking

1. Networked Learning Communities (England)
   (2002-2006): 134 networks, 35,000 teachers,
   675,000 students
2. Specialist Schools and Academies Trust
   (England): 90 % of 3,100 secondary schools each
   offering at least one curriculum specialization and
   having a partnership with a business. Specialist
   outperform non-specialist schools with networking
   identified as one factor. Three kinds of networks:
• Networks of schools with same specialization
• Networks of secondary and primary (elementary)
   schools
• International Networking for Educational
   Transformation (iNet)
Models of good practice in networking

3. International Networking for Educational Transformation
   (iNet) involves 4,861 schools in 35 countries.
• These schools have an interest in transformation,
   defined as significant, systematic and sustained change
   that secures success for all students in all settings.
• A range of activities includes international study tours,
   online conferences, and online publications.
• The majority of affiliated schools are in England as part
   of the support they receive from the Specialist Schools
   and Academies Trust, but the number in the other 34
   countries is 1,314
• The largest network in another country is in Australia
   originating in Victoria but extending to other states
• Mauritius has affiliated all schools in iNet.
Models of good practice in networking

4. More formal networks are also evident in England
   through the creation of federations of up to five schools.
   These operate in tight or loose arrangements to achieve
   the purpose of networks, namely, to share knowledge,
   address issues of common concern, or share resources.
• In some instances the arrangement involves a high-
   performing school federating with a low-performing
   school in an effort to raise achievement in the latter, with
   early evidence of success in some instances.
• The Specialist Schools and Academies Trust supports
   partnerships of high- and low-performing schools in the
   Raising Achievement Transforming Learning
   (RATL) project.
Models of good practice in networking

5. Networks of 1600 state schools in Victoria,
   Australia
• High level of autonomy with more than 90 % of
   state’s budget decentralized to schools
• Networks focus on capacity to raise levels of
   student achievement
Also, sustained networking in Lanyon network in the
   Australian Capital Territory with annual cycle
   involving all staff in participating schools
Extending traditional concepts

1. System leadership: In addition to traditional
   forms of system leadership, there are now
   leaders in schools who take responsibility for
   what occurs in networks or federations
2. Communities of practice: In addition to
   communities of practice at a single site, there are
   now communities of practice extending to
   networks of schools local, national or
   international
A BROADER FRAMEWORK FOR
       UNDERSTANDING NETWORKING IN SCHOOLS


Transformation is significant, systematic and sustained change that
secures success for all students in all settings
INTELLECTUAL AND SOCIAL



           • Intellectual Capital . . .
             The knowledge and
             skill of those who work
             in or for the school

           • Social Capital . . The
             strength of formal and
             informal partnerships
             and networks that
             have the potential to
             support or be
             supported by the
             school
SPIRITUAL AND FINANCIAL


            • Spiritual Capital . . . The
              strength of moral
              purpose and the degree
              of coherence among
              values, beliefs and
              attitudes about life and
              learning

            • Financial Capital . . .
              The monetary resources
              available to support
              the school
GOVERNANCE




      • Governance . . . The
        process through which a
        school builds its
        intellectual, social,
        spiritual and financial
        capital and aligns them
        to achieve its goals
INTERNATIONAL PROJECT TO FRAME
          THE TRANSFORMATION OF SCHOOLS

• International Project to Frame the Transformation of
  Schools
• Australia, China, England, Finland, United States, Wales
• Case studies of five secondary schools in each country,
  with many schools in highly disadvantaged settings
• 10 sample indicators for each form of capital and
  governance – a total of 50
• 30 of 50 confirmed in every school; 10 in the majority of
  schools, 10 in at least one school
• Forthcoming book Why Not the Best Schools
INTELLECTUAL CAPITAL
                   INDICATORS

1. The staff allocated to or selected by the school are at
   the forefront of knowledge and skill in required
   disciplines and pedagogies
2. The school identifies and implements outstanding
   practice observed in or reported by other schools
3. The school has built a substantial, systematic and
   sustained capacity for acquiring and sharing
   professional knowledge
4. Outstanding professional practice is recognised and
   rewarded
5. The school supports a comprehensive and coherent
   plan for the professional development of all staff
   that reflects its needs and priorities
INTELLECTUAL CAPITAL
               INDICATORS

6. When necessary, the school outsources to
    augment the professional talents of its staff
7. The school participates in networks with other
    schools and individuals, organisations, institutions
    and agencies, in education and other fields, to
    share knowledge, solve problems or pool
    resources
8. The school ensures that adequate funds are set
    aside in the budget to support the acquisition and
    dissemination of professional knowledge
9. The school provides opportunities for staff to
    innovate in their professional practice
10. The school supports a ‘no-blame’ culture
    which accepts that innovations often fail
SOCIAL CAPITAL
                    INDICATORS

