Absenteeism Management

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Absenteeism Management 
By: J. Geoffrey Howard 
Partner, Gowling Lafleur Henderson LLP 
geoffrey.howard@gowlings.com
Absenteeism Management 
1. A few statistics 
2. Absenteeism at work and legislative protections 
3. Absenteeism management 
a) Involuntary absenteeism 
b) Voluntary absenteeism
1. A Few Statistics
1 A FEW STATISTICS 
Rate of absenteeism among full-time workers, 2000 to 20111 
Days lost per worker during the course of the year 
Total Illness or disability Personal or family obligations 
Days 
2000 8.0 6.7 1.3 
2001 8.5 7.0 1.5 
2002 9.1 7.4 1.7 
2003 9.2 7.5 1.7 
2004 9.2 7.5 1.7 
2005 9.7 7.8 1.8 
2006 9.7 7.6 2.1 
2007 9.9 8.1 1.8 
2008 9.7 7.9 1.8 
2009 9.5 7.8 1.7 
2010 9.1 7.4 1.7 
2011 9.3 7.7 1.6 
1Statistics Canada, Work Absence Rates, 2012
1 A FEW STATISTICS 
Rate of absenteeism among full-time workers by province, 20111 
Days lost per worker during the course of the year 
Total Illness or disability Personal or family 
obligations 
Province Days 
Newfoundland and Labrador 10.2 8.5 1.8 
Prince Edward Island 9.9 8.3 1.5 
Nova Scotia 10.8 9.0 1.8 
New Brunswick 10.8 9.2 1.7 
Quebec 10.8 9.3 1.5 
Ontario 8.3 6.6 1.7 
Manitoba 10.2 8.2 1.9 
Saskatchewan 11.0 8.8 2.2 
Alberta 7.9 6.3 1.6 
British Columbia 9.9 8.3 1.6 
1Statistics Canada, Work Absence Rates, 2012
Rate of absenteeism among full-time workers 
by presence of children, 20111 
Days lost per worker during the course of the year 
Total Illness or disability Personal 
or family obligations 
Days 
1 A FEW STATISTICS 
With children 9.4 7.4 2.1 
Without children 9.2 7.9 1.4 
1Statistics Canada, Work Absence Rates, 2012
2. Work Absenteeism
• An employee's fundamental obligation to 
perform his or her work 
• The employee works “under the employer's 
authority and supervision” 
• Related obligation to report absence, provide 
medical information 
• Sick pay/Disability benefits are not mandated by 
legislation 
• The employer's right to manage absenteeism 
and apply sanctions 
• Supreme Court of Canada has recognized the right to 
do so 
a) Employee's obligations 
2 WORK ABSENTEEISM
• Voluntary 
• Involuntary 
b) Types of absenteeism 
2 WORK ABSENTEEISM
c) Employee's right to be absent 
2 WORK ABSENTEEISM 
Legal protections 
•Protection under provincial legislation 
• Illness 
• Employment Standards 
• No right to sick days or sick/disability pay 
• Annual Vacation 
• Various personal leaves (see below) 
• Human Rights 
• Disability: duty to “accommodate” 
• Does not cover absence due to minor ailments
Legal protections 
•Protection under provincial legislation 
• Family or parental reasons 
• Employment Standards 
• Pregnancy/Maternity and Parental Leave 
• Compassionate Care Leave (up to 8 weeks) 
• Family Responsibility Leave (BC only - 5 days per year) 
• “care, health or education” of child or care or health of other 
family member 
• Bereavement Leave (BC only - 3 days on death of family 
member) 
• Human Rights 
• Marital Status 
• Family Status 
c) Employee's right to be absent 
2 WORK ABSENTEEISM
2 WORK ABSENTEEISM 
c) Employee's right to be absent 
Absences for family reasons 
At the federal level 
• The Canadian Human Rights Act 
• Interpretation of “family status” 
• Case law: 
• Johnstone v. Canada Border Services, DTE 2010T-750 
(CHRT) – confirmed by the Federal Court in Canada 
(Attorney General) v. Johnstone, 2013, FC 113 
• Seeley v. Canadian National Railway, 2010 CHRT23
2 WORK ABSENTEEISM 
c) Employee's right to be absent 
Absences for family reasons 
In British Columbia and Alberta 
• Human Rights Code (BC) and Human Rights Act 
(AB) 
• B.C. case law: 
• Heath Sciences Assoc. of B.C. v. Campbell River and 
North Island Transition Society, 2004 BCCA 260 (CanLII) 
Whether particular conduct does or does not amount to prima facie discrimination on the basis of family 
status will depend on the circumstances of each case. In the usual case where there is no bad faith on the 
part of the employer and no governing provision in the applicable collective agreement or employment 
contract, it seems to me that a prima facie case of discrimination is made out when a change in a term or 
condition of employment imposed by an employer results in a serious interference with a substantial 
parental or other family duty or obligation of the employee. I think that in the vast majority of situations in 
which there is a conflict between a work requirement and a family obligation it would be difficult to make 
out a prima facie case.
