1. 8QLYHUVLGDGGHODXFD
6HJXULGDG
RPSXWDFLRQDO
/LEURGHRQVXOWDSDUD
$GPLQLVWUDGRUHV
XVXDULRV
6LOHU$PDGRU'RQDGR
0LJXHO$QJHO1LxR=DPEUDQR
$QGUpV)OHFKDV
35,0(5$(',,21
)$8/7$''(,1*(1,(5Ë$(/(75Ï1,$7(/(2081,$,21(6
352*5$0$'(,1*(1,(5,$'(6,67(0$6

2. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
/,%52'(2168/7$3$5$$'0,1,675$'25(6
868$5,26'(5('(620387$,21$/(6
$XWRUHV
6,/(5$0$'25'21$'2
0,*8(/$1*(/1,f2
$1'5e6)/(+$6
)UHHZDUH OLWHUDULR 3URKLELGR HO XVR FRPHUFLDO 1LQJXQD SDUWH GH HVWH OLEUR SXHGH VHU UHSURGXFLGD R
WUDQVPLWLGD GH QLQJXQD PDQHUD SRU QLQJ~Q PHGLR HOHFWUyQLFR R PHFiQLFR LQFOXHQGR OD IRWRFRSLD OD
JUDEDFLyQRFXDOTXLHURWURVLVWHPDGHDOPDFHQDPLHQWRUHFXSHUDFLyQGHLQIRUPDFLyQVLQSHUPLVRHVFULWRGH
ORVDXWRUHVRGHOD8QLYHUVLGDGGHODXFD3DUDPDRULQIRUPDFLyQGLUtMDVHDVDPDGRU#XFDXFDHGXFR
RSULJKWF

3. 6LOHU$PDGRU'RQDGR

4. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
7$%/$'(217(1,'2
7DEODGH,OXVWUDFLRQHV
/LVWDGH7DEODV
$*5$'(,0,(1726
352/2*2
,1752'8,Ï1
'HILQLFLyQGH+DFNHU
)iEXODSDUD+DFNHUV
.SHUXFLW#5RM#
,1752'8,Ï1$/266,67(0$623(5$7,926
,QWURGXFFLyQ
RPSXWDGRURPSXWDGRUD2UGHQDGRU
RQFHSWR
2UJDQL]DFLyQ,QWHUQDGHORPSXWDGRU
%UHYH+LVWRULDGHORV6LVWHPDV2SHUDWLYRV
'HILQLFLyQ(VWUXFWXUD)XQFLRQHVGHORV6LVWHPDV2SHUDWLYRV
6HJXULGDGHQORV6LVWHPDV2SHUDWLYRV
6HJXULGDGH[WHUQD
6HJXULGDG,QWHUQD
6HJXULGDGGHOSURFHVDGRU
6HJXULGDGGHODPHPRULD
6HJXULGDGGHORV$UFKLYRV
8Q VLVWHPDRSHUDWLYRVHULR
6LVWHPD2SHUDWLYR81,;
$QWHFHGHQWHVKLVWyULFRV
*HQHUDOLGDGHV
DUDFWHUtVWLFDVGHO6LVWHPD2SHUDWLYR81,;
(OHQWRUQRGHXVXDULR81,;
)LORVRItDHOHPHQWDOGH81,;
RPDQGRV)XQGDPHQWDOHVGH81,;
$XGDHQ/tQHDGHORVVLVWHPDV81,;
0RYLPLHQWRSRUILFKHURVGLUHFWRULRV
'LUHFWRULRVGHOVLVWHPD
2WURVFRPDQGRVXVXDOHV
3URWHFFLyQGH$UFKLYRV
DPELRGHODVFDGHQDVGHSHUPLVR
$548,7(785$ '(5('(6
(VWUXFWXUDHQQLYHOHV
/260$1'$0,(1726'(/$5('
/RVPDQGDPLHQWRVGHOXVXDULRGHODUHG
/RVPDQGDPLHQWRVGHODGPLQLVWUDGRUGHODUHG
,1752'8,Ï1$/$5,372/2*Ë$
$1È/,6,65(0272'(/266,67(0$6
,QWURGXFFLyQ
/RFDOL]DFLyQ
6HUYLGRUGH1RPEUHV16

5. ,QIRUPDFLyQGHOUHJLVWURGHGRPLQLR
$QiOLVLVGHOVLVWHPDRSHUDWLYR
$QiOLVLVVLQFRQRFLPLHQWRGHODSLOD73,3
$QiOLVLVEDVDGRHQODSLOD73,3
6HUYLFLRV
*,
)$//26'(6(*85,'$'(1/266,67(0$623(5$7,926
:LQGRZV;
3URWHFWRUGHSDQWDOOD

6. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
/LQX[
)DNH0DLORUUHRIDOVR

7. :LQGRZV17
%DFN2ULILFH
62/8,21(63$5$)257$/((5/$6(*85,'$'
/LEUHUtD$UFRLULV5DLQERZ%RRNV

8. )LUHZDOOEDMROLQX[VRSRUWDGRHQXQVLVWHPD%HRZXOI
$SOLFDFLRQHV
'HVFULSFLyQ
-XVWLILFDFLyQ
DVRVLQWHUQDFLRQDOHV
/D8QLYHUVLGDGGHORV$QGHVSUHVHQWH
7HVWGHVHJXULGDGFRPSXWDFLRQDOSDUDXVXDULRVGHODUHG
,39
/DFDEHFHUDGHO,SY
DPSRVTXHFRQWLHQHODFDEHFHUDSULQFLSDOGHO,SY
RPSUREDFLyQHQWUHHO,SYHO,SY
,SY
(67$'Ë67,$6,17(51$,21$/(6
(576WDWLVWLFV
'HWHFWLYHVHQVHJXULGDGFRPSXWDFLRQDO
$XPHQWDQODVSpUGLGDVILQDQFLHUDV
$XWRSVLDLQIRUPiWLFD
8QiUHDHQH[SDQVLyQ
*/26$5,2
%,%/,2*5$)Ë$
7DEODGH,OXVWUDFLRQHV
,OXVWUDFLyQ2UJDQL]DFLyQLQWHUQDGHORPSXWDGRU
,OXVWUDFLyQ%UHYH+LVWRULDGH/RV6LVWHPDV2SHUDWLYRV
,OXVWUDFLyQ7DEODSDUDGHVHQFULSWDUSULPHUGtJLWRHQKH[DGHFLPDO
,OXVWUDFLyQ7DEODSDUDGHVHQFULSWDUVHJXQGRGtJLWRHQ+H[DGHFLPDO
,OXVWUDFLyQ0RGHORSDUDXVDU6073
,OXVWUDFLyQDEHFHUDGH,39
,OXVWUDFLyQDEHFHUD,39
/LVWDGH7DEODV
7DEOD(MHPSORGH1LYHOHVGHXQ62
7DEOD1LYHOHV26,GH,62
7DEOD7LSRVGH6XEUHGHVHQ73,3
7DEOD0HWDVGH,39
7DEOD(VSDFLRGHGLUHFFLRQHV,39
7DEOD7LSRVGHFDEHFHUDGHH[WHQVLyQ,39

9. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
$*5$'(,0,(1726
3ULPHURTXHWRGRD'LRVSRUEULQGDUQRVODVDOXGODRSRUWXQLGDGGHFXOPLQDUHVWHWH[WR
$ ORV HVWXGLDQWHV GH OD (/(7,9$ '( 6(*85,'$' 20387$,21$/ TXLHQHV
FRODERUDURQFRQVXVWDOOHUHVSUiFWLFDVHQODHODERUDFLyQGHHVWHWH[WR
$ORVLQWHJUDQWHVGHOJUXSRGHLQYHVWLJDFLyQ*7, *UXSRHQ7HFQRORJtDVGHOD,QIRUPDFLyQ

10. GHO'HSDUWDPHQWRGH,QJHQLHUtDGH6LVWHPDVGHOD81,9(56,'$''(/$8$ HQODOtQHD
GH6(*85,'$'20387$,21$/TXLHQHVDWUDYpVGHVXVLQYHVWLJDFLRQHVHQPDWHULD
GHVHJXULGDGFRPSXWDFLRQDO FRODERUDURQFRQPXFKDGHODWHRUtDGHHVWHWH[WR
$ORVSURIHVRUHVGHO'HSDUWDPHQWRGH,QJHQLHUtDGH6LVWHPDVTXLHQHVEULQGDURQHODSRR
ORJtVWLFRODLQIUDHVWUXFWXUDQHFHVDULDSDUDODFXOPLQDFLyQGHHVWHWH[WR
$PLHVSRVDODXGLDPLKLMDXOLDQDTXLHQHVVLQVXDSRRHVWHWH[WRQRKXELHVHVLGR
SRVLEOHWHUPLQDUORDOILQ

11. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
352/2*2
+ROD OHFWRUELHQYHQLGR DHVWHOLEURGHFRQVXOWDTXHWUDWDVREUHWHPDVFRPRHOKDFNLQJ
FUDFNLQJ YLUXV VHJXULGDG FRPSXWDFLRQDO HQ JHQHUDO WHPDV TXH QR VRQ WUDWDGRV
OLEUHPHQWHHQQXHVWUDVRFLHGDGGHELGRDTXHODFHQVXUDDXQVLJXHWUDEDMDQGR
1RSUHWHQGHPRVH[WHQGHUHOFULPHQQLLQFLWDUDODLOHJDOLGDGVLPSOHPHQWHTXHUHPRVTXH
WRGRHOPXQGRSXHGDGHVFXEULUHVWDVIRUPDVDOWHUQDWLYDVGHFRQRFLPLHQWR
(O SURSyVLWR GH HVWH PDWHULDO HV VHUYLU FRPR JXtD GH UHIHUHQFLD HQOD DVLJQDWXUD GH OD
HOHFWLYD GH6HJXULGDG RPSXWDFLRQDO WH[WR GH FRQVXOWDSDUDHOJUXSRGHLQYHVWLJDFLyQ
*7, HQ OD )DFXOWDG GH ,QJHQLHUtD (OHFWUyQLFD ),(7

12. GHO 'HSDUWDPHQWR GH ,QJHQLHUtD GH
6LVWHPDVGHOD8QLYHUVLGDGGHODXFD
(V LPSRUWDQWH WHQHU FODUR ORV FRQFHSWRV GH VLVWHPDV RSHUDWLYRV UHGHV OHQJXDMHV GH
SURJUDPDFLyQ3RUHOORLQLFLDPRVHOOLEURDFODUDQGRHVWRVFRQFHSWRVFDStWXORV

13. HO
OHFWRUTXHDSRVHDHVWRVIXQGDPHQWRVSXHGHSDVDUGLUHFWDPHQWHDOUHVWRGHFDStWXORVHQORV
FXDOHV HQWUDPRV GH OOHQR HQ OD VHJXULGDG FRPSXWDFLRQDO 3UiFWLFDPHQWH HO HVWXGLDQWH
HQFRQWUDUiWRGDODLQIRUPDFLyQQHFHVDULDSDUDHOGHVDUUROORGHODDVLJQDWXUD(VWHPDWHULDO
SRGUiVHUFRPSOHPHQWDGRFRQRWUDVOHFWXUDVFRQVXOWDVRPDQXDOHVGHUHIHUHQFLDTXHWUDWHQ
ORVWHPDVDILQHV(QHOFDStWXORVHSUHVHQWDXQJORVDULRGHODWHUPLQRORJtDPiVXVDGDHQ
ODVHJXULGDGFRPSXWDFLRQDO
5HFXHUGH TXH HO FRQRFLPLHQWR HQ PDWHULD GH ODVHJXULGDG FRPSXWDFLRQDO HV FRPR XQ
FDQGDGRYLHMRHVSHUDQGRXQDOODYHTXHORDEUD
(O PDUVLHPSUHHVWDDKtHVLPSRVLEOHDSUHQGHUDQDGDUVLQXQFD
LQWHQWDPRVVXPHUJLUQRVHQpO
5HOLV

15. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
1 ,1752'8,Ï1
HJ~QHOGLFFLRQDULRGHODOHQJXDHVSDxRODYR[/DSDODEUDVHJXULGDG
YLHQH GHO ODWtQ 6HFXULWDWH TXH VLJQLILFD FDOLGDG GH VHJXUR
FRPSXWDFLRQDO GHOJULHJRRPSXWDUHTXHVLJQLILFDXVDUHOFiOFXOR
QXPpULFRSDUDPHGLUDOJR/DVHJXULGDGFRPSXWDFLRQDOQRVHGHEH
OLPLWDU ~QLFDPHQWH DO KDUGZDUH VRIWZDUH WDPELpQ OH FRPSHWH DO
XVR DGHFXDGR GH ODV LQVWDODFLRQHV GRQGH VH PDQHMDQ HV GHFLU
LPSOHPHQWDU SROtWLFDV GH VHJXULGDG TXH UHJXOHQ HO WUiQVLWR GHO SHUVRQDO
PDTXLQDULD H LQVXPRV HQ OD HPSUHVD FRQWHPSODU PHGLGDV GH FRQWLQJHQFLD HQ FDVR GH
FDWiVWURIHVGRQGHSULPDVDOYDJXDUGDUODLQWHJULGDGGHODVSHUVRQDVOHVLJXHHQMHUDUTXtD
VDOYDJXDUGDUODLQWHJULGDGGHODLQIRUPDFLyQDQWHVTXHFXDOTXLHUPDTXLQDULDHTXLSR/D
HGXFDFLyQGHFDGDXQDGHODVSHUVRQDVTXHWLHQHQDFDUJRODUHVSRQVDELOLGDGGHPDQWHQHUOD
LQWHJULGDGGHORVGHPiVHPSOHDGRVGHODLQIRUPDFLyQHVPXLPSRUWDQWHSDUDODHPSUHVD
'HVGHHOSRUWHURRYLJLODQWHGHODHPSUHVDHQFXHVWLyQKDVWDHOJHUHQWHRHOSUHVLGHQWHGHOD
PLVPD MXHJDQ XQ SDSHO LPSRUWDQWH HQ HO PDQHMR VHJXUR GH OD LQIRUPDFLyQ /D
LQIUDHVWUXFWXUDMXHJDXQSDSHOLPSRUWDQWHTXHFRQMXJDGRFRQODHGXFDFLyQGHFDGDXQDGH
ODVSHUVRQDVGHODHPSUHVDSHUPLWHQVXELUREDMDUHOQLYHOGHVHJXULGDGFRPSXWDFLRQDOGHOD
HPSUHVD8QVLPSOHGHVFXLGRGHOSRUWHURSHUPLWLUtDHODFFHVRDOLQWUXVRXELFDUHOFHQWURGH
FRPSXWRQRGHEHVHUPXGLItFLOKDFHUVHSDVDUSRUXQPHQVDMHURGHFXDOTXLHUHPSUHVDTXH
YDDHQWUHJDUXQDFDUWDQRGHEHVHUPXFRPSOLFDGRDSURYHFKDUXQHTXLSRGHVDWHQGLGRVLQ
HO XVXDULR KDELWXDO DGHPiV FRQ DFFHVR D OD UHG GLUHFWRULRV FRPSDUWLGRV VHUtD HO
GHUUXPEHWRWDOGHODVHJXULGDGFRPSXWDFLRQDOHQHVDHPSUHVDVRODPHQWHSRUTXHHOSRUWHUR
VHGHVFXLGyXQRVVHJXQGRVHQODVHJXULGDGGHODSXHUWD
([LVWHQ RWUDV FDXVDV SRU PHGLR GH ODV FXDOHV VH YH FRPSURPHWLGD OD VHJXULGDG GH OD
LQIRUPDFLyQ/DGHILFLHQFLDHQORVHTXLSRVUHVSHFWLYRVGHVRSRUWHODLQJHQLHUtD VRFLDOHO
HVSLRQDMHLQGXVWULDOODGHILFLHQWHDGPLQLVWUDFLyQGHXQDUHGORVYLUXVIDOORVGHVHJXULGDG
HQSURJUDPDVORVYiQGDORVLQIRUPiWLFRV
x /D GHILFLHQFLD HQ ORV HTXLSRV UHVSHFWLYRV GH VRSRUWH FRPR 836 SODQWDV
HOpFWULFDV GH UHVSDOGR XQLGDGHV GH FRSLDV GH VHJXULGDG UHJXODGRUHV GH FRUULHQWH
HVWUDWHJLDV ySWLPDV SDUD VX DSOLFDFLyQ VRQ LQGLVSHQVDEOHV D OD KRUD GH HYDOXDU OD
VHJXULGDGGHODLQIRUPDFLyQHQXQDHPSUHVD
x /DLQJHQLHUtDVRFLDOOODPDGDDVtDPDQHUDGHEXUODHQHOiPELWRGHODVHJXULGDG
FRPSXWDFLRQDO

16. HV RWUD HVWUDWHJLD XWLOL]DGD SRU ORV YiQGDORVLQIRUPiWLFRVFRQVLVWHHQ
FRQVHJXLUODVFODYHVGHORVXVXDULRVKDFLpQGRVHSDVDUSRUHODGPLQLVWUDGRUGHODUHGRXQ
VLPSOH RSHUDGRU GH VX SURYHHGRU GH VHUYLFLR D ,QWHUQHW SDUD REWHQHU DFFHVR DODV
FXHQWDVGHORVWDQWRVXVXDULRVLQFDXWRVTXHFDHQDQWHHVWDHVWUDWHJLD
x (O HVSLRQDMH LQGXVWULDO VH KD FRQYHUWLGR HQ RWUR IDFWRU TXH DWDxH D OD
SUREOHPiWLFD GH OD VHJXULGDG FRPSXWDFLRQDO ODV GLIHUHQWHV WpFQLFDV FRPR HQWUDU GH
PDQHUDLOHJDODXQVHUYLGRUGHO'R''HSDUWPHQWRI'HIHQVHIURP86$