1.   There is a high level of alignment between the expectations
     of parents and other key stakeholders and the mission,
     vision, goals, policies, plans and programs of the school
2.   There is extensive and active engagement of parents and
     others in the community in the educational program of the
     school
3.   Parents and others in the community serve on the governing
     body of the school or contribute in other ways to the decision-
     making process
4.   Parents and others in the community are advocates of the
     school and are prepared to take up its cause in challenging
     circumstances
5.   The school draws cash or in-kind support from individuals,
     organisations, agencies and institutions in the public and
     private sectors, in education and other fields, including
     business and industry, philanthropists and social
     entrepreneurs
SOCIAL CAPITAL
                 INDICATORS
6. The school accepts that support from the
    community has a reciprocal obligation for the
    school to contribute to the building of community
7. The school draws from and contributes to networks
    to share knowledge, address problems and pool
    resources
8. Partnerships have been developed and sustained
    to the extent that each partner gains from the
    arrangement
9. Resources, both financial and human, have been
    allocated by the school to building partnerships
    that provide mutual support
10. The school is co-located with or located near other
    services in the community and these
    services are utilised in support of the school
CONCLUSION

1. Networking of schools to share knowledge, address
   problems of common concern or share resources is one
   strategy among many in efforts to improve the
   performance of schools
2. It is an important if not necessary strategy as schools
   become more autonomous and become less dependent on
   traditional sources of direction and support
3. Non-public or private schools that are not part of a system
   should network if they are to build and maintain their
   intellectual capital
4. Need for further and deeper research on the
   contribution of networks and networking to lifting
   the performance of schools

