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The Best Practices of CDISC ADaM Validation
Checks: Past, Present, and Future
Prepared by Shelley Dunn and Ed Lombardi
CDISC ADaM Compliance Team Co-Leads
Presented by Shelley Dunn
d-Wise
© CDISC 2014
Objectives
• Provide an overview of past, present, and future ADaM
validation checks
• Understand scope and best practices of implementing
ADaM validation checks
• Identify machine-testable criteria in ADaM documents
• Illustrate current challenges writing validation checks
• Discuss best practices for ADaM validation in general
2
© CDISC 2014
Past: ADaM Validation Checks
3
ADaM IG V1.0
ADaM Compliance
Sub-Team
ADaM Validation Checks
V1.2 (July 2012)
Validation Tools
(Programmed)
• ADaM documents
 ADaM IG
 ADaM Validation Checks
• ADaM validation checks
document (specifications)
vs. programmed checks
• Compliance tools
 Programmed checks
 Validation software
© CDISC 2014
CDISC ADaM Validation Checks V1.2
4
Can you check for just one ADSL?
© CDISC 2014
Scope and Specifications
Scope of ADaM Checks
• Validation checks are a
specifications document
• Checks are based on machine-
testable criteria
• Requires programming
• Does not include non-machine
testable criteria
• Does not include sponsor-
defined checks
Know the Tools
• Many companies rely on an
outside vendor to validate
ADaM data sets
• Does the tool check all
machine-testable criteria? Are
they implemented correctly?
• ADaM validation is more than
just running a tool and hoping
for no errors
5
© CDISC 2014
Present: ADaM Validation Checks
6
Updates to ADaM
Validation Checks V1.2
BDS-TTE (Time-to-Event)
ADAE (Adverse Events)
DRAFT Review
Target Q4 2014
• More ADaM documents
published
• New structures  new
concepts  new checks
• Consistency with current
checks
• DRAFT out for review
© CDISC 2014
Vague Language & Machine-Testable
• Be aware of “vague” language
• May need to re-word to ensure “machine-testable”
Example text from TTE:
“It is generally recommended that time-to-event
data be stored separately from non-time-to-event
data even if they both fit within the ADaM BDS.”
Example text from ADAE:
“There is no need for AVAL or AVALC.”
7
© CDISC 2014
Challenges
8
BDS Time-to-Event
• How do you know if a data set
is a TTE data set?
• CNSR (Censor) is “Cond” for
BDS & “Req” for TTE
• Implement TTE checks when
TTE is part of another BDS
data set
• What is the CLASS for TTE?
BDS? BDS-TTE?
• Naming convention – may not
be named ADAE
• ADAE vs. OCCDS
ADAE
© CDISC 2014
Future: ADaM Validation Checks
9
Updated ADaM IG v1.1
Occurrence Data
Structure (OCCDS)
Data Structure for
Integration
Additional ADaM
Documents
• Closely tied to latest ADaM
documents
• Educate users about tools
• Supplement ADaM
validation checks with
sponsor-defined checks
• Therapeutic Area (TA)
specific checks
© CDISC 2014
Compliance Outside of ADaM
Validation Checks
Sponsor-Defined Checks
• Check sponsor-defined
controlled terminology (CT)/
value-level metadata (VLM)
• Other sponsor standards
 Data set
 Variable
 Metadata
• Custom variable compliance
Manual Checks
• Ensure rules are followed
• Data sets contains variables
needed for analysis
• Proper/adequate traceability
10
SDTM ADaM TLFs
© CDISC 2014
Best Practices
• For all users of ADaM Validation Checks:
 Understand the tools
 Implement sponsor-defined checks for ensuring compliance
to company standards
 Add sponsor-defined checks for CT and VLM
• For CDISC Authors:
 Consider “CLASS” and/or how to identify data structures
 Reduce vague language
 Consider machine-testable criteria when preparing new
CDISC standards
11
© CDISC 2014
Questions?