d) Employer's obligations during the employee's absence 
2 WORK ABSENTEEISM 
• Group insurance 
• ESA leaves require continued benefits during ESA 
leaves 
• Human rights leaves do not (subject to language of 
policy) 
• Reinstatement of employee 
• ESA – to the job if it exists or a comparable job if it 
does not 
• Human Rights leaves: Subject to duty to accommodate 
to the point of undue hardship 
• Seniority 
• ESA expressly states inactive employment on ESA 
leaves included in calculating period of service
3. Absenteeism Management
3 ABSENTEEISM MANAGEMENT 
• Limits of absenteeism management: 
• Employee's right to privacy re private life and physical 
well-being 
- VS - 
• The employer's right to know: 
• Duration of absence 
• Limits applicable to the employee 
• Management methods in cases of voluntary and 
involuntary absence 
• Involuntary absenteeism: administrative approach 
• Voluntary absenteeism: disciplinary approach
a) Involuntary absenteeism 
3 ABSENTEEISM MANAGEMENT 
• Two types of involuntary absenteeism 
• Long-term absenteeism 
• Chronic absenteeism 
• Cases in which involuntary absenteeism may warrant dismissal 
• Criteria: 
1. High rate of absenteeism compared with other employees (long-term 
absence or excessive chronic absenteeism) 
2. No accommodations can be made without undue hardship, or 
maintaining accommodations becomes an undue hardship 
3. Low probability that the employee will return to work in the reasonably 
foreseeable future after lengthy absence
3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM 
• Legal basis of the obligation to provide 
accommodation 
• Human rights 
• S. 11 
• Recognized in case law that the obligation to provide 
accommodation is required in respect of all grounds of prohibited 
discrimination 
• Substantive and procedural obligation 
• Individualized accommodation required
3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM 
• Exception to the obligation to provide 
accommodation: bona fide occupational 
requirement (BFOR) 
• A distinction, exclusion or preference based on the 
aptitudes or qualities required by a given job 
• Conditions for demonstrating a BFOR according to the 
Supreme Court of Canada: 
• Purpose of standard is rationally connected to the 
performance of the work 
• Honest and good faith belief that the standard adopted is 
necessary to achieve a legitimate goal associated with 
the work 
• Standard reasonably necessary and cannot be 
accommodated without undue hardship
3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM 
• Limits to the obligation to provide 
accommodation 
• Undue hardship 
• Factual case-by-case analysis 
• “Undue” hardship implies that a certain amount of 
hardship is acceptable 
• Factors in evaluating the undue nature of the hardship: 
• Financial cost 
• Outside sources of funding 
• Health and safety 
• Fundamental change to the work contract 
• Size of the company 
• Impact on other staff
3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM 
• Examples of accommodation during illness: 
• Keep the employee's position open 
• Distribute employee's tasks and duties to others 
• Ensure a gradual return to work 
• Examples of accommodation due to family 
status: 
• Flexible scheduling 
• Leaves of absence to care for family members 
• Providing access to alternative work arrangements
3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM 
• Examples of accommodation upon ill employee's 
return: 
• Purchase of tools and equipment 
• Changes to the work schedule 
• Changes to the tasks performed 
• Transfer to another position better suited to limitations 
• Changes to the workplace
3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM 
• Employee's obligations 
• Provide required information 
• Cooperate to reach an acceptable compromise (e.g. 
work part-time) 
• Entitled to reasonable accommodation not perfect 
accommodation 
• Facilitate the implementation of the accommodation 
• Any complaint may be rejected if the employee refuses 
reasonable accommodation
3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM 
• Recommendations 
• Take preventive measures to avoid absence 
• Analyze each request for accommodation 
• Fulfil the procedural requirement 
• Be familiar with common accommodations 
• Ensure accommodation options are individualized 
• Have the employee assessed by an expert if 
appropriate 
• Analyze the criteria associated with the concept of 
“undue hardship” before terminating the employee
b) Voluntary absenteeism 
3 ABSENTEEISM MANAGEMENT 
• Why take a disciplinary approach? 
