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This presentation is a collection of PowerPoint diagrams and
templates used to convey 25 different Change Management models
and frameworks.
Change Management
Models
Diagrams and Templates of Change Management
Models and Frameworks
© Operational Excellence Consulting. All rights reserved. 3
Contents
1. The Change Curve Model
2. Bridges’ Transition Model
3. Lewin’s Three Stage Change Model
4. Impact Analysis
5. Leavitt’s Diamond
6. Burke-Litwin’s Change Model
7. The McKinsey 7S Framework
8. The ADKAR Change Model
9. Kotter's Eight Phases of Change
10. The Training Needs Analysis Framework
11. The Power/Interest Grid for Stakeholder
Prioritization
12. Osgood-Schramm’s Communication
Model
13. Szpekman’s Communication
Framework
14. The Johari Window
15. The ADDIE Model
16. The Conscious Competence Learning
Model
17. Kirkpatrick’s Four-Level Training
Evaluation Model
18. The PDCA Cycle
19. Six Sigma Quality Improvement (DMAIC)
20. Business Process Reengineering (BPR)
21. Xerox Benchmarking Model
22. Project Management Body of Knowledge
(PMBoK)
23. PRINCE2 Project Management
24. Managing Successful Programmes (MSP)
25. Management of Risks (M_o_R)
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The Change
Curve Model
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The Change Curve Model (TEMPLATE)
Source: Elisabeth Kubler-Ross
Stage 1 2 3 4
State Status quo Disruption Exploration Rebuilding
Reaction Shock, Denial Anger, Fear Acceptance Commitment
Positive
Negative
Impact
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Bridges’
Transition Model
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Bridges’ Transition Model (TEMPLATE)
Source: William Bridges
Time
Importance
Ending,
Losing,
Letting Go
The
Neutral
Zone
The New
Beginning
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Lewin’s Three
Stage Change
Model
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Lewin’s Three Stage Change Process – Practical Steps
Source: Kurt Lewin
1. Determine what needs
to change
2. Ensure there is strong
support from upper
management
3. Create the need for
change
4. Manage and understand
the doubts and
concerns
Unfreeze RefreezeChange
1. Communicate often
2. Dispel rumors
3. Empower action
4. Involve people in the
process
1. Anchor the changes into
the culture
2. Develop ways to sustain
the change
3. Provide support and
training
4. Celebrate success!
Lewin’s Change Model
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Planning Change
2
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Impact Analysis is a technique designed to unearth the “unexpected”
negative effects of a change on an organization
Impact Analysis Process
Impact
Analysis
Roadmap
Evaluate
Impacts
Brainstorm
Major Areas
Affected
Identify All
Areas
Prepare for
Impact
Analysis
Manage
the
Consequences
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Leavitt’s
Diamond
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Leavitt’s Diamond (TEMPLATE)
Task Technology
People
Structure
Source: Harold J. Leavitt
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The Burke-Litwin Change Model describes the causal relationships
among the key factors that affect performance, and determine how
change occurs in an organization
The Burke-Litwin Change Model
Source: Burke and Litwin
Mission &
Strategy
Structure
Task &
Individual
Skills
Organizational
Culture
Systems
(Policies &
Procedures)
Individual
Needs &
Values
Management
Practices
Work Unit
Climate
Motivation
External Environment
Leadership
Individual &
Organizational
Performance
Feedback
Feedback
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Dimensions of Burke-Litwin change model
Source: Burke and Litwin
Dimensions of Model Key Questions
1. External Environment  What are the key external drivers
 How are these likely to impact on the organization?
 Does the organization recognize these?
2. Mission & Strategy  What does top management see as the organization’s
mission and strategy?
 Is there a clear vision and mission statement?
 What are employees’ perceptions of these?
3. Leadership  Who provides overall direction for the organization?
 Who are the role models?
 What is the style of leadership?
 What are the perspectives of employees?
4. Organizational Culture  What are the overt and covert rules, values, customs, and
principles that guide organizational behavior?
The Burke-Litwin Change Model
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Dimensions of Burke-Litwin change model
Source: Burke and Litwin
Dimensions of Model Key Questions
9. Task and Individual Skills  What are the task requirements and individual skills/
abilities/knowledge needed for task effectiveness?
 How appropriate is the organization’s “job-person” match?
10. Individual Needs &
Values
 What do staff members value in their work?
 What are the psychological factors that would enrich their
jobs and increase job satisfaction?
11. Motivation  Do staff feel motivated to take the action necessary to
achieve the organization strategy?
 Of factors 1 through 10, which seem to be impacting
motivation the most?
12. Individual &
Organizational Performance
 What is the level of performance in terms of productivity,
customer satisfaction, quality and so on?
 Which factors are critical for motivation and therefore
performance?
The Burke-Litwin Change Model
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The McKinsey 7S framework highlights seven internal aspects of an
organization that need to be aligned if it is to be successful
Structure
SystemsStyle
Staff
Skills Strategy
Shared
Values
Source: McKinsey
Soft Elements
Hard Elements
McKinsey 7S Framework
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Description of the McKinsey 7S framework elements
Source: McKinsey
McKinsey 7S Framework
Elements Description
Strategy The plan devised to maintain and build competitive
advantage over the competition.