Contact Information
ADaM Compliance Sub-Team Co-Leads
Shelley Dunn
Morrisville, NC
Shelley.Dunn@d-wise.com
+1 919-334-6089
www.d-wise.com
12
Ed Lombardi
Carlsbad, CA
elombardi@agility-clinical.com
www.agility-clinical.com

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The Best Practices of CDISC ADaM Validation Checks: Past, Present, and Future

  • 1. The Best Practices of CDISC ADaM Validation Checks: Past, Present, and Future Prepared by Shelley Dunn and Ed Lombardi CDISC ADaM Compliance Team Co-Leads Presented by Shelley Dunn d-Wise
  • 2. © CDISC 2014 Objectives • Provide an overview of past, present, and future ADaM validation checks • Understand scope and best practices of implementing ADaM validation checks • Identify machine-testable criteria in ADaM documents • Illustrate current challenges writing validation checks • Discuss best practices for ADaM validation in general 2
  • 3. © CDISC 2014 Past: ADaM Validation Checks 3 ADaM IG V1.0 ADaM Compliance Sub-Team ADaM Validation Checks V1.2 (July 2012) Validation Tools (Programmed) • ADaM documents  ADaM IG  ADaM Validation Checks • ADaM validation checks document (specifications) vs. programmed checks • Compliance tools  Programmed checks  Validation software
  • 4. © CDISC 2014 CDISC ADaM Validation Checks V1.2 4 Can you check for just one ADSL?
  • 5. © CDISC 2014 Scope and Specifications Scope of ADaM Checks • Validation checks are a specifications document • Checks are based on machine- testable criteria • Requires programming • Does not include non-machine testable criteria • Does not include sponsor- defined checks Know the Tools • Many companies rely on an outside vendor to validate ADaM data sets • Does the tool check all machine-testable criteria? Are they implemented correctly? • ADaM validation is more than just running a tool and hoping for no errors 5
  • 6. © CDISC 2014 Present: ADaM Validation Checks 6 Updates to ADaM Validation Checks V1.2 BDS-TTE (Time-to-Event) ADAE (Adverse Events) DRAFT Review Target Q4 2014 • More ADaM documents published • New structures  new concepts  new checks • Consistency with current checks • DRAFT out for review
  • 7. © CDISC 2014 Vague Language & Machine-Testable • Be aware of “vague” language • May need to re-word to ensure “machine-testable” Example text from TTE: “It is generally recommended that time-to-event data be stored separately from non-time-to-event data even if they both fit within the ADaM BDS.” Example text from ADAE: “There is no need for AVAL or AVALC.” 7
  • 8. © CDISC 2014 Challenges 8 BDS Time-to-Event • How do you know if a data set is a TTE data set? • CNSR (Censor) is “Cond” for BDS & “Req” for TTE • Implement TTE checks when TTE is part of another BDS data set • What is the CLASS for TTE? BDS? BDS-TTE? • Naming convention – may not be named ADAE • ADAE vs. OCCDS ADAE
  • 9. © CDISC 2014 Future: ADaM Validation Checks 9 Updated ADaM IG v1.1 Occurrence Data Structure (OCCDS) Data Structure for Integration Additional ADaM Documents • Closely tied to latest ADaM documents • Educate users about tools • Supplement ADaM validation checks with sponsor-defined checks • Therapeutic Area (TA) specific checks
  • 10. © CDISC 2014 Compliance Outside of ADaM Validation Checks Sponsor-Defined Checks • Check sponsor-defined controlled terminology (CT)/ value-level metadata (VLM) • Other sponsor standards  Data set  Variable  Metadata • Custom variable compliance Manual Checks • Ensure rules are followed • Data sets contains variables needed for analysis • Proper/adequate traceability 10 SDTM ADaM TLFs
  • 11. © CDISC 2014 Best Practices • For all users of ADaM Validation Checks:  Understand the tools  Implement sponsor-defined checks for ensuring compliance to company standards  Add sponsor-defined checks for CT and VLM • For CDISC Authors:  Consider “CLASS” and/or how to identify data structures  Reduce vague language  Consider machine-testable criteria when preparing new CDISC standards 11
  • 12. © CDISC 2014 Questions? Contact Information ADaM Compliance Sub-Team Co-Leads Shelley Dunn Morrisville, NC Shelley.Dunn@d-wise.com +1 919-334-6089 www.d-wise.com 12 Ed Lombardi Carlsbad, CA elombardi@agility-clinical.com www.agility-clinical.com