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Resilience Against Earthquakes
 Some Practical Suggestions
  for Planners and Managers




           David Alexander
           Global Risk Forum - Davos (CH)
What is resilience [resiliency]?


• a combination of resistance and
  adaptation (coping, capacity, capability)


• ability to maintain livelihoods and tenor
  of life in the face of disaster shocks


• local autonomy and self-sufficiency.
                     self-sufficiency.
Redundancy
                  Redundancy
                  Redundancy
                  Redundancy
The ingredients
of resilience


   Adaptability                    Attitude


                   Participation
                                      ...and
                                    communication
Source: World Disasters Report 2005




              Wisdom: ability to take decisions
                 on the basis of principles,
                                 principles,
                 experience and knowledge

             Knowledge: understanding of how
            things function (or should function)

                     Information: description of
                    physical and social situations

                Data: basic facts and statistics

                               COMMUNICATION
Knowledge
                       Knowledge of
    of hazards
                        community
     and their
                        vulerability
      impacts
                 DRR
              Knowledge
               of coping
Disaster     capacity and
  Risk        resilience
Reduction
Community disaster planning
    Volunteerism                           Donations

        Self-
        Self-organisation           Community
                                     resources


        Organisation              Resources

         Imposed                  Governmental
         organisation                resources

    Laws, protocols, directives
Standards, norms, guidelines      International resources
Organisation
need not be
expensive and
the cost of
communication
is continually
falling...
Vehicles are an important source of
people's vulnerability to earthquakes, but...
Vernacular
           housing:
           the main
           source
           of risk


This is where we need resilience...
A simple
methodology
could determine
which part of a
house is least
liable to damage
in an earthquake
and what
patterns of
damage
might occur.
Can we devise
  a strategy to enhance
self-
self-protective behaviour?
A scale for damage and personal risk level




   Damage level: [1] minimum damage
            level:
    to walls, fitments and furniture.
       walls,               furniture.
       Personal risk level: prudent
                     level:
      behaviour will minimise risks.
                               risks.
A scale for damage and personal risk level




  Damage level: [2] significant damage
           level:
  to structures, cladding and fitments.
      Personal risk level: significant
                    level:
     risk of injury but not of death.  .
A scale for damage and personal risk level




  Damage level: [3] general damage and
          level:
   collapse of architectural elements.
  Personal risk level: significant risk of
                 level:
 injury but relatively low risk of death.
A scale for damage and personal risk level




     Damage level: [4] serious damage
              level:
       or partial collapse of building.
     Personal risk level: strong risk of
                    level:
   injury and significant risk of death.
A scale for damage and personal risk level




      Damage level: [5] collapse of
               level:
    more than 50% of the structure.
  Personal risk level: limited and mainly
                level:
  unpredictable probability of survival.
Q                    E
    Poor building    Proximity
       quality                 Injuries
                    to epicentre
Q   (low seismic     and fault      E
     resistance)      rupture           Deaths

                                    Concentration
                             T      of casualties
                                           S
    Topographic     Sedimentary
T   amplification   amplification   S       C


C = f { E,Q,S,T }
Building quality and seismic resistance:


 • site factors
Building quality and seismic resistance:


 • building type and materials




  [Masonry]          [Reinforced concrete]
Building quality and seismic resistance:

 • plan and elevation of building
Building quality and seismic resistance:

 • urban form factors



                               [battering
                                by
                                adjacent
                                buildings]
Building quality and seismic resistance:

 • mixed construction?




                             [Stone and
                              concrete
                              block]
Building quality and seismic resistance:

 • state of maintenance
Building quality and seismic resistance:

 • occupancy factors
One needs to investigate the relative
   importance of these factors in
        different situations

            site                  urban form
          factors                   factors



    building type                    mixed
    and materials                 construction?

                     plan and
                     elevation
                    of building
Mid-floor damage to multi-occupancy bldg:



   Intertia effect


              Interaction = damage



            Lack of stiffness in frame
Basal acceleration
For example... what is the typical
pattern of seismic failure of Iranian
vernacular housing of any given type?
Some possible modes of failure


         • basal acceleration
         • inertial displacement
         • spalling of façade
         • torsion
         • ejection of
           infill masonry
         • deformation of
           structural nodes
         • detachment of
           internal stairways
In the case of total collapse, little
can be done for the occupants of a
building except urban heavy rescue.