• To remedy or correct misconduct 
• To respect and maintain the loyalty of other, more 
conscientious, employees 
• To be able to defend your decisions in court, if 
necessary
3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM 
• Different types of disciplinary measures 
• Verbal/written warning 
• Suspension without pay (short- or long-term) 
• Dismissal (ultimate sanction)
3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM 
• Important guidelines 
Progressive disciplinary measures 
• Disciplinary measures should be applied in a progressive 
manner, since the aim of the exercise is to correct 
misconduct and restore a viable working relationship 
• Heavier sanctions as problems repeat or get more 
serious 
Only one disciplinary measure per case of 
misconduct 
• The employer cannot sanction an employee twice for the 
same instance of misconduct
3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM 
• Important guidelines 
The disciplinary measure must be in proportion to 
the misconduct and the context of the employee’s 
history 
• An employee can be disciplined only if he or she has 
committed an act which, in itself, requires disciplinary 
measures 
• The employee’s individual circumstances must be 
considered when assessing the appropriate discipline 
• Equal is not always fair
3 ABSENTEEISM MANAGEMENT 
B) VOLUNTARY ABSENTEEISM 
• Important guidelines 
Take attenuating or aggravating circumstances into 
account 
• Attenuating circumstances: 
• Seniority 
• Clean disciplinary record 
• Isolated incident 
• Absence of clear rules or 
policies 
• Feelings of remorse 
• Provocation 
• Personal circumstances 
(marital problems, illness, 
substance abuse)
3 ABSENTEEISM MANAGEMENT 
B) VOLUNTARY ABSENTEEISM 
• Important guidelines 
Take attenuating or aggravating circumstances into 
account 
• Aggravating circumstances: 
• History of disciplinary 
measures 
• Lack of seniority 
• Premeditation/Intent 
• Repeated misconduct 
• Refusal to assume 
responsibility for the 
misconduct, or lack of 
remorse 
• Clear understanding of 
wrongful conduct 
• Violation of a clear 
company rule or policy 
• Consequences of the 
misconduct
Thank You 
J. Geoffrey Howard 
Partner 
Tel: 604 891-2279 
Email: geoffrey.howard@gowlings.com 
montréal · ottawa ·  toronto ·  hamilton ·  waterloo region ·  calgary ·  vancouver · beijing ·  moscow ·  london
1 von 31

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Absenteeism Management

  • 1. Absenteeism Management By: J. Geoffrey Howard Partner, Gowling Lafleur Henderson LLP geoffrey.howard@gowlings.com
  • 2. Absenteeism Management 1. A few statistics 2. Absenteeism at work and legislative protections 3. Absenteeism management a) Involuntary absenteeism b) Voluntary absenteeism
  • 3. 1. A Few Statistics
  • 4. 1 A FEW STATISTICS Rate of absenteeism among full-time workers, 2000 to 20111 Days lost per worker during the course of the year Total Illness or disability Personal or family obligations Days 2000 8.0 6.7 1.3 2001 8.5 7.0 1.5 2002 9.1 7.4 1.7 2003 9.2 7.5 1.7 2004 9.2 7.5 1.7 2005 9.7 7.8 1.8 2006 9.7 7.6 2.1 2007 9.9 8.1 1.8 2008 9.7 7.9 1.8 2009 9.5 7.8 1.7 2010 9.1 7.4 1.7 2011 9.3 7.7 1.6 1Statistics Canada, Work Absence Rates, 2012