17. RDODPLVPD
1$6$KDVWDKDFHXQRVDxRVHUDQVLPSOHPHQWHOLEUHWRVGHFLHQFLDILFFLyQDKDQGHMDGR
GHVHUORSDUDVHUFRPSOHWDPHQWHSRVLEOHV

18. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
x $SURYHFKDU OD GHILFLHQWH DGPLQLVWUDFLyQ GH XQD UHG HV RWUD IRUPD GH REWHQHU
DFFHVRDORVUHFXUVRVFRPSXWDFLRQDOHVGHXQDHPSUHVDSRUSDUWHGHORVLQWUXVRVQLQJ~Q
VLVWHPDRSHUDWLYRHVWDH[LPLGRGHIDOORVGHVHJXULGDGSRUORWDQWRORVDGPLQLVWUDGRUHV
GHEHQHVWDUDWHQWRVDQWHODVQRWLFLDVDFWXDOL]DGDVGHIDOORVGHVHJXULGDGHQFDGDXQRGH
ORV SURJUDPDV TXH WLHQHQ HQ VXV VHUYLGRUHV SDUD LQVWDODU ODV DFWXDOL]DFLRQHV GH ORV
PLVPRV R HQ VX GHIHFWR ORV SDUFKHV TXH FRQWURODQ ORV IDOORV GH VHJXULGDG D HVRV
SURJUDPDV
x /RVYLUXV HQPXFKDVRFDVLRQHVDFRPSDxDQDSURJUDPDVYLVWRVRV~WLOHVSHUR
SRFR FRQILDEOHV HQ ,QWHUQHW ORV JXVDQRV VRQ XQD FODVH GH YLUXV TXH SDUD SRGHU
GLIXQGLUVHFRQPDRUHIHFWLYLGDGVLQTXHORVXVXDULRVORQRWHQXWLOL]DQODVGLUHFFLRQHV
GHFRUUHRTXHVHHQFXHQWUDQHQHOHTXLSRDIHFWDGRSDUDHQYLDUVHDXWRPiWLFDPHQWH
x )DOORVGHVHJXULGDGHQSURJUDPDVVHVXPDQDODDYDODQFKDGHSUREOHPDVDWHQHU
HQ FXHQWD FXDQGR GHVHDPRV TXH QXHVWUD LQIRUPDFLyQ VHD OD PiV VHJXUD (Q DOJXQDV
RFDVLRQHVFXDQGRHOIDOORQRHVLQWHQFLRQDOVHOHVOODPDEXJ XDQGRHVLQWHQFLRQDOVH
OHVOODPDSXHUWDVWUDVHUDVRWURDQRVGHSHQGLHQGRGHOVHUYLFLRTXHSUHVWHGLFKRIDOOR
x /RVYiQGDORVLQIRUPiWLFRVVRQORVPiVSHOLJURVRVGLUHFWDPHQWHUHVSRQVDEOHV
TXH OD VHJXULGDG FRPSXWDFLRQDO VHD HO WHPD GH PDRU LPSRUWDQFLD HQ OD FRPXQLGDG
,QWHUQHWDHVWRVLQGLYLGXRVVHOHVGHEHWHQHUFRPSOHWDPHQWHFRQWURODGRVDOHMDGRVGH
FXDOTXLHUUHG$FWXDOPHQWHODOHJLVODFLyQHQRORPELDD~QVHHQFXHQWUDGHVLHUWDFRQ
UHVSHFWRDHVWHWLSRGHWHPDVVLQHPEDUJRHQHOiPELWRPXQGLDODVHKDQWRPDGRORV
FRUUHFWLYRV DGHFXDGRV VH VDQFLRQDQ GH IRUPD HMHPSODU D HVWH WLSR GH GHOLQFXHQWHV
FDVRV UHQRPEUDGRV FRPR HO GH .HYLQ 0LWQLFN -RKQ 'UDSHU ,DQ 0XUSK .HYLQ
3RXOVHQHQWUHRWURV PXHVWUDQDODFRPXQLGDGGH,QWHUQHWHQJHQHUDOTXHVLVHYLRODQODV
OHHVHVWDVVHHQFDUJDUDQGHHOORV
(O DXJH GH ,QWHUQHW HO DYDQFH HQ ODV WHOHFRPXQLFDFLRQHV HQ HO KDUGZDUH GH ORV
FRPSXWDGRUHV KDQ VLGR LPSRUWDQWHV HQ ORV ~OWLPRV DxRV DEULHQGR XQD JUDQ SXHUWD GH
FRPXQLFDFLyQTXHSHUPLWHDFXDOTXLHUXVXDULRUHDOL]DUWRGRWLSRGHWUDQVDFFLRQHVHQIRUPD
UHPRWDVLQGHVSOD]DUVHGHXQVLWLRDRWUR(VWRQRKDVLGRSRVLWLYRGHOWRGRGHELGRDTXH
HVWDJUDQSXHUWDGHFRPXQLFDFLyQKDTXHGDGRDELHUWDWDPELpQSDUDWRGRWLSRGHSHUVRQDMHV
HQFDUJDGRV GH EXVFDU IDOORV HQ ORV VLVWHPDV GH LQIRUPDFLyQ DSURYHFKiQGRVH GH HOORV
ORJUDQDYHULJXDU GHVGH VXV GDWRV SHUVRQDOHVKDVWDORVQ~PHURVGHODVWDUMHWDVGHFUpGLWR
FXHQWDVEDQFDULDVWRGRWLSRGHLQIRUPDFLyQTXHOHVSXHGDFDXVDUDOJ~QWLSRGHEHQHILFLR
DGHPiV VH OOHYDQ WRGDV ODV FRQWUDVHxDV GHO XVXDULR VLQ REYLDPHQWH ROYLGDU GHMDU HQ HO
HTXLSRGHOLQFDXWRXQDSXHUWDWUDVHUDSRUPHGLRGHODFXDOHODWDFDQWHYDSRGHUHQWUDUWDQWDV
YHFHV TXLHUD HQ XQ IXWXUR 'HELGR D HVWR ODV QDFLRQHV GHO PXQGR KDQ FHQWUDGR VXV
HVIXHU]RVDOIRUWDOHFLPLHQWRGHODVHJXULGDGHQVXVUHGHVLQWHUQDVVLQHPEDUJRHVWRQRKD
VLGR VXILFLHQWH /D XQLYHUVLGDG GHO DXFD D WUDYpV GH VX SURJUDPD GH ,QJHQLHUtD GH
6LVWHPDVKDFUHDGRXQJUXSRGHLQYHVWLJDFLyQ*7,*UXSRGH7HFQRORJtDV,QWHUQHW

19. HQWUH
VXVOtQHDVH[LVWHXQDOODPDGDVHJXULGDGFRPSXWDFLRQDOTXHWLHQHFRPRREMHWLYRSULQFLSDO
RIUHFHUHOPDRUJUDGRGHVHJXULGDGFRPSXWDFLRQDO DFXDOTXLHUHQWLGDGTXHORQHFHVLWH

20. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
'HILQLFLyQGH+DFNHU
(ODUFKLYRGHODMHUJDFRQWLHQHYDULDVGHILQLFLRQHVGHOWpUPLQR³KDFNHU´ODPDRUtDGH
ODV FXDOHVWLHQHTXHYHUFRQODDILFLyQDORWpFQLFRODFDSDFLGDGGHGHOHLWDUVHFRQOD
VROXFLyQGHSUREOHPDVDVREUHSDVDUORVOtPLWHV6LXVWHGTXLHUHVDEHUFRPRWUDEDMDQ
ORVKDFNHUVVLJDOHHQGRHVWHWH[WRVHGDUiFXHQWDTXHQRHVWDQIiFLO
([LVWHXQDFRPXQLGDGXQDFXOWXUDFRPSDUWLGDGHSURJUDPDGRUHVH[SHUWRVEUXMRVGH
UHGHV TXH FXD KLVWRULD VH SXHGH UDVWUHDU GpFDGDV DWUiV KDVWD ODV SULPHUDV
PLQLFRPSXWDGRUDV GH WLHPSR FRPSDUWLGR ORV SULPHURV H[SHULPHQWRV GH $53$QHW
/RVPLHPEURVGHHVWDFXOWXUDDFXxDURQHOWpUPLQR³KDFNHU´/RVKDFNHUVFRQVWUXHURQ
,QWHUQHW/RVKDFNHUVKLFLHURQGHOVLVWHPDRSHUDWLYR81,;ORTXHHVHQODDFWXDOLGDG
/RVKDFNHUVKDFHQDQGDU8VHQHW/RVKDFNHUVKDFHQTXHIXQFLRQHOD:::6LXVWHGHV
SDUWH GH HVWD FXOWXUD VL XVWHG KD FRQWULEXLGR D HOOD RWUD JHQWH OR OODPD KDFNHU
HQWRQFHVXVWHGHVXQKDFNHU
/DPHQWDOLGDGGHKDFNHUQRHVWiFRQILQDGDDHVWDFXOWXUDGHKDFNHUVHQVRIWZDUH+D
SHUVRQDVTXHDSOLFDQODDFWLWXGGHKDFNHUDRWUDVFRVDVFRPRHOHFWUyQLFDRP~VLFDGH
KHFKRSXHGHXVWHGHQFRQWUDUODHQORVPiVDOWRVQLYHOHVGHFXDOTXLHUFLHQFLDRDUWH/RV
KDFNHUVHQVRIWZDUHUHFRQRFHQHVWRVHVStULWXVHPSDUHQWDGRVORVGHQRPLQDQ³KDFNHUV´
WDPELpQDOJXQRVVRVWLHQHQTXHODQDWXUDOH]DGHKDFNHUHVHQUHDOLGDGLQGHSHQGLHQWH
GHO PHGLR SDUWLFXODU HQ HO FXDO HO KDFNHUWUDEDMD (Q HO UHVWR GH HVWH GRFXPHQWR QRV
FRQFHQWUDUHPRV FRQ ODV KDELOLGDGHV DFWLWXGHV GH ORV KDFNHUV HQ VRIWZDUH HQ ODV
WUDGLFLRQHVGHODFXOWXUDFRPSDUWLGDTXHRULJLQyHOWpUPLQR³KDFNHU´
([LVWHRWURJUXSRGHSHUVRQDVTXHDORVJULWRVVHDXWRGHQRPLQDQKDFNHUVSHURQROR
VRQ eVWDV VRQ SHUVRQDV SULQFLSDOPHQWH YDURQHV DGROHVFHQWHV

21. TXH VH GLYLHUWHQ
LQJUHVDQGR LOHJDOPHQWH HQ FRPSXWDGRUDV HVWDIDQGR DO VLVWHPD GH WHOHIRQtD /RV
KDFNHUVGHYHUGDGWLHQHQXQQRPEUHSDUDHVDVSHUVRQDV³FUDFNHUV´QRTXLHUHQVDEHU
QDGD FRQ HOORV /RV KDFNHUV GH YHUGDG RSLQDQ TXH OD PDRUtD GH ORV FUDFNHUV VRQ
SHUH]RVRVLUUHVSRQVDEOHVQRPXEULOODQWHVIXQGDPHQWDQVXFUtWLFDHQTXHVHUFDSD]
GHURPSHUODVHJXULGDGQR ORKDFHDXQRXQKDFNHUGHODPLVPDPDQHUDTXHVHUFDSD]
GHHQFHQGHUXQDXWRFRQXQSXHQWHHQODOODYHQRORSXHGHWUDQVIRUPDUHQLQJHQLHURGH
DXWRPRWRUHV'HVDIRUWXQDGDPHQWHPXFKRVSHULRGLVWDVHGLWRUHVXWLOL]DQHUUyQHDPHQWH
ODSDODEUD³KDFNHU´SDUDGHVFULELUDORVFUDFNHUV(VWRHVFDXVDGHHQRUPHLUULWDFLyQSDUD
ORVYHUGDGHURVKDFNHUV
/D GLIHUHQFLD EiVLFD HVWi HQ TXH ORV KDFNHUV FRQVWUXHQ FRVDV ORV FUDFNHUV ODV
GHVWUXHQ
6L XVWHG DXQ GHVHD FRQRFHU FyPR WUDEDMDQ ORV KDFNHUV FRQWLQ~H OHHQGR VH GDUi
FXHQWD TXH QR HV WDQ IiFLO 6L XVWHG TXLHUH VDEHU VREUH FUDFNHUV PHMRU PLUH HQ ORV
JUXSRVGHQRWLFLDVRQHZVHQDOWSUHSiUHVHSDUDVRSRUWDUODGXUDUHDOLGDGFXDQGR
GHVFXEUDTXHXVWHGQRHVWDQOLVWRFRPRFUHH

22. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
)iEXODSDUD+DFNHUV
.SHUXFLW#5RM#
+DEtDXQDYH]XQDXVXDULDGH,QWHUQHWOODPDGD.SHUXFLWDTXHHVWDEDFRQVXVDPLJRV
FKDWHDQGRHQHO,5FDQDOERVTXH'HSURQWROHOOHJyXQHPDLOGHVXPDPiTXHOH
GHFtD+LMDSRUDWWDFKPHQWWHPDQGRXQRVDUFKLYRVSDUDHOGRFXPHQWR+70/GHWX
DEXHOLWD3RUIDYRUDFFHGHDVXFXHQWDVHORVSDVDVSDUDTXHHOODSXHGDPRQWDUVX
SDJLQD:::
DVt OD XVXDULDFXRORJLQ QDPH HUD .SHUXFLWD VH GLVSXVRDDEULUXQDYHQWDQD
HQYLDUOHDVXDEXHOLWDORVDUFKLYRVTXHOHKDEtDQPDQGDGR
(VWDED KDFLHQGR XQ GRZQORDG GHO DWWDFKPHQW GHVGH VX FXHQWD ZHEPDLO FXDQGR GH
SURQWR OH OOHJR XQ PHQVDMH SRU ,4 GH XQ XVXDULR GH GLUHFFLyQ HO
ORER#KDFNHUERVTXHFRPPDLO WRHOORER#KDFNHUERVTXHFRP .SHUXFLWD OH FRQWHVWy
HOPHQVDMH,4(OREROD VDOXGyOHSUHJXQWyGRQGHLED
.SHUXFLWDOHFRQWHVWy
9RDODFXHQWDGHPLDEXHOLWDDHQYLDUOHXQVRIWZDUHSDUDTXHPRQWHVXSiJLQDZHE
DVt(ORERKL]RXQWHOQHWSRUXQDWDMROOHJyDODFXHQWDGHODDEXHOLWDSULPHUR
XDQGR OD FXHQWD GH OD DEXHOLWD OH SLGLy ORJLQ ,' LQJUHVR .SHUXFLWD FUDFNHy HO
SDVVZRUGHQWUy/DDEXHOLWDDOYHUTXHQRHUD.SHUXFLWDVLQRRWUDSHUVRQDWUDWyGH
KDFHUOHXQNLOODOSURFHVR
3HUR(ORERIXHPDVYHOR]OHKL]RXQ,03IORRGDORVSXHUWRVTXHHOILUHZDOOGHOD
DEXHOLWDQRHVWDEDFRQWURODQGRFXDQGRFDyOHFDPELRHOSDVVZRUG
/XHJRVHWRPySULYLOHJLRVGH5227HQODPiTXLQDFDPELyHOVLVWHPDRSHUDWLYRSRU
XQRGLIHUHQWHTXHVHSDUHFtDHQWRGRKDVWDHQODLQWHUID]DOGHODDEXHOLWD
(QWRQFHVVHPHWLyDODFXHQWDGHODDEXHOLWDVHKL]RSDVDUSRUHOOD
$O UDWR OOHJR .SHUXFLWD FXDQGR HQWUy QRWy XQ SRFR FDPELDGD OD FXHQWD GH VX
DEXHOLWD/HKL]RXQWDONOHSUHJXQWR
$EXHOLWDSRUTXHWLHQHVHVDFXRWDHQGLVFRWDQJUDQGH
(VSDUDDOPDFHQDUPLVDUFKLYRVPHMRU
.SHUXFLWDSUHJXQWy
$EXHOLWDSRUTXHWLHQHVHVDLQWHUID]JUiILFDWDQQRYHGRVD
(VSDUDDGPLQLVWUDUPLVDUFKLYRVPHMRU
.SHUXFLWDVLQWLyTXHDOJRUDURVXFHGtDDKt

23. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
$EXHOLWDSRUTXHWLHQHVSULYLOHJLRVGH5227
3DUD5$.($57( 0(-25
.SHUXFLWDVHGLyFXHQWDTXHHVDQRHUDVXDEXHOLWDDOKDFHUOHXQZKRLVGHVFXEULy
TXHHVWDEDFRQHFWDGDGHVGHHORER#KDFNHUERVTXHFRP
,QPHGLDWDPHQWH PDQGy XQ HPDLO D VHFXULW#FEHUVSDFHFRSRUJ SDUD GHODWDU DO
LPSRVWRU(VWHWUDWyGHEORTXHDUVX323VHUYHUKDFLpQGROHXQRYHUORDGGHPHPRULD
SHUR.SHUXFLWDDKDEtDKHFKRFOLFNHQHOERWyQ6HQG
$O UDWR VH FRQHFWy D OD PiTXLQD XQR GH ORV LQYHVWLJDGRUHV GH FEHUVSDFHFRS TXH
UiSLGDPHQWHREWXYRODGLUHFFLyQ,3GH(OREROHKL]RXQRYHUULGHDODPiTXLQDVH
WRPySULYLOHJLRVGH5227DQWHVGHTXH(ORERVHGLHUDFXHQWDOHKL]RXQNLOODO
SURFHVRFRORFyXQEDQDWRGRHOGRPLQLR
'HO7UDVKGHOVLVWHPDRSHUDWLYRGH(ORERVHSXGRUHFXSHUDUODWDEODGHSDUWLFLyQGHO
VLVWHPDGHODDEXHOLWDSRUORTXHVHSXGRUHFXSHUDUWRGDVXLQIRUPDFLyQ
/D DEXHOLWD SXGR UHFXSHUDU VX WUDEDMR VXELy VX SiJLQD ZHE D XQ SURPHGLR GH
.EVHJGHWUDQVIHUHQFLD(OVLWHIXHDGPLUDGRSRUWRGRVHQHOFLEHUHVSDFLRUHFLELHQGR
QXPHURVRVKLWVHQSRFRWLHPSR
),1
#QyQLPR

24. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
,1752'8,Ï1$/266,67(0$623(5$7,926
,QWURGXFFLyQ
/DGHILQLFLyQPiVVHQFLOODGHORTXHHVXQVLVWHPDRSHUDWLYRODSRGHPRVHQXQFLDUHQOD
VLJXLHQWH IUDVH ³8Q 6LVWHPD 2SHUDWLYR HV XQ VRIWZDUH TXH SRQH D GLVSRVLFLyQ GH ORV
XVXDULRVGHOFRPSXWDGRUORVUHFXUVRVKDUGZDUHSDUDVXXWLOL]DFLyQ´
/DKLVWRULDGHORVVLVWHPDVRSHUDWLYRVODSRGHPRVYHUHQGRVSDUWHVXQDpSRFDHQODFXDO
ORVRUGHQDGRUHVFDUHFtDQGHVLVWHPDRSHUDWLYRODRWUDHQODFXDOORVRUGHQDGRUHVDSRVHHQ
HOVLVWHPDRSHUDWLYR
/DFUHDFLyQGHOVLVWHPDRSHUDWLYRFRPRWDOVXUJHDSDUWLUGHODQHFHVLGDGGHPD[LPL]DUOD
HILFLHQFLDGHORVUHFXUVRVKDUGZDUHGHODVPiTXLQDVHVGHFLUFUHDUXQVRIWZDUHFDSD]GH
XWLOL]DUGHPDQHUDHILFLHQWHWRGRVORVFRPSRQHQWHVKDUGZDUHGHORVSULPHURVFRPSXWDGRUHV
$QWHV GH SUHVHQWDU ODV IXQFLRQHV ODV FDUDFWHUtVWLFDV IXQGDPHQWDOHV GH ORV VLVWHPDV
RSHUDWLYRVYHUHPRVSULPHURXQDEUHYHHYROXFLyQKLVWyULFDGHWDOIRUPDTXHQRVSHUPLWD
HVWDEOHFHUODLPSRUWDQFLDGHORVVLVWHPDVRSHUDWLYRVHQORVFRPSXWDGRUHV
RPSXWDGRURPSXWDGRUD2UGHQDGRU
RQFHSWR
/DGHILQLFLyQHVODPLVPDSDUDFXDOTXLHUWLSRGHPiTXLQDODGHILQLFLyQJHQHUDODFHSWDGD
HVODVLJXLHQWHHVXQDPiTXLQDTXHOOHYDDFDERSURFHVDPLHQWRGHLQIRUPDFLyQGLJLWDO
,QIRUPDFLyQGLJLWDOHVDTXHOODTXHSXHGHH[SUHVDUVHSRUPHGLRGHQ~PHURVROHWUDV