This is up to three times more likely
  to be successful if the location
   of trapped occupants is known
 (e.g. they can attract attention).
                         attention).
An example: the L'Aquila (Italy)
  earthquake of 6 April 2009
n=202         6-25 deaths   3-5 deaths   1-2 deaths

                              One or two individuals

                                                No deaths




 Clusters
of multiple
  deaths
                                               L'Aquila city
No deaths:
 housing stock was
 in relatively good
   condition and
damage was limited


 Damage/risk
  scale: 1-2
         1-
One or two individuals:
people rushed outside
  and were killed by
   falling masonry




          Damage/risk
           scale: 3-4
                  3-
... or in
the collapse
of stairwells.
Clusters of
   multiple deaths:
spectacular collapses
 of multi-occupancy
    multi-
  buildings with up
 to 25 deaths each:
     topographic
amplification was an
  additional factor.
             factor.

      Damage/risk
        scale: 5
Unexpected earthquake
       Mild             Severe       Catastrophic
       impact           impact             impact

    Very          Fall of
                                  Partial          Total
    limited        heavy
                                 collapse       collapse
    damage        objects

                      Remain         Seek
                Seek in situ       potential
              place of        Rush cavity
               refuge        outside

                   Lightly       Seriously
    Uninjured                                     Killed
                   injured        injured
Absolute immobility                         Frantic egress
Earthquake scenario
• magnitude range
• maximum accelerations
• recurrence intervals, etc.

Seismic
performance
of buildings
• modes of failure
• typologies of damage

Risk factors
• behaviour of building occupants
  during earthquakes
• effectiveness of
  search and rescue
Models of typical
vernacular housing
  building types

        Analysis of
       characteristic
       failure modes

                      Determination
                      of appropriate
                     crisis behaviour

                                   Education and
                                    training of
                                    households
                                               Culture of
                                               protection
                                             and resilience
Resilience against earthquakes:
  Ten suggestions for action
Tell people what to do in an earthquake.
Develop urban search and
 rescue capacity on site.
Reduce non-structural as
         non-
well as structural hazards.
Plan flexibly.
Create networks.
Encourage governance.
Adapt and disseminate good practice.
Ensure that Disaster Risk Reduction
(DRR) programmes are sustainable
Create a strategy for recovering
    from the next disaster.
Create a culture of resilience
     against disasters.
...and avoid the
  myth of panic:
it should not be
    treated as a
 relevant factor
   in emergency
         planning
Thank you
 for your
attention!


  david.alexander@grforum.org
 emergency-planning.blogspot.com
This presentation can be downloaded from:-
 www.slideshare.com/dealexander