Structure The way the organization is structured and who reports
to whom.
Systems The daily activities and procedures that staff members
engage in to get the job done.
Shared Values Called “superordinate goals” when the model was first
developed, these are the core values of the company
that are evidenced in the corporate culture and the
general work ethic.
Style The style of leadership adopted.
Staff The employees and their general capabilities.
Skills The actual skills and competencies of the employees
working for the company.
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The ADKAR
Change Model
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The ADKAR Change Model (TEMPLATE)
Source: Prosci® ADKAR® Model
Awareness
Desire
Knowledge
Ability
Reinforcement
 Awareness of the need for
change
 Reinforcement to sustain the
change
 Knowledge on how to change
 Desire to participate and
support the change
 Ability to implement required
skills and behaviors
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The ADKAR elements and the factors influencing success
Source: Prosci® ADKAR® Model
The ADKAR Change Model
ADKAR Elements Factors Influencing Success
Knowledge
of how to change
 The current knowledge base of an individual
 The capability of this person to gain additional
knowledge
 Resources available for education and training
 Access to or exercise of the required knowledge
Ability
to implement required skills and
behavior
 Psychological blocks
 Physical capabilities
 Intellectual capability
 The time available to develop the needed skills
 The availability of resources to support the
development of new abilities
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Implementing Change
3
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Kotter's Eight Phases of Change
Source: John Kotter
Need for
Change
Change
Behavior
Change
Direction
Change
Sustainability
1. Establish a
Sense of
Urgency
2. Form a
Powerful
Guiding
Coalition
3. Create a
Vision
4.
Communicate
the Vision
5. Empower
Others to Act
on the Vision
6. Plan for and
Create Short
Term Wins
7. Consolidate
Improvements
& Produce
More Change
8.
Institutionalize
New
Approaches
Committed
Leadership
Kotter's Change Model
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Kotter’s Change Model is a systematic approach to achieving
successful, sustainable change by breaking down the change
process into eight phases
5.
Empower people
to clear
obstacles
5.
Empower people
to clear
obstacles
7.
Consolidate
and keep
moving
7.
Consolidate
and keep
moving
8.
Anchor
8.
Anchor
 Get rid of obstacles
 Change structures
and systems that
obstruct the change
effort
 Encourage risk taking
and non-traditional
ideas, activities and
actions
 Plan for visible
performance
improvements
 ‘Create’ and declare
the wins
 Visibly recognize and
reward those who
made the wins
possible
 Build on growing
credibility to
gradually change all
systems, structures
and policies that
don’t fit in the vision
 Hire, promote and
develop successful
changers
 Reinvigorate the
change process with
new projects, themes
and change agents
 Improve performance
through customer
and productivity
orientation and more
effective leadership
and management
6.
Secure
Short-term
wins
Source: John Kotter
Kotter’s Eight Phases of Change (Phases 5 to 8)
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The Training Needs Analysis (TNA) framework provides a systematic
approach to identify gaps in employee training and related training needs
The TNA Framework
Source: Blanchard & Thacker
Performance
Gap
Performance
Gap
Person
Analysis
Person
Analysis
Organizational
Analysis
Organizational
Analysis
Operational
Analysis
Operational
Analysis
Non-Training
Needs
Non-Training
Needs
Training
Needs
Training
Needs
Identify
Performance
Discrepancy
and its Causes
Identify
Performance
Discrepancy
and its Causes
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Communicating Change
4
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The Power/Interest Grid for Stakeholder Prioritization is a useful tool for
stakeholder analysis in the change management process
The Power/Interest Grid
Manage
Closely
Keep
Satisfied
Monitor
(Minimum Effort)
Keep
Informed
Interest
Power
HighLow
Low
High
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The Power/Interest Grid for Stakeholder Prioritization (TEMPLATE)
Manage
Closely
Keep
Satisfied
Monitor
(Minimum Effort)
Keep
Informed
Interest
Power
HighLow
Low
High
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The Osgood-Schramm communication model depicts that coding and
decoding are the two essential processes of an effective communication
The Osgood-Schramm’s Model of Communication
Source: Osgood & Schramm
Message
Interpreter
Encoder
Decoder
Interpreter
Decoder
Encoder
Message
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Szpekman’s
Communication
Framework
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Szpekman’s Communication Framework (TEMPLATE)
Source: Andy Szpekman
Communication
Leadership Managers Measures
Structure/
Process
Rewards
Knowledge/
Skill Emphasis
Competency models
Hiring processes
Orientation programs
Training and development
Feedback and coaching
Talent planning
Performance management
360 degree feedback
Employee surveys
Performance metrics and
benchmarks
Communication plans
Print and electronic media
Face-to-face communication
Compensation plans
Benefits
Recognition programs
Promotions
Organization structure
Career paths
Policies and procedures
Roles and responsibilities
Tools and support
Vision and strategy
Agenda items
Questions
Praise
Resources
Assignments
Symbolic behavior
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Szpekman’s Three-Step Communication Process (TEMPLATE)
Source: Andy Szpekman
Step 1:
Define Manager
Communication
Accountabilities
Step 2:
Motivate Managers
to Communicate
Step 3:
Provide Training
& Tools
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The Johari
Window
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The Johari Window (TEMPLATE)
Source: Joseph Luft & Harry Ingham
1: Open
Area
2: Blind
Area
3: Hidden
Area
4: Unknown
Area
Feedback
Shared Discovery
Self-Disclosure
Self-Discovery
Ask
Tell
Known by Others
Unknown by Others
Known by Self Unknown by Self
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The ADDIE
Model
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The ADDIE Model (TEMPLATE)
Evaluation
Implementation Development
Design
Analysis
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The Conscious
Competence
Learning Model
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Source: Noel Burch (Gordon Training International)
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The Conscious Competence Learning Model (TEMPLATE)
Incompetent Competent
Competence
Consciousness
UnconsciousConscious
Unconscious
Incompetence
Unconscious
Competence
Conscious
Competence
Conscious
Incompetence
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Kirkpatrick’s Four-
Level Training
Evaluation Model
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DESCRIPTION
Level 1:
Reaction
Level 1:
Reaction
 This level measures how the learners react to the training. Attitude questionnaires
are often used. This level measures the learner's perception (reaction) of the
course. This level is not indicative of the training's performance potential as it does
not measure what new skills the learners have acquired or what they have learned
that will transfer back to the working environment.
