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Scholarly Identity: Distinguish 
Yourself and Your Research 
Solving Author Name Ambiguity 
Diane Clark, MLIS, MEd 
Staff Development & Training Librarian | Agriculture, Food & Nutritional Science Librarian 
University of Alberta Libraries 
November 2014
Outline 
● author name identification problems 
● from many to one author identifier 
o Web of Science Research ID (RID) 
o Scopus Author ID 
o PubMed sciENcv 
o ORCiD ID 
● what happens if nothing is done?
Author Name Disambiguation has been a 
problem for several decades and will continue 
to be problematic due to the increase in 
publications and rate of publication. In 
addition, there has been an increase in 
globalization of research and science, 
especially the surge of research programmes 
over the last decade or so in countries such 
as China and Korea. 
Author Name Disambiguation (AND)
Author Name Ambiguity Issues 
● data entry errors 
● name changes 
● transliteration 
● disparate citation formats 
● lack of standards enforcement 
● imperfect citation gathering & retrieval software 
● abbreviations of publication titles 
● increase in the number of publications & niche 
publications 
● increase research programmes & new areas of 
research
Example: Common Name / Increased 
Research (PubMed) 
Park, Kim & Lee Most 
common Korean family names. 
Account for almost 50% pop. 
Lee J Most common Korean 
last name and 1st initial. In 
PubMed Lee J represents 500 
unique individuals (Strotmann 
and Zhao 2012) 
Smith A Most common 
Western last name and 1st 
initial. In PubMed Smith A 
represents 100 unique 
individuals.
Example: Errors / Changed Name (Scopus) 
St. Clair Errors in data entry, eg 
St. Clair or Cassady St. 
Name submitted by a co-author 
may have errors. 
Changing or hyphenating your 
name after marriage is problematic. 
Note: Corrections can be sent to 
Scopus
From Many Author Identifiers to ...
...One Author Identifier 
1 million registered 
authors (Nov 2014)
Repositories 
Funders 
Higher Ed & 
Employers 
Professional 
Assoc. 
ORCID iD as HUB 
Publishers 
Artistic 
Performance 
Technical 
Reports 
Other 
Author ID 
QR Code 
App 
BibTeX 
Importer 
New Group 
Interface 
Create an ORCID iD 
Import your citations 
with BibTex. 
Include any/all of 
your scholarly works, 
eg invited speaker, 
patents, clinical 
guidelines, technical 
reports etc 
Adapted from ORCID Status and Plans: 
Tokyo Outreach Meeting 2014 
<http://www.slideshare.net/ORCIDSlides> 
ORCID is being 
endorsed by 
publishers, 
repositories, funding 
agencies, universities, 
professional assoc., 
other author 
identifying systems
The Next Step ... 
1. Register for an ORCID ID (Open Researcher and Contributor ID) 
2. Ensure your name is correct 
o identify where your publications are indexed 
(Scopus, Web of Science, arXiv, etc) 
o register as users in appropriate databases and get author id’s: 
Web of Science, Scopus, arXiv 
WoS - ResearcherID 
Scopus - Scopus AuthorID 
PubMed - sciENcv 
o send author name corrections if needed 
1. Link your corrected ResearcherID, Scopus ID to ORCID important
What happens if you do nothing? 
● your research won’t be discovered by other researchers, professionals, 
institutions, publishers, and funding agencies 
● it can impact tenure and advancement, research funding, find 
collaborators 
● it can increase the potential for intellectual property fraud; authors with 
similar names can claim your work 
● potential to harm the credibility of your research that impacts the 
development of professional/industry guidelines, protocols, and 
outcomes
Questions or comments? 
Diane Clark diane.clark@ualberta.ca 
Staff Development & Training Librarian | Agriculture, Food & Nutritional 
Science Librarian 
University of Alberta Libraries

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Scholarly Identity: Distinguish Yourself and Your Research with ORCID