25. (O SURFHVDPLHQWR R WUDQVIRUPDFLyQ TXH OOHYD D FDER HO FRPSXWDGRU FRQ R VREUH OD
LQIRUPDFLyQGLJLWDO

26. QRHVILMRGHEHVHUGHILQLGRSRUHOXVXDULRGHODPiTXLQD6HGLFH
HQWRQFHVTXHHOXVXDULRSURJUDPDODFRPSXWDGRUD(OSURFHVDPLHQWRGHODLQIRUPDFLyQ
SURGXFH FRPR UHVXOWDGR PiV LQIRUPDFLyQ $ OD LQIRUPDFLyQ TXH YD VHU SURFHVDGD QRV
UHIHULUHPRVFRPRGDWRV GHHQWUDGDRHQWUDGDDOD LQIRUPDFLyQSURGXFLGD QRVUHIHULPRV
FRPRUHVXOWDGRVRVDOLGD
2UJDQL]DFLyQ,QWHUQDGHORPSXWDGRU
8QD FRPSXWDGRUD HVWD FRQIRUPDGD SRU ORV VXEVLVWHPDV 3URFHVDGRU 0HPRULD
'LVSRVLWLYRVGH(QWUDGD6DOLGD
3RSXODUPHQWH VH OH GHQRPLQD SURFHVDGRU D OD FDMD TXH FRQWLHQHQWRGRV ORV GLVSRVLWLYRV
LQWHUQRV GHO FRPSXWDGRU UHDOPHQWH HVWH HOHPHQWR HV XQR GH ORV GLVSRVLWLYRV GHO
FRPSXWDGRU HV HO TXH SHUPLWH HMHFXWDU OD OyJLFD GH ORV SURJUDPDV LQFOXHQGR OD GHO
VLVWHPDRSHUDWLYR

27. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
,OXVWUDFLyQ2UJDQL]DFLyQLQWHUQDGHORPSXWDGRU
(O PHMRU WpUPLQR SDUD HVWR HV 38 8QLGDG HQWUDO GH 3URFHVDPLHQWR

28. OD FXDO HVWD
UHSUHVHQWDGDHQOD,OXVWUDFLyQ HQHOUHFXDGURL]TXLHUGRHVWHDVXYH]VHSXHGHGLYLGLUHQ
XQLGDG DULWPpWLFR OyJLFD XQLGDG GH FRQWURO ORV UHJLVWURV HVWRV HOHPHQWRV SHUPLWHQ
HMHFXWDUFDGDXQDGHODVLQVWUXFFLRQHVGHORVSURJUDPDVHQFRQMXQWRFRQODPHPRULD GHO
FRPSXWDGRU D OD FXDO FRP~QPHQWH VH OH GHQRPLQD PHPRULD 5$0 5DQGRP $FFHVV
0HPRU

29. ,PSRUWDQWHSDUDUHFLELUHQYLDUGDWRVIXHUDGHOVLVWHPDHVWiQORVGLVSRVLWLYRVGH
HQWUDGDVDOLGD
%UHYH+LVWRULDGHORV6LVWHPDV2SHUDWLYRV
(QODHYROXFLyQGHORVVLVWHPDVRSHUDWLYRVVHSXHGHGHFLUGHDOJXQDPDQHUDTXHKDQHVWDGR
DOSDUGHODHYROXFLyQGHORVFRPSXWDGRUHVHVWRHVGHELGRDTXHORVFDPELRVHQHOKDUGZDUH
GH OD PiTXLQD SHUPLWHQ D ORV VLVWHPDV RSHUDWLYRV PDV PHMRUHV FDSDFLGDGHV 2WUR
HOHPHQWRLPSRUWDQWHVRQODVQHFHVLGDGHVGHORVXVXDULRVJHQpULFDPHQWHSRGHPRVGHFLUTXH
HQ XQ SULQFLSLR ORV VLVWHPDVRSHUDWLYRV VH GHGLFDEDQD WUDWDUGH UHVROYHUHOSUREOHPDGH
DFFHVR IiFLO HILFLHQWH D ORV GLVSRVLWLYRV SRVWHULRUPHQWH HQ ODV XOWLPDV GpFDGDV ORV
VLVWHPDV RSHUDWLYRV HVWiQ GHGLFDGRV IXQGDPHQWDOPHQWH D ODV LQWHUIDFHV DJUDGDEOHV
VHQFLOODVDOPDQHMRVRSRUWHGHSURJUDPDVGHDSOLFDFLyQHVSHFtILFDSUHIHULEOHPHQWHHQ
HQWRUQRVPXOWLWDUHD
3RGHPRVYHUODKLVWRULDGHORV62VXVFDUDFWHUtVWLFDVUHVXPLGDVHQOD,OXVWUDFLyQ
(Q XQ SULQFLSLR DQWHV GH VH FUHDURQ ORV SULPHURV JUDQGHV FRPSXWDGRUHV FRQ OD
FRQILJXUDFLyQEiVLFDGHORVRUGHQDGRUHVDFWXDOHVHVWRVHUDQHO0$5.,HOHFWURPHFiQLFR

30. HO (1,$ WXERV DO YDFLy

31. FRPR SURHFWRV GH SXQWD GH JUXSRV GH LQYHVWLJDFLyQ
FRPSXHVWRSRUXQLYHUVLGDGHVHPSUHVDVSULYDGDV

32. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
,OXVWUDFLyQ%UHYH+LVWRULDGH/RV6LVWHPDV2SHUDWLYRV
+LVWRULDGHORV
6LVWHPDV
2SHUDWLYRV
*HQHUDFLyQ

33. *HQHUDFLyQ

34. *HQHUDFLyQ

35. x 8VXDULR LQWHUDFWXDED FRQ HO OHQJXDMH
PiTXLQD
x ,QVWUXFFLRQHVPDQXDOHV
x 3pUGLGDGH7LHPSRHQFDPELRVGHWDUHDV
*HQHUDFLyQ

36. *HQHUDFLyQ

37. x $JLOL]DUHOSDVRGHXQWUDEDMRDRWUR
x ³3URFHVDPLHQWRSRUORWHV´
x 8VXDULR GHEH UHIHULVWH DO GLVSRVLWLYR
HVSHFtILFRTXHHVWDXVDQGR
x $SOLFDGRV DVLVWHPDVJUDQGHV
x 0XOWLSURJUDPDFLyQ
x 0XOWLSURFHVDPLHQWR
x 7UDEDMRLQGHSHQGLHQWHGHOGLVSRVLWLYRXVDGR
x 6LVWHPDV GH SURFHVDPLHQWR GH WLHPSR
FRPSDUWLGR
x 6LVWHPDVGHWLHPSRUHDO
x (VSHFLDOHVSDUDWDUHDVJUDQGHV
x 3UREOHPDVHQHOHODXPHQWRGHORVWLHPSRVGH
HMHFXFLyQGHORVSURJUDPDV
x $SUHQGL]DMHHQJRUURVRGHOVLVWHPD
x (PSOHRGH5HGHVGHRUGHQDGRUHV
x 3URFHVDPLHQWRHQOtQHD
x 3UREOHPDVGHVHJXULGDG
x 0iTXLQDVYLUWXDOHV
x %DVHVGH'DWRV
x ,QJHQLHUtDGH6LVWHPDVOyJLFRV
*HQHUDFLyQ
$KRUD

38. x ,QWHUFRQH[LyQ HQWUH GLIHUHQWHV UHGHV
VHUYLFLRV,QWHUQHW

39. RPSXWDFLyQGLVWULEXLGD
HQSDUDOHOR
x $SOLFDFLRQHV GH /yJLFD GLIXVD DOJRULWPRV
GHWHFQRORJtDVGHSXQWD
x 6LVWHPDVGH,QIRUPDFLyQ*HRJUiILFD

40. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
yPRVHSUHVHQWDHQODILJXUDVHDSUHFLDTXHHQHVWDpSRFDQRH[LVWtDHOVLVWHPDRSHUDWLYR
FRPRWDOSRUFRQVLJXLHQWHVHHVSHFLDOL]DURQORVWUDEDMRVSDUDSRGHUXVDUHVWDVPiTXLQDVVH
XWLOL]DEDHODFFHVRSRURSHUDGRUHOFXDOHUDXQXVXDULRHVSHFLDOL]DGRTXHWHQLDODPLVLyQGH
PDQLSXODUODPiTXLQDFDUJDUSURJUDPDVREWHQHUUHVXOWDGRVHWF/RVSURJUDPDGRUHVHUDQ
XVXDULRV TXH IRUPDWHDEDQ ORV WUDEDMRV XVDQGR FyGLJR PiTXLQD ORV SDVDEDQ D ORV
RSHUDGRUHVSDUDTXHHOORVORVHMHFXWDUDQHQODPiTXLQD
(Q FDGD FDPELR GH WDUHD HO RSHUDGRU GHEtD UHLQLFLDU WRGD OD PiTXLQD FRQ HO SURJUDPD
FRUUHFWRSDUDHMHFXWDUORVSURJUDPDVGHSHQGLHQGRGHVXVQHFHVLGDGHVHVWRFRQOOHYDEDDXQD
JUDQSpUGLGDGHWLHPSRHQHOSDVRGHXQWUDEDMRDORWUR8QDPHMRUDVHUHDOL]yDODJUXSDU
ORV WUDEDMRV GHO PLVPR WLSR HMHFXWDUOR HQ XQ VROR ORWH D HVWR VH OH FRQRFLy FRPR
SURFHVDPLHQWR SRU JUXSRV (IHFWLYDPHQWH HVWR SHUPLWLy GLVPLQXLU HO WLHPSR TXH
GHPRUDEDQ ORV WUDEDMRV HQ VHU HMHFXWDGRV 3RVWHULRUPHQWH VH GHWHFWR TXH HO WUDEDMR
UHDOL]DGR SRU HO RSHUDGRU FRQVLVWtD HQ XQD VHULH GH SDVRV ILMRV VLVWHPiWLFRV DVt VH GLR
RULJHQDODHODERUDFLyQGHXQSURJUDPDUHVLGHQWHHQODPHPRULDGHORVFRPSXWDGRUHVTXH
SHUPLWtDFODVLILFDUHOWUDEDMRHMHFXWDUORSRUORWHVFRPXQHV$HVWHSURJUDPDVHOHOODPR
PRQLWRU UHVLGHQWH DFWXDOPHQWH HV FRQVLGHUDGR FRPR HO SULPHU VLVWHPD RSHUDWLYR HQ ODV
PiTXLQDV
/RVVLJXLHQWHVDYDQFHVHQORVVLVWHPDVRSHUDWLYRVVHFDUDFWHUL]DURQSRUODE~VTXHGDGHOD
PHMRUD GHO UHQGLPLHQWR DVt VH LPSOHPHQWR HO PDQHMRRII ± OLQH DO DSDUHFHU ODV FLQWDV
PDJQpWLFDVTXHVRQPiVUiSLGDVTXHODVOHFWRUDVGHWDUMHWDVVHSRGtDDOPDFHQDUORVWUDEDMRV
HQ HVWDV FLQWDV IXHUD GH OtQHD PLHQWUDV VH HMHFXWDQ XQDV WDUHDV D DOPDFHQDGDV HQ OD
PiTXLQD /R PLVPR SDUD OD VDOLGD GH ORV GDWRV 2WUR HOHPHQWR TXH DXGy HQ HO
UHQGLPLHQWR IXH HO EXIIHULQJ OD FXDO FRQVLVWH HQ DOPDFHQDPLHQWRV LQWHUPHGLRV HQWUH OD
PiTXLQDPLHQWUDVHOSURFHVDGRUHMHFXWDRWUDVWDUHDVSRVWHULRUPHQWHSXHGHDWHQGHUHOEXIIHU
GHLQIRUPDFLyQ(OVSRROLQJSHUPLWLyDSURYHFKDVOHFWXUDVHVFULWXUDVVLPXOWDQHDVDORV
PRGHUQRVGLVFRVGXURVTXHSHUPLWLHURQHVWDVFDUDFWHUtVWLFDV
$SDUWLUGHODJHQHUDFLyQVHHPSH]DURQDLPSOHPHQWDUFDUDFWHUtVWLFDVDGLFLRQDOHVDORV
VLVWHPDV RSHUDWLYRV TXH OH GLHURQ HILFLHQFLD HILFDFLD D OD HODERUDFLyQ GH WUDEDMRV GH
GLIHUHQWHVtQGROHVFRQXVXDULRVRWUDEDMRVVLPXOWiQHRV/DPXOWLSURJUDPDFLyQ SHUPLWLy
HMHFXWDUYDULRVSURJUDPDVVLPXOWiQHDPHQWHHQXQDPiTXLQDLQGHSHQGLHQWHGHOQ~PHURGH
SURFHVDGRUHVTXHSRVHDHVWDFXDQGRPDQHMDPRVYDULRVSURFHVDGRUHVVHHVWDEOHFLHURQORV
VLVWHPDV GH PXOWLSURFHVDPLHQWR $Vt SRFR D SRFR VH IXHURQ HQFRQWUDQGR PHMRUHV
WHFQRORJtDV GH PD[LPL]DFLyQ GH ORV UHFXUVRV GH ODV FRPSXWDGRUDV FRQ OD SRVWHULRU
DSDULFLyQGHRWURVSUREOHPDVLQKHUHQWHVDHVWDVQXHYDVWHFQRORJtDV
)LQDOPHQWH HQ ODV~OWLPDVJHQHUDFLRQHV VH SXHGH DSUHFLDUTXHORVVLVWHPDVRSHUDWLYRVVH
HVSHFLDOL]DQGHDFXHUGRDODVQHFHVLGDGHVGHXVXDULRHQODVDSOLFDFLRQHVHVSHFtILFDVFRPR
HOPDQHMRGHEDVHVGHGDWRVVLVWHPDVGHLQIRUPDFLyQJHRJUiILFD(VWRHVGHELGRDTXHHO
KDUGZDUHKDOOHJDGRDJUDQGHVYHORFLGDGHVGHSURFHVDPLHQWRPDQLSXODFLyQGHGDWRVOR
FXDO SHUPLWH D ODV DSOLFDFLRQHV GHVSUHRFXSDUVH SRU HO UHQGLPLHQWR HQIRFDUVH HQ OD
FRQVWUXFFLyQ DGHFXDGD GH VLVWHPDV TXH UHVSRQGDQ DO PDQHMR GHO FRQRFLPLHQWR QR GH
VLPSOHVGDWRV

41. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
'HILQLFLyQ(VWUXFWXUD)XQFLRQHVGHORV6LVWHPDV2SHUDWLYRV
(Q ORV VHVHQWDV XQ 62 VH GHILQH FRPR
(O VRIWZDUH TXH FRQWUROD DO KDUGZDUH
$FWXDOPHQWH XQ 62 VH GHILQH FRPR /RV SURJUDPDV LPSOHPHQWDGRV HQ 6RIWZDUH R
)LUPZDUHTXHKDFHQSRVLEOHTXHVHXVHHO+DUGZDUH
/DWHQGHQFLDDFWXDOHVKDFHU62PiVVLPSOHVRULHQWDGRVDODVQHFHVLGDGHVGHOXVXDULR
)XQFLRQHVJHQHUDOHVGHXQ62
UHDODLPDJHQTXHHOXVXDULRFRQRFHGHHOHQRWUDVSDODEUDVHO62GLVSRQHDOXVXDULRXQD
LQWHUID]TXHOHSHUPLWDFRPXQLFDUVHFRQODPiTXLQD
XPSOHOD)XQFLyQGH6LVWHPDOyJLFRVREUHHOVLVWHPDItVLFRGHODPiTXLQDSHUPLWLHQGR
FRPSDUWLUKDUGZDUHVRIWZDUHFRQRWURVXVXDULRV
3ODQLILFD ORV UHFXUVRV FUtWLFRV GHO VLVWHPD HQWUH ORV XVXDULRV SURFHVDGRU PHPRULD
GLVSRVLWLYRVGHHQWUDGDVDOLGDGHLQIRUPDFLyQ(6

42. /DV DFWLYLGDGHV SURSLDV GHO 62 VRQ OD JHVWLyQ GH SURFHVDGRUHV DOPDFHQDPLHQWR GH
LQIRUPDFLyQGLVSRVLWLYRVGH(6SURFHVRVRDSOLFDFLRQHV
(VWUXFWXUDGHORV62
6H SXHGHQ FODVLILFDU VHJ~Q VX ILQDOLGDG WLSR GH SURFHVR ORWHV WLHPSR FRPSDUWLGR
PXOWLSURFHVRHWF

43. ODVQHFHVLGDGHVVHJ~QORVUHTXLVLWRVGHXVXDULRRGHVRIWZDUH/RV
SULQFLSDOHVWLSRVVRQ
0RQROtWLFD8QVRORSURJUDPDFRPSXHVWRSRUXQFRQMXQWRGHUXWLQDV
x 0yGXORVFRPSLODGRVSRUVHSDUDGR
x %XHQDGHILQLFLyQGHSDUiPHWURVGHHQODFH
x 1RSRVHHQSURWHFFLRQHVQLSULYLOHJLRV
x +HFKRVDODPHGLGDGHODVQHFHVLGDGHV
-HUiUTXLFD'LYLGHHO62HQSHTXHxDVSDUWHVGHILQLGDVFRQXQDFODUDLQWHUIDVHHQWUHHO
UHVWRGHORVHOHPHQWRV(M
1LYHO 8VXDULR
1LYHO± $UFKLYRV
1LYHO± (QWUDGD6DOLGD
1LYHO± RPXQLFDFLRQHV
1LYHO± 0HPRULD
1LYHO± *HVWLyQGH38

44. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
1LYHO± +DUGZDUH
7DEOD(MHPSORGH1LYHOHVGHXQ62
0iTXLQD9LUWXDO3UHVHQWDQXQD,QWHUIDFHDFDGDSURFHVRSUHVHQWDQGRXQDPiTXLQDTXH
SDUHFHLGpQWLFDDODPiTXLQDUHDOVXEDFHQWH
x 0DQHMRGH0XOWLSURJUDPDFLyQ
x 0iTXLQDH[WHQGLGD
x ,QWHJUDFLyQGHGLVWLQWRV62
x (OQ~FOHRHVXQPRQLWRUYLUWXDO
OLHQWH 6HUYLGRU 6LVWHPD RSHUDWLYR GH SURSyVLWR JHQHUDO DGPLQLVWUD ORV SURFHVRV OD
PHPRULDODFRPXQLFDFLyQHQWUHSURFHVRV
3UHVWDFLRQHVGHXQ6LVWHPD2SHUDWLYR
/DVSUHVWDFLRQHVGHORVVLVWHPDVRSHUDWLYRVODVSRGHPRVFODVLILFDUVHJ~QHOXVXDULRGHODV
PLVPDV
3URJUDPDGRU(OSURJUDPDGRUQHFHVLWDHMHFXWDUORVSURJUDPDVUHDOL]DURSHUDFLRQHVGH(6
JHVWLRQDUDUFKLYRV
6LVWHPD(OVLVWHPDPDQLSXODORVUHFXUVRVGHODPiTXLQDOOHYDXQDVHVWDGtVWLFDVGHOXVRGH
ORVPLVPRVPDQWLHQHXQDVSURWHFFLRQHVDIDOORVSURFHVDGRU(6GHPHPRULD

45. /RVSURFHVRVODPHPRULDOD(6
8QD GH ODV SULQFLSDOHV IXQFLRQHV GH ORV VLVWHPDV RSHUDWLYRV UDGLFD HQ OD JHVWLyQ
DGPLQLVWUDFLyQGHORVSURFHVRVODPHPRULDOD(6([LVWHQFDStWXORVHQWHURVHQOLEURVGH
VLVWHPDV RSHUDWLYRV SDUD ORV PHFDQLVPRV PpWRGRV XWLOL]DGRV SRU ORV 62 SDUD OD
DGPLQLVWUDFLyQGHHVWRVGLVSRVLWLYRV1RHVHOILQGHHVWHWH[WRSUHVHQWDUHVWDLQIRUPDFLyQ
SRUTXH VH H[WLHQGH PiV KDOOD GH ORV ORV OtPLWHV GH OD WHPiWLFD WUDWDGD 6H SURFHGHUi D
SUHVHQWDU FRQFHSWRV IXQGDPHQWDOHV TXH SHUPLWHQ UHODFLRQDUVH FRQ OD VHJXULGDG
FRPSXWDFLRQDOGLUHFWDPHQWH
/RVSURFHVRV
8Q SURFHVR HV XQ SURJUDPD HQ HMHFXFLyQ MXQWR FRQ XQ HQWRUQR DVRFLDGR UHJLVWURV
YDULDEOHV HWF

46. $FWXDOPHQWH H[LVWHQ VLVWHPDV RSHUDWLYRV TXH SHUPLWHQ D ORV XVXDULRV
LQLFLDUGLYHUVRVSURFHVRVDVXYH]HVWRVSURFHVRVSXHGHQJHQHUDUPiVSURFHVRVKLMRVWRGR
HVWR VH UHDOL]D HQ VLVWHPDVGHP~OWLSOHVXVXDULRVPXOWLSURJUDPDFLyQ

47. FRQFXUUHQWHVHQHO
PLVPR WLHPSR (VWD SRVLELOLGDG GHWHUPLQD TXH HO VLVWHPD RSHUDWLYR SHUPLWD LQLFLDU
P~OWLSOHV DSOLFDFLRQHV VHJ~Q OD SHWLFLyQ TXH VH OH KDJDHV PiVHVWDV SHWLFLRQHVSXHGHQ
YHQLU GH XVXDULRV LQVWDODGRV HQ OD PLVPD PiTXLQD R GH XVXDULRV UHPRWRV FRQHFWDGRV D

48. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
WUDYpVGHODUHGVtVHLQLFLDXQDFRQH[LyQYtD02'(0HQHVHPRPHQWRHOFRPSXWDGRUHVWD
HQUHG

49. /DSRVLELOLGDGGHTXHXQXVXDULRRSURJUDPDGHODPiTXLQDSXHGDLQLFLDUSURFHVRVHVOD
SULPHUD SXHUWD HQ OD TXH XQ LQWUXVR HQ FXDOTXLHUD GH VXV PRGDOLGDGHV KDFNHU YLUXV
JXVDQRWURDQRHWF

50. HQWUHDOVLVWHPDDFHGDDODLQIRUPDFLyQGHODPLVPDFDXVHHVWUDJRV
(VGLItFLOSDUDHO62VDEHUTXHSURFHVRHVEXHQRRPDORHO62WLHQHTXHFRQILDUHQHO
SURFHVRKDVWDTXHHVWHLQWHQWHYLRODUODVVHJXULGDGHVSURWHFFLRQHVGHOVLVWHPD
8QHOHPHQWRLPSRUWDQWHDWHQHUHQFXHQWDHVTXHWRGRVORVSURFHVRVTXHVHHMHFXWDQHQXQD
PiTXLQDFRPSLWHQSRUORVUHFXUVRVGHODPLVPDSURFHVDGRUPHPRULD(6

51. QRUPDOPHQWH
VH FODVLILFDQ ORV SURFHVRV FRPROLPLWDGRV SRU (6 OLPLWDGRV SRU SURFHVDGRU HVWR HV
FXDQGR ORV SURFHVRV VH FDUDFWHUL]DQ SRU KDFHU PXFKDV SHWLFLRQHV DO 62 GHO XVR GH ORV
GLVSRVLWLYRVGHHQWUDGDVDOLGDGHOSURFHVDGRUUHVSHFWLYDPHQWH
/D0HPRULD
/DPHPRULDGHOFRPSXWDGRUHVXQRGHORVGLVSRVLWLYRVPiVLPSRUWDQWHVSDUDODHMHFXFLyQ
GHODVDSOLFDFLRQHV7RGRSURFHVRWLHQHXQHVSDFLRHQODPHPRULDKDVWDHOPLVPRVLVWHPD
RSHUDWLYR GHEH H[LVWLU HQ OD PHPRULD GHO FRPSXWDGRU (O 62 HV HO HQFDUJDGR GH
DGPLQLVWUDU HVWH UHFXUVR GH DVLJQDU HVSDFLRV SDUD SURFHVRV HQWUDQWHV GH DGPLQLVWUDUOR
HQWUHHOORVXDQGRVHHMHFXWDXQSURFHVRGDxLQR(M9LUXV

52. HVWHQRUPDOPHQWHKDFHXQD
SHWLFLyQ GH PHPRULD VH LQVWDOD HQ DOJ~Q ULQFyQ GH HOOD /D PHPRULD HV XQR GH ORV
UHFXUVRVTXHXWLOL]DQPiVHVWRVSURJUDPDVGDxLQRVSDUDDOPDFHQDUVHHMHFXWDUVHHVPiV
SDUDSUHYDOHFHUD~QFXDQGRVHKDOODERUUDGRHOSURJUDPDItVLFDPHQWHGHORVGLVFRVGXURV
'LVSRVLWLYRVGH(6
/RV GLVSRVLWLYRV GH HQWUDGD VDOLGD VRQ WRGRV ORV HOHPHQWRV KDUGZDUH TXH SHUPLWHQ DO
FRPSXWDGRUUHFLELUHQYLDULQIRUPDFLyQIXHUDGHOVLVWHPD(QWUHHOORVSRGHPRVHQFRQWUDU
ODVWDUMHWDVGHUHGODVWDUMHWDVGH02'(0DOJRPXLPSRUWDQWHORVSXHUWRV ORVFXDOHV
VRQODVSXHUWDVGHHQWUDGDVDOLGDGHLQIRUPDFLyQGHOFRPSXWDGRUVRQODVYtDVSRUODV
FXDOHVORVLQWUXVRVDFFHGHQDpOQRUPDOPHQWHORVSXHUWRVVHQXPHUDQFRQGtJLWRVHQWHURV
SRVHHQ XQD GLUHFFLyQ HQ OD PHPRULD GHO FRPSXWDGRU HQ OD FXDO FRORFDQ UHFLEHQ OD
LQIRUPDFLyQ 7RGDVODVPiTXLQDVVXUHVSHFWLYR62HVWDEOHFHQXQFRQMXQWRDPSOLRGH
SXHUWRVSDUDFRPXQLFDFLRQHVFRQILJXUDFLyQGHVHUYLFLRVWHOQHWLQWHUQHWWUDQVIHUHQFLDGH
DUFKLYRVHWF

53. PXFKRVGHHVWRVSXHUWRVHVWiQKDELOLWDGRVSRUGHIHFWRVLQWHQHUXQVHUYLFLR
DGHFXDGRSRUHOPLVPRHVWRVVHFRQYLHUWHQHQODVSULQFLSDOHVSXHUWDVGHHQWUDGDSDUDYLRODU
ODVHJXULGDGGHOVLVWHPD
6HJXULGDGHQORV6LVWHPDV2SHUDWLYRV

54. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
(QHVWHDSDUWDGRVHSUHWHQGHDQDOL]DUORVDVSHFWRVTXHLQWHUYLHQHQHQODVHJXULGDGGHORV
VLVWHPDVLQIRUPiWLFRVHQJHQHUDOHQORVVLVWHPDVRSHUDWLYRVHQSDUWLFXODU
3ULPHURVHKDFHXQEDODQFHUHTXHULPLHQWRVPHFDQLVPRVQHFHVDULRVSDUDSRVHHUXQDEXHQD
VHJXULGDGLQIRUPiWLFDWDQWRGHORVHTXLSRVFRPRGHORVSURJUDPDVGDWRV
/DVHJXULGDGVHSXHGHDQDOL]DUGHVGHGRVHQIRTXHVODVHJXULGDGH[WHUQDODVHJXULGDG
LQWHUQD
6H GHEHQ HVWDEOHFHUGLUHFWULFHV PHFDQLVPRV GH VHJXULGDG TXH SHUPLWDQ HVWDEOHFHU XQ
VLVWHPD VHJXUR 8QD GH HOODV VRQ ODV UHVWULFFLRQHV D ORV DFFHVRV GH ODV SHUVRQDV QR
DXWRUL]DGDV DO OXJDU GRQGH HVWiQ ORV HTXLSRV PDQWHQHU HQ EXHQ HVWDGR ORV PDWHULDOHV
SUHYHQLUULHVJRVFDWDVWUyILFRVFRPRLQXQGDFLRQHVLQFHQGLRVHWF0XFKRVGHORVFDVRVGH
YLRODFLyQGHGDWRVVHFDXVDQSRUHODFFHVRGHSHUVRQDOQRDXWRUL]DGDVDORVHTXLSRV ([LVWH
RWUDFXVDGHHVWRVDFFHVRVHVODPLFURLQIRUPiWLFD HOVRIWZDUHPDOLQWHQFLRQDGRHVGHFLU
SHTXHxRVSURJUDPDVTXHWLHQHQODIDFLOLGDGGHUHSURGXFLUVHHMHFXWDUVHFXRVHIHFWRVVRQ
GHVWUXFWLYRVHQODPDRUtDGHORVFDVRVHOGDxRHVLUUHYHUVLEOHYLUXVLQIRUPiWLFRV

55. 3RUHVWRORVJRELHUQRVGHORVGLVWLQWRVSDtVHVKDQGLFWDGROHHVQRUPDVSDUDDVHJXUDUXQD
UDFLRQDOVHJXULGDGHQORVVLVWHPDVGHLQIRUPDFLyQSURWHJHUHOGHUHFKRDODLQWLPLGDGGHOD
LQIRUPDFLyQGHODVSHUVRQDV
6HJXULGDGH[WHUQD
8QFRUUHFWRVLVWHPDGHVHJXULGDGHVHOTXHDUWLFXODWRGRVORVVXEVLVWHPDVGHSURWHFFLRQHV
HQWUH VL GH WDO IRUPD TXH SDUD TXH XQ LQWUXVR SXHGD YLRODUOD VH HQFXHQWUH FRQ YDULRV
REVWiFXORVDODYH]7RGRVORVPHFDQLVPRVGLULJLGRVDDVHJXUDUHOVLVWHPDLQIRUPiWLFRVLQ
TXHHOSURSLRVLVWHPDLQWHUYHQJDHVORTXHVHGHQRPLQDVHJXULGDGH[WHUQD
3RGHPRVYHUODVHJXULGDGH[WHUQDGHGRVIRUPDV
6HJXULGDG )tVLFD (QJORED ORV PHFDQLVPRV TXH LPSLGHQ D ORV DJHQWHV ItVLFR HQWUDU DO
VLVWHPD LQIRUPiWLFR (M )XHJR KXPR LQXQGDFLRQHV GHVFDUJDV HOpFWULFDV FDPSRV
PDJQpWLFRV DFFHVR ItVLFR GH SHUVRQDV GH PDOD LQWHQFLyQ

56. $Vt SRGHPRV HVWDEOHFHU GRV
IRUPDV
x 3URWHFFLyQFRQWUDGHVDVWUHV(OHPHQWRVGHSUHYHQFLyQGHWHFFLyQHOLPLQDFLyQGH
ORVDJHQWHVPHQFLRQDGRVDQWHULRUPHQWH
x 3URWHFFLyQ FRQWUD LQWUXVRV (OHPHQWRV TXH QR SHUPLWDQ HO DFFHVR ItVLFR GH ODV
SHUVRQDVQRDXWRUL]DGDV(M3XHUWDVGHVHJXULGDGKXHOODVFyGLJRVHWF
6HJXULGDG GH $GPLQLVWUDFLyQ (QJORED ORV PHFDQLVPRV PiV XVXDOHV SDUD LPSHGLU HO
DFFHVROyJLFRGHSHUVRQDVItVLFDVDOVLVWHPD3RGHPRVGLYLGLUHVWRFRPR

57. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
3URWHFFLyQGHDFFHVR(VHOPHFDQLVPRTXHSHUPLWHFRQHFWDUDORVXVXDULRVDXWRUL]DGRV
QRSHUPLWLUODHQWUDGDDORVLQWUXVRV/DVPRGDOLGDGHVVRQ
3DODEUDV GH DFFHVR SDVVZRUG

58. 3DUD OD LGHQWLILFDFLyQ GHO XVXDULR OD IyUPXOD PDV
H[WHQGLGDHVODGHORJLQ GLiORJRGHHQWUDGD

59. TXHFRQVLVWHHQSHGLUXQQRPEUHGHXVXDULR
XVHUQDPH SDODEUD GH DFFHVR SDVVZRUG GH WDO IRUPD TXH GHVSXpV GH XQ Q~PHUR GH
LQWHQWRVHVSHFtILFRHOVLVWHPDQROHGHMDFRQHFWDUVH$GLFLRQDOPHQWHHODGPLQLVWUDGRUGHO
62 SXHGH GHVFRQHFWDU FXDOTXLHU XVXDULR TXH pO FRQVLGHUH QR GHVHDGR (O QRPEUH GH
XVXDULRHVS~EOLFRHOSDVVZRUGHVSHUVRQDOSRUHOORHVUHFRPHQGDEOHTXHVHFDPELHHVWH
SHULyGLFDPHQWH (VWD FODYH HV DOPDFHQDGD HQ XQ DUFKLYR GHO VLVWHPD RSHUDWLYR
GHSHQGLHQGRGHO62VHXVDXQPpWRGRGHHQFULSFLyQSDUDLPSHGLUTXHHVWDLQIRUPDFLyQ
VHDYLRODGDSRURWURVXVXDULRV
ULSWRJUDItD(VXQSURFHVRGHWUDQVIRUPDFLyQTXHVHDSOLFDDXQRVGDWRVSDUDRFXOWDUVX
FRQWHQLGR ([LVWHQ GLIHUHQWHVWpFQLFDV ODVPiVFRPXQHV VRQ 2UH[FOXVLYR (VWiQGDUGH
(QFULSWDGRGH'DWRV'DWD(QFUSWLRQ(VWiQGDU± '(6

60. HOPpWRGRGH5LYHVW6KDPLU
$GHOPDQ56$

61. 6HJXULGDG )XQFLRQDO (QJORED DVSHFWRV UHODWLYRV DO IXQFLRQDPLHQWR GHO VLVWHPD D OD
VHJXULGDGGHODVLQVWDODFLRQHVVHSUHWHQGHWHQHU
6HJXULGDGHQODWUDQVPLVLyQGHGDWRV/DVOtQHDVGHWUDQVPLVLyQVRQIiFLOPHQWHYLRODEOHV
SRUHVWRVHXWLOL]DQODVVLJXLHQWHVWpFQLFDV
RPSDFWDFLyQ GH ORV GDWRV 6H FRPSULPHQ ORV GDWRV SDUD TXH RFXSHQ HO PHQRUHVSDFLR
SRVLEOHDVtFRQVHJXLUHQSULQFLSLRTXHODGXUDFLyQGHODWUDQVPLVLyQVHDPHQRUTXHSDUD
HQWHQGHUOD KDOOD TXH GHVFRPSDFWDUOD (QWUH ORV PpWRGRV GH FRPSDFWDFLyQ H[LVWHQ OD
UHGXFFLyQ GH HVSDFLRV HQ EODQFR FRGLILFDFLyQ SRU GLIHUHQFLD ULSWRJUDItD D
H[SOLFDGD
)LDELOLGDG $GHPiV GH ODV PHGLGDV DQWHULRUHV VH VXHOHQ WRPDU RWUDV SDUD DVHJXUDU HO
FRUUHFWRHVWDGRGHODLQIRUPDFLyQDOOOHJDUDVXGHVWLQR6HSXHGHQSUHVHQWDUSUREOHPDV
GHELGRV D FDXVDV DFFLGHQWDOHV FRPR OD LQIOXHQFLD GH IXHUWHV FDPSRV PDJQpWLFRV
SHUWXUEDFLRQHVHOpFWULFDVHWFDVtFRPRSRUPRWLYRVGHLQWUXVLyQGHLQIRUPDFLyQFRQHOILQ
GHPRGLILFDUODRGHVWUXLUOD3DUDHVWRVHOHDxDGHXQDLQIRUPDFLyQDGLFLRQDODODVFDEHFHUDV
GH ORV GDWRV HQYLDGRV FRQ HO ILQ GH DVHJXUDU TXH OD LQIRUPDFLyQ OOHJy FRUUHFWDPHQWH
1RUPDOPHQWHVHXVDQORVVLJXLHQWHVPpWRGRV
x %LWGHSDULGDG
x yGLJRVGH+DPPLQJ
x yGLJRGHUHGXQGDQFLDFtFOLFD
6LVWHPDV WROHUDQWHV D ORV IDOORV 6H XWLOL]DQ HQ VLVWHPDV GRQGH VH SXHGD SHUGHU
LQIRUPDFLyQ GHELGR D XQ PDO IXQFLRQDPLHQWR GH ORV PLVPRV (V LPSRUWDQWH SDUD ORV

62. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
VLVWHPDVGHFRQWUROVXSHUYLVLyQHQWLHPSRUHDO([LVWHQPHFDQLVPRVTXHDQWHVLWXDFLRQHV
GH PDO IXQFLRQDPLHQWR FRQVLJXHQ UHFXSHUDU FRQWURODU HO HQWRUQR SURWHJLHQGR
IXQGDPHQWDOPHQWHODLQIRUPDFLyQ
6HJXULGDG,QWHUQD
7RGRVORVPHFDQLVPRVGLULJLGRVDDVHJXUDUHOVLVWHPDLQIRUPiWLFRVLHQGRHOSURSLRVLVWHPD
HOTXHFRQWURODGLFKRVPHFDQLVPRVVHHQJOREDQHQORTXHSRGHPRVGHQRPLQDUVHJXULGDG
LQWHUQD
6HJXULGDGGHOSURFHVDGRU
([LVWHQPHFDQLVPRVGHSURWHFFLyQGHOSURFHVDGRUTXHSHUPLWHQPDQWHQHUORDVDOYRGHXQ
IDOORFUtWLFRHVWRVVRQ
x (VWDGRVSURWHJLGRVNHUQHO

63. RQRSURWHJLGR8VXDULR

64. x 5HORMKDUGZDUHSDUDHYLWDUHOEORTXHRGHOSURFHVDGRU
6HJXULGDGGHODPHPRULD
6H WUDWD GH PHFDQLVPRV SDUD HYLWDU TXH XQ XVXDULR DFFHGD OD LQIRUPDFLyQ GH RWUR VLQ
DXWRUL]DFLyQ(QWUHHOORVFLWDUHPRVGRV
x 5HJLVWUROtPLWHVIURQWHUD
x (VWDGRSURWHJLGRQRSURWHJLGRGHOSURFHVDGRU
x $GHPiVVHXWLOL]DQSDUDODPHPRULDPpWRGRVFRPRHOGHXWLOL]DUXQELWGHSDULGDGRHO
GHFKHTXHRGHVXPD
6HJXULGDGGHORV$UFKLYRV
/D ILQDOLGDG SULQFLSDO GH ODV FRPSXWDGRUDV HV HO WUDWDPLHQWR GH OD LQIRUPDFLyQ TXH VH
DOPDFHQDSHUPDQHQWHPHQWHHQORVDUFKLYRV/DSpUGLGDRDOWHUDFLyQQRGHVHDGDGHGLFKD
LQIRUPDFLyQ FDXVDUtD WUDVWRUQRV TXH SRGUtDQ VHU LUUHSDUDEOHV HQ DOJXQRV FDVRV 3DUD XQ
FRUUHFWRPDQHMRGHODLQIRUPDFLyQVHGHEHHQIRFDUGHVGHGRVDVSHFWRVODGLVSRQLELOLGDG
ODSULYDFLGDG GHORVDUFKLYRV
'LVSRQLELOLGDG GH ORV DUFKLYRV 8Q DUFKLYR GHEH WHQHU OD LQIRUPDFLyQ SUHYLVWD HVWDU
GLVSRQLEOHHQHOPRPHQWRTXHXQXVXDULRODQHFHVLWH+DTXHWHQHUSUHVHQWHODQHFHVLGDG
GHDVHJXUDUWDOFLUFXQVWDQFLDSDUDHOORVHSXHGHQUHDOL]DUODVVLJXLHQWHVDFFLRQHV

65. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
RSLDVGHVHJXULGDGEDFNXS

66. RQVLVWHHQ TXHFDGDFLHUWRWLHPSRKRUDGtDVHPDQD

67. VHUHDOLFHXQDFRSLDGHOFRQWHQLGRGHORVDUFKLYRVGHIRUPDTXHVLVHGHVWUXHQpVWRVHV
SRVLEOHODUHFXSHUDFLyQGHORVGDWRVDSDUWLUGHOD~OWLPDGHODVFRSLDV(VWRVHVXHOHKDFHU
FRQSURJUDPDVGHXWLOLGDGGHORVVLVWHPDVRSHUDWLYRV
$UFKLYR/2*(QVLVWHPDVGHWLHPSRFRPSDUWLGRGyQGHWUDEDMDQVLPXOWiQHDPHQWHPXFKRV
XVXDULRV TXH HQWUH RWUDV RSHUDFLRQHV OOHYDQ DFDER QXPHURVDV DFWXDOL]DFLRQHV
PRGLILFDFLRQHV GH DUFKLYRV QR VRQ VXILFLHQWHV ODV SHULyGLFDV FRSLDV GH VHJXULGDG SDUD
DIURQWDU OD SpUGLGD GH LQIRUPDFLyQ 6L IDOOD OD FRPSXWDGRUD VH SXHGH UHFXSHUDU R
UHFRQVWUXLUODLQIRUPDFLyQDSDUWLUGHORVDUFKLYRV/2*ORVFXDOHVOOHYDQODLQIRUPDFLyQGH
WRGDVODVPRGLILFDFLRQHVKHFKDVDORVDUFKLYRVGHO XVXDULR
3ULYDFLGDGGHORVDUFKLYRV(OFRQWHQLGRGHORVDUFKLYRVVHGHEHSURWHJHUGHORVDFFHVRV
QR GHVHDGRV (QWUH HO SHOLJUR GH SHUPLWLU D WRGRV ORV XVXDULRV ORV DFFHVRV D FXDOTXLHU
DUFKLYR OD ULJLGH] GH FDGD XVXDULR VyOR SXHGD DFFHGHU D ORV VXRV HO VLVWHPD GH
SURWHFFLyQGHEHSHUPLWLUDFFHVRVGHIRUPDFRQWURODGDVHJ~QODVUHJODVSUHGHILQLGDVFRQ
ODVFRQVLJXLHQWHVDXWRUL]DFLRQHVDGDXVXDULRDOFRPHQ]DUODVHVLyQHQXQVLVWHPDWUDVVX
LGHQWLILFDFLyQWLHQHDVLJQDGRSRUHOVLVWHPDGHSURWHFFLyQXQGRPLQLRFRPSXHVWRGHXQD
VHULHGHUHFXUVRVGHRSHUDFLRQHVSHUPLWLGDVSRUHMHPSORXQDVHULHGHDUFKLYRVDORVTXH
SXHGH DFFHGHUQRWHQLHQGRSHUPLVRSDUDHOUHVWRGHORVDUFKLYRV1RUPDOPHQWHHVWRVH
PDQHMDFRQORTXHVHFRQRFHFRPRPDWUL]GHGRPLQLRVHQODFXDOODVILODVVRQORVGRPLQLRV
ODVFROXPQDVVRQWRGRVORVUHFXUVRVGHOVLVWHPDORVGRPLQLRVUHFXUVRVUHODFLRQDGRVHQ
WLSR GH SHUPLVR VREUH HVWRV GHWHUPLQDUDQ HO JUDGR GH SURWHFFLyQ D FDGD XVXDULR 6L OD
PDWUL] HV GH SRFRV GDWRV VH XWLOL]D HO PpWRGR GH DVLJQDU XQD OLVWD GH GRPLQLRV D FDGD
UHFXUVRHVWRVHFRQRFHFRPROLVWDGHDFFHVR
8QVLVWHPDRSHUDWLYRVHULR
([LVWHQ GLIHUHQWHVWLSRVGH VLVWHPDVRSHUDWLYRV FRQGLIHUHQWHVDUTXLWHFWXUDVFRPRVHYLR
DQWHULRUPHQWH /RV VLVWHPDV RSHUDWLYRV PRGHUQRV FXPSOHQ FRQ ODV IXQFLRQHV
SUHVWDFLRQHV EiVLFDV SHUR KD TXH UHFRQRFHU TXH FDGD VLVWHPD WLHQH VXV SURSLDV
SDUWLFXODULGDGHVDVtFRPRGLIHUHQFLDVHQUREXVWH]SRWHQFLDHVWDELOLGDG(QODJDPDGH
HVWRV VLVWHPDVRSHUDWLYRV HQFRQWUDPRV ORVVLVWHPDV8QL[ ORVFXDOHVVRQDFHSWDGRVHQHO
PXQGRFRPRORVVLVWHPDVRSHUDWLYRVPiVHILFDFHVHILFLHQWHVTXHVXVKRPyORJRV
/D UD]yQ GH WRPDUHO VLVWHPD RSHUDWLYR 8QL[ R /LQX[ SDUD HO PDQHMR GH OD VHJXULGDG
FRPSXWDFLRQDOUDGLFDSUHFLVDPHQWHHQODUREXVWH]HILFDFLDXWLOLGDGHVSDUDHOPDQHMRGHOD
VHJXULGDGHQORVFRPSXWDGRUHVHQODVUHGHVGHFRPSXWDGRUDV$GHPiVSRUORVLJXLHQWH
(OREMHWLYRGHXQ6LVWHPD2SHUDWLYRVHULRHVHOGHFUHDUXQDPiTXLQDYLUWXDOSDUDODTXHVHD
VHQFLOOR WUDEDMDU (V GHFLU RFXOWDUHO KDUGZDUH+:

68. 'HHVWDIRUPDGRVDUTXLWHFWXUDV
GLVWLQWDVFRQHOPLVPR62SDUHFHUiQODPLVPDPiTXLQD3RUHMHPSORXQD681FRQ
6XQ2681,;%6'SDUD681

69. XQ3FRQ)UHH%6'81,;%6'SDUD
3

70. VHDQWRMDUiQLJXDOHVDOXVXDULRQRHQSUHVWDFLRQHVSRUVXSXHVWR

71. 3RUHOFRQWUDULRXQD
PLVPDDUTXLWHFWXUDFRQGRV62GLVWLQWRVVHSUHVHQWDUiFRPRGRVPiTXLQDVGLVWLQWDV3RU

72. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
HMHPSORXQ3VHUiFRPSOHWDPHQWHGLVWLQWRFRQ06'26RFRQ6ODFNZDUH/,18;
81,;667(09SDUD3

73. (VWD RFXOWDFLyQ GH KDUGZDUH GHEH UHDOL]DUVH GH XQ PRGR FyPRGR VHJXUR 'HEH VHU
FyPRGRSDUDSRGHUXWLOL]DUORVVHUYLFLRVGHOPLVPRVLQSUREOHPDVDXQTXHQRGLUHFWDPHQWH
VLQR D WUDYpV GHO 62 HQ HVWH FDVR HO 81,; GHEH VHU VHJXUR SDUD OLEHUDU DO
SURJUDPDGRUGHODSUHRFXSDFLyQGHHYLWDUFDWiVWURIHVIXQFLyQGHODTXHVHGHEHHQFDUJDUHO
SURSLRVLVWHPD$ORVSURJUDPDGRUHVGH'26HVWRGHODRFXOWDFLyQSXHGHSDUHFHUOHVXQD
GHVYHQWDMDVLQHPEDUJRHVWRHVSRUTXHHO'26QRUHDOL]DHVWDIXQFLyQDOPHQRVGHIRUPD
FyPRGDVHJXUD
'HVGHXQDYLVLyQDPSOLDHO62GHEHVXSRQHU
x 8QHQWRUQRGHPDQWHQLPLHQWRFUHDFLyQGHSURJUDPDV
x 8Q LQWHUID] VRILVWLFDGR GH RSHUDFLRQHV SDUD HO SURJUDPDGRU XQ LQWpUSUHWH GH
FRPDQGRV
x /DFRUUHFWDJHVWLyQGHUHFXUVRVGHOVLVWHPD
'HVGHXQDYLVLyQPiVUHVWULQJLGDVHFRQVLGHUDHO62FRPRHOQ~FOHRRNHUQHOGHOVLVWHPD
FRQODVIXQFLRQHVHVWUXFWXUDVGHGDWRVQHFHVDULDVSDUD*(67,21$5UHFXUVRV$VtSXHV
HO62GHEH
x (MHFXWDUSURJUDPDV
x $VLJQDUUHFXUVRV38

74. x (QFDUJDUVHGHODSURWHFFLyQGHOVLVWHPD
x /DVRSHUDFLRQHVGHHQWUDGDVDOLGD
x /DJHVWLyQGHXVXDULRVSURFHVRV
x /DGHWHFFLyQGHHUURUHV
x /DPDQLSXODFLyQGHOVLVWHPDGHILFKHURV
/OHJDGRV D HVWH SXQWR ORV SURJUDPDGRUHV FRQ H[SHULHQFLD HQ '26 DGYHUWLUiQ TXH HQ OD
PDRUtDGHORVFDVRVVRQHOORVORVTXHVHHQFDUJDQGHHVWDVIXQFLRQHVHQOXJDUGHOSURSLR
VLVWHPD
81,;FRPRODPDRUtDGHORV62DFWXDOHVHVXQVLVWHPDPXOWLXVXDULRPXOWLWDUHD(VWR
LQIOXHHQODJHVWLyQGHODSURWHFFLyQGHOVLVWHPD TXHVROXFLRQDGHODVLJXLHQWHIRUPD
7RGDVODVRSHUDFLRQHVGH(6VRQUHDOL]DGDVSRU81,;HQHOOODPDGRPRGRVXSHUYLVRU
PRGRGHHMHFXFLyQHQHOTXHHO62WRPDFRQWUROWRWDOGHORUGHQDGRUDUUHEDWiQGRVHORDO
SURJUDPDGHXVXDULR(OXVXDULRVLQHPEDUJRWLHQHODLPSUHVLyQGHVHUpOTXLHQUHDOL]DOD
RSHUDFLyQLQYRFDQGRXQDVVWHPFDOOROODPDGDDOVLVWHPDGHVGHSURJUDPD/DIRUPDGH
XQDVVWHPFDOOHVODGHXQDIXQFLyQFXDOTXLHUDHVODIRUPDTXHWLHQHHOXVXDULRGH
LQWHUDFWXDUFRQHOVLVWHPD

75. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
81,;WLHQHXQDEVROXWRFRQWUROGHODPHPRULDJHVWLRQDQGROtPLWHVGH]RQDSDUDXVXDULRV
SDUDVtPLVPRSURSRUFLRQDQGROODPDGDVSDUDSHWLFLyQOLEHUDFLyQ3RGUtDFRPSDUDUVH
FRQHOPRGRSURWHJLGRGHXQH[WHQGHUGH'26
$OVHUXQ62PXOWLXVXDULRPXOWLWDUHDSHURPRQRSURFHVDGRUGHEHUHDOL]DUODJHVWLyQGH
OD 38 DVLJQiQGRVHOD R DUUHEDWiQGRVHOD D ORV SURJUDPDV GH XVXDULR VLVWHPD GH WLHPSR
FRPSDUWLGR

76. (VLPSRUWDQWHHQWHQGHUTXHXQ62FRPR81,;HVWiHQWRGDVSDUWHVQDGDHVFDSDDVX
FRQWURO'HHVWHPRGRH[LVWHXQPRGRGXDOGHHMHFXFLyQGHSURJUDPDVPRGRXVXDULR HQ
HOTXHHOSURJUDPDGHXVXDULRWLHQHHOFRQWUROPRGRVXSHUYLVRU RPRQLWRUHQHOTXHHVXQD
UXWLQDGHOSURSLR62ODTXHFRQWURODHORUGHQDGRU
/D HQWUDGD HQ PRGR VXSHUYLVRU R DFWLYDFLyQ GHO 62 VH SURGXFLUi SRU XQR HQWUH WUHV
PRWLYRV
x 8QDOODPDGDDOVLVWHPD
x 8QDLQWHUUXSFLyQKDUGZDUHRVRIWZDUH

77. x 8QWUDSRLQWHUUXSFLyQHVSHFLDOKDUGZDUHTXHJHQHUDOPHQWHDQLTXLODHOSURFHVRTXH
ODSURYRFy
6LVWHPD2SHUDWLYR81,;
$QWHFHGHQWHVKLVWyULFRV
(O628QL[IXHFUHDGRDILQDOHVGHODGpFDGDGHORVVREUHODEDVHGHYDULRVWUDEDMRV
UHDOL]DGRV FRQMXQWDPHQWH SRU HO 0,7 /DERUDWRULRV %(// 'LFKRV WUDEDMRV SURHFWR
08/7,6

78. LEDQHQFDPLQDGRVDODFUHDFLyQGHXQPDFURVLVWHPDGHFRPSXWDFLyQTXHGLHVH
VHUYLFLRDPLOHVGHXVXDULRV6LELHQHOSURHFWRIUDFDVySRVLEOHPHQWHSRULQWHQWDUDEDUFDU
GHPDVLDGR FRQWDQGR FRQ XQRV HOHPHQWRV KDUGZDUH OLPLWDGRV HQ pVD pSRFD LQIOXy
GHFLVLYDPHQWHVREUHODHYROXFLyQGHORVVLVWHPDVLQIRUPiWLFRVSRVWHULRUHV
8Q DQWLJXR PLHPEUR GH GLFKR SURHFWR .HQ 7KRPSVRQ

79. GHVDUUROOy SRU VX FXHQWD XQ
VLVWHPD RSHUDWLYR PRQRXVXDULR FRQ OD FDUDFWHUtVWLFD SULQFLSDO GH XQ VLVWHPD GH DUFKLYRV
MHUiUTXLFR
(OVLVWHPDHQFRQWUyPXFKRVHQWXVLDVWDVVHKL]RSRUWDEOHDOUHVFULELUVHFDVLtQWHJUDPHQWH
HQOHQJXDMHVHVXPLQLVWUyHQFyGLJRIXHQWHDODVXQLYHUVLGDGHVFRQILQHVDFDGpPLFRV
$Vt OD XQLYHUVLGDG GH DOLIRUQLD HQ %HUNHOH VH DSURSLR PRGLILFR GLFKR VLVWHPD
IXQGDPHQWDOPHQWHFRPXQLFDFLRQHVGLYHUVDVXWLOLGDGHVFRPRHOHGLWRUYL

80. OLEHUyOR
TXHOXHJRVHUtDHO%6'XQRGHORVGRVGLDOHFWRVSULQFLSDOHVGHO81,;

81. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
$FWXDOPHQWHH[LVWHQGRVFRUULHQWHVODVFXDOHVFDGDYH]SRVHHQPiVHOHPHQWRVFRPXQHVOD
%6'OD6VWHP95
*HQHUDOLGDGHV
(O62 8QL[VHHQFDUJDGHFRQWURODUDVLJQDUORVUHFXUVRVItVLFRVGHORUGHQDGRUKDUGZDUH

82. GHSODQLILFDUWDUHDV3RGHPRVHVWDEOHFHUWUHVHOHPHQWRVSULQFLSDOHVGHQWURGHpVWH62
(OQ~FOHRGHOVLVWHPDRSHUDWLYRNHUQHO

83. HOHVFDOyQPiVEDMRTXHUHDOL]DWDUHDVWDOHVFRPR
HODFFHVRDORVGLVSRVLWLYRVWHUPLQDOHVGLVFRVFLQWDV

84. (O LQWpUSUHWH GH FRPDQGRV VKHOO

85. HV OD LQWHUIDVH EiVLFD TXH RIUHFH 81,; GH FDUD DO
XVXDULR $GHPiV GH HMHFXWDU RWURV SURJUDPDV SRVHH XQ OHQJXDMH SURSLR DVt FRPR
QXPHURVDVFDUDFWHUtVWLFDVDGLFLRQDOHVTXHVHHVWXGLDUiQHQXQFDStWXORSRVWHULRU
8WLOLGDGHVGH IDEULFDQRUPDOPHQWH VH WUDWDGHSURJUDPDVHMHFXWDEOHVTXHYLHQHQMXQWR
FRQHO6LVWHPD2SHUDWLYRDOJXQDVGHHOODVVRQ
x RPSLODGRUHVDVVHPEOHUHQDOJXQRVFDVRV)RUWUDQ
x +HUUDPLHQWDVGHHGLFLyQ(GLWRUHVYLH[