Level 2:
Learning
Level 2:
Learning
 This is the extent to which participants change attitudes, improve knowledge, and
increase skill as a result of the learning process. This level requires some type of
post-testing to ascertain what skills were learned during the training. The post-testing
is only valid when combined with pre-testing. Measuring the learning that takes place
in a training program is important in order to validate the learning objectives.
Level 3:
Behavior
Level 3:
Behavior
 This evaluation involves testing the students capabilities to perform learned skills
while on the job, rather than in the classroom. Evaluations can be performed
formally (testing) or informally (observation). It determines if the correct performance
is now occurring by answering the question, “Do people use their newly acquired
learnings on the job?”
Level 4:
Results
Level 4:
Results
 This level of evaluation measures the training program's effectiveness, that is, “What
impact has the training achieved?” Impact informs you of the return the organization
receives from the training. Decision-makers prefer this.
Description of Kirkpatrick’s Four-Level Training
Evaluation Model
Kirkpatrick Model
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Improving Processes
6
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PDCA (Plan–Do–Check–Act) is an iterative four-step management
method used in business for the control and continuous improvement
of processes and products
Act
Check
Do
Plan
Establish objectives &
processes necessary
to deliver results
Improve product
and process
performance
Monitor, measure,
analyze and report
results
Implement the
plan
Source: Adapted from W. E. Deming
PDCA Cycle
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Six Sigma Quality
Improvement
(DMAIC)
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 Identify the critical
business issues
and concerns
 Understand the
current process
and it’s customers
 Characterize the Y
and potential X’s
 Collect data for
process elements
 Verify/quantify
important X’s
 Identify factors
(X’s) that have an
influence on the
business issue.
 Implement
solutions to
improve Y
 Adjust the factors
that influence the
business concerns
 Manage important
X’s and monitor the
Y over time
 Mange routine or
day-to-day
operations for
these critical
factors
 DMAIC allows for the utilization of multiple tools and techniques when improving
processes; including statistics and Lean techniques.
 The Control phase allows teams to develop a process to ensure improvement
results will be sustained over the long-term.
Define
Opportunity
Define
Opportunity
Measure
Performance
Measure
Performance
Analyze
Opportunity
Analyze
Opportunity
Improve
Performance
Improve
Performance
Control
Performance
Control
Performance
Each step in the DMAIC process is required and results in
deliverables that ensures the team is focused on key process
performance measures
Six Sigma DMAIC Roadmap
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Business
Process
Reengineering
(BPR)
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BPR Model (TEMPLATE)
1.
Determine Scope
& Goal
1.
Determine Scope
& Goal
3.
Install
Management
3.
Install
Management
4.
Implement &
Integrate
4.
Implement &
Integrate
Indicator for need:
 Conflicts
 Meetings
 Non-structure
communication
 Strategic dialog
Key elements:
 Focus on output
requirements
 Critical success
factors
 Efficiency
Key elements:
 Define
management tools
 Performance
measurement
 Learning
 Compensation
Key elements:
 Install
management
 Manage change
management
2.