  • 5. 1 A FEW STATISTICS Rate of absenteeism among full-time workers by province, 20111 Days lost per worker during the course of the year Total Illness or disability Personal or family obligations Province Days Newfoundland and Labrador 10.2 8.5 1.8 Prince Edward Island 9.9 8.3 1.5 Nova Scotia 10.8 9.0 1.8 New Brunswick 10.8 9.2 1.7 Quebec 10.8 9.3 1.5 Ontario 8.3 6.6 1.7 Manitoba 10.2 8.2 1.9 Saskatchewan 11.0 8.8 2.2 Alberta 7.9 6.3 1.6 British Columbia 9.9 8.3 1.6 1Statistics Canada, Work Absence Rates, 2012
  • 6. Rate of absenteeism among full-time workers by presence of children, 20111 Days lost per worker during the course of the year Total Illness or disability Personal or family obligations Days 1 A FEW STATISTICS With children 9.4 7.4 2.1 Without children 9.2 7.9 1.4 1Statistics Canada, Work Absence Rates, 2012
  • 8. • An employee's fundamental obligation to perform his or her work • The employee works “under the employer's authority and supervision” • Related obligation to report absence, provide medical information • Sick pay/Disability benefits are not mandated by legislation • The employer's right to manage absenteeism and apply sanctions • Supreme Court of Canada has recognized the right to do so a) Employee's obligations 2 WORK ABSENTEEISM
  • 9. • Voluntary • Involuntary b) Types of absenteeism 2 WORK ABSENTEEISM
  • 10. c) Employee's right to be absent 2 WORK ABSENTEEISM Legal protections •Protection under provincial legislation • Illness • Employment Standards • No right to sick days or sick/disability pay • Annual Vacation • Various personal leaves (see below) • Human Rights • Disability: duty to “accommodate” • Does not cover absence due to minor ailments
  • 11. Legal protections •Protection under provincial legislation • Family or parental reasons • Employment Standards • Pregnancy/Maternity and Parental Leave • Compassionate Care Leave (up to 8 weeks) • Family Responsibility Leave (BC only - 5 days per year) • “care, health or education” of child or care or health of other family member • Bereavement Leave (BC only - 3 days on death of family member) • Human Rights • Marital Status • Family Status c) Employee's right to be absent 2 WORK ABSENTEEISM
  • 12. 2 WORK ABSENTEEISM c) Employee's right to be absent Absences for family reasons At the federal level • The Canadian Human Rights Act • Interpretation of “family status” • Case law: • Johnstone v. Canada Border Services, DTE 2010T-750 (CHRT) – confirmed by the Federal Court in Canada (Attorney General) v. Johnstone, 2013, FC 113 • Seeley v. Canadian National Railway, 2010 CHRT23
  • 13. 2 WORK ABSENTEEISM c) Employee's right to be absent Absences for family reasons In British Columbia and Alberta • Human Rights Code (BC) and Human Rights Act (AB) • B.C. case law: • Heath Sciences Assoc. of B.C. v. Campbell River and North Island Transition Society, 2004 BCCA 260 (CanLII) Whether particular conduct does or does not amount to prima facie discrimination on the basis of family status will depend on the circumstances of each case. In the usual case where there is no bad faith on the part of the employer and no governing provision in the applicable collective agreement or employment contract, it seems to me that a prima facie case of discrimination is made out when a change in a term or condition of employment imposed by an employer results in a serious interference with a substantial parental or other family duty or obligation of the employee. I think that in the vast majority of situations in which there is a conflict between a work requirement and a family obligation it would be difficult to make out a prima facie case.