86. IRUPDWHDGRUHVWURII

87. ILOWURV
x 6RSRUWHGHFRPXQLFDFLRQHV+HUUDPLHQWDVEDVDGDVHQ73,3WHOQHWIWS

88. x 3URJUDPDVGH$GPLQLVWUDFLyQGHO6LVWHPDVVDGPVDYD

89. x 8WLOLGDGHVGLYHUVDVMXHJRVpVWH~OWLPRVHVXHOHLQVWDODUDSDUWH

90. DUDFWHUtVWLFDVGHO6LVWHPD2SHUDWLYR81,;
/DVSULQFLSDOHVVRQ
8QVLVWHPDGHILFKHURVMHUiUTXLFRHQHOTXHWRGRVHHQFXHQWUDDQFODGRHQODUDt]URRW

91. /D
PDRUtDGHODOLWHUDWXUDVREUHHOWHPDGLFHTXHHOVLVWHPDGHILFKHURV81,;HVXQJUDIR
DFtFOLFRVLQHPEDUJRODUHDOLGDGHVTXHVHWUDWDGHXQJUDIRFtFOLFR(O'26SRUHMHPSOR
HVXQiUEROFRQXQGLUHFWRULRUDt]GHODTXHFXHOJDQVXEGLUHFWRULRVTXHDVXYH]VRQUDtFHV
GHRWURVVXEiUEROHV8QJUDIRFtFOLFRHVFRPRXQiUEROHQHOTXHVHSXHGHQHQOD]DUQRGRV
GHQLYHOHVLQIHULRUHVFRQXQQLYHOVXSHULRU(VGHFLUVHSXHGHHQWUDUHQXQVXEGLUHFWRULR
DSDUHFHUPiVFHUFDGHODUDt]GHORTXHVHHVWDED
(O VLVWHPD GH ILFKHURV HVWi EDVDGR HQ OD LGHD GH YRO~PHQHV TXH VH SXHGHQ PRQWDU
GHVPRQWDUSDUDORTXHVHOHVDVLJQDXQQRGRGHOiUEROFRPRSXQWRGHDQFODMH8QVLVWHPD
ItVLFRSXHGHGLYLGLUVHHQXQRRPiVYRO~PHQHV
81,;UHDOL]DXQULJXURVRFRQWUROGHDFFHVRDILFKHURVDGDXQRVHHQFXHQWUDSURWHJLGRSRU
XQDVHFXHQFLDGHELWV6yORVHSHUPLWHHODFFHVRJOREDODOURRWRVXSHUXVXDULR3RUWDQWRHO
XQLYHUVRGHXVXDULRVGH81,;VHHQFXHQWUDGLYLGLGRHQGRVJUXSRVSULQFLSDOHVQRVyORSDUD

92. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
HODFFHVRDILFKHURVVLQRSDUDWRGDVODVDFWLYLGDGHVHOURRWWRGRSRGHURVRSDUDHOTXHQR
KDEDUUHUDVHOUHVWRGHORVXVXDULRVFRQWURODGRVSRUHO62VHJ~QODVGLUHFWLYDVGHOURRW
8QDGHODVJUDQGHVLGHDVGH81,;HVODXQLILFDFLyQFRPSDWLELOLGDGGHWRGRVORVSURFHVRV
GHHQWUDGDVDOLGD3DUD81,;HOXQLYHUVRHVXQVLVWHPDGHILFKHURV'HHVWDIRUPDH[LVWH
FRPSDWLELOLGDGHQWUHILFKHURVGLVSRVLWLYRVSURFHVRVSLSHVVRFNHWV
(O Q~FOHR GH 81,; HV UHODWLYDPHQWH FRPSDFWR HQ FRPSDUDFLyQ FRQ RWURV VLVWHPDV GH
WLHPSR FRPSDUWLGR ,QWURGXFH OD LGHD GH UHGXFLU HO WDPDxR GHO NHUQHO FHGHU FLHUWDV
IXQFLRQHV D SURJUDPDV H[WHUQRV DO Q~FOHR OODPDGRV GHPRQLRV (VWR KD VLGR PX
GHVDUUROODGRHQODDFWXDOLGDGODWHQGHQFLDHVHOGHVDUUROORGHPLFURNHUQHOVVLQHPEDUJR
81,;DXQTXHSLRQHURHVDQWHULRUDHVWRVGHVDUUROORV
(OVLVWHPDSUHVHQWDFRPDQGRVGHXVXDULRHVGHFLUDQLYHOGHVKHOO

93. SDUDLQLFLDUPDQLSXODU
SURFHVRV FRQFXUUHQWHV DVtQFURQRV 8Q XVXDULR SXHGH HMHFXWDU YDULRV SURFHVRV
LQWHUFDPELDUORVHLQWHUFRQHFWDUORVDWUDYpVGHSLSHVRWXEHUtDVVLPEROL]DGRVSRUHOFDUiFWHUæ
$6,,

94. (Q '26 WDPELpQ H[LVWH OD LGHD GHO SLSH VLQ HPEDUJR DO QR H[LVWLU
FRQFXUUHQFLD GH SURFHVRV QR VH WUDWD GH XQD FRPXQLFDFLyQ HQ WLHPSR UHDOVLQRGHXQ
SDVRGHLQIRUPDFLyQDWUDYpVGHILFKHURVWHPSRUDOHV
81,;HVXQ62GHUHGDOJRTXHPXFKRVFRQIXQGHQFRQXQ62GLVWULEXLGR3RUHOORVH
KDLQFOXLGRHQVXQ~FOHRODDUTXLWHFWXUDGHSURWRFRORVGHLQWHUQHW73,3
(OHQWRUQRGHXVXDULR81,;
6LQWHWL]DQGRORH[SXHVWRGHILQLUHPRVD81,;FRPRXQVLVWHPDPXOWLXVXDULRGHWLHPSR
FRPSDUWLGR(OXVXDULRLQWURGXFHFRPDQGRVUHFLEHUHVXOWDGRVHQXQWHUPLQDO
7RGR XVXDULR GLVSRQH GH XQ GLUHFWRULR SULYDGR OODPDGR KRPH GLUHFWRU VREUH HO TXH
H[FHSWXDQGRDOURRWVyORpOWLHQHFRQWURO
/DVHJXULGDGHQ81,;QRHVXQDGLUHFWLYDSULQFLSDOGHELGRDVXRULJHQSURSyVLWRLQLFLDO
SRUORTXHVHSXHGHUHFRUUHUWRGRHOiUEROGHILFKHURVHVGHFLUHOJUDIR

95. ODVSURWHFFLRQHV
GHEHQVHUH[SOtFLWDVHVSHFtILFDV
(O VLVWHPD SURSRUFLRQD WDPELpQ D QLYHO GH VKHOO LPSRUWDQWHV IDFLOLGDGHV SDUD ODV
FRPXQLFDFLRQHVHQWUHXVXDULRVPiTXLQDVGHQWURIXHUDGHOSURSLRVLVWHPD
FRPR FDUDFWHUtVWLFD PiV LPSRUWDQWH SHUPLWH XQ DOWR JUDGR GH GHO HQWRUQR VHJ~Q ODV
SUHIHUHQFLDVGHFDGDXVXDULRDWUDYpVGHILFKHURVGHFRQILJXUDFLyQSDUWLFXODUHV
RPR FRQWUDSDUWLGD R GHVYHQWDMD KD TXH DGYHUWLU TXH SUHVHQWD XQ HQWRUQR GH yUGHQHV
UtJLGR$ODFRVWXPEUDUVHVHSUHVHQWDUHDOPHQWHHILFLHQWHSHURKDTXHUHFDOFDUTXHVHUiDO
DFRVWXPEUDUVH

96. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
)LORVRItDHOHPHQWDOGH81,;
3DUD81,;HOXQLYHUVRHVXQVLVWHPDGHILFKHURV1RH[LVWHQSHULIpULFRVVyORILFKHURV'H
HVWHPRGRVHXQLILFDQWRGRVORVSURFHVRV(6/RVGLUHFWRULRVVRQILFKHURVTXHFRQWLHQHQ
HQODFHV FRQ RWURV ILFKHURV 7HUPLQDOHV GLVFRV FRPSDFWRV H LPSUHVRUDV VRQ ILFKHURV HQ
WHRUtD VH SXHGH HVFULELU OHHU GH WRGRV HOORV 3DUD HQFRQWUDUORV ILFKHURV HQ HO GLVFR HO
VLVWHPDXWLOL]DSXQWHURVOODPDGRVLQRGRV$OERUUDUXQILFKHURVLPSOHPHQWHVHERUUDVXL
QRGR SHUR DO FRQWUDULR TXH HQ '26 XQD YH] VH KD ERUUDGR DOJR HQ 81,; HV
,55(83(5$%/( D TXH QR KD IRUPD GH HQFRQWUDU GH QXHYR HO FDPLQR D OD
LQIRUPDFLyQHQGLVFR
DGDSURFHVRRSURJUDPDHQPHPRULDWLHQHXQRZQHU RSURSLHWDULRTXHHVHOVXMHWRTXHOR
KD ODQ]DGR 'HVGH VX QDFLPLHQWR DGTXLHUH ORV SHUPLVRV GHO RZQHU XDQGR XQ SURFHVR
TXHGDKXpUIDQRVHOHGHQRPLQDGHPRQLRRGDHPRQ YHUHPRVRWUDVGRVDFHSFLRQHVSDUDHVWH
WpUPLQRpVWDHVODPHQRVXVDGDSUHFLVD

97. (OVLVWHPDQRHV62GHWLHPSRUHDO£8,'$'2$/'(621(7$5816,67(0$
81,;3RGUtDQSHUGHUVHGDWRVTXHILJXUDQ FRPRDUFKLYDGRV(O62HMHFXWDODVyUGHQHV
FXDQGRTXLHUHDXQTXHGpSRUUHFLELGDXQDRUGHQGHHVFULWXUDHQGLVFRSXHGHHVWDUGDQGR
SULRULGDGDRWURSURJUDPDUHDOPHQWHUHDOL]DXQDODERUGHFDFKpLQWHUQD

98. 3DUDDVHJXUDUVHGH
TXHWRGRVHUHIOHMDHQODPHPRULDGHPDVDHVGHFLUGHTXHVHKDHVFULWRGHYHUGDGORTXHVH
WHQtD TXH HVFULELUH[LVWH OD RUGHQVQF6L VH GHVHD DSDJDUXQ RUGHQDGRU EDMR 81,; VH
GHEHU HQWUDU DO VLVWHPD FRPR URRW R VXSHUXVXDULR HMHFXWDU OD RUGHQ KDOW 8QD YH] HO
VLVWHPD KDD UHDOL]DGR ODV RSHUDFLRQHV RSRUWXQDV OR QRWLILFDUi VH SRGUi DSDJDU OD
PiTXLQDVLQSHOLJUR
81,;GLIHUHQFLDODVPD~VFXODVGHODVPLQ~VFXODVFDVHVHQVLWLYH

99. RPDQGRV)XQGDPHQWDOHVGH81,;
8Q VLVWHPD 81,; HQ PRGR PXOWLXVXDULR SXHGH DUUDQFDUVH HQ PRGR PRQRXVXDULR SDUD
ODERUHVGHDGPLQLVWUDFLyQ

100. HVSHUDODHQWUDGDGHXQXVXDULRDOVLVWHPDSURFHVRTXHUHFLEHHO
QRPEUHGHORJLQ3DUDHOORHORUGHQDGRUPXHVWUDXQPHQVDMHLGHQWLILFiQGRVHODSDODEUD
ORJLQ
3DUD HQWUDU KD TXH GLVSRQHU GH XQD FXHQWD TXH HV FRPR VH OODPD DO KHFKR GH VHU
UHFRQRFLGR SRU HO VLVWHPD SRU WDQWR WHQHU DFFHVR (Q FDVR GH VHU XQ VLVWHPD UHFLpQ
LQVWDODGR QR KDEUi D~Q FUHDGD QLQJXQD FXHQWD H[FHSWR OD GH URRW SRU OR TXH KDEUiTXH
FRQWHVWDUWHFOHDQGRURRW(QRWURFDVRVH WHFOHDHOORJLQRLGHQWLILFDWLYRFRUUHVSRQGLHQWH
7UDVHOORSDUDFRPSUREDUODLGHQWLGDGGHOXVXDULRHOVLVWHPDSUHJXQWDUi

101. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
3DVVZG
(VSHUDQGR XQ SDVVZRUG R SDODEUD FODYH DVRFLDGRVDOORJLQVLWRGRYDELHQDVHHVWi
GHQWUR0LHQWUDVVHWHFOHDODSDODEUDFODYHQRDSDUHFHHFRHQSDQWDOODSDUDTXHQDGLHHQORV
DOUHGHGRUHVSXHGDOHHUOD3RUHOORVLVHSURGXFHXQHUURUDOWHFOHDUKDEUiRWUDRSRUWXQLGDG
(QFDVRGHTXHQRKDDGHILQLGDQLQJXQDSDODEUDGHSDVRREYLDPHQWHQRVHSUHJXQWDUiSRU
HOOD(VWRVXHOHRFXUULUFRQHOXVXDULRURRWFXDQGR81,;HVWiUHFLpQLQVWDODGR6LXQDYH]
GHQWURVHGHVHDVDOLUEDVWDUWHFOHDUH[LWORJRXWRVLPSOHPHQWH21752/'VHJ~QHO
VLVWHPDHQTXHXQRVHHQFXHQWUH
1DGDPiVWHUPLQDUHOSURFHVRGHORJLQXQDVKHOODUUDQFDDXWRPiWLFDPHQWHDGYLHUWHGHVX
GLVSRVLFLyQ D UHFLELU FRPDQGRV PRVWUDQGR XQ SURPSW TXH SRU GHIHFWR VHUi XQR GH ORV
VtPERORV!yHQIXQFLyQGHTXHVKHOOVHXVHGHVLXQRHVHOURRWRQR(VWH
SURPSWHTXLYDOHDOIDPRVR!GHO'26FRPRHVWH~OWLPRHVUHGHILQLEOH
DGHVGHGHQWURVHSXHGHHPSH]DUDMXJDUFRQDOJXQRVFRPDQGRV
(FKR
6XILQDOLGDGHVPRVWUDUPHQVDMHVHVGHFLUSUHVHQWDXQHFRGHVXVDUJXPHQWRVHQSDQWDOOD
GHPRGRLGpQWLFRDFRPRIXQFLRQDHOHFKRGHO'26/DGLIHUHQFLDHVWULEDHQTXHDOLJXDO
TXH OD PDRUtD GH ORV FRPDQGRV 81,; GLVSRQH GH XQ JUDQ Q~PHUR GH RSFLRQHV 'H
PRPHQWRVyORVHPHQFLRQDUiODRSFLyQHFKRQTXHHYLWDHOUHWRUQRGHFDUURHLQLFLRGH
OtQHDHFKRWDPELpQVLUYHSDUDPRVWUDUYDORUHVGHYDULDEOHV3RUHMHPSOR
HFKR7(50
0RVWUDUiHOYDORUGHODYDULDEOHWHUPTXHHVXQDYDULDEOHGHODVKHOOTXHLQGLFDHOWLSRGH
WHUPLQDORQHVWRVHDGHODQWDODLGHDGHTXHH[LVWHQYDULDEOHVGHHQWRUQRDOLJXDOTXHHQ
'26GHOPLVPRPRGRSXHGHQH[DPLQDUVHPHGLDQWHODLQVWUXFFLyQVHW
KRVWQDPH
,QGLFDHOQRPEUHGHODPiTXLQDTXHDORMDHOVLVWHPD1RVHWUDWDGHOQRPEUHGHOKDUGZDUH
VLQRGHXQQRPEUHFRQTXHVHEDXWL]DDWRGRVORVVLVWHPDV81,;(VWRVHGHEHDTXH81,;
HVXQVLVWHPDHQUHGSRUWDQWRKDTXHWHQHUELHQLGHQWLILFDGDVDODVPiTXLQDV
ZKR
0XHVWUD XQD OLVWD GH ORV XVXDULRV TXH VH HQFXHQWUDQ FRQHFWDGRV HQ HVH PRPHQWR HQ HO
VLVWHPD
ZKRDPL
$XQTXHSXHGHLQGXFLUDODVRQULVDVXIXQFLyQHVLQIRUPDUOHDXQRGHTXLpQHV1RVHWUDWD
GHUHVROYHUSUREOHPDVGHSHUVRQDOLGDGHQFXDQWRXQRVHPXHYHXQSRFRSRUHOVLVWHPD

102. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
VLHPSUH TXH GLVSRQJD GH PiV GH XQD FXHQWD GHVFXEULUi TXH HV XQ FRPDQGR UHDOPHQWH
QHFHVDULR
OV
8QDYH]HOXVXDULRVHKDVLWXDGRVDEHGyQGHHVWiTXLpQHVFRQYLHQHDEULUORVRMRV
PLUDU DOUHGHGRU OV DEUHYLDWXUD GH /LVW PXHVWUD HO FRQWHQLGR GH XQ GLUHFWRULR 6X
IXQFLRQDPLHQWRVLQWD[LVHQDQiORJRDOGLUGHO'26$VtSXHVODVLQWD[LVHV
OVRSFLRQHV@SDWK@PiVFDUDGHILFKHURV@
(QWUHODVRSFLRQHVODVPiVXVDGDVVRQ
OTXHLQGLFDSHUPLVRVIHFKDSURSLHWDULR
DOLVWDWDPELpQORVILFKHURV
(Q81,;ORVQRPEUHVGHILFKHURQRVHYHQVXMHWRVDODVUHJODVGH'26TXHORVOLPLWDD
FDUDFWHUHVXQDH[WHQVLyQGHFDUDFWHUHVVHSDUDGRVSRUXQSXQWRVLQRTXHSXHGHQWHQHU
XQDORQJLWXGHQWUHFDUDFWHUHVHQIXQFLyQGHODYHUVLyQ3RURWUDSDUWHH[LVWHQORV
PLVPRV ZLOFDUGV GHO '26
DXQTXH VX XVR GLILHUH OLJHUDPHQWH D TXH SHUPLWH
H[SUHVLRQHV GHO WLSR
FDGHQD@
3DUD 81,; XQ ILFKHUR FXR QRPEUH FRPLHQ]D SRU HO
FDUiFWHUSXQWR