Redesign Process
Structure
Source: Hammer & Campy, 1993
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Xerox
Benchmarking
Model
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1. IDENTIFY WHAT IS TO BE BENCHMARKED1. IDENTIFY WHAT IS TO BE BENCHMARKED
2. IDENTIFY COMPARATIVE COMPANIES2. IDENTIFY COMPARATIVE COMPANIES
3. DETERMINE DATA COLLECTION METHOD AND COLLECT DATA3. DETERMINE DATA COLLECTION METHOD AND COLLECT DATA
4. DETERMINE CURRENT PERFORMANCE “GAP”4. DETERMINE CURRENT PERFORMANCE “GAP”
5. PROJECT FUTURE PEROFMANCE LEVELS5. PROJECT FUTURE PEROFMANCE LEVELS
6. COMMUNICATE BENCHMARK FINDINGS AND GAIN ACCEPTANCE6. COMMUNICATE BENCHMARK FINDINGS AND GAIN ACCEPTANCE
7. ESTABLISH FUNCTIONAL GOALS7. ESTABLISH FUNCTIONAL GOALS
8. DEVELOP ACTION PLANS8. DEVELOP ACTION PLANS
9. IMPLEMENT SPECIFIC ACTIONS AND MONITOR PROGRESS9. IMPLEMENT SPECIFIC ACTIONS AND MONITOR PROGRESS
10. RECALIBRATE BENCHMARKS10. RECALIBRATE BENCHMARKS
 LEADERSHIP POSITION ATTAINED
 PRACTICES FULLY INTEGRATED INTO PROCESSES
Phase 1:
PLANNING
Phase 2:
ANALYSIS
Phase 3:
INTEGRATION
Phase 4:
ACTION
MATURITY
Insert Header
Source: Robert C. Camp
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Xerox Benchmarking Model (TEMPLATE)
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Project
Management Body
of Knowledge
(PMBoK)
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PMBoK Project Management (TEMPLATE)
Initiating
Processes
Initiating
Processes
Planning
Processes
Planning
Processes
Controlling
Processes
Controlling
Processes
Executing
Processes
Executing
Processes
Closing
Processes
Closing
Processes
Source: Project Management Institute
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PMBoK Comprises Five Groups of Processes (TEMPLATE)
Initiating
Processes
Closing
Processes
Planning Processes
Executing Processes
Monitoring & Control Processes
Source: Project Management Institute
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Insert Header
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PMBoK Triangle of the Process Groups (TEMPLATE)
Source: Project Management Institute
Executing Processes
Initiating
Processes
Closing
Processes
Planning Processes
Monitoring &
Control Processes
Executing Processes
Initiating
Processes
Closing
Processes
Planning Processes
Monitoring &
Control Processes
Executing Processes
Initiating
Processes
Closing
Processes
Planning Processes
Monitoring &
Control Processes
Project
Process
Group
Life Cycle
Phase PhasePhase
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Insert Header
Insert bumper – takeaway statement
PMBoK Project Management (TEMPLATE)
Integration
Management
Integration
Management
Scope ManagementScope Management
Time
Management
Time
Management
Cost ManagementCost Management
Quality
Management
Quality
Management
Human Resource
Management
Human Resource
Management
Communication
Management
Communication
Management
Risk
Management
Risk
Management
Procurement
Management
Procurement
Management
PMBOK Project ManagementPMBOK Project Management
Source: Project Management Institute
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PRINCE2 is a process-driven project management method for
managing and directing successful projects
Corporate / Programme ManagementCorporate / Programme Management
Directing a ProjectDirecting a Project
Starting Up
a Project
Starting Up
a Project
Managing
Stage
Boundaries
Managing
Stage
Boundaries
Controlling
a Stage
Controlling
a Stage
Initiating a
Project
Initiating a
Project
Managing
Product
Delivery
Managing
Product
Delivery
Closing a
Project
Closing a
Project
PlanningPlanning
Source: Office of Government Commerce (OGC)
PRINCE2 Project Management
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Managing
Successful
Programmes
(MSP)
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Insert Header
Insert bumper – takeaway statement
MSP Programme Structure (TEMPLATE)
Source: OGC
Sponsoring Group
Senior
Responsible
Owner
Sponsor
Sponsor
Sponsor
Programme
Manager
Sponsor
SponsorBusiness
Change
Manager
Sponsor
SponsorBusiness /
service delivery
team
Sponsor
SponsorProject delivery
team
Deliver
output
Embedding
changes
Programme
Office
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Management of
Risk (M_o_R)
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Insert Header
Insert bumper – takeaway statement
Management of Risk (M_o_R) Framework (TEMPLATE)
Source: OGC
Communicate
M_o_RApproach
RiskManagement
ProcessGuide
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Copyrights of all the pictures used in this presentation are held by their respective owners.