  • 1. Scholarly Identity: Distinguish Yourself and Your Research Solving Author Name Ambiguity Diane Clark, MLIS, MEd Staff Development & Training Librarian | Agriculture, Food & Nutritional Science Librarian University of Alberta Libraries November 2014
  • 2. Outline ● author name identification problems ● from many to one author identifier o Web of Science Research ID (RID) o Scopus Author ID o PubMed sciENcv o ORCiD ID ● what happens if nothing is done?
  • 3. Author Name Disambiguation has been a problem for several decades and will continue to be problematic due to the increase in publications and rate of publication. In addition, there has been an increase in globalization of research and science, especially the surge of research programmes over the last decade or so in countries such as China and Korea. Author Name Disambiguation (AND)
  • 4. Author Name Ambiguity Issues ● data entry errors ● name changes ● transliteration ● disparate citation formats ● lack of standards enforcement ● imperfect citation gathering & retrieval software ● abbreviations of publication titles ● increase in the number of publications & niche publications ● increase research programmes & new areas of research
  • 5. Example: Common Name / Increased Research (PubMed) Park, Kim & Lee Most common Korean family names. Account for almost 50% pop. Lee J Most common Korean last name and 1st initial. In PubMed Lee J represents 500 unique individuals (Strotmann and Zhao 2012) Smith A Most common Western last name and 1st initial. In PubMed Smith A represents 100 unique individuals.
  • 6. Example: Errors / Changed Name (Scopus) St. Clair Errors in data entry, eg St. Clair or Cassady St. Name submitted by a co-author may have errors. Changing or hyphenating your name after marriage is problematic. Note: Corrections can be sent to Scopus
  • 7. From Many Author Identifiers to ...
  • 8. ...One Author Identifier 1 million registered authors (Nov 2014)
  • 9. Repositories Funders Higher Ed & Employers Professional Assoc. ORCID iD as HUB Publishers Artistic Performance Technical Reports Other Author ID QR Code App BibTeX Importer New Group Interface Create an ORCID iD Import your citations with BibTex. Include any/all of your scholarly works, eg invited speaker, patents, clinical guidelines, technical reports etc Adapted from ORCID Status and Plans: Tokyo Outreach Meeting 2014 <http://www.slideshare.net/ORCIDSlides> ORCID is being endorsed by publishers, repositories, funding agencies, universities, professional assoc., other author identifying systems
  • 10. The Next Step ... 1. Register for an ORCID ID (Open Researcher and Contributor ID) 2. Ensure your name is correct o identify where your publications are indexed (Scopus, Web of Science, arXiv, etc) o register as users in appropriate databases and get author id’s: Web of Science, Scopus, arXiv WoS - ResearcherID Scopus - Scopus AuthorID PubMed - sciENcv o send author name corrections if needed 1. Link your corrected ResearcherID, Scopus ID to ORCID important
  • 11. What happens if you do nothing? ● your research won’t be discovered by other researchers, professionals, institutions, publishers, and funding agencies ● it can impact tenure and advancement, research funding, find collaborators ● it can increase the potential for intellectual property fraud; authors with similar names can claim your work ● potential to harm the credibility of your research that impacts the development of professional/industry guidelines, protocols, and outcomes
  • 12. Questions or comments? Diane Clark diane.clark@ualberta.ca Staff Development & Training Librarian | Agriculture, Food & Nutritional Science Librarian University of Alberta Libraries

Hinweis der Redaktion

  1. According to Wikipedia - there about 250 family names in use and Lee, Kim and Park account for nearly half the population In a recent article, “Author name disambiguation: What difference does it make in author-based citation analysis” by Strotman and Zhao states that when looking at all authors the name “Lee, J” is ranked #7 and corresponds to roughly 500 distinct individuals” and Kim, S represents about 100 individuals and for English / Anglo-Saxon names Smith, A corresponds to about 100 - Smith was the most common las name in the 1990’s PubMed Lee J author search 1970 there were 55 articles jump to 2000 and there are 1,046 citations - Korea has been increasing their research output in the last 20 or so years and in 2013 there are 6529 and 2014 there are 4,703 articles - total citations for Lee, J 56,378 Smith, A in 1970 72 citations increased to 351 in 2000 and 710 citations in 2013 and 511 in 2014 - total citations for Smith A are 14601 (194? to present) - example of stem cell research there were 300,00 distinct spellings of last names, however there are only about 200 last names in China and 24 last names count for half of the population or 10% of the world population - most common Korean last name plus first initial is J. Lee a search in PubMed In a recent article, “Author name disambiguation: What difference does it make in author-based citation analysis” by Strotman and Zhao states that when looking at all authors the name “Lee, J” is ranked #7 and corresponds to roughly 500 distinct individuals” and Kim, S represents about 100 individuals and for English / Anglo-Saxon names Smith, A corresponds to about 100 - Smith was the most common las name in the 1990’s