103. FRPRSURILOHHVXQILFKHURRFXOWR~QLFDPHQWHVHUiOLVWDGRVLVHXWLOL]D
ODRSFLyQD
FDW
0XHVWUDHOFRQWHQLGRGHXQILFKHURGHOPLVPRPRGRTXHHOWSHGHO'26(TXLYDOHWHFOHDU
FDWORJLQHQ81,;TXHWSHORJLQHQ'26 DXQTXHORJLQQRHVQRPEUHYiOLGRHQ'26

104. GDWH
0XHVWUDODKRUDGHOVLVWHPDGHIRUPDDQiORJDDFRPRORKDFHHO'26
SDVVZG
DPELD HO SDVVZRUG GHO XVXDULR TXH OR HMHFXWD HQ OD PiTXLQD HQ OD TXH VH HMHFXWD (V
LPSRUWDQWHXWLOL]DUHVWHFRPDQGRIUHFXHQWHSDUDSURWHJHUHOVLVWHPDDQWHHOSRWHQFLDODWDTXH
GHKDFNHUV
SSDVVZG
(QFDVRGHTXHODPiTXLQDVHHQFXHQWUHHQXQDUHGFRQXQVLVWHPDGHLQIRUPDFLyQGHUHG
FRQRFLGR FRPR 3HOORZ3DJHV

105. R1,61HWZRUN,QIRUPDWLRQ6HUYLFH

106. HVWHFRPDQGR
FDPELDHOSDVVZRUGHQWRGRHOFRQMXQWRGHODUHG

107. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
$XGDHQ/tQHDGHORVVLVWHPDV81,;
7KRPVRQ5LWFKHGLMHURQ1RHVEXHQRTXHHOXVXDULRHVWpVyORHOPDQXDOVHKL]R
DVtJUDFLDVDGLRVFXDQGRODVFRVDVVHSRQHQGLItFLOHVVLHPSUHVHSXHGHDFFHGHUDORV
FRPSOHWRVPDQXDOHVGHUHIHUHQFLDGHOXVXDULRGHOSURJUDPDGRUGLUHFWDPHQWHGHVGHOtQHD
GHFRPDQGRSDUDHOORVHGLVSRQHGHODLQVWUXFFLyQPDQ
PDQ
(V HO FRPDQGR PiV LPSRUWDQWH WDQWR SDUD HO XVXDULR SULQFLSLDQWH FRPR SDUD HO
H[SHULPHQWDGRLQFOXVRSDUDHOURRW$WUDYpVGHpOVHSXHGHDFFHGHUDOFRPSOHWRPDQXDO
HQOtQHDGHOVLVWHPD/DVLQWD[LVHVPDQVHFFLyQ@FRPDQGRDEXVFDU!
3RUHMHPSORSXHGHVHULQWHUHVDQWHWHFOHDUPDQSDVVZG RPDQPDQ(OPDQXDOHVWiGLYLGLGR
HQ RFKR VHFFLRQHV 3RU GHIHFWR ODV E~VTXHGDV VH UHDOL]DUiQ FRPHQ]DQGR SRU OD SULPHUD
VHFFLyQDYDQ]DQGRKDVWDTXHVHHQFXHQWUHODSULPHUDSiJLQDTXHFRQWHQJDORTXHVHSLGH
$VtVLVHWHFOHD
PDQZULWH
6HREWHQGUiODLQIRUPDFLyQVREUHHOFRPDQGRZULWHVHFFLyQ

108. SHURVLVHWHFOHD
PDQZULWH
6H REWHQGUi LQIRUPDFLyQ VREUH XQD OODPDGD DO VLVWHPD GH PLVPR QRPEUH SHQVDGD SDUD
LQFOXLUHQSURJUDPDVVHFFLyQ

109. (QFDVRGHTXHQRVHVHSDTXpVHEXVFDH[DFWDPHQWHVH
SXHGHWHFOHDU
PDQNDOJR
DSDUHFHUiQWRGDVORVWpUPLQRVHQWRGDVODVVHFFLRQHVTXHWHQJDQDOJRTXHYHUFRQDOJR
6LVHSLGHLQIRUPDFLyQVREUHXQFRPDQGRLQWHUQRGHODVKHOOFRPRFGRHFKRHOPDQXDO
GLUi TXH QR HQFXHQWUD OD SiJLQD (VWR VH GHEH D TXH OD LQIRUPDFLyQ UHODWLYD D HVWRV
FRPDQGRVVHHQFXHQWUDHQODSiJLQDGHPDQXDOGHODSURSLDVKHOO
0RYLPLHQWRSRUILFKHURVGLUHFWRULRV
(OVLVWHPDGHGLUHFWRULRVGH81,;WLHQHXQDHVWUXFWXUDDUEyUHDDXQTXHQRVHWUDWDGHXQ
iUEROFRPRVHYHUiHQHODSDUWDGRGHGLFDGRDOVLVWHPDGHILFKHURV(QHVWHiUEROFDGD
XVXDULRGLVSRQHGHXQ+RPH'LUHFWRUXQGLUHFWRULRFRQVXQRPEUHEDMRHOFXDOSXHGH
KDFHUORTXHTXLHUD(VODSDUWHItVLFDGHODLGHDGHWHQHUXQDFXHQWD$VtSXHVDXQTXHHO
VLVWHPDHVPXOWLXVXDULRFDGDXVXDULRGLVSRQHGHXQDSDUWHSULYDGDGHGLVFRDEHUHFRUGDU
TXHORVILFKHURVFXRQRPEUHFRPLHQ]DSRUSXQWR

110. 3HUPDQHFHQRFXOWRV3DUDPRYHUVH
SRUHVWDHVWUXFWXUDGHGLUHFWRULRVVHSXHGHQGHVWDFDUORVFRPDQGRV

111. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
SZG
3ULQW :RUNLQJ 'LUHFWRU HVFULEH HO SDWK DEVROXWR GHO GLUHFWRULR DFWXDO SDUWLHQGR GHO
GLUHFWRULRUDt](TXLYDOHDWHFOHDUFG VLQDUJXPHQWRVHQ'26
FG
DPELD GH 'LUHFWRULR (V LGpQWLFR DO '26 VDOYR HQ TXH FXDQGR VH WHFOHD VLQ LQGLFDU
GLUHFWRULRFRQGXFHGLUHFWDPHQWHDOKRPHGLUHFWRU GHODSHUVRQDTXHORHMHFXWD
FS
RSLDILFKHURVVHJ~QODVLQWD[LV
FS ILOHQDPH!ILOHQDPH!
'RQGH VH SXHGH LQGLFDU HO SDWK FRPSOHWR GH ORV ILFKHURV (TXLYDOH DO FRPDQGRFRS GH
'26
PY
5HQRPEUDXQILFKHURFRQODVLQWD[LV
PYDQWLJXR!QXHYR!
(TXLYDOHDOFRPDQGRUHQDPH GHO'26SHURHVPXFKRPiVSRWHQWHDTXHWDPELpQVLUYH
SDUD FDPELDU GH VLWLR XQ ILFKHUR D TXH SXHGH LQFOXLU XQ SDWK HQ FDGD QRPEUH $Vt VH
SRGUtDGHFLU
PYSURILOHKRPHHFKHYDSURILOH
3DUDPRYHUHOILFKHURSURILOH GHVGHODUDt]KDVWDHOGLUHFWRULRKRPHHFKHYD
UP
%RUUDXQDOLVWDGHILFKHURV(TXLYDOHDOFRPDQGRGHOHWH GH'26
UPGLU
%RUUDGLUHFWRULRVYDFtRV(TXLYDOHDOFRPDQGRGHOPLVPRQRPEUHGH'26UG

112. PNGLU
UHDGLUHFWRULRV(TXLYDOHDOFRPDQGRGHOPLVPRQRPEUHGH'26PG

113. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
'LUHFWRULRVGHOVLVWHPD
1R WRGR HO iUERO GH GLUHFWRULRV HVWi FRPSXHVWR SRU GLUHFWRULRV GH XVXDULR ([LVWHQ
PXFKRV GH HOORV TXH VRQ GH XVR JHQHUDO R GHO SURSLR VLVWHPD FRQ ORV TXH KDEUi TXH
IDPLOLDUL]DUVH/RVPiVLPSRUWDQWHVVRQ
(OUDt]GHOTXHFXHOJDQWRGRV
ELQXVUELQ
RQWLHQHQFRPDQGRV81,;HMHFXWDEOHV
HWF
(V TXL]i HO GLUHFWRULR PiV LPSRUWDQWH RQWLHQH ILFKHURV GH GDWRV FRQILJXUDFLyQ GHO
VLVWHPDHOILFKHURGHSDVVZRUGFRQILJXUDFLyQGHWHUPLQDOHVUHGHWFGHDKtVXQRPEUH

114. GHY
)LFKHURVGHGLVSRVLWLYRV(6
XVUPDQ
0DQXDO
WPS
'LUHFWRULRSDUDDUUHJORVWHPSRUDOHV72'26ORVXVXDULRVSXHGHQOHHUHVFULELUHQpO
2WURVFRPDQGRVXVXDOHV
3DUD HVWH SULPHU FKDSX]yQ SRU HO PXQGR 81,; YLHQH ELHQ FRQRFHU DOJXQRV RWURV
FRPDQGRV~WLOHV/RVTXHVHSUHVHQWDQDFRQWLQXDFLyQVRQGHFRQRFLPLHQWRREOLJDGRSDUD
WRGRXVXDULR
JUHS
JUHSFDGHQD!ILFKHUR!
%XVFDODVOtQHDVTXHFRQWLHQHQODFDGHQDHQHOILFKHURGDGRODVLPSULPHHQSDQWDOOD
FPS
FPSILFKHUR!ILFKHUR!
%XVFDODSULPHUDGLIHUHQFLDHQWUHORVILFKHURVLQGLFDGRV
GLII
GLIIILFKHUR!ILFKHUR!

115. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
%XVFDWRGDVODVGLIHUHQFLDVHQWUHORVILFKHURVGDGRV
WDLO
WDLOILFKHUR!
0XHVWUDODV~OWLPDVOtQHDVGHXQILFKHUR
KHDG
KHDGILFKHUR!
0XHVWUDODVSULPHUDVOtQHDVGHXQILFKHUR
VRUW
2UGHQDSRUOtQHDV
ZF
0XHVWUDHOWDPDxRGHXQILFKHURLQGLFDQGRVHJ~QODRSFLyQ
OOtQHDV

116. ZSDODEUDV

117. FFDUDFWHUHV

118. VLYDVLQRSFLRQHVODVWUHVFRVDV
DW
(MHFXWDHOFRQWHQLGRGHXQILFKHURHQODIHFKDKRUDHVSHFLILFDGDV
FDO
,PSULPHXQFDOHQGDULR
PRUH
PRUHILFKHUR!
0XHVWUDHOFRQWHQGLGRGHXQILFKHURGHIRUPDSDJLQDGDGHOPLVPRPRGRTXHHOPRUHGH
'26VLQHPEDUJRDOFRQWUDULRTXHHQ'26QRHVQHFHVDULRUHGLULJLUVXHQWUDGDLQGLFDQGR
PRUHILFKHUR
3URWHFFLyQGH$UFKLYRV
$OVHU81,;XQVLVWHPDPXOWLXVXDULRVXUJHHOSUREOHPDGHODSURWHFFLyQSULYDFLGDGGHOD
LQIRUPDFLyQ $Vt FDGD ILFKHUR SRVHH XQ FyGLJR GH ELWV SDUD UHJXODU VX DFFHVR (O
HVTXHPDHPSOHDGRFOiVLFRHQPXFKRVVLVWHPDVRSHUDWLYRV FRQVLVWHHQGLYLGLUHOXQLYHUVR
GHXVXDULRVTXHYHFDGDILFKHURHQWUHVFODVHV

119. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
x ODFODVHX XVHU

120. IRUPDGD~QLFDPHQWHSRUHOGXHxRGHOILFKHUR
x ODFODVHJ JURXS

121. IRUPDGDSRUWRGRVORVXVXDULRVTXHSHUWHQHFHQDOPLVPRJUXSR
GHOGXHxR
x ODFODVHRIRUPDGDSRUHOUHVWRGHOXQLYHUVR
8QXVXDULRSXHGHSHUWHQHFHUDPiVGHXQJUXSRSHURXQILFKHURVyORSXHGHSHUWHQHFHUD
XQR'HHVWDIRUPDSDUWHGHORVILFKHURVGHXQXVXDULRSRGUtDQVHUDFFHGLGRVSRUXQRGH
ORVJUXSRVDORVTXHHOXVXDULRSHUWHQHFHSDUWHSRURWURJUXSR
RPRVLHPSUHHVHOURRWHOTXHGHFLGHTXpXVXDULRVSHUWHQHFHQDTXpJUXSRVORVFXDOHVVH
VXHOHQ RUJDQL]DU DWHQGLHQGR D UD]RQHV GH WUDEDMR /D OyJLFD GH HVWR HV TXH XQ XVXDULR
FRQFUHWRFODVHX

122. SXHGHWHQHUHQXQILFKHURXQDFDUWDGHVX QRYLDTXHQROHLQWHUHVDTXH
OHDQDGLHPiV6LQHPEDUJRWDPELpQGLVSRQGUiGHXQDVHULHGHILFKHURVDORVTXHWHQGUi
TXHSHUPLWLUHODFFHVRDVXJUXSRGHWUDEDMRFODVHJ

123. SHURQRTXHUUiTXHORVYHDQDGLHPiV
'HOPLVPRPRGRSRGUtDWDPELpQLQWHUHVDUOH TXHWRGRHOPXQGRFODVHR

124. SXGLHUDDFFHGHUD
OD LQIRUPDFLyQ FRQWHQLGD HQ RWUD VHULH GH ILFKHURV (O URRW FRPR VXSHUXVXDULR HV FDVR
DSDUWHDTXHGLVSRQHGHDFFHVRDWRGRVORVILFKHURVGHOVLVWHPD
([LVWHQIRUPDVGHDFFHGHUDXQILFKHUROHFWXUDHVFULWXUDHMHFXFLyQ$VtORVELWVGH
SURWHFFLyQGHDFFHVRGHFDGDILFKHURVHHQFXHQWUDQGLYLGLGRVHQJUXSRVGHELWVDGD
JUXSRGHELWVLQGLFDDFFHVRDXJRUHVSHFWLYDPHQWHFDGDELWGHFDGDJUXSRLQGLFD
x ELWU

125. SHUPLVRGHOHFWXUD
x ELW Z

126. SHUPLVRGHHVFULWXUD
x ELW[

127. SHUPLVRGHHMHFXFLyQ
([iPHQGHODVFDGHQDVGHSHUPLVR
1RKDPHMRUIRUPDGHHQWHQGHUHOSURFHVRTXHDFFHGHUDODVFDGHQDVGHELWVGHSURWHFFLyQ
GHFDGDILFKHURSULPHURSDUDVXOHFWXUDPiVWDUGHSDUDVXPRGLILFDFLyQ3DUDHOORVH
HPSOHDUiODRSFLyQOGHOFRPDQGROVTXHSURSRUFLRQDXQDVDOLGDFRPR
UZ[U[U[HFKHYD-DQILFKHUR
/DVDOLGDDTXtSUHVHQWDGDVHREWHQGUtDGHXQ81,;HVWiQGDU(Q/LQX[VHREWHQGUiOD
SUHVHQWDGDVLPLODUSHURFRQRWUDLQIRUPDFLyQGHLQWHUpV
2EVHUYDQGRODILJXUDVHHQWHQGHUiPHMRUHOVLJQLILFDGRGHORVELWVGHODFDGHQD
XDQGRXQELWHVWHDFWLYRVHPRVWUDUiODOHWUDFRUUHVSRQGLHQWHDODIRUPDGHDFFHVRTXH
UHSUHVHQWDVLHVWiLQDFWLYRDSDUHFHUiFRPRXQJXLyQ$VtHOHMHPSORSUHVHQWDXQILFKHUR
FRQSHUPLVRVGHOHFWXUDHVFULWXUDHMHFXFLyQUZ[

128. SDUDHOSURSLHWDULRGHVyOROHFWXUD
HMHFXFLyQU[

129. SDUDWRGRVORVGHPiV(QDOJXQRVFDVRVSXHGHDSDUHFHUXQDVHQHOOXJDUGH
XQ ELW GH SHUPLVR TXH LQGLFDUi XQ VHWXLG R VHWJLG HV GHFLUKHUHQFLD GH SURSLHGDGHVGH
JUXSR R GH SURSLHWDULR SDUD HO XVXDULR TXH HMHFXWH HO ILFKHUR (Q HO FDStWXOR DQWHULRU VH

130. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
PHQFLRQDED TXH XQ SURFHVR DGTXLUtD ORV SHUPLVRV GHO VXMHWR TXH OR KDEtD ODQ]DGR 6LQ
HPEDUJR HQ RFDVLRQHV SXHGH LQWHUHVDU TXH VH KHUHGHQ ORV SHUPLVRV GHO SURSLHWDULR GHO
ILFKHUR(VHOFDVRGHOFRPDQGRSDVVZGSURFHVRTXHGHEHSRGHUHMHFXWDUFXDOTXLHUDHQ
FDPELRWHQHUSHUPLVRVGHURRWSDUDPRGLILFDUHOILFKHURHWFSDVVZGTXHVyORWLHQHSHUPLVR
GHHVFULWXUDSDUDHOPLVPRURRW([DPLQDQGRVXVFDGHQDVGHSHUPLVROLVWDGR

131. VHSXHGH
YHUFyPRGLVSRQHGHIDFWRUGHKHUHQFLD6HSXHGHWDPELpQREVHUYDUTXHH[LVWHXQGpFLPR
FDUiFWHUTXHGHILQLUiHOWLSRGHILFKHUR
x VVLHVXQVRFNHW
x OVLHVXQHQODFHVLPEyOLFR
x GVLHVXQGLUHFWRULR
x FVLHVXQGLVSRVLWLYRGHFDUDFWHUHV
x EVLHVXQGLVSRVLWLYRGHEORTXH
x VLHVXQILFKHURFRUULHQWH
VH UHFXHUGD TXH SDUD81,;WRGR VRQ ILFKHURV

132. 3DUDVDEHUD TXpJUXSRSHUWHQHFHFDGD
ILFKHURVHSXHGHXWLOL]DU
OVOJ
(Q/LQX[ ODRSFLyQJFDUHFHGHVLJQLILFDGRDTXHTXHGDHQJOREDGDGLUHFWDPHQWHHQOD
RSFLyQO(QJHQHUDOH[LVWHXQJUXSRSULQFLSDODOTXHSHUWHQHFHFDGDXVXDULRFXRQ~PHUR
VHHQFXHQWUDHQVXHQWUDGDHQHOILFKHURHWFSDVVZG(VDHVWHJUXSRDOTXHSHUWHQHFHUiQ
SRUGHIHFWRWRGRVORVILFKHURVGHHVHXVXDULR
DPELRGHODVFDGHQDVGHSHUPLVR
3DUDDOWHUDUORVSHUPLVRVGHXQILFKHUR81,;SURYHHODLQVWUXFFLyQFKPRG(VWHFRPDQGR
UHFRQRFH GRV WLSRV GH VLQWD[LV XQD EDVDGD HQ FDGHQDV PQHPyQLFDV H[SUHVDQGR
PRGLILFDFLRQHVPiVLQWXLWLYD