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About Operational Excellence
Consulting
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www.oeconsulting.com.sg
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Change Management Models

  • 1. © Operational Excellence Consulting. All rights reserved. This presentation is a collection of PowerPoint diagrams and templates used to convey 25 different Change Management models and frameworks. Change Management Models Diagrams and Templates of Change Management Models and Frameworks
  • 2. © Operational Excellence Consulting. All rights reserved. 3 Contents 1. The Change Curve Model 2. Bridges’ Transition Model 3. Lewin’s Three Stage Change Model 4. Impact Analysis 5. Leavitt’s Diamond 6. Burke-Litwin’s Change Model 7. The McKinsey 7S Framework 8. The ADKAR Change Model 9. Kotter's Eight Phases of Change 10. The Training Needs Analysis Framework 11. The Power/Interest Grid for Stakeholder Prioritization 12. Osgood-Schramm’s Communication Model 13. Szpekman’s Communication Framework 14. The Johari Window 15. The ADDIE Model 16. The Conscious Competence Learning Model 17. Kirkpatrick’s Four-Level Training Evaluation Model 18. The PDCA Cycle 19. Six Sigma Quality Improvement (DMAIC) 20. Business Process Reengineering (BPR) 21. Xerox Benchmarking Model 22. Project Management Body of Knowledge (PMBoK) 23. PRINCE2 Project Management 24. Managing Successful Programmes (MSP) 25. Management of Risks (M_o_R) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 3. © Operational Excellence Consulting. All rights reserved. The Change Curve Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 4. © Operational Excellence Consulting. All rights reserved. 7 Insert Header Insert bumper – takeaway statement The Change Curve Model (TEMPLATE) Source: Elisabeth Kubler-Ross Stage 1 2 3 4 State Status quo Disruption Exploration Rebuilding Reaction Shock, Denial Anger, Fear Acceptance Commitment Positive Negative Impact This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 5. © Operational Excellence Consulting. All rights reserved. Bridges’ Transition Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 6. © Operational Excellence Consulting. All rights reserved. 11 Insert Header Insert bumper – takeaway statement Bridges’ Transition Model (TEMPLATE) Source: William Bridges Time Importance Ending, Losing, Letting Go The Neutral Zone The New Beginning This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 7. © Operational Excellence Consulting. All rights reserved. Lewin’s Three Stage Change Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 8. © Operational Excellence Consulting. All rights reserved. 15 Lewin’s Three Stage Change Process – Practical Steps Source: Kurt Lewin 1. Determine what needs to change 2. Ensure there is strong support from upper management 3. Create the need for change 4. Manage and understand the doubts and concerns Unfreeze RefreezeChange 1. Communicate often 2. Dispel rumors 3. Empower action 4. Involve people in the process 1. Anchor the changes into the culture 2. Develop ways to sustain the change 3. Provide support and training 4. Celebrate success! Lewin’s Change Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 9. © Operational Excellence Consulting. All rights reserved. Planning Change 2 This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 10. © Operational Excellence Consulting. All rights reserved. 19 Impact Analysis is a technique designed to unearth the “unexpected” negative effects of a change on an organization Impact Analysis Process Impact Analysis Roadmap Evaluate Impacts Brainstorm Major Areas Affected Identify All Areas Prepare for Impact Analysis Manage the Consequences This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 11. © Operational Excellence Consulting. All rights reserved. Leavitt’s Diamond This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 12. © Operational Excellence Consulting. All rights reserved. 23 Insert Header Insert bumper – takeaway statement Leavitt’s Diamond (TEMPLATE) Task Technology People Structure Source: Harold J. Leavitt This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 13. © Operational Excellence Consulting. All rights reserved. 25 The Burke-Litwin Change Model describes the causal relationships among the key factors that affect performance, and determine how change occurs in an organization The Burke-Litwin Change Model Source: Burke and Litwin Mission & Strategy Structure Task & Individual Skills Organizational Culture Systems (Policies & Procedures) Individual Needs & Values Management Practices Work Unit Climate Motivation External Environment Leadership Individual & Organizational Performance Feedback Feedback This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 14. © Operational Excellence Consulting. All rights reserved. 27 Dimensions of Burke-Litwin change model Source: Burke and Litwin Dimensions of Model Key Questions 1. External Environment  What are the key external drivers  How are these likely to impact on the organization?  Does the organization recognize these? 2. Mission & Strategy  What does top management see as the organization’s mission and strategy?  Is there a clear vision and mission statement?  What are employees’ perceptions of these? 3. Leadership  Who provides overall direction for the organization?  Who are the role models?  What is the style of leadership?  What are the perspectives of employees? 4. Organizational Culture  What are the overt and covert rules, values, customs, and principles that guide organizational behavior? The Burke-Litwin Change Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 15. © Operational Excellence Consulting. All rights reserved. 29 Dimensions of Burke-Litwin change model Source: Burke and Litwin Dimensions of Model Key Questions 9. Task and Individual Skills  What are the task requirements and individual skills/ abilities/knowledge needed for task effectiveness?  How appropriate is the organization’s “job-person” match? 10. Individual Needs & Values  What do staff members value in their work?  What are the psychological factors that would enrich their jobs and increase job satisfaction? 11. Motivation  Do staff feel motivated to take the action necessary to achieve the organization strategy?  Of factors 1 through 10, which seem to be impacting motivation the most? 12. Individual & Organizational Performance  What is the level of performance in terms of productivity, customer satisfaction, quality and so on?  Which factors are critical for motivation and therefore performance? The Burke-Litwin Change Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 16. © Operational Excellence Consulting. All rights reserved. 