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Earthquake resilience

  • 1. Resilience Against Earthquakes Some Practical Suggestions for Planners and Managers David Alexander Global Risk Forum - Davos (CH)
  • 2. What is resilience [resiliency]? • a combination of resistance and adaptation (coping, capacity, capability) • ability to maintain livelihoods and tenor of life in the face of disaster shocks • local autonomy and self-sufficiency. self-sufficiency.
  • 3. Redundancy Redundancy Redundancy Redundancy The ingredients of resilience Adaptability Attitude Participation ...and communication
  • 4. Source: World Disasters Report 2005 Wisdom: ability to take decisions on the basis of principles, principles, experience and knowledge Knowledge: understanding of how things function (or should function) Information: description of physical and social situations Data: basic facts and statistics COMMUNICATION
  • 5. Knowledge Knowledge of of hazards community and their vulerability impacts DRR Knowledge of coping Disaster capacity and Risk resilience Reduction
  • 6. Community disaster planning Volunteerism Donations Self- Self-organisation Community resources Organisation Resources Imposed Governmental organisation resources Laws, protocols, directives Standards, norms, guidelines International resources
  • 7. Organisation need not be expensive and the cost of communication is continually falling...
  • 8. Vehicles are an important source of people's vulnerability to earthquakes, but...
  • 9. Vernacular housing: the main source of risk This is where we need resilience...
  • 10. A simple methodology could determine which part of a house is least liable to damage in an earthquake and what patterns of damage might occur.
  • 11. Can we devise a strategy to enhance self- self-protective behaviour?
  • 12. A scale for damage and personal risk level Damage level: [1] minimum damage level: to walls, fitments and furniture. walls, furniture. Personal risk level: prudent level: behaviour will minimise risks. risks.
  • 13. A scale for damage and personal risk level Damage level: [2] significant damage level: to structures, cladding and fitments. Personal risk level: significant level: risk of injury but not of death. .
  • 14. A scale for damage and personal risk level Damage level: [3] general damage and level: collapse of architectural elements. Personal risk level: significant risk of level: injury but relatively low risk of death.
  • 15. A scale for damage and personal risk level Damage level: [4] serious damage level: or partial collapse of building. Personal risk level: strong risk of level: injury and significant risk of death.
  • 16. A scale for damage and personal risk level Damage level: [5] collapse of level: more than 50% of the structure. Personal risk level: limited and mainly level: unpredictable probability of survival.
  • 17. Q E Poor building Proximity quality Injuries to epicentre Q (low seismic and fault E resistance) rupture Deaths Concentration T of casualties S Topographic Sedimentary T amplification amplification S C C = f { E,Q,S,T }
  • 18. Building quality and seismic resistance: • site factors
  • 19. Building quality and seismic resistance: • building type and materials [Masonry] [Reinforced concrete]
  • 20. Building quality and seismic resistance: • plan and elevation of building
  • 21. Building quality and seismic resistance: • urban form factors [battering by adjacent buildings]
  • 22. Building quality and seismic resistance: • mixed construction? [Stone and concrete block]
  • 23. Building quality and seismic resistance: • state of maintenance
  • 24. Building quality and seismic resistance: • occupancy factors
  • 25. One needs to investigate the relative importance of these factors in different situations site urban form factors factors building type mixed and materials construction? plan and elevation of building
  • 26. Mid-floor damage to multi-occupancy bldg: Intertia effect Interaction = damage Lack of stiffness in frame Basal acceleration
  • 27. For example... what is the typical pattern of seismic failure of Iranian vernacular housing of any given type?
  • 28. Some possible modes of failure • basal acceleration • inertial displacement • spalling of façade • torsion • ejection of infill masonry • deformation of structural nodes • detachment of internal stairways
  • 29. In the case of total collapse, little can be done for the occupants of a building except urban heavy rescue. This is up to three times more likely to be successful if the location of trapped occupants is known (e.g. they can attract attention). attention).
  • 30. An example: the L'Aquila (Italy) earthquake of 6 April 2009
  • 31. n=202 6-25 deaths 3-5 deaths 1-2 deaths One or two individuals No deaths Clusters of multiple deaths L'Aquila city
  • 32. No deaths: housing stock was in relatively good condition and damage was limited Damage/risk scale: 1-2 1-
  • 33. One or two individuals: people rushed outside and were killed by falling masonry Damage/risk scale: 3-4 3-
  • 34. ... or in the collapse of stairwells.
  • 35. Clusters of multiple deaths: spectacular collapses of multi-occupancy multi- buildings with up to 25 deaths each: topographic amplification was an additional factor. factor. Damage/risk scale: 5
  • 36. Unexpected earthquake Mild Severe Catastrophic impact impact impact Very Fall of Partial Total limited heavy collapse collapse damage objects Remain Seek Seek in situ potential place of Rush cavity refuge outside Lightly Seriously Uninjured Killed injured injured Absolute immobility Frantic egress
  • 37. Earthquake scenario • magnitude range • maximum accelerations • recurrence intervals, etc. Seismic performance of buildings • modes of failure • typologies of damage Risk factors • behaviour of building occupants during earthquakes • effectiveness of search and rescue
  • 38. Models of typical vernacular housing building types Analysis of characteristic failure modes Determination of appropriate crisis behaviour Education and training of households Culture of protection and resilience
  • 39. Resilience against earthquakes: Ten suggestions for action
  • 40. Tell people what to do in an earthquake.
  • 41. Develop urban search and rescue capacity on site.
  • 42. Reduce non-structural as non- well as structural hazards.
  • 46. Adapt and disseminate good practice.
  • 47. Ensure that Disaster Risk Reduction (DRR) programmes are sustainable
  • 48. Create a strategy for recovering from the next disaster.
  • 49. Create a culture of resilience against disasters.
  • 50. ...and avoid the myth of panic: it should not be treated as a relevant factor in emergency planning
  • 51. Thank you for your attention! david.alexander@grforum.org emergency-planning.blogspot.com This presentation can be downloaded from:- www.slideshare.com/dealexander