133. RWUDEDVDGDHQFRPELQDFLRQHVHQEDVHRFWDOPiVSRWHQWH

134. /DVLQWD[LVSDUDHOSULPHUFDVRHV
FKPRGTXLpQRSSHUPLVRRSSHUPLVR@@ILFKHUR
GyQGHTXLpQH[SUHVDHOFRQMXQWRGHXVXDULRVDORVTXHYDDDIHFWDU HOFDPELRGHSHUPLVRV
SXHGHVHU
8QDFRPELQDFLyQFXDOTXLHUDGHXJR
ODOHWUDDRQLQJXQDOHWUDSDUDGHVLJQDUDWRGRV
RSUHSUHVHQWDODRSHUDFLyQDUHDOL]DUSXHGHVHU
SDUDDxDGLU
SDUDTXLWDUR

135. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
SDUDUHVHWHDUHOSHUPLVR
SHUPLVRREYLDPHQWHUHSUHVHQWDHOSHUPLVRTXHVHGHVHDPRGLILFDU$VtSRUHMHPSOR
FKPRGJUILFKHUR
TXLWDUi SHUPLVR GH OHFWXUD SDUD OD FODVH J JUXSR

136. GHMDU HO UHVWR GH ORV SHUPLVRV
LQDOWHUDGRV
FKPRG[ILFKHUR
KDUiHMHFXWDEOHXQILFKHURSDUDWRGRHOXQLYHUVR
FKPRGXJ[ILFKHUR
ORKDUiVyORSDUDHOXVXDULRVXJUXSR
/D VHJXQGD VLQWD[LV GHO FRPDQGR DXQTXH PiV FRPSOHMD SHUPLWH FDPELDU GH XQ VROD
EUHYHYH]WRGRVORVSHUPLVRVGHXQILFKHURVLVHWUDWDSRUVHSDUDGRFDGDXQRGHORVJUXSRV
GHXVXDULRVHHQFRQWUDUiELWVGHSHUPLVRSDUDFDGDXQRRQELWVSRGUiQH[SUHVDUVH
KDVWDFRPELQDFLRQHVGHVGHKDVWD$VtVHSXHGHH[SUHVDUSRUXQGtJLWRRFWDOORV
SHUPLVRVGHFDGDJUXSR
3RUSRQHUXQHMHPSOR
6XSRQJDPRV TXH VH GHVHD TXH WRGR HO XQLYHUVR SXHGD OHHU XQ ILFKHUR SHUR VyOR HO
SURSLHWDULRSXHGDPRGLILFDUOR/DHVWUXFWXUDGHSHUPLVRVVHUi
XUZ

137. JU

138. RU

139. (VGHFLU
UZ U U
RORTXHHVORPLVPR
TXHHQRFWDOVHUi
3RUWDQWRKDEUiTXHWHFOHDU
FKPRGILFKHUR

140. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
$548,7(785$ '(5('(6
(QHODSDUWDGRDQWHULRUKHPRVGHVFULWRGHXQDIRUPDPXEiVLFDODQHFHVLGDGGHODVUHGHV
WHOHPiWLFDV ORV UHTXLVLWRV HOHPHQWDOHV TXH GHEH RIUHFHU D ORV XVXDULRV (Q HO DSDUWDGR
DFWXDOSUHVHQWDPRVWDPELpQGHPDQHUDPXVRPHUDFRPRVHLQLFLDRSUHSDUDHOHVWXGLRGH
ODVUHGHVDTXHDOVHUXQFRQMXQWRSDUWLFXODUPHQWHFRPSOHMRQHFHVLWDXQDHVWUXFWXUDFLyQ
TXH SHUPLWD GHVFRPSRQHU HO VLVWHPD HQ VXV HOHPHQWRV GLUHFWDPHQWH UHDOL]DEOHV
,QWURGXFLPRVDVtHOPRGHORGHUHIHUHQFLDSDUDOD,QWHUFRQH[LyQGH6LVWHPDV$ELHUWRV26,
2SHQ6VWHPV,QWHUFRQQHFWLRQ

141. 7UDVHVWDEUHYHLQWURGXFFLyQGHGLFDUHPRVXQPDRUGHWDOOH
HQHOHVWXGLRGHODDSDGH3UHVHQWDFLyQTXHHVODTXHVHHQFDUJDHQPDRUPHGLGDGHOD
VHJXULGDGFLIUDGRGHORVGDWRVLQWHUFDPELDGRV
(VWUXFWXUDHQQLYHOHV
(OPRGHOR26,GH,62 ,QWHUQDWLRQDO6WDQGDUGV2UJDQL]DWLRQ

142. VXUJHHQHODxR
DQWHODQHFHVLGDGLPSHUDQWHGHLQWHUFRQHFWDUVLVWHPDVGHSURFHGHQFLDGLYHUVD²GLYHUVR
IDEULFDQWHV² FDGD XQR GH ORV FXDOHV HPSOHDEDQ VXV SURSLRV SURWRFRORV SDUD HO
LQWHUFDPELR GH VHxDOHV (O WpUPLQR DELHUWR VH VHOHFFLRQy FRQ OD LGHD GH UHDO]DU OD
IDFLOLGDGEiVLFDGHOPRGHORTXHGRRULJHQDOPLVPRIUHQWHDRWURVPRGHORVSURSLHWDULRV
SRUWDQWRFHUUDGRV
(OPRGHOR26,HVWiFRPSXHVWRSRUXQDSLODGHQLYHOHVRFDSDVFDGDXQRGHHOORVFRQ
XQD IXQFLRQDOLGDG HVSHFtILFD SDUD SHUPLWLU OD LQWHUFRQH[LyQ H LQWHURSHUDWLYLGDG GH
VLVWHPDV KHWHURJpQHRV /D XWLOLGDG UDGLFD HQ OD VHSDUDFLyQ TXH HQ pO VH KDFH GH ODV
GLVWLQWDV WDUHDV TXH VRQ QHFHVDULDV SDUD FRPXQLFDU GDWRV HQWUH GRV VLVWHPDV
LQGHSHQGLHQWHV(VLPSRUWDQWHVHxDODUTXHHVWHPRGHORQRHVXQDDUTXLWHFWXUDGHUHGHQ
VtPLVPRGDGRTXHQRVHHVSHFLILFDHQIRUPDH[DFWDORVVHUYLFLRVSURWRFRORVTXHVH
XWLOL]DUiQ HQ FDGD QLYHO VLQR TXH VRODPHQWH LQGLFD OD IXQFLRQDOLGDG GH FDGD XQR GH
HOORV6LQHPEDUJR,62 WDPELpQKDJHQHUDGRQRUPDVSDUDODPDRUtDGHORVQLYHOHV
DXQTXHpVWDVQRIRUPDQSDUWHGHOPRGHOR26,KDELpQGRVHSXEOLFDGRWRGDVHOODVFRPR
QRUPDVLQGHSHQGLHQWHV
1XP 1LYHO )XQFLyQ
$SOLFDFLyQ 'DWRVQRUPDOL]DGRV
3UHVHQWDFLyQ ,QWHUSUHWDFLyQGHORVGDWRV
6HVLyQ 'LiORJRVGHFRQWURO
7UDQVSRUWH ,QWHJULGDGGHORVPHQVDMHV
5HG (QFDPLQDPLHQWR
(QODFH 'HWHFFLyQGHHUURUHV
)tVLFR RQH[LyQGHHTXLSRV
7DEOD1LYHOHV26,GH,62

143. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
/260$1'$0,(1726'(/$5('
XDOTXLHUXVXDULRRDGPLQLVWUDGRUGHFXDOTXLHUUHGFRPSXWDFLRQDOTXHVLJDORVVLJXLHQWHV
PDQGDPLHQWRVHVWiSURFXUDQGRXQQLYHOGHVHJXULGDGDOWRSDUDVXLQIRUPDFLyQSRUHQGH
WDPELpQSDUDODLQIRUPDFLyQGHVXVFRPSDxHURVGHWUDEDMR
/RVPDQGDPLHQWRVGHOXVXDULRGHODUHG
'HEHPRV VHU FRPSOHWDPHQWH ILHOHV D HVWRV PDQGDPLHQWRV VL HQ DOJ~Q PRPHQWR
SHFDPRV HQ QR FXPSOLUORV HQWRQFHV GHEHPRV DWHQHUQRV D ODV FRQVHFXHQFLDV GHO EDMR
QLYHO GH VHJXULGDG TXH OH EULQGDPRV D QXHVWUD LQIRUPDFLyQ D QXHVWURV FRPSDxHURV
XVXDULRVGHODUHG
/D FRQWUDVHxD HV SHUVRQDO QR GHEH VHU SUHVWDGD EDMR QLQJXQD
FLUFXQVWDQFLDVLSRUDOJ~QPRWLYRVHVRVSHFKDGHVXSRVLEOHXVRVLQVXDXWRUL]DFLyQ
GHEH FDPELDUOD GH LQPHGLDWR UHSRUWDU HO KHFKR DO DGPLQLVWUDGRU GH OD UHG
5HFXHUGHTXHODVFRQWUDVHxDVGHEHQFDPELDUVHSHULyGLFDPHQWH1RHVUHFRPHQGDEOH
XWLOL]DU FRQWUDVHxDV FRUWDV PtQLPR FDUDFWHUHV PXFKR PHQRV SDODEUDV TXH VH
SXHGDQHQFRQWUDUHQDOJ~QGLFFLRQDULRRTXHWHQJDQDOJXQDUHODFLyQFRQHOGXHxRGH
ODPLVPD6HVXJLHUHTXHVHDQSDODEUDVVLQVHQWLGRXVDQGRORVFDUDFWHUHVHVSHFLDOHV
/D XWLOL]DFLyQ GH ORV DQWLYLUXV HV LPSRUWDQWH VH GHEH HMHFXWDU SRU OR
PHQRVXQDYH]DOGtDDWRGRHOGLVFRGXURGHVXHTXLSRVHUHFRPLHQGDHMHFXWDUOR
LQPHGLDWDPHQWH DO OOHJDU D VX VLWLR GH WUDEDMR HVWR HV IiFLO GHELGR D TXH H[LVWHQ
DOJXQRVTXHVHSXHGHQFRQILJXUDUSDUDTXHVHHMHFXWHQDOLQLFLDUHOHTXLSRDGHPiV
GHEHYDFXQDUWRGRGLVNHWWHTXHXWLOLFHHQVXHTXLSRDVtVHDGHVXSURSLHGDGRGH
DOJ~Q RULJHQ FRQILDEOH 5HFXHUGH TXH VL D KD VLGR YDFXQDGR HO GLVNHWWH IXH
XWLOL]DGRHQ RWURHTXLSRGHEHYDFXQDUORQXHYDPHQWH5HFXHUGHYDFXQDUWRGRVORV
DUFKLYRVDGMXQWRVDVXVFRUUHRVDTXHOORVTXHGHVFDUJXHGHODUHG1RROYLGHTXHOD
DFWXDOL]DFLyQGHORVDQWLYLUXVHVXQDODERUGHODGPLQLVWUDGRUSHURHVVXGHEHUFRPR
XVXDULRILQDOHVWDUDWHQWRDHVWR
(QFDVRTXHVXHTXLSRTXHGHGHVDWHQGLGRSRUDOJXQDUD]yQ GHEHFRORFDU HO
SURWHFWRU GH SDQWDOOD SURWHJLGR SRU FRQWUDVHxD HVWD GHEH VHU FRORFDGD HQ HO
PLVPR LQVWDQWH TXH FRORFy HO SURWHFWRU GH SDQWDOOD QR GHEH VHU LJXDO D ODV
DQWHULRUPHQWH XWLOL]DGDV GHELGR D TXH H[LVWHQ SURJUDPDV TXH ORJUDQ GHVFLIUDU OD
FRQWUDVHxDGHORVSURWHFWRUHVGHSDQWDOODDGHPiVODGHDFFHVRDODUHG1RVREUD
FRORFDU XQDFRQWUDVHxD HQ HO ERRW GH DUUDQTXH DOHTXLSR HVWR QR SHUPLWLUi HO
DFFHVRDXQTXHVHDSDJXHHOHTXLSR1RHVWiGHPiVTXHHOHTXLSRWHQJDXQDOODYH
ItVLFDRKDUGNHODFXDOQRSHUPLWDTXHFXDOTXLHUSHUVRQDSXHGDGHVWDSDUHOHTXLSR
TXLWDUODSLODGHO026RHOMXPSHUGHOD%,26%DVLF,QSXW2XWSXW6VWHP

144. PRGLILFDUODFRQWUDVHxD
6L PDQHMDLQIRUPDFLyQVHFUHWD SDUDVX HPSUHVD OR PHMRUHVPDQWHQHUOD
HQFULSWDGD HQ VX GLVFR GXUR ORFDO FRQ XQD FRSLD UHVSHFWLYD HQ VX VHUYLGRU(VWR
PLVPRDSOLFDSDUDHOFRUUHRHOHFWUyQLFR8QRGHHVWRVSURGXFWRVHVHO3*3 3UHWW

145. 6(*85,'$'20387$,21$/
8QLYHUVLGDGGHODXFD
*RRG3ULYDF

146. 1RROYLGHDVHJXUDUVXOODYHSULYDGDVLODSLHUGHHVSUREDEOHTXHVX
LQIRUPDFLyQSXHGDVHUGHVFLIUDGD
6LSRUDOJXQDUD]yQXVWHGGHEHFRPSDUWLULQIRUPDFLyQHQODUHGDVHJ~UHVH
GHFRORFDUORVSHUPLVRVHVWULFWDPHQWHQHFHVDULRVDORVXVXDULRVDGHFXDGRVSRUHO
PtQLPRWLHPSRSRVLEOH5HFXHUGHTXHDOFRPSDUWLUVXLQIRUPDFLyQFRQWRGRVORV
SHUPLVRV KDELOLWDGRV FRUUH HO ULHVJR GH SHUGHU WRGD OD LQIRUPDFLyQ FRPSDUWLGD
$GHPiV H[LVWHQ SURJUDPDV HVSHFLDOL]DGRV HQ GHVFLIUDU ODV FODYHV GHGLUHFWRULRV
FRPSDUWLGRVSRUFRQWUDVHxDV SDUDOXHJRFRORFDUSURJUDPDVTXHVHDXWRHMHFXWHQ
GHVGHDOOtUHDOL]DUDOJXQDODERUHVSHFtILFD
$EVWpQJDVHGHLQVWDODUSURJUDPDVQRDXWRUL]DGRV SRUVXDGPLQLVWUDGRUGH
ODUHGXVWHGSXHGHFRQYHUWLUVHHQHOUHVSRQVDEOHGHOFDRVHQPDWHULDGHVHJXULGDG
SDUDWRGDODUHGGHODHPSUHVD(VWRVSURJUDPDVSXHGHQVHUWURDQRV6RQDTXHOORV
SURJUDPDVTXHSURPHWHQVHUDOJRUHDOPHQWHUHDOL]DQRWUDFRVDTXHFRPSURPHWHOD
VHJXULGDG GHO XVXDULR

147. R SXHUWDV WUDVHUDV 3URJUDPD TXH OH SHUPLWH DO YiQGDOR
LQIRUPiWLFR HQWUDU DO VLVWHPD TXH D KD YXOQHUDGR GH PDQHUD PiV VHQFLOOD
UHLWHUDWLYD

148. TXHOHGDQDFFHVRDORVYiQGDORVLQIRUPiWLFRVSDUDUHDOL]DUDOJXQDODERU
FRQFUHWD
3URFXUH TXHVXHTXLSRVHHQFXHQWUHHQySWLPDVFRQGLFLRQHVHVGHFLUTXH
WHQJDEXHQDYHQWLODFLyQPDQWHQLPLHQWRGHKDUGZDUHVRIWZDUHSRUSHUVRQDO
DXWRUL]DGR GH OD HPSUHVD 1R GHVLQVWDOH QL LQVWDOH QLQJ~Q WLSR GH KDUGZDUHVLQ
DXWRUL]DFLyQGHODGPLQLVWUDGRUUHFXHUGHTXHODGHVLQVWDODFLyQRLQVWDODFLyQGHHVWH
SURYRFDUiFDPELRVHQODFRQILJXUDFLyQGHVXHTXLSRHVWRGHEHVHUPDQHMDGRSRU
SHUVRQDOHVSHFLDOL]DGRDGHPiVTXHVXLQIRUPDFLyQFRUUHULHVJRGHSHUGHUVH
1R EDVWD PDQWHQHU FRSLD GH OD LQIRUPDFLyQ HQFULSWDGD HQ HO VHUYLGRU
5HFXHUGH UHDOL]DU FRSLDV GH UHVSDOGR DFWXDOL]DGDV GH OD LQIRUPDFLyQ YLWDO TXH
PDQHMHHQVXGLVFRGXURFRORFDUODHQXQOXJDUVHJXUREDMROODYHHQFULSWDGD
HOXVXDULRSXHGHUHDOL]DUHVWDODERU(QHOFDVRTXHODLQIRUPDFLyQVHJXDUGHHQ XQ
OXJDUIXHUDGHODHPSUHVDEDMRPHGLGDVH[WUHPDVGHVHJXULGDGHODGPLQLVWUDGRUGH
ODLQIRUPDFLyQGHORVXVXDULRVGHEHVHUHOHQFDUJDGRGHHVWDODERU
0DQWHQHUODLQIRUPDFLyQGHODHPSUHVDHQODPLVPDQRWUDQVSRUWDUODD
RWURVLWLRGLIHUHQWH GHHVWDRUUHPRVHOULHVJRGHQRWHQHUODVPLVPDVSUHFDXFLRQHV
GH VHJXULGDGHQ RWURVLWLR SRU HQGH HVWDUHPRV DWHQWDQGRFRQWUDODVHJXULGDGGH
QXHVWUDLQIRUPDFLyQGHQXHVWUDHPSUHVD
$VHJ~UHVH GH VHJXLU FDGD XQR GH ORV PDQGDPLHQWRV DQWHULRUHV OH
JDUDQWL]RODPi[LPDFDOLGDGQLYHOGHVHJXULGDGHQHOPDQHMRGHODLQIRUPDFLyQGH
VXHPSUHVD5HFXHUGHTXHVLKDFHH[WHQVLYDHVWDLQIRUPDFLyQRGLVWULEXLUODDWUDYpV
GHFXDOTXLHUPHGLRHVWDUiFRODERUDQGRFRQODGHELGDHGXFDFLyQHQHOPDQHMRGHOD
LQIRUPDFLyQ