  • 14. d) Employer's obligations during the employee's absence 2 WORK ABSENTEEISM • Group insurance • ESA leaves require continued benefits during ESA leaves • Human rights leaves do not (subject to language of policy) • Reinstatement of employee • ESA – to the job if it exists or a comparable job if it does not • Human Rights leaves: Subject to duty to accommodate to the point of undue hardship • Seniority • ESA expressly states inactive employment on ESA leaves included in calculating period of service
  • 16. 3 ABSENTEEISM MANAGEMENT • Limits of absenteeism management: • Employee's right to privacy re private life and physical well-being - VS - • The employer's right to know: • Duration of absence • Limits applicable to the employee • Management methods in cases of voluntary and involuntary absence • Involuntary absenteeism: administrative approach • Voluntary absenteeism: disciplinary approach
  • 17. a) Involuntary absenteeism 3 ABSENTEEISM MANAGEMENT • Two types of involuntary absenteeism • Long-term absenteeism • Chronic absenteeism • Cases in which involuntary absenteeism may warrant dismissal • Criteria: 1. High rate of absenteeism compared with other employees (long-term absence or excessive chronic absenteeism) 2. No accommodations can be made without undue hardship, or maintaining accommodations becomes an undue hardship 3. Low probability that the employee will return to work in the reasonably foreseeable future after lengthy absence
  • 18. 3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM • Legal basis of the obligation to provide accommodation • Human rights • S. 11 • Recognized in case law that the obligation to provide accommodation is required in respect of all grounds of prohibited discrimination • Substantive and procedural obligation • Individualized accommodation required
  • 19. 3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM • Exception to the obligation to provide accommodation: bona fide occupational requirement (BFOR) • A distinction, exclusion or preference based on the aptitudes or qualities required by a given job • Conditions for demonstrating a BFOR according to the Supreme Court of Canada: • Purpose of standard is rationally connected to the performance of the work • Honest and good faith belief that the standard adopted is necessary to achieve a legitimate goal associated with the work • Standard reasonably necessary and cannot be accommodated without undue hardship
  • 20. 3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM • Limits to the obligation to provide accommodation • Undue hardship • Factual case-by-case analysis • “Undue” hardship implies that a certain amount of hardship is acceptable • Factors in evaluating the undue nature of the hardship: • Financial cost • Outside sources of funding • Health and safety • Fundamental change to the work contract • Size of the company • Impact on other staff
  • 21. 3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM • Examples of accommodation during illness: • Keep the employee's position open • Distribute employee's tasks and duties to others • Ensure a gradual return to work • Examples of accommodation due to family status: • Flexible scheduling • Leaves of absence to care for family members • Providing access to alternative work arrangements
  • 22. 3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM • Examples of accommodation upon ill employee's return: • Purchase of tools and equipment • Changes to the work schedule • Changes to the tasks performed • Transfer to another position better suited to limitations • Changes to the workplace
  • 23. 3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM • Employee's obligations • Provide required information • Cooperate to reach an acceptable compromise (e.g. work part-time) • Entitled to reasonable accommodation not perfect accommodation • Facilitate the implementation of the accommodation • Any complaint may be rejected if the employee refuses reasonable accommodation
  • 24. 3 ABSENTEEISM MANAGEMENT A) INVOLUNTARY ABSENTEEISM • Recommendations • Take preventive measures to avoid absence • Analyze each request for accommodation • Fulfil the procedural requirement • Be familiar with common accommodations • Ensure accommodation options are individualized • Have the employee assessed by an expert if appropriate • Analyze the criteria associated with the concept of “undue hardship” before terminating the employee
  • 25. b) Voluntary absenteeism 3 ABSENTEEISM MANAGEMENT • Why take a disciplinary approach? • To remedy or correct misconduct • To respect and maintain the loyalty of other, more conscientious, employees • To be able to defend your decisions in court, if necessary
  • 26. 3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM • Different types of disciplinary measures • Verbal/written warning • Suspension without pay (short- or long-term) • Dismissal (ultimate sanction)
  • 27. 3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM • Important guidelines Progressive disciplinary measures • Disciplinary measures should be applied in a progressive manner, since the aim of the exercise is to correct misconduct and restore a viable working relationship • Heavier sanctions as problems repeat or get more serious Only one disciplinary measure per case of misconduct • The employer cannot sanction an employee twice for the same instance of misconduct
  • 28. 3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM • Important guidelines The disciplinary measure must be in proportion to the misconduct and the context of the employee’s history • An employee can be disciplined only if he or she has committed an act which, in itself, requires disciplinary measures • The employee’s individual circumstances must be considered when assessing the appropriate discipline • Equal is not always fair
  • 29. 3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM • Important guidelines Take attenuating or aggravating circumstances into account • Attenuating circumstances: • Seniority • Clean disciplinary record • Isolated incident • Absence of clear rules or policies • Feelings of remorse • Provocation • Personal circumstances (marital problems, illness, substance abuse)
  • 30. 3 ABSENTEEISM MANAGEMENT B) VOLUNTARY ABSENTEEISM • Important guidelines Take attenuating or aggravating circumstances into account • Aggravating circumstances: • History of disciplinary measures • Lack of seniority • Premeditation/Intent • Repeated misconduct • Refusal to assume responsibility for the misconduct, or lack of remorse • Clear understanding of wrongful conduct • Violation of a clear company rule or policy • Consequences of the misconduct
  • 31. Thank You J. Geoffrey Howard Partner Tel: 604 891-2279 Email: geoffrey.howard@gowlings.com montréal · ottawa · toronto · hamilton · waterloo region · calgary · vancouver · beijing · moscow · london