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Presentation Caldwell

  • 1. CREATING NETWORKS OF MODEL SCHOOLS: INTERNATIONAL EXPERIENCE AND BEST PRACTICE Brian J. Caldwell Associate Director iNet (Global) Director Educational Transformations Presentation at the Asia Pacific Forum on Secondary Education hosted by The Asia Society, New Delhi, India, 24-26 March 2008
  • 2. Concept of Autonomy • Unconstrained school autonomy is rare • There is constrained autonomy in local management, school-based management, self-management • The self-managing school is ‘a school in a system of education to which there has been decentralized a significant amount of authority and responsibility to make decisions related to the allocation of resources within a centrally determined framework of goals, policies, standards and accountabilities’ • Resources are defined broadly to include finance, curriculum, staffing, facilities and maintenance
  • 3. Trends and impact of autonomy • There is a trend to autonomy (decentralization) but there are parallel trends to centralization • Early research on impact was inconclusive • Recent research for OECD yields the most important findings on autonomy • The report of PISA 2006 includes a model to explain the joint impact of school and system resources, practices, and policies on student performance. Of the 15 factors in the model, the system average on the school autonomy index in budgeting is by far the most powerful
  • 4. School accountability, autonomy and choice: The OECD Working Paper 13 On average, students perform better if schools have autonomy to decide on staffing and to hire their own teachers, while student achievement is lower when schools have autonomy in areas with large scope for opportunistic behaviour, such as formulating their own budget. But school autonomy in formulating the budget, in establishing teacher salaries, and in determining course content are all significantly more beneficial in systems where external exit exams introduce accountability. (Wößmann, Lüdemann, Schütz and West, 2007, p. 59)
  • 5. School accountability, autonomy and choice: The OECD Working Paper 14 . . . rather than harming disadvantaged students, accountability, autonomy, and choice are tides that lift all the boats. . . there is not a single case where a policy designed to introduce accountability, autonomy, or choice into schooling benefits high-SES students to the detriment of low-SES students (Schütz, G., Wößmann, L. and West, M.R., 2007, p. 34)
  • 6. Two important issues 1. How do autonomous or self-managing schools build capacity to achieve expectations? 2. What is the role of system authorities at the national, state, regional or district levels that traditionally provide direction and support?
  • 7. Re-imagining the self-managing school: The new enterprise logic 1. The student is the most important unit of organization 2. Schools cannot achieve expectations for transformation by acting alone 3. Leadership is distributed across schools in networks as well as within schools 4. Networks involve a range of individuals, agencies, institutions and organizations across public and private sectors in educational and non-educational settings 5. New approaches to resource allocation are required under these conditions 6. Intellectual capital and social capital are as important as other forms of capital
  • 8. Research on networking • National Foundation for Educational Research (England): ‘there is a lack of research that captures the messy and complex nature of network processes’ • Evidence of impact in the Networking Learning Communities supported by the National College for School Leadership (NCSL) (England) and in the Los Angeles Annenberg Metropolitan Project (USA)
  • 9. Models of good practice in networking 1. Networked Learning Communities (England) (2002-2006): 134 networks, 35,000 teachers, 675,000 students 2. Specialist Schools and Academies Trust (England): 90 % of 3,100 secondary schools each offering at least one curriculum specialization and having a partnership with a business. Specialist outperform non-specialist schools with networking identified as one factor. Three kinds of networks: • Networks of schools with same specialization • Networks of secondary and primary (elementary) schools • International Networking for Educational Transformation (iNet)
  • 10. Models of good practice in networking 3. International Networking for Educational Transformation (iNet) involves 4,861 schools in 35 countries. • These schools have an interest in transformation, defined as significant, systematic and sustained change that secures success for all students in all settings. • A range of activities includes international study tours, online conferences, and online publications. • The majority of affiliated schools are in England as part of the support they receive from the Specialist Schools and Academies Trust, but the number in the other 34 countries is 1,314 • The largest network in another country is in Australia originating in Victoria but extending to other states • Mauritius has affiliated all schools in iNet.
  • 11. Models of good practice in networking 4. More formal networks are also evident in England through the creation of federations of up to five schools. These operate in tight or loose arrangements to achieve the purpose of networks, namely, to share knowledge, address issues of common concern, or share resources. • In some instances the arrangement involves a high- performing school federating with a low-performing school in an effort to raise achievement in the latter, with early evidence of success in some instances. • The Specialist Schools and Academies Trust supports partnerships of high- and low-performing schools in the Raising Achievement Transforming Learning (RATL) project.
  • 12. Models of good practice in networking 5. Networks of 1600 state schools in Victoria, Australia • High level of autonomy with more than 90 % of state’s budget decentralized to schools • Networks focus on capacity to raise levels of student achievement Also, sustained networking in Lanyon network in the Australian Capital Territory with annual cycle involving all staff in participating schools
  • 13. Extending traditional concepts 1. System leadership: In addition to traditional forms of system leadership, there are now leaders in schools who take responsibility for what occurs in networks or federations 2. Communities of practice: In addition to communities of practice at a single site, there are now communities of practice extending to networks of schools local, national or international
  • 14. A BROADER FRAMEWORK FOR UNDERSTANDING NETWORKING IN SCHOOLS Transformation is significant, systematic and sustained change that secures success for all students in all settings
  • 15. INTELLECTUAL AND SOCIAL • Intellectual Capital . . . The knowledge and skill of those who work in or for the school • Social Capital . . The strength of formal and informal partnerships and networks that have the potential to support or be supported by the school
  • 16. SPIRITUAL AND FINANCIAL • Spiritual Capital . . . The strength of moral purpose and the degree of coherence among values, beliefs and attitudes about life and learning • Financial Capital . . . The monetary resources available to support the school
  • 17. GOVERNANCE • Governance . . . The process through which a school builds its intellectual, social, spiritual and financial capital and aligns them to achieve its goals
  • 18. INTERNATIONAL PROJECT TO FRAME THE TRANSFORMATION OF SCHOOLS • International Project to Frame the Transformation of Schools • Australia, China, England, Finland, United States, Wales • Case studies of five secondary schools in each country, with many schools in highly disadvantaged settings • 10 sample indicators for each form of capital and governance – a total of 50 • 30 of 50 confirmed in every school; 10 in the majority of schools, 10 in at least one school • Forthcoming book Why Not the Best Schools
  • 19. INTELLECTUAL CAPITAL INDICATORS 1. The staff allocated to or selected by the school are at the forefront of knowledge and skill in required disciplines and pedagogies 2. The school identifies and implements outstanding practice observed in or reported by other schools 3. The school has built a substantial, systematic and sustained capacity for acquiring and sharing professional knowledge 4. Outstanding professional practice is recognised and rewarded 5. The school supports a comprehensive and coherent plan for the professional development of all staff that reflects its needs and priorities
  • 20. INTELLECTUAL CAPITAL INDICATORS 6. When necessary, the school outsources to augment the professional talents of its staff 7. The school participates in networks with other schools and individuals, organisations, institutions and agencies, in education and other fields, to share knowledge, solve problems or pool resources 8. The school ensures that adequate funds are set aside in the budget to support the acquisition and dissemination of professional knowledge 9. The school provides opportunities for staff to innovate in their professional practice 10. The school supports a ‘no-blame’ culture which accepts that innovations often fail
  • 21. SOCIAL CAPITAL INDICATORS 1. There is a high level of alignment between the expectations of parents and other key stakeholders and the mission, vision, goals, policies, plans and programs of the school 2. There is extensive and active engagement of parents and others in the community in the educational program of the school 3. Parents and others in the community serve on the governing body of the school or contribute in other ways to the decision- making process 4. Parents and others in the community are advocates of the school and are prepared to take up its cause in challenging circumstances 5. The school draws cash or in-kind support from individuals, organisations, agencies and institutions in the public and private sectors, in education and other fields, including business and industry, philanthropists and social entrepreneurs
  • 22. SOCIAL CAPITAL INDICATORS 6. The school accepts that support from the community has a reciprocal obligation for the school to contribute to the building of community 7. The school draws from and contributes to networks to share knowledge, address problems and pool resources 8. Partnerships have been developed and sustained to the extent that each partner gains from the arrangement 9. Resources, both financial and human, have been allocated by the school to building partnerships that provide mutual support 10. The school is co-located with or located near other services in the community and these services are utilised in support of the school
  • 23. CONCLUSION 1. Networking of schools to share knowledge, address problems of common concern or share resources is one strategy among many in efforts to improve the performance of schools 2. It is an important if not necessary strategy as schools become more autonomous and become less dependent on traditional sources of direction and support 3. Non-public or private schools that are not part of a system should network if they are to build and maintain their intellectual capital 4. Need for further and deeper research on the contribution of networks and networking to lifting the performance of schools