31 The McKinsey 7S framework highlights seven internal aspects of an organization that need to be aligned if it is to be successful Structure SystemsStyle Staff Skills Strategy Shared Values Source: McKinsey Soft Elements Hard Elements McKinsey 7S Framework This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 17. © Operational Excellence Consulting. All rights reserved. 33 Description of the McKinsey 7S framework elements Source: McKinsey McKinsey 7S Framework Elements Description Strategy The plan devised to maintain and build competitive advantage over the competition. Structure The way the organization is structured and who reports to whom. Systems The daily activities and procedures that staff members engage in to get the job done. Shared Values Called “superordinate goals” when the model was first developed, these are the core values of the company that are evidenced in the corporate culture and the general work ethic. Style The style of leadership adopted. Staff The employees and their general capabilities. Skills The actual skills and competencies of the employees working for the company. This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 18. © Operational Excellence Consulting. All rights reserved. The ADKAR Change Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 19. © Operational Excellence Consulting. All rights reserved. 37 Insert Header Insert bumper – takeaway statement The ADKAR Change Model (TEMPLATE) Source: Prosci® ADKAR® Model Awareness Desire Knowledge Ability Reinforcement  Awareness of the need for change  Reinforcement to sustain the change  Knowledge on how to change  Desire to participate and support the change  Ability to implement required skills and behaviors This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 20. © Operational Excellence Consulting. All rights reserved. 39 The ADKAR elements and the factors influencing success Source: Prosci® ADKAR® Model The ADKAR Change Model ADKAR Elements Factors Influencing Success Knowledge of how to change  The current knowledge base of an individual  The capability of this person to gain additional knowledge  Resources available for education and training  Access to or exercise of the required knowledge Ability to implement required skills and behavior  Psychological blocks  Physical capabilities  Intellectual capability  The time available to develop the needed skills  The availability of resources to support the development of new abilities This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 21. © Operational Excellence Consulting. All rights reserved. Implementing Change 3 This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 22. © Operational Excellence Consulting. All rights reserved. 43 Kotter's Eight Phases of Change Source: John Kotter Need for Change Change Behavior Change Direction Change Sustainability 1. Establish a Sense of Urgency 2. Form a Powerful Guiding Coalition 3. Create a Vision 4. Communicate the Vision 5. Empower Others to Act on the Vision 6. Plan for and Create Short Term Wins 7. Consolidate Improvements & Produce More Change 8. Institutionalize New Approaches Committed Leadership Kotter's Change Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 23. © Operational Excellence Consulting. All rights reserved. 45 Kotter’s Change Model is a systematic approach to achieving successful, sustainable change by breaking down the change process into eight phases 5. Empower people to clear obstacles 5. Empower people to clear obstacles 7. Consolidate and keep moving 7. Consolidate and keep moving 8. Anchor 8. Anchor  Get rid of obstacles  Change structures and systems that obstruct the change effort  Encourage risk taking and non-traditional ideas, activities and actions  Plan for visible performance improvements  ‘Create’ and declare the wins  Visibly recognize and reward those who made the wins possible  Build on growing credibility to gradually change all systems, structures and policies that don’t fit in the vision  Hire, promote and develop successful changers  Reinvigorate the change process with new projects, themes and change agents  Improve performance through customer and productivity orientation and more effective leadership and management 6. Secure Short-term wins Source: John Kotter Kotter’s Eight Phases of Change (Phases 5 to 8) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 24. © Operational Excellence Consulting. All rights reserved. 47 The Training Needs Analysis (TNA) framework provides a systematic approach to identify gaps in employee training and related training needs The TNA Framework Source: Blanchard & Thacker Performance Gap Performance Gap Person Analysis Person Analysis Organizational Analysis Organizational Analysis Operational Analysis Operational Analysis Non-Training Needs Non-Training Needs Training Needs Training Needs Identify Performance Discrepancy and its Causes Identify Performance Discrepancy and its Causes This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 25. © Operational Excellence Consulting. All rights reserved. Communicating Change 4 This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 26. © Operational Excellence Consulting. All rights reserved. 51 The Power/Interest Grid for Stakeholder Prioritization is a useful tool for stakeholder analysis in the change management process The Power/Interest Grid Manage Closely Keep Satisfied Monitor (Minimum Effort) Keep Informed Interest Power HighLow Low High This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 27. © Operational Excellence Consulting. All rights reserved. 53 Insert Header Insert bumper – takeaway statement The Power/Interest Grid for Stakeholder Prioritization (TEMPLATE) Manage Closely Keep Satisfied Monitor (Minimum Effort) Keep Informed Interest Power HighLow Low High This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 28. © Operational Excellence Consulting. All rights reserved. 55 The Osgood-Schramm communication model depicts that coding and decoding are the two essential processes of an effective communication The Osgood-Schramm’s Model of Communication Source: Osgood & Schramm Message Interpreter Encoder Decoder Interpreter Decoder Encoder Message This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 29. © Operational Excellence Consulting. All rights reserved. Szpekman’s Communication Framework This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 30. © Operational Excellence Consulting. All rights reserved. 59 Insert Header Insert bumper – takeaway statement Szpekman’s Communication Framework (TEMPLATE) Source: Andy Szpekman Communication Leadership Managers Measures Structure/ Process Rewards Knowledge/ Skill Emphasis Competency models Hiring processes Orientation programs Training and development Feedback and coaching Talent planning Performance management 360 degree feedback Employee surveys Performance metrics and benchmarks Communication plans Print and electronic media Face-to-face communication Compensation plans Benefits Recognition programs Promotions Organization structure Career paths Policies and procedures Roles and responsibilities Tools and support Vision and strategy Agenda items Questions Praise Resources Assignments Symbolic behavior This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 31. © Operational Excellence Consulting. All rights reserved. 61 Insert Header Insert bumper – takeaway statement Szpekman’s Three-Step Communication Process (TEMPLATE) Source: Andy Szpekman Step 1: Define Manager Communication Accountabilities Step 2: Motivate Managers to Communicate Step 3: Provide Training & Tools This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 32. © Operational Excellence Consulting. All rights reserved. The Johari Window This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 33. © Operational Excellence Consulting. All rights reserved. 65 Insert Header Insert bumper – takeaway statement The Johari Window (TEMPLATE) Source: Joseph Luft & Harry Ingham 1: Open Area 2: Blind Area 3: Hidden Area 4: Unknown Area Feedback Shared Discovery Self-Disclosure Self-Discovery Ask Tell Known by Others Unknown by Others Known by Self Unknown by Self This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 34. © Operational Excellence Consulting. All rights reserved. The ADDIE Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 35. © Operational Excellence Consulting. All rights reserved. 69 Insert Header Insert bumper – takeaway statement The ADDIE Model (TEMPLATE) Evaluation Implementation Development Design Analysis This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 36. © Operational Excellence Consulting. All rights reserved. The Conscious Competence Learning Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 37. © Operational Excellence Consulting. All rights reserved. 73 Insert Header Source: Noel Burch (Gordon Training International) Insert bumper – takeaway statement The Conscious Competence Learning Model (TEMPLATE) Incompetent Competent Competence Consciousness UnconsciousConscious Unconscious Incompetence Unconscious Competence Conscious Competence Conscious Incompetence This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 38. © Operational Excellence Consulting. All rights reserved. Kirkpatrick’s Four- Level Training Evaluation Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 39. © Operational Excellence Consulting. All rights reserved. 77 DESCRIPTION Level 1: Reaction Level 1: Reaction  This level measures how the learners react to the training. Attitude questionnaires are often used. This level measures the learner's perception (reaction) of the course. This level is not indicative of the training's performance potential as it does not measure what new skills the learners have acquired or what they have learned that will transfer back to the working environment. Level 2: Learning Level 2: Learning  This is the extent to which participants change attitudes, improve knowledge, and increase skill as a result of the learning process. This level requires some type of post-testing to ascertain what skills were learned during the training. The post-testing is only valid when combined with pre-testing. Measuring the learning that takes place in a training program is important in order to validate the learning objectives. Level 3: Behavior Level 3: Behavior  This evaluation involves testing the students capabilities to perform learned skills while on the job, rather than in the classroom. Evaluations can be performed formally (testing) or informally (observation). It determines if the correct performance is now occurring by answering the question, “Do people use their newly acquired learnings on the job?” Level 4: Results Level 4: Results  This level of evaluation measures the training program's effectiveness, that is, “What impact has the training achieved?” Impact informs you of the return the organization receives from the training. Decision-makers prefer this. Description of Kirkpatrick’s Four-Level Training Evaluation Model Kirkpatrick Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 40. © Operational Excellence Consulting. All rights reserved. Improving Processes 6 This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 41. © Operational Excellence Consulting. All rights reserved. 81 PDCA (Plan–Do–Check–Act) is an iterative four-step management method used in business for the control and continuous improvement of processes and products Act Check Do Plan Establish objectives & processes necessary to deliver results Improve product and process performance Monitor, measure, analyze and report results Implement the plan Source: Adapted from W. E. Deming PDCA Cycle This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 42. © Operational Excellence Consulting. All rights reserved. Six Sigma Quality Improvement (DMAIC) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 43. © Operational Excellence Consulting. All rights reserved. 85  Identify the critical business issues and concerns  Understand the current process and it’s customers  Characterize the Y and potential X’s  Collect data for process elements  Verify/quantify important X’s  Identify factors (X’s) that have an influence on the business issue.  Implement solutions to improve Y  Adjust the factors that influence the business concerns  Manage important X’s and monitor the Y over time  Mange routine or day-to-day operations for these critical factors  DMAIC allows for the utilization of multiple tools and techniques when improving processes; including statistics and Lean techniques.  The Control phase allows teams to develop a process to ensure improvement results will be sustained over the long-term. Define Opportunity Define Opportunity Measure Performance Measure Performance Analyze Opportunity Analyze Opportunity Improve Performance Improve Performance Control Performance Control Performance Each step in the DMAIC process is required and results in deliverables that ensures the team is focused on key process performance measures Six Sigma DMAIC Roadmap This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 44. © Operational Excellence Consulting. All rights reserved. Business Process Reengineering (BPR) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 45. © Operational Excellence Consulting. All rights reserved. 89 Insert Header Insert bumper – takeaway statement BPR Model (TEMPLATE) 1. Determine Scope & Goal 1. Determine Scope & Goal 3. Install Management 3. Install Management 4. Implement & Integrate 4. Implement & Integrate Indicator for need:  Conflicts  Meetings  Non-structure communication  Strategic dialog Key elements:  Focus on output requirements  Critical success factors  Efficiency Key elements:  Define management tools  Performance measurement  Learning  Compensation Key elements:  Install management  Manage change management 2. Redesign Process Structure Source: Hammer & Campy, 1993 This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 46. © Operational Excellence Consulting. All rights reserved. Xerox Benchmarking Model This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 47. © Operational Excellence Consulting. All rights reserved. 93 1. IDENTIFY WHAT IS TO BE BENCHMARKED1. IDENTIFY WHAT IS TO BE BENCHMARKED 2. IDENTIFY COMPARATIVE COMPANIES2. IDENTIFY COMPARATIVE COMPANIES 3. DETERMINE DATA COLLECTION METHOD AND COLLECT DATA3. DETERMINE DATA COLLECTION METHOD AND COLLECT DATA 4. DETERMINE CURRENT PERFORMANCE “GAP”4. DETERMINE CURRENT PERFORMANCE “GAP” 5. PROJECT FUTURE PEROFMANCE LEVELS5. PROJECT FUTURE PEROFMANCE LEVELS 6. COMMUNICATE BENCHMARK FINDINGS AND GAIN ACCEPTANCE6. COMMUNICATE BENCHMARK FINDINGS AND GAIN ACCEPTANCE 7. ESTABLISH FUNCTIONAL GOALS7. ESTABLISH FUNCTIONAL GOALS 8. DEVELOP ACTION PLANS8. DEVELOP ACTION PLANS 9. IMPLEMENT SPECIFIC ACTIONS AND MONITOR PROGRESS9. IMPLEMENT SPECIFIC ACTIONS AND MONITOR PROGRESS 10. RECALIBRATE BENCHMARKS10. RECALIBRATE BENCHMARKS  LEADERSHIP POSITION ATTAINED  PRACTICES FULLY INTEGRATED INTO PROCESSES Phase 1: PLANNING Phase 2: ANALYSIS Phase 3: INTEGRATION Phase 4: ACTION MATURITY Insert Header Source: Robert C. Camp Insert bumper – takeaway statement Xerox Benchmarking Model (TEMPLATE) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 48. © Operational Excellence Consulting. All rights reserved. Project Management Body of Knowledge (PMBoK) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 49. © Operational Excellence Consulting. All rights reserved. 97 Insert Header Insert bumper – takeaway statement PMBoK Project Management (TEMPLATE) Initiating Processes Initiating Processes Planning Processes Planning Processes Controlling Processes Controlling Processes Executing Processes Executing Processes Closing Processes Closing Processes Source: Project Management Institute This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 50. © Operational Excellence Consulting. All rights reserved. 99 Insert Header Insert bumper – takeaway statement PMBoK Comprises Five Groups of Processes (TEMPLATE) Initiating Processes Closing Processes Planning Processes Executing Processes Monitoring & Control Processes Source: Project Management Institute This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 51. © Operational Excellence Consulting. All rights reserved. 101 Insert Header Insert bumper – takeaway statement PMBoK Triangle of the Process Groups (TEMPLATE) Source: Project Management Institute Executing Processes Initiating Processes Closing Processes Planning Processes Monitoring & Control Processes Executing Processes Initiating Processes Closing Processes Planning Processes Monitoring & Control Processes Executing Processes Initiating Processes Closing Processes Planning Processes Monitoring & Control Processes Project Process Group Life Cycle Phase PhasePhase This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 52. © Operational Excellence Consulting. All rights reserved. 103 Insert Header Insert bumper – takeaway statement PMBoK Project Management (TEMPLATE) Integration Management Integration Management Scope ManagementScope Management Time Management Time Management Cost ManagementCost Management Quality Management Quality Management Human Resource Management Human Resource Management Communication Management Communication Management Risk Management Risk Management Procurement Management Procurement Management PMBOK Project ManagementPMBOK Project Management Source: Project Management Institute This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 53. © Operational Excellence Consulting. All rights reserved. 105 PRINCE2 is a process-driven project management method for managing and directing successful projects Corporate / Programme ManagementCorporate / Programme Management Directing a ProjectDirecting a Project Starting Up a Project Starting Up a Project Managing Stage Boundaries Managing Stage Boundaries Controlling a Stage Controlling a Stage Initiating a Project Initiating a Project Managing Product Delivery Managing Product Delivery Closing a Project Closing a Project PlanningPlanning Source: Office of Government Commerce (OGC) PRINCE2 Project Management This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 54. © Operational Excellence Consulting. All rights reserved. Managing Successful Programmes (MSP) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 55. © Operational Excellence Consulting. All rights reserved. 109 Insert Header Insert bumper – takeaway statement MSP Programme Structure (TEMPLATE) Source: OGC Sponsoring Group Senior Responsible Owner Sponsor Sponsor Sponsor Programme Manager Sponsor SponsorBusiness Change Manager Sponsor SponsorBusiness / service delivery team Sponsor SponsorProject delivery team Deliver output Embedding changes Programme Office This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 56. © Operational Excellence Consulting. All rights reserved. Management of Risk (M_o_R) This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 57. © Operational Excellence Consulting. All rights reserved. 113 Insert Header Insert bumper – takeaway statement Management of Risk (M_o_R) Framework (TEMPLATE) Source: OGC Communicate M_o_RApproach RiskManagement ProcessGuide This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 58. © Operational Excellence Consulting. All rights reserved. 115 Copyrights of all the pictures used in this presentation are held by their respective owners. This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 59. © Operational Excellence Consulting. All rights reserved. About Operational Excellence Consulting This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
  • 60. © Operational Excellence Consulting. All rights reserved. www.oeconsulting.com.sg END OF PRESENTATION For more presentations and templates, please visit us at: This document is a partial preview. Full document download can be found on Flevy: https://flevy.com/browse/document/change-management-